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The Warrant Officer Ranks: Adding Flexibility to Military Personnel Management February 2002 |
Warrant officers and limited duty officers make
up only about 1.4 percent of active-duty personnel (see Table
2). Even in the Army, the service with the heaviest concentration of
warrant officers, technician warrant officers account for only about 1.3
percent of personnel; another 1.1 percent are aviators. The Navy has the
longest tradition of warrant officer service, yet barely 0.5 percent of
Navy personnel are warrant officers. Limited duty officers, however, account
for another 1.0 percent of Navy personnel.(1)
TABLE 2. DISTRIBUTION OF ACTIVE-DUTY PERSONNEL BY GROUP AND SERVICE, FISCAL YEAR 1999 |
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Service | Enlisted | Commissioned
Officer |
Warrant Officer |
Total | Limited Duty Officera |
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Number | |||||||||||
Army | 396,155 | 66,104 | 11,491 | 473,750 | * | ||||||
Navy | 314,286 | 52,136 | 1,757 | 368,179 | 3,687 | ||||||
Marine Corps | 154,830 | 16,055 | 1,839 | 172,724 | 438 | ||||||
Air Force | 286,170 | 70,321 | 0 | 356,491 | * | ||||||
All Services | 1,151,441 | 204,616 | 15,087 | 1,371,144 | 4,125 | ||||||
Percentage of Total | |||||||||||
Army | 83.6 | 14.0 | 2.4 | 100.0 | * | ||||||
Navy | 85.4 | 14.2 | 0.5 | 100.0 | 1.0 | ||||||
Marine Corps | 89.6 | 9.3 | 1.1 | 100.0 | 0.3 | ||||||
Air Force | 80.3 | 19.7 | 0 | 100.0 | * | ||||||
All Services | 84.0 | 14.9 | 1.1 | 100.0 | 0.3 | ||||||
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SOURCE: Congressional Budget Office from data supplied by the Defense Manpower Data Center. | |||||||||||
NOTE: * = not applicable. | |||||||||||
a. Limited duty officers are included under commissioned officers. Numbers of LDOs reflect commissioned officers with a primary designator (Navy) or military occupational specialty (Marine Corps) that is assigned to LDOs. | |||||||||||
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This chapter looks at what the small number of warrant officers and
limited duty officers do in the services that employ them. In general,
the services view personnel in both groups as senior technical experts,
although Army warrant officer aviators do not appear to fit that definition
well. Excluding those aviators, warrant officers tend to be concentrated
in engineering and maintenance specialties, particularly in the Navy.
ROLES
The three services that employ warrant officers define their roles in
essentially identical terms (see Box 1). Warrant officers
are technical specialists serving in positions that require the authority
of an officer. Their assignments are repetitive in nature rather than offering
the broadening experiences required as preparation for higher command.
Except for Army aviators and a few others, warrant officers' jobs are closely
related to the occupational specialties they held as enlisted personnel;
each warrant specialty is "fed" by a limited number of enlisted specialties.
Compared with the occupational specialties of commissioned officers, those
of warrant officers are more narrowly defined (and more numerous).
THE SERVICES' DEFINITIONS OF WARRANT OFFICERS AND LIMITED DUTY OFFICERS Warrant Officer Army. "An officer appointed by warrant by the Secretary of the Army, based on a sound level of technical and tactical competence. The Warrant Officer is a highly specialized expert and trainer who, by gaining progressive levels of expertise and leadership, operates, maintains, administers, and manages the Army's equipment, support activities, or technical systems for an entire career." (Department of the Army, Warrant Officer Professional Development, Pamphlet 600-11, December 30, 1996, p. 3) Navy. "The CWO [chief warrant officer1] Program provides technically oriented commissioned officers to perform duties requiring technical competence in specific enlisted occupational fields and the authority and responsibility greater than that required of chief petty officers." (Department of the Navy, Secretary of the Navy Instruction 1130.3C, July 30, 1992) Marine Corps. "[A] technical specialist who performs duties that require extensive knowledge, training, and experience with systems or equipment which are beyond the duties of staff non-commissioned and unrestricted officers." (United States Marine Corps, "USMC Restricted Officer Program," briefing for the Congressional Budget Office by Major Michael R. Pfister, September 25, 2000) Limited Duty Officer Navy. "The LDO Program provides technically oriented commissioned officers to perform duties requiring the authority, responsibility and managerial skills of commissioned officers, but limited to broad enlisted occupational fields outside the normal development pattern of the unrestricted line, the restricted line or staff corps competitive categories." (Department of the Navy, Secretary of the Navy Instruction 1130.3C, July 30, 1992) Marine Corps. "Technical specialist who performs
duties that require extensive knowledge, training, and experience with
systems or equipment which are beyond the duties of a warrant officer and
senior unrestricted officer." (United States Marine Corps, "USMC Restricted Officer Program," briefing for the Congressional Budget Office by Major Michael R. Pfister, September 25, 2000)
1. All three services refer to warrant officers in pay grade W-2 and above as chief warrant officers. The Navy does not use pay grade W-1 and so refers to its chief warrant officer (CWO) program. |
Limited duty officers in the Navy and the Marine Corps fill roles that, to an outsider, can seem strikingly similar to those of warrant officers. The differences in the formal definitions of warrant officers and LDOs are subtle, focusing on the degree of authority and responsibility as well as the breadth of expertise required (see Box 1). The occupational specialties of warrant officers and LDOs show considerable overlap; almost every Navy warrant officer specialty has a corresponding LDO specialty and vice versa, and most Marine Corps LDO specialties can also be held by warrant officers. Marine Corps LDOs must first serve as warrant officers, but the Navy--although it accepts warrant officer applicants--draws most of its limited duty officers directly from the enlisted ranks.
When the Navy reexamined its senior noncommissioned officer (NCO), warrant
officer, and LDO programs in 1990, it produced what is probably the clearest
statement of the differences among the groups (see Box
2). (Depending on the service, the term "noncommissioned officer" can refer to personnel in grades E-4 and above or E-5 and above.) The Navy's
statement emphasizes the supervisory, leadership, and training roles of
senior NCOs within an enlisted rating (occupational specialty). At the
highest grade, the NCO's role may extend to matters stretching across "the
full Navy rating spectrum." The warrant officer is a technical leader and
specialist who "directs technical operations." LDOs fill "leadership and management" positions and, as they reach the higher ranks, become "more the 'officer' and less the 'technician.'" Army descriptions of occupational duties tend to convey distinctions similar to the Navy's, with senior NCOs as supervisors and warrant officers as technical managers.
THE NAVY'S DESCRIPTION OF DIFFERENCES AMONG ITS SENIOR NONCOMMISSIONED OFFICERS, WARRANT OFFICERS, AND LIMITED DUTY OFFICERS Senior Noncommissioned Officer "E-7: Technical authority and expert within a rating. Directly leads, supervises, instructs and trains lower rated personnel. "E-8: Senior technical supervisor within a rating or career field. Primarily responsible for leadership, supervision and training oriented to system and subsystem maintenance, repair and operation. If warranted by manning, could act in the role of MCPO [master chief petty officer--E-9] in terms of leadership, administrative and managerial responsibilities. "E-9: Senior enlisted leader responsible for matters pertaining to leadership, administrative and managerial functions involving enlisted ratings. The MCPO is expected to contribute in matters of policy formulation as well as implementation within his/her occupational field or across the full Navy rating spectrum." Warrant Officer "A technical leader and specialist who directs technical operations in a given occupational specialty and serves successive tours in that specialty. Remains the technical expert." Limited Duty Officer "Technical leader filling leadership and management positions
in a broad technical field requiring a background outside the normal pattern
for unrestricted and restricted line officers. With seniority becomes more
the 'officer' and less the 'technician.'"
SOURCE: Navy Occupational Development and Analysis Center, A Review of Navy E-7, E-8, E-9, Warrant, and Limited Duty Officer Occupational Classification Structures" (October 1990), p. 2. |
Notwithstanding the Navy's seemingly clear distinctions, a telling indication of how subtle the difference is between a warrant officer and a senior noncommissioned officer comes from the services' differing responses to the introduction of the two most senior enlisted pay grades--E-8 and E-9--in 1958. The Air Force elected to discontinue its warrant officer program, recently noting that the decision "cut out an additional management layer and a separate personnel management system, and created increased promotion opportunity for the senior enlisted."(2) The Navy initially decided to eliminate warrant officers as well, and to expand its LDO program. Four years later, however, the Navy reinstated the warrant officer program, a decision that may have reflected, in part, the Navy's long tradition of warrant officer service, which dates from that service's earliest years. The Army had completed a review of its warrant officer program in 1957 and apparently did not consider eliminating that program in response to the introduction of the new pay grades.
The most obvious difference among senior enlisted personnel, warrant
officers, LDOs, and commissioned officers other than LDOs lies in their
pay. Although the pay scales overlap considerably, warrant officers' pay
generally falls between that of senior noncommissioned officers and commissioned
officers--usually closer to the former. Limited duty officers receive the
same benefits as other commissioned officers, but because they previously
served at least four years in the enlisted ranks, their basic pay through
grade O-3 is somewhat higher than that of other officers in those grades.
(The pay grades O-1E through O-3E apply to such personnel.) New warrant
officers typically earn about 17 percent to 20 percent more in basic pay
than they did as enlisted personnel, and new LDOs in the Navy--serving
in the lowest officer grade (ensign)--earn another 2 to 7 percentage points
more. Those raises, however, leave the pay of both groups about 40 percent
below that of commissioned officers with the same amount of military service
who entered directly from civilian life. (Chapter IV discusses warrant
officer and LDO selection practices and pay profiles more fully.)
OCCUPATIONS
Warrant officers and limited duty officers are drawn most heavily from
equipment repair specialties in the enlisted ranks; thus, in comparison
with commissioned officers, they tend to be heavily concentrated in engineering
and maintenance occupations (see Table 3). More than
half of all warrant officers and LDOs, excluding the Army's aviators, are
found in such occupations, whereas less than 20 percent of commissioned
officers serve in engineering and maintenance specialties in any of the
three services. The Marine Corps also relies heavily on warrant officers
in administrative positions; its largest single warrant officer occupation
is personnel officer. In the Army, intelligence is another area in which
warrant officers are heavily represented. Notably underrepresented in the
warrant officer ranks are tactical operations officers--ground, air, and
naval arms--except, of course, for the Army's aviators. That underrepresentation
is consistent with the role of technical expert that all three services
define for warrant officers.
TABLE 3. DISTRIBUTION OF WARRANT OFFICERS AND LIMITED DUTY OFFICERS AND OF COMMISSIONED OFFICERS IN PAY GRADE O-4, BY OFFICER OCCUPATIONAL CATEGORY, FISCAL YEAR 1999 (In percent) |
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Army
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Navy
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Marine Corps
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Three Services Combined
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Warrant | Commissioned | Warrant and Limited Duty | Commissioned | Warrant and Limited Duty | Commissioned | Warrant and Limited Duty | Commissioned | ||||||||||||
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Engineering and Maintenance Officers | 45 | 11 | 69 | 17 | 42 | 10 | 54 | 13 | |||||||||||
Administrators | 12 | 11 | 13 | 14 | 23 | 8 | 14 | 12 | |||||||||||
Supply, Procurement, and Allied Officers | 18 | 15 | 4 | 7 | 16 | 16 | 12 | 12 | |||||||||||
Intelligence Officers | 17 | 8 | 5 | 6 | 5 | 5 | 10 | 7 | |||||||||||
Tactical Operations Officers | 7 | 39 | 8 | 40 | 11 | 53 | 8 | 41 | |||||||||||
Scientists and Professionals | 1 | 17 | 1 | 11 | 2 | 7 | 1 | 13 | |||||||||||
General Officers and Executives, N.E.C. | 0 | 0 | 0 | 4 | 0 | 0 | 0 | 2 | |||||||||||
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SOURCE: Congressional Budget Office from data supplied by the Defense Manpower Data Center. | |||||||||||||||||||
NOTES: N.E.C. = not elsewhere classified. | |||||||||||||||||||
Figures for commissioned officers reflect duty occupations for officers in pay grade O-4 (major or lieutenant commander) excluding limited duty officers; figures for warrant officers reflect primary occupations for all warrant pay grades. Totals exclude nonoccupational personnel (principally students), personnel whose occupation is unknown, health care officers, and Army warrant officer aviators. | |||||||||||||||||||
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The enlisted occupational specialties that contribute disproportionate
numbers of personnel to the technician warrant officer ranks are generally
in the areas of electrical/mechanical equipment repair, electronic equipment
repair, and, except in the Marine Corps, communications and intelligence
(see Table 4).(3)
Personnel in the basic war-fighting specialties--infantry, gun crews, and
seamanship--generally do not qualify directly for warrant officer or LDO
service. The Army draws a few warrant officers from among personnel in
health care specialties, but the eligible specialties are medical equipment
repairer and veterinary food inspection specialist.
TABLE 4. DISTRIBUTION OF WARRANT OFFICERS AND LIMITED DUTY OFFICERS AND OF ENLISTED PERSONNEL IN GRADES E-6 AND ABOVE, BY ENLISTED OCCUPATIONAL CATEGORY, FISCAL YEAR 1999 (In percent) |
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Armya
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Navy
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Marine Corps
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Three Services Combined
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Warrant Officers |
Enlisted | Warrant Officers and Limited Duty Officers |
Enlisted | Warrant Officers and Limited Duty Officers |
Enlisted | Warrant Officers and Limited Duty Officers |
Enlisted | ||||||||||||
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Electrical/Mechanical Equipment Repairers | 27 | 12 | 36 | 26 | 23 | 19 | 30 | 18 | |||||||||||
Functional Support and Administration | 20 | 20 | 12 | 16 | 32 | 27 | 19 | 19 | |||||||||||
Electronic Equipment Repairers | 8 | 6 | 24 | 17 | 16 | 9 | 16 | 10 | |||||||||||
Communications and Intelligence Specialists | 16 | 11 | 17 | 11 | 6 | 11 | 15 | 11 | |||||||||||
Infantry, Gun Crews, and Seamanship Specialists | 13 | 28 | 4 | 9 | 5 | 17 | 8 | 19 | |||||||||||
Service and Supply Handlers | 10 | 10 | 4 | 5 | 10 | 12 | 7 | 8 | |||||||||||
Other Technical and Allied Specialists | 2 | 5 | 1 | 4 | 6 | 4 | 2 | 4 | |||||||||||
Craftsworkers | 1 | 1 | 2 | 7 | 3 | 2 | 2 | 4 | |||||||||||
Health Care Specialists | 3 | 8 | 0 | 6 | 0 | 0 | 1 | 6 | |||||||||||
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SOURCE: Congressional Budget Office from data supplied by the Defense Manpower Data Center. | |||||||||||||||||||
NOTE: Warrant officers and LDOs are distributed on the basis of the occupational groups of the enlisted specialties that feed into each warrant officer specialty. | |||||||||||||||||||
a. Army figures exclude aviators. | |||||||||||||||||||
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1. This paper does not examine the Coast Guard, which is under the jurisdiction of the Department of Transportation. About 4.1 percent of Coast Guard personnel are warrant officers.
2. Air Force response to a Congressional Budget Office request for information provided by the Office of Budget & Appropriations Liaison on November 9, 2000.
3. Direct comparisons of enlisted and officer (including warrant officer) occupations are not possible because the Department of Defense groups those occupations differently. The comparisons here group the occupations of warrant officers and limited duty officers according to the occupational categories of the enlisted specialties that feed into them.