Ethics Guidance

U.S. Office of Government Ethics
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Regulations Issued by or Affecting OGE and Its Mission

Please note: The following regulations are current as of January 1, 2004 and are available in both HTML and PDF formats. Revisions, modifications and updates to these regulations after January 1, 2004, if any, can be found in the Federal Register Issuances for 2004 section of this web site. Responsibility for updating and maintaining the Code of Federal Regulations rests with the Office of the Federal Register, National Archives and Records Administration. The Code of Federal Regulations and other Federal Government information are also available online via GPO Access, a service of the U.S. Government Printing Office (GPO). The regulations on this site are provided for informational purposes only and are not intended to be used for legal research.

5 C.F.R. PART 2640 -INTERPRETATION, EXEMPTIONS AND WAIVER GUIDANCE CONCERNING 18 U.S.C. 208 (ACTS AFFECTING A PERSONAL FINANCIAL INTEREST)

Subpart A - General Provisions
Sec. 2640.101 Purpose. HTML PDF
Sec. 2640.102 Definitions. HTML PDF
Sec. 2640.103 Prohibitions. HTML PDF
Subpart B - Exemptions Pursuant to 18 U.S.C. 208(b)(2)
Sec. 2640.201 Exemptions for interests in mutual funds, unit investment trusts, and employee benefit plans. HTML PDF
Sec. 2640.202 Exemptions for interests in securities. HTML PDF
Sec. 2640.203 Miscellaneous exemptions. HTML PDF
Sec. 2640.204 Prohibited financial interests. HTML PDF
Sec. 2640.205 Employee responsibility. HTML PDF
Sec. 2640.206 Existing agency exemptions. HTML PDF
Subpart C - Individual Waivers
Sec. 2640.301 Waivers issued pursuant to 18 U.S.C. 208(b)(1) HTML PDF
Sec. 2640.302 Waivers issued pursuant to 18 U.S.C. 208(b)(3) HTML PDF
Sec. 2640.303 Consultation and notification regarding waivers. HTML PDF
Sec. 2640.304 Public availability of agency waivers. HTML PDF
Page last updated : March 2008