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HHSAR 301.603 Selection, appointment, and termination of appointment


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301.603-1 General.
The appointment and termination of appointment of contracting officers shall be made by the head of the contracting activity (HCA).  This authority is not delegable.

The contracting officer appointment document for personnel in the GS-1101, 1102, and 1105 series, as well as personnel in any other series who will obligate the Government to the expenditure of funds in excess of the micro-purchase threshold, shall be the Standard Form (SF) - 1402, Certificate of Appointment.  The HCA may determine an alternative appointment document for appointments at or below that threshold.  Changes to appointments shall be made by issuing a new appointment document.  Each appointment document shall be prepared and  maintained in accordance with FAR 1.603-1 and shall state the limits of the individual's authority. 

An individual must be certified at the appropriate level under the HHS Acquisition Certification Program as a prerequisite to being appointed as a contracting officer with authority to obligate funds in excess of the micro-purchase threshold (see 301.603-3 (a)).  The HCA will determine and require appropriate training for individuals appointed as contracting officers at lower dollar levels.  An individual shall be appointed as a contracting officer only in instances where a valid organizational need can be demonstrated.  Factors to be considered in assessing the need for an appointment of a contracting officer include volume of actions, complexity of work, and structure of the organization.

301.603-2 Selection.
Nominations for appointment of contracting officers shall be submitted to the HCA through appropriate organizational channels for review.  The nomination package, which is usually initiated by the prospective contracting officer's immediate supervisor, shall normally include the nominee's current personal qualifications statement or job history, including the information required by FAR 1.603-2, a copy of his/her most recent performance appraisal, and a copy of the certificate issued under the HHS Acquisition Certification Program indicating the nominee's current certification level, if applicable.  The HCA will determine the documentation required, consistent with FAR 1.603-2, when the resulting appointment and authority will not exceed the micro-purchase threshold.

301.603-3 Appointment.
Contracting officer appointments shall be made at levels commensurate with nominees' certification levels as follows:

Level I - Purchasing Agent - Required for all personnel in the GS-1102 and 1105 series having signature authority for simplified acquisitions, including orders from GSA sources over the micro-purchase threshold.

Level II - Acquisition Official - Required for all personnel in the GS-1102 series. Sufficient for delegation of contracting officer authority up to $500,000.

Level III - Senior Acquisition Official - Required for all personnel in the GS-1102 series for delegation of contracting officer authority above $500,000.

Level IV - Acquisition Manager - Required for delegation of preaward review and approval authority as specified in Subpart 304.71.

If it is essential to appoint an individual who does not fully meet the certification requirements of this section for the contracting officer authority sought, an interim appointment may be granted by the HCA.  Interim appointments may not exceed one (1) year in total, and shall not be granted unless the individual can meet the certification requirements within one year from the date of appointment.  If the certification requirements are not met by that date, the appointment will automatically terminate and cannot be renewed.

301.603-4 Termination.
Termination of contracting officer appointments shall be accomplished in accordance with FAR 1.603-4. 

301.603-70 Delegation of contracting officer responsibilities.
Contracting officer responsibilities which do not involve the obligation (or deobligation) of funds or result in establishing or modifying contractual provisions may be delegated by the contracting officer by means of a written memorandum which clearly delineates the delegation and its limits. Contracting officers may designate individuals as ordering officials to make purchases or place orders under blanket purchase agreements, indefinite delivery contracts, or other pre-established mechanisms.  Ordering officials, including those under NIH's DELPRO, are not contracting officers.

Project officers are required to complete the training specified in 307.170, while ordering officials and others should receive sufficient instruction from the contracting officer to ensure the appropriate exercise of the responsibilities and knowledge of their limitations.

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