[Code of Federal Regulations]

[Title 42, Volume 1]

[Revised as of October 1, 2006]

From the U.S. Government Printing Office via GPO Access

[CITE: 42CFR50.406]



[Page 146-147]

 

                         TITLE 42--PUBLIC HEALTH

 

    CHAPTER I--PUBLIC HEALTH SERVICE, DEPARTMENT OF HEALTH AND HUMAN 

                                SERVICES

 

PART 50_POLICIES OF GENERAL APPLICABILITY--Table of Contents

 

         Subpart D_Public Health Service Grant Appeals Procedure

 

Sec.  50.406  What are the steps in the process?



    (a) A grantee with respect to whom an adverse determination 

described in Sec.  50.404(a) above has been made and who desires a 

review of that determination must submit a request for such review to 

the head of the appropriate agency or his or her designee no later than 

30 days after the written notification of the determination is received, 

except that if the grantee shows good cause why an extension of time 

should be granted, the head of the appropriate agency or his or her 

designee may grant an extension of time.

    (b) The request for review must include a copy of the adverse 

determination, must identify the issue(s) in dispute, and must contain a 

full statement of the grantee's position with respect to such issue(s) 

and the pertinent facts and reasons in support of the grantee's 

position. In addition to the required written statement, the grantee 

shall provide copies of any documents supporting its claim.

    (c) When a request for review has been filed under this subpart with 

respect to an adverse determination, no action may be taken by the 

awarding agency pursuant to such determination until the request has 

been disposed of, except that the filing of the request shall not affect 

any authority which the agency may have to suspend assistance or 

otherwise to withhold or defer payments under the grant during 

proceedings under this subpart. This paragraph does not require the 

awarding agency to provide continuation funding during the appeal 

process to a grantee whose noncompeting continuation award has been 

denied.

    (d) Upon receipt of a request for review, the head of the agency or 

his or her designee will make a decision as to whether the dispute is 

reviewable under this subpart and will promptly notify the grantee and 

the office responsible for the adverse determination of this decision. 

If the head of the agency or his or her designee determines that the 

dispute is reviewable, he or she will forward the matter to the review 

committee appointed under Sec.  50.405.

    (e) The agency involved will provide the review committee appointed 

under Sec.  50.405 with copies of all relevant background materials 

(including applications(s), award(s), summary statement(s), and 

correspondence) and any additional pertinent information available. 

These materials must be tabbed and organized chronologically and 

accompanied by an indexed list identifying each document.

    (f) The grantee shall be given an opportunity to provide the review 

committee with additional statements and documentation not provided in 

the request for review described in paragraph (b) of this section. This 

additional submission, which must be organized and indexed as indicated 

under paragraph (e) of this section, should provide only material that 

is relevant to the review committee's deliberation of the issues in the 

case.

    (g) The review committee may, at its discretion, invite the grantee 

and/or the agency staff to discuss the pertinent issues with the 

committee and to submit such additional information as the committee 

deems appropriate.

    (h) Based on its review, the review committee will prepare a written 

decision to be signed by the chairperson and each of the other committee 

members. The review committee shall send the written decision with a 

transmittal letter to the grantee and shall send a copy of both to the 

official responsible for the adverse determination. If the



[[Page 147]]



decision is adverse to the grantee's position, the transmittal letter 

must state the grantee's right to appeal to the Departmental Appeals 

Board under 45 CFR part 16.



[54 FR 34770, Aug. 22, 1989, as amended at 63 FR 66063, Dec. 1, 1998]