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The Warrant Officer Ranks: Adding Flexibility to Military Personnel Management
February 2002
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CHAPTER II

THE ROLES AND OCCUPATIONS OF WARRANT OFFICERS AND LIMITED DUTY OFFICERS

Warrant officers and limited duty officers make up only about 1.4 percent of active-duty personnel (see Table 2). Even in the Army, the service with the heaviest concentration of warrant officers, technician warrant officers account for only about 1.3 percent of personnel; another 1.1 percent are aviators. The Navy has the longest tradition of warrant officer service, yet barely 0.5 percent of Navy personnel are warrant officers. Limited duty officers, however, account for another 1.0 percent of Navy personnel.(1)
 


TABLE 2.
DISTRIBUTION OF ACTIVE-DUTY PERSONNEL BY GROUP AND SERVICE, FISCAL YEAR 1999

Service Enlisted Commissioned
Officer
Warrant
Officer
Total Limited Duty
Officera

Number
 
Army 396,155   66,104   11,491   473,750   *  
Navy 314,286   52,136   1,757   368,179   3,687  
Marine Corps 154,830   16,055   1,839   172,724   438  
Air Force 286,170   70,321   0   356,491   *  
 
  All Services 1,151,441   204,616   15,087   1,371,144   4,125  
 
Percentage of Total
                       
Army 83.6   14.0   2.4   100.0   *  
Navy 85.4   14.2   0.5   100.0   1.0  
Marine Corps 89.6   9.3   1.1   100.0   0.3  
Air Force 80.3   19.7   0   100.0   *  
 
  All Services 84.0   14.9   1.1   100.0   0.3  

SOURCE: Congressional Budget Office from data supplied by the Defense Manpower Data Center.
NOTE: * = not applicable.
a. Limited duty officers are included under commissioned officers. Numbers of LDOs reflect commissioned officers with a primary designator (Navy) or military occupational specialty (Marine Corps) that is assigned to LDOs.

This chapter looks at what the small number of warrant officers and limited duty officers do in the services that employ them. In general, the services view personnel in both groups as senior technical experts, although Army warrant officer aviators do not appear to fit that definition well. Excluding those aviators, warrant officers tend to be concentrated in engineering and maintenance specialties, particularly in the Navy.
 

ROLES

The three services that employ warrant officers define their roles in essentially identical terms (see Box 1). Warrant officers are technical specialists serving in positions that require the authority of an officer. Their assignments are repetitive in nature rather than offering the broadening experiences required as preparation for higher command. Except for Army aviators and a few others, warrant officers' jobs are closely related to the occupational specialties they held as enlisted personnel; each warrant specialty is "fed" by a limited number of enlisted specialties. Compared with the occupational specialties of commissioned officers, those of warrant officers are more narrowly defined (and more numerous).
 

BOX 1.
THE SERVICES' DEFINITIONS OF WARRANT OFFICERS AND LIMITED DUTY OFFICERS

Warrant Officer

Army. "An officer appointed by warrant by the Secretary of the Army, based on a sound level of technical and tactical competence. The Warrant Officer is a highly specialized expert and trainer who, by gaining progressive levels of expertise and leadership, operates, maintains, administers, and manages the Army's equipment, support activities, or technical systems for an entire career." (Department of the Army, Warrant Officer Professional Development, Pamphlet 600-11, December 30, 1996, p. 3)

Navy. "The CWO [chief warrant officer1] Program provides technically oriented commissioned officers to perform duties requiring technical competence in specific enlisted occupational fields and the authority and responsibility greater than that required of chief petty officers." (Department of the Navy, Secretary of the Navy Instruction 1130.3C, July 30, 1992)

Marine Corps. "[A] technical specialist who performs duties that require extensive knowledge, training, and experience with systems or equipment which are beyond the duties of staff non-commissioned and unrestricted officers." (United States Marine Corps, "USMC Restricted Officer Program," briefing for the Congressional Budget Office by Major Michael R. Pfister, September 25, 2000)

Limited Duty Officer

Navy. "The LDO Program provides technically oriented commissioned officers to perform duties requiring the authority, responsibility and managerial skills of commissioned officers, but limited to broad enlisted occupational fields outside the normal development pattern of the unrestricted line, the restricted line or staff corps competitive categories." (Department of the Navy, Secretary of the Navy Instruction 1130.3C, July 30, 1992)

Marine Corps. "Technical specialist who performs duties that require extensive knowledge, training, and experience with systems or equipment which are beyond the duties of a warrant officer and senior unrestricted officer." (United States Marine Corps, "USMC Restricted Officer Program," briefing for the Congressional Budget Office by Major Michael R. Pfister, September 25, 2000)


1. All three services refer to warrant officers in pay grade W-2 and above as chief warrant officers. The Navy does not use pay grade W-1 and so refers to its chief warrant officer (CWO) program.

Limited duty officers in the Navy and the Marine Corps fill roles that, to an outsider, can seem strikingly similar to those of warrant officers. The differences in the formal definitions of warrant officers and LDOs are subtle, focusing on the degree of authority and responsibility as well as the breadth of expertise required (see Box 1). The occupational specialties of warrant officers and LDOs show considerable overlap; almost every Navy warrant officer specialty has a corresponding LDO specialty and vice versa, and most Marine Corps LDO specialties can also be held by warrant officers. Marine Corps LDOs must first serve as warrant officers, but the Navy--although it accepts warrant officer applicants--draws most of its limited duty officers directly from the enlisted ranks.

When the Navy reexamined its senior noncommissioned officer (NCO), warrant officer, and LDO programs in 1990, it produced what is probably the clearest statement of the differences among the groups (see Box 2). (Depending on the service, the term "noncommissioned officer" can refer to personnel in grades E-4 and above or E-5 and above.) The Navy's statement emphasizes the supervisory, leadership, and training roles of senior NCOs within an enlisted rating (occupational specialty). At the highest grade, the NCO's role may extend to matters stretching across "the full Navy rating spectrum." The warrant officer is a technical leader and specialist who "directs technical operations." LDOs fill "leadership and management" positions and, as they reach the higher ranks, become "more the 'officer' and less the 'technician.'" Army descriptions of occupational duties tend to convey distinctions similar to the Navy's, with senior NCOs as supervisors and warrant officers as technical managers.
 

BOX 2.
THE NAVY'S DESCRIPTION OF DIFFERENCES AMONG ITS SENIOR NONCOMMISSIONED OFFICERS, WARRANT OFFICERS, AND LIMITED DUTY OFFICERS

Senior Noncommissioned Officer

"E-7: Technical authority and expert within a rating. Directly leads, supervises, instructs and trains lower rated personnel.

"E-8: Senior technical supervisor within a rating or career field. Primarily responsible for leadership, supervision and training oriented to system and subsystem maintenance, repair and operation. If warranted by manning, could act in the role of MCPO [master chief petty officer--E-9] in terms of leadership, administrative and managerial responsibilities.

"E-9: Senior enlisted leader responsible for matters pertaining to leadership, administrative and managerial functions involving enlisted ratings. The MCPO is expected to contribute in matters of policy formulation as well as implementation within his/her occupational field or across the full Navy rating spectrum."

Warrant Officer

"A technical leader and specialist who directs technical operations in a given occupational specialty and serves successive tours in that specialty. Remains the technical expert."

Limited Duty Officer

"Technical leader filling leadership and management positions in a broad technical field requiring a background outside the normal pattern for unrestricted and restricted line officers. With seniority becomes more the 'officer' and less the 'technician.'"


SOURCE: Navy Occupational Development and Analysis Center, A Review of Navy E-7, E-8, E-9, Warrant, and Limited Duty Officer Occupational Classification Structures" (October 1990), p. 2.

Notwithstanding the Navy's seemingly clear distinctions, a telling indication of how subtle the difference is between a warrant officer and a senior noncommissioned officer comes from the services' differing responses to the introduction of the two most senior enlisted pay grades--E-8 and E-9--in 1958. The Air Force elected to discontinue its warrant officer program, recently noting that the decision "cut out an additional management layer and a separate personnel management system, and created increased promotion opportunity for the senior enlisted."(2) The Navy initially decided to eliminate warrant officers as well, and to expand its LDO program. Four years later, however, the Navy reinstated the warrant officer program, a decision that may have reflected, in part, the Navy's long tradition of warrant officer service, which dates from that service's earliest years. The Army had completed a review of its warrant officer program in 1957 and apparently did not consider eliminating that program in response to the introduction of the new pay grades.

The most obvious difference among senior enlisted personnel, warrant officers, LDOs, and commissioned officers other than LDOs lies in their pay. Although the pay scales overlap considerably, warrant officers' pay generally falls between that of senior noncommissioned officers and commissioned officers--usually closer to the former. Limited duty officers receive the same benefits as other commissioned officers, but because they previously served at least four years in the enlisted ranks, their basic pay through grade O-3 is somewhat higher than that of other officers in those grades. (The pay grades O-1E through O-3E apply to such personnel.) New warrant officers typically earn about 17 percent to 20 percent more in basic pay than they did as enlisted personnel, and new LDOs in the Navy--serving in the lowest officer grade (ensign)--earn another 2 to 7 percentage points more. Those raises, however, leave the pay of both groups about 40 percent below that of commissioned officers with the same amount of military service who entered directly from civilian life. (Chapter IV discusses warrant officer and LDO selection practices and pay profiles more fully.)
 

OCCUPATIONS

Warrant officers and limited duty officers are drawn most heavily from equipment repair specialties in the enlisted ranks; thus, in comparison with commissioned officers, they tend to be heavily concentrated in engineering and maintenance occupations (see Table 3). More than half of all warrant officers and LDOs, excluding the Army's aviators, are found in such occupations, whereas less than 20 percent of commissioned officers serve in engineering and maintenance specialties in any of the three services. The Marine Corps also relies heavily on warrant officers in administrative positions; its largest single warrant officer occupation is personnel officer. In the Army, intelligence is another area in which warrant officers are heavily represented. Notably underrepresented in the warrant officer ranks are tactical operations officers--ground, air, and naval arms--except, of course, for the Army's aviators. That underrepresentation is consistent with the role of technical expert that all three services define for warrant officers.
 


TABLE 3.
DISTRIBUTION OF WARRANT OFFICERS AND LIMITED DUTY OFFICERS AND OF COMMISSIONED OFFICERS IN PAY GRADE O-4, BY OFFICER OCCUPATIONAL CATEGORY, FISCAL YEAR 1999 (In percent)

  Army
  Navy
  Marine Corps
  Three Services Combined
  Warrant Commissioned   Warrant and Limited Duty Commissioned   Warrant and Limited Duty Commissioned   Warrant and Limited Duty Commissioned

Engineering and Maintenance Officers 45   11     69   17     42   10     54   13  
                                       
Administrators 12   11     13   14     23   8     14   12  
 
Supply, Procurement, and Allied Officers 18   15     4   7     16   16     12   12  
 
Intelligence Officers 17   8     5   6     5   5     10   7  
 
Tactical Operations Officers 7   39     8   40     11   53     8   41  
 
Scientists and Professionals 1   17     1   11     2   7     1   13  
 
General Officers and Executives, N.E.C. 0   0     0   4     0   0     0   2  

SOURCE: Congressional Budget Office from data supplied by the Defense Manpower Data Center.
NOTES: N.E.C. = not elsewhere classified.
Figures for commissioned officers reflect duty occupations for officers in pay grade O-4 (major or lieutenant commander) excluding limited duty officers; figures for warrant officers reflect primary occupations for all warrant pay grades. Totals exclude nonoccupational personnel (principally students), personnel whose occupation is unknown, health care officers, and Army warrant officer aviators.

The enlisted occupational specialties that contribute disproportionate numbers of personnel to the technician warrant officer ranks are generally in the areas of electrical/mechanical equipment repair, electronic equipment repair, and, except in the Marine Corps, communications and intelligence (see Table 4).(3) Personnel in the basic war-fighting specialties--infantry, gun crews, and seamanship--generally do not qualify directly for warrant officer or LDO service. The Army draws a few warrant officers from among personnel in health care specialties, but the eligible specialties are medical equipment repairer and veterinary food inspection specialist.
 


TABLE 4.
DISTRIBUTION OF WARRANT OFFICERS AND LIMITED DUTY OFFICERS AND OF ENLISTED PERSONNEL IN GRADES E-6 AND ABOVE, BY ENLISTED OCCUPATIONAL CATEGORY, FISCAL YEAR 1999 (In percent)

  Armya
  Navy
  Marine Corps
  Three Services Combined
  Warrant
Officers
Enlisted   Warrant Officers
and Limited
Duty Officers
Enlisted   Warrant Officers
and Limited
Duty Officers
Enlisted   Warrant Officers
and Limited
Duty Officers
Enlisted

Electrical/Mechanical Equipment Repairers 27   12     36   26     23   19     30   18  
                                       
Functional Support and Administration 20   20     12   16     32   27     19   19  
 
Electronic Equipment Repairers 8   6     24   17     16   9     16   10  
 
Communications and Intelligence Specialists 16   11     17   11     6   11     15   11  
 
Infantry, Gun Crews, and Seamanship Specialists 13   28     4   9     5   17     8   19  
 
Service and Supply Handlers 10   10     4   5     10   12     7   8  
 
Other Technical and Allied Specialists 2   5     1   4     6   4     2   4  
 
Craftsworkers 1   1     2   7     3   2     2   4  
 
Health Care Specialists 3   8     0   6     0   0     1   6  

SOURCE: Congressional Budget Office from data supplied by the Defense Manpower Data Center.
NOTE: Warrant officers and LDOs are distributed on the basis of the occupational groups of the enlisted specialties that feed into each warrant officer specialty.
a. Army figures exclude aviators.



1. This paper does not examine the Coast Guard, which is under the jurisdiction of the Department of Transportation. About 4.1 percent of Coast Guard personnel are warrant officers.

2. Air Force response to a Congressional Budget Office request for information provided by the Office of Budget & Appropriations Liaison on November 9, 2000.

3. Direct comparisons of enlisted and officer (including warrant officer) occupations are not possible because the Department of Defense groups those occupations differently. The comparisons here group the occupations of warrant officers and limited duty officers according to the occupational categories of the enlisted specialties that feed into them.


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