Rescue high frequency jet ventilation versus conventional ventilation for severe pulmonary dysfunction in preterm infants

Joshi VH, Bhuta, T

Background - Methods - Results - Characteristics of Included Studies - References - Data Tables & Graphs


Cover sheet

Title

Rescue high frequency jet ventilation versus conventional ventilation for severe pulmonary dysfunction in preterm infants

Reviewers

Joshi VH, Bhuta T

Dates

Date edited: 16/11/2005
Date of last substantive update: 31/08/2005
Date of last minor update: / /
Date next stage expected 30/05/2007
Protocol first published: Issue 3, 1997
Review first published: Issue 1, 2006

Contact reviewer

Dr Tushar Bhuta
Director
Neonatology
Royal North Shore Hospital
Pacific Highway
St Leonards
Sydney AUSTRALIA
2065
Telephone 1: 61-2-9926 7224
Facsimile: 61-2-9926 6155
E-mail: tbhuta@med.usyd.edu.au

Contribution of reviewers

Vinay Joshi and Tushar Bhuta individually did the searches, indentified the studies and extracted the data.

Internal sources of support

Royal North Shore Hospital, Sydney, AUSTRALIA
Sydney Children's Hospital, Sydney, AUSTRALIA

External sources of support

None

What's new

Dates

Date review re-formatted: / /
Date new studies sought but none found: / /
Date new studies found but not yet included/excluded: / /
Date new studies found and included/excluded: / /
Date reviewers' conclusions section amended: / /
Date comment/criticism added: / /
Date response to comment/criticisms added: / /

Text of review

Synopsis

In very low birth weight infants who require support on breathing machines (ventilators), ventilator associated lung injury and the toxic effects of oxygen may be important factors in creating a chronic disturbance in lung function. Compared to routine conventional ventilators, high frequency jet ventilators (breathing machines that introduce short duration pulses of gas under pressure into the airway at a very fast rate) may reduce the severity of lung injury associated with mechanical ventilation. However, there is little evidence to support the use of rescue high frequency jet ventilation in the treatment of preterm infants with severe pulmonary problems. Only one trial is included in this review. This trial did not demonstrate any difference in infants who received high frequency jet ventilation. However, the trial had a small number of patients and did not report on long-term outcomes, therefore, it is difficult to interpret these findings.

Abstract

Background

Chronic pulmonary disease is a major cause of mortality and morbidity in very low birth weight infants despite increased use of antenatal steroids and surfactant therapy. Ventilator injury and oxygen toxicity are thought to be important factors in the pathogenesis of chronic pulmonary disease. There is evidence in animal studies and adult human studies that high frequency jet ventilation may reduce the severity of lung injury associated with mechanical ventilation.

Objectives

In preterm infants with severe pulmonary dysfunction, does the use of high frequency jet ventilation (HFJV) compared to conventional ventilation (CV) reduce mortality and morbidity without an increase in adverse effects?

Search strategy

We searched MEDLINE (1966 - August 2005), Cochrane Central Register of Controlled Trials (CENTRAL, The Cochrane Library, Issue 3, 2005), and EMBASE (1988 - August 2005). Information was also obtained from experts in the field and cross references were checked.

Selection criteria

Randomized and quasi-randomized controlled trials of rescue high frequency jet ventilation versus conventional ventilation in preterm infants born at less than 35 weeks of gestation or with a birth weight less than 2000 grams with respiratory distress were included in the systematic review.

Data collection & analysis

The standard methods of the Cochrane Neonatal Review Group were used, including independent trial assessment and data extraction. Data were analysed using relative risk (RR) and risk difference (RD).

Main results

Two randomized trials were identified. One trial (Engle 1997) was excluded as the study was restricted to term and near-term infants. The included trial (Keszler 1991) randomized 166 preterm infants and reported data on 144 infants. Cross-over to the alternate treatment was permitted if the initial treatment failed. There was no statistically significant difference in the overall mortality (including survival after cross-over) between the two groups [RR 1.07, (95% CI 0.67, 1.72)]. The survival by original assignment was identical. In a secondary analysis, the study demonstrated rescue treatment with HFJV, up until the time of cross-over, was associated with lower mortality, [RR 0.66 (95% CI 0.45,0.97)]. No significant differences were found in the incidence of CLD in survivors at 28 days of age, IVH, new air leaks, airway obstruction and necrotizing tracheobronchitis.

Reviewers' conclusions

There was no significant difference in the overall mortality between rescue high frequency jet ventilation and conventional groups. In a secondary analysis, rescue treatment with HFJV, up until the time of cross-over, was associated with lower mortality. There was no significant increase in adverse effects like intraventricular hemorrhage, new air leaks, airway obstruction and necrotizing tracheobronchitis with rescue high frequency jet ventilation. The included study was done before the introduction of surfactant and widespread use of antenatal steroids. The number of infants included was small and there were high numbers of post randomization exclusions. Due to the crossover design and small numbers of infants in the included study, there is insufficient information to assess the effectiveness of rescue HFJV in preterm infants. Studies that target the most at-risk population and have appropriate power to assess some of the important outcomes are needed. These trials would also need to incorporate long term pulmonary and neurodevelopmental outcomes.

Background

Pulmonary disease continues to be a major cause of mortality and morbidity in very low birth weight infants despite increased use of antenatal steroids and surfactant therapy. In addition to immaturity, ventilator injury and oxygen toxicity are thought to be important factors in the pathogenesis of chronic pulmonary disease (Jobe 2000). Animal studies (Barringer 1982; Carlon 1983; Hoff 1981) and adult human studies (Carlon 1981; Turnbull 1981) provide evidence that high frequency jet ventilation may reduce the severity of lung injury associated with mechanical ventilation.

High-frequency jet ventilators (HFJV) deliver high-flow, short-duration pulses of pressurized gas directly into the upper airway through a specifically designed endotracheal lumen. The pulses are delivered to the upper airway and are superimposed on a background gas flow from a conventional ventilator that provides positive end-expiratory pressure (PEEP). In addition, conventional breaths may be delivered in conjunction with the jet ventilation. The systems operate at rates of 150 - 600 breaths per minute. Exhalation is passive. This is substantially different from high-frequency oscillators (HFOV), which use an electromagnetically driven diaphragm to generate a sinusoidal pattern of pressure within the ventilatory circuit. The oscillating movement of diaphragm causes active inspiratory and expiratory phases that drive the mixing of gas between the circuit and alveoli. The amplitude of the pressure generated by the diaphragm and the mean airway pressure can be adjusted independently. The major difference between HFJV and HFOV is the inspiratory:expiratory ratios they generate. The piston driven HFOV devices have a mandatory 1:1 ratio. The SensorMedics HFOV is capable of a range of ratios, but usually used with a ratio of 1:2. The Bunnel HFJV is usually used with a 1:6 ratio. This extremely short I:E ratio makes it potentially more effective in managing patients with interstitial emphysema or a bronchopleural fistula.

Certain interventions will have an influence on any ventilator strategy in preterm infants. Surfactant, by its surface tension reducing property, renders alveoli a stability and prevents their collapse and increases the alveolar recruitment. Thus, use of surfactant will have a beneficial effect in infants with hyaline membrane disease. The use of high lung volume strategy has been shown to be effective in reducing mortality and chronic lung disease. The adverse effect of necrotizing tracheobronchitis has been reported in some of these studies. This was thought to be due to inadequate humidification of the inspired gases. Therefore, a priori decision to do subgroup analysis based on use of surfactant or not, incorporation of ventilation strategies to maintain optimal lung volumes, gestational age and weight and with or without adequate humidification, is taken. Included in this systematic review were trials in which patients were randomized after failure to adequately ventilate on CV, or when complications of CV developed or were likely to develop. Elective use of HFJV is not included here and is assessed in another review (Bhuta 2002).

Objectives

The objective of this review is to test the hypothesis that the use of high frequency jet ventilation (HFJV) compared to conventional ventilation (CV) will rescue preterm infants with severe pulmonary dysfunction and that this would not be associated with increase in adverse effects.

Subgroup analysis:

1) Trials with and without surfactant replacement therapy

2) Trials with and without strategies to maintain lung volume

3) Infants of different gestational ages and birth weights. Specific subgroups to include < 28 weeks gestation and < 1000 gms

4) Trials with and without adequate humidification of inspired gases

Criteria for considering studies for this review

Types of studies

Randomized and quasi-randomized controlled trials.

Types of participants

Preterm infants less than 35 weeks of gestational age or birth weight less than 2000 grams with severe pulmonary dysfunction, including pulmonary interstitial emphysema and an unsatisfactory response to conventional ventilation.

Types of interventions

Included in the systematic review were trials in which patients were randomized after failure to adequately ventilate on conventional ventilation (CV) or when complications of CV developed or were likely to develop. "Rescue" high frequency jet ventilation (HFJV) (for severe disease unresponsive to CV) is compared with continued CV. Elective use of HFJV is not included here and is assessed in another review (Bhuta 2002). Conventional ventilation (CV) implies time-cycled, pressure limited ventilation with respiratory rates of approximately 30 - 80/min, and HFJV implies high-flow, short-duration pulses of pressurised gas directly into the upper airway through a specifically designed endotracheal lumen, at rates of 150 - 600 breaths per minute.

Types of outcome measures

The following are the main outcomes compared in this review:

1) Mortality at 28 - 30 days

2) Chronic lung disease
i) at 28 days
ii) at 36 weeks postconceptional age

3) Pulmonary air leak syndromes

4) Intraventricular haemorrhages
i) all grades
ii) grades 3 and 4

5) Periventricular leukomalacia
i) cystic
ii) haemorrhagic

6) Periventricular echodensities

7) Necrotising tracheobronchitis

8) Long term pulmonary and neurodevelopmental outcomes

We included airway obstruction as an outcome, post-hoc.

Search strategy for identification of studies

See: Collaborative Review Group search strategy.
We searched MEDLINE (1966 - August 2005), Cochrane Central Register of Controlled Trials (CENTRAL, The Cochrane Library, Issue 3, 2005), and EMBASE (1988 - August 2005). We used the following MeSH terms: explode high frequency ventilation or any combinations of the following text words: high-frequency, jet, oscillations, ventilator. Information was also obtained from experts in the field and cross references were checked. There was no language barrier for the search.

Methods of the review

Criteria and methods used to asses the methodological quality of the trials:
The standard review method of the Neonatal Review Group was used. This included independent quality assessment by the second author.

Methods used to collect the data from included trials:
The two authors extracted data separately, then compared and resolved the differences. Additional data were requested from one author regarding 22 babies who were excluded post-randomization. The outcomes on these babies could not be obtained from the author.

Methods used to synthesize data:
The standard method of the Neonatal Review Group was used, including for categorical data, use of relative risk (RR) and risk difference (RD).
Heterogeneity was evaluated using the I2 statistic.

Description of studies

Three trials were identified, two randomized and one non-randomized. Out of two randomized trials, one (Keszler 1991) was included in the systematic review and the other trial (Engle 1997) was not included since the study population was restricted to near-term and term infants. The third study (Davis 1992) was not included as it was neither randomized nor quasi-randomized. See Table of excluded studies.

The included study (Keszler 1991) was conducted from January 1987 to March 1989. 166 infants were enrolled. The birth weights of enrolled infants were equal to or more than 750 grams and less than 2000 grams and they developed pulmonary interstitial emphysema within the first seven days of age while receiving conventional ventilation. Infants were randomized to receive treatment with high frequency jet ventilation or rapid rate conventional mechanical ventilation (CV) with short inspiratory time. 144 infants were included in the analysis. Infants who did not respond to the initial mode of ventilation and met the specific criteria for treatment failure, were permitted to cross over to other ventilation therapy.

Criteria for treatment failure were:

(1) worsening pulmonary interstitial emphysema (PIE), as demonstrated by significant radiographic worsening of PIE or development of intractable air leaks, accompanied by deteriorating gas exchange requiring increasing ventilator support to maintain target blood gas values

(2) lack of improvement, defined as no improvement of PIE after 96 hours, accompanied by deteriorating gas exchange

(3) inadequate gas exchange during maximal support, including arterial oxygen tension < 40 mmHg, or arterial carbon dioxide tension > 65 mmHg on mean airway pressure > 15 cm of H2O and fraction of inspired oxygen equal to one

(4) acute deterioration, demonstrated by sudden worsening of the patient's status, so that continued participation in the study would be contrary to his or her best interest. The 39% of babies from HFJV group were crossed over to CV and 63% of babies from CV group crossed over to HFJV, when criteria for treatment failure were met. The infants were analyzed in this review in the groups to which they were originally randomized. None of the infants in the study received surfactant. See table Characteristics of Included Studies for more details.

Methodological quality of included studies

Details of the methodological quality of the included study are available in the table Characteristics of Included Studies. The randomization was adequate and allocation was concealed, but the treatment was not be blinded. Of 166 patients who were entered into the study, 22 (13%) were excluded from further consideration because of the presence of unrecognized exclusion criteria (nine patients), significant deviation from protocol (eight), presence of a conflicting research protocol (three) or other reasons. We were unable to obtain data regarding excluded babies from each randomized group from the study author.

Results

The one eligible trial (Keszler 1991) reported on 144 infants (166 were randomized).

1) Overall mortality
There was no statistically significant difference in the overall mortality between the HFJV and CV groups [RR 1.07 (0.67, 1.72)], [RD 0.02 (-0.13, 0.18)].

2) Chronic lung disease
i) at 28 days
No statistically significant differences were found in the incidence of CLD in survivors [RR 0.77 (0.54, 1.07)], [RD -0.16 (-0.35, 0.04)].
ii) at 36 weeks postconceptional age - not reported

3) Mortality excluding the survival after cross-over
Mortality in the HFJV group was significantly lower compared to the CV group [RR 0.66 (0.45, 0.97)], [RD -0.18 (-0.34, -0.02)]

4) Pulmonary air leak syndromes
There were no statistically significant differences in the incidence of new air leaks [RR 0.76 (0.46,1.23)], [RD -0.09 (-0.24, 0.06)]

5) Intraventricular haemorrhages
i) all grades - not reported
ii) grades 3 and 4
There was no statistically significant difference in the incidence of total IVH (grades 3,4) [RR 0.74 (0.42,1.28)], [RD- 0.09 (-0.26, 0.07)]. The incidence of new IVH in infants assessed was lower in the rescue HFJV group, but this was not statistically significant [RR 0.49 (0.19,1.24)].

6) Periventricular leukomalacia (cystic or haemorrhagic) was not reported

7) Periventricular echodensities were not reported

8) Necrotising tracheobronchitis
There was no statistically significant difference in the incidence of necrotizing tracheobronchitis at autopsy in 17 infants [RR 1.33 (0.29, 6.06)], [RD 0.08 (-0.35, 0.51)].

9) Long term pulmonary and neurodevelopmental outcomes were not reported

10) Airway obstruction was included as an outcome, post-hoc. There was no statistically significant difference between the two groups [RR 3.78 (0.43,33.03)], [RD 0.04 (-0.02, 0.10)].

Discussion

Only one trial satisfied the eligibility criteria and was included in this review. It was conducted in the late 1980's, and none of the infants in the study received exogenous surfactant. The study was designed to investigate short term pulmonary outcomes such as resolution of PIE associated with radiographic improvement. The allowed cross-over hampered the ability to demonstrate an advantage of one ventilator over the other in reducing the important complications.

The overall mortality (including survival after cross-over) was not statistically different in infants treated with high frequency jet ventilation versus conventional ventilation [RR 1.07 (0.67, 1.72)]. The survival by original assignment did not differ between the two groups. Mortality up until the point of cross-over, was lower in the HFJV group [RR 0.66, (0.45, 0.97)] compared with infants who received conventional ventilation. Because of the cross-over design of the trial and high cross-over rate, it is difficult to interpret data on these important outcomes. Although the reduction of the incidence of bronchopulmonary dysplasia [RR 0.77, (0.54, 1.07)] was a potential benefit, this was not statistically significant. At the same time, the intervention in these infants with severe respiratory failure and established barotrauma may have come too late to have an impact on the incidence of bronchopulmonary dysplasia. The incidence of airway obstruction and necrotizing tracheobronchitis did not differ significantly between the groups suggesting that HFJV does not cause a disproportionate amount of airway damage.

Neurological injury, both acute and chronic, was always a major concern since the advent of high frequency ventilation. This is usually measured in the neonatal period by assessing the rates of intraventricular haemorrhage and periventricular leukomalacia and more accurately at neurodevelopmental follow up within the first three years of life. There was no increase in the incidence of complications such as IVH (all grades) in HFJV group. However, there was a lack of information on PVL and long term neurodevelopmental outcome, which is of concern.

Reviewers' conclusions

Implications for practice

The included study was done before the introduction of surfactant and widespread use of antenatal steroids. The number of infants included was small and post randomization there was a high number of exclusions. Due to the crossover design of the study, and small number of infants in the included study, there is insufficient information to assess the effectiveness of rescue HFJV in preterm infants.

The one included study showed improved survival in the group receiving rescue HFJV (excluding survival after cross-over) without any significant increase in adverse effects (IVH, new air leaks, airway obstruction and necrotizing tracheobronchitis), but the overall survival was not different between the two groups. There were no data on other important long term neurodevelopmental outcomes. Thus, there is not enough evidence to support the use of high frequency jet ventilation as a rescue therapy in preterm infants.

Implications for research

Studies are needed with appropriate design and power to assess some of the important outcomes stratified by gestational age and weight and also to target the most at-risk population. These trials would also need to incorporate long term neurodevelopmental outcomes.

Acknowledgements

We thank Martin Keszler, for answering our queries about the study and David Henderson-Smart, who participated in the protocol development.

Potential conflict of interest

None

Characteristics of included studies

StudyMethodsParticipantsInterventionsOutcomesNotesAllocation concealment
Keszler 1991Multicentre trial, enrolment between Jan 1987-Mar 1989.
Concealment at randomization - Yes. Randomization performed centrally by calling 24 hour hotline.
Blinding of intervention - No
Complete follow up - No. 22 of 166 infants were excluded after initial randomisation.
Blinding of outcome assessment - No
166 preterm infants less than 7 days of age and weighing less than or equal to 750gm at birth, with pulmonary interstitial emphysema. Eligible infants were stratified by birthweight and severity of illness. Of 144 infants analysed, mean birthweight was 1340gm and mean gestational age at study entry was 29.3 weeks. HFJV with 400-450 cycles/min (treatment group), CV with rates of 60-100 breaths/min, with short inspiratory time (control group). 70 infants were assigned to CV and 74 infants were assigned to HFJV. Crossover to alternate therapy was allowed if infants failed with allocated ventilator therapy. (Treatment failure defined as: worsening PIE, lack of improvement, inadequate gas exchange during maximal support, or acute deterioration.)
Effective gas heating and humidification system.
Mortality at 28-30 days, success in the original assignment, CLD at 28-30 days, IVH ( grade III & IV), new air leak, necrotising tracheobronchitis, airway obstruction, CLD in survivors.Prenatal steroids were not reported. None of the babies received exogenous surfactant. Study supported by Bunnell Inc.A

Characteristics of excluded studies

StudyReason for exclusion
Davis 1992Non-randomized trial
Engle 1997The study population restricted to term and near-term neonates

References to studies

References to included studies

Keszler 1991 {published data only}

Keszler M, Donn SM, Bucciarelli RL, Alverson DC, Hart M, Lunyong V et al. Multicenter controlled trial comparing high-frequency jet ventilation and conventional mechanical ventilation in newborn infants with pulmonary interstial emphysema. Journal of Pediatrics 1990;119:85-93.

References to excluded studies

Davis 1992 {published data only}

Davis JM, Richter SE, Kending JW, Notter RH. High-frequency jet ventilation and surfactant treatment of newborns with severe respiratory failure. Pediatric Pulmonology 1992;13:108-12.

Engle 1997 {published data only}

Engle WA, Yoder MC, Andreoli SP, Darragh RK, Langefeld CD, Hui SL. Controlled prospective randomized comparison of high-frequency jet ventilation and conventional ventilation in neonates with respiratory failure and persistent pulmonary hypertension. Journal of Perinatology 1997;17:3-9.

* indicates the primary reference for the study

Other references

Additional references

Barringer 1982

Barringer M, Meredith J, Prough D, Gibson R, Blinkhorn R. Effectiveness of high-frequency jet ventilation in management of experimental bronchopleural fistula. American Surgeon 1982;48:610-3.

Bhuta 2002

Bhuta T, Henderson-Smart DJ. Elective high frequency jet ventilation versus conventional ventilation for respiratory distress syndrome in preterm infants. In: The Cochrane Database of Systematic Reviews, Issue 2, 2002.

Carlon 1981

Carlon GC, Kahn RC, Howland WS, Ray C Jr, Turnbull AD. Clinical experience with high frequency jet ventilation. Critical Care Medicine 1981;9:1-6.

Carlon 1983

Carlon GC, Griffin J, Ray C Jr, Groeger JS, Patrick K. High frequency jet ventilation in experimental airway disruption. Critical Care Medicine 1983;11:353-5.

Hoff 1981

Smith RB, Cutaia F, Hoff BH, Babinski M, Gelineau J. Long-term transtracheal high frequency ventilation in dogs. Critical Care Medicine 1981;9:311-4.

Jobe 2000

Jobe AH, Ikegami M. Lung development and function in preterm infants in the surfactant era. Annual Review of Physiology 2000;62:825-46.

Turnbull 1981

Turnbull AD, Carlon G, Howland WS, Beattie EJ Jr. High-frequency jet ventilation in major airway or pulmonary disruption. Annals of Thoracic Surgery 1981;32:468-74.

Comparisons and data

01 Rescue HFJV vs CV in preterm infants
01.01 Overall mortality
01.02 CLD at 28-30 days in survivors
01.03 Mortality excluding survival after cross-over
01.04 New air leak
01.05 Total IVH (grade 3 & 4)
01.06 Necrotising tracheobronchitis at autopsy
01.07 Airway obstruction

Comparison or outcomeStudiesParticipantsStatistical methodEffect size
01 Rescue HFJV vs CV in preterm infants
01 Overall mortality1144RR (fixed), 95% CI1.07 [0.67, 1.72]
02 CLD at 28-30 days in survivors197RR (fixed), 95% CI0.77 [0.54, 1.07]
03 Mortality excluding survival after cross-over1144RR (fixed), 95% CI0.66 [0.45, 0.97]
04 New air leak1144RR (fixed), 95% CI0.76 [0.46, 1.23]
05 Total IVH (grade 3 & 4)1118RR (fixed), 95% CI0.74 [0.42, 1.28]
06 Necrotising tracheobronchitis at autopsy117RR (fixed), 95% CI1.33 [0.29, 6.06]
07 Airway obstruction1144RR (fixed), 95% CI3.78 [0.43, 33.03]

Notes

Contact details for co-reviewers

Dr Vinay H Joshi, MBBS, MD, DM
Registrar
Children's Intensive Care Unit
Sydney Children's Hospital
High St
Randwick
Sydney AUSTRALIA
2031
Telephone 1: 61-2-9382 2019
Facsimile: 61-2-
E-mail: vjhanamesh@yahoo.com


The review is published as a Cochrane review in The Cochrane Library, Issue 1, 2006 (see http://www.thecochranelibrary.com for information). Cochrane reviews are reguarly updated as new evidence emerges and in response to comments and criticisms, and The Cochrane Library should be consulted for the most recent version of the Review.