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Identification of PCC-Associated Records, Post March 3, 1996

revised August 20, 2001

Contents: Conventions used in table:

PCC Participant Working in LC ILS

PCC Participant Working in OCLC/RLIN

PCC Participant Working in Local System

LC Original/Cooperative Cataloging

NOTES on various aspects of table

Introduction to table "Identification of PCC records"

  • CAL = Cataloging library (as represented by MCLO symbol)
  • IBC = Initial Bibliographic Control (LC term used for item in process)
  • ILS = Library of Congress Integrated Llibrary System
  • LCDB = Library of Congress Database
  • MCLO = MARC Code List for Organizations (formerly NUC symbol)
  • MOL = Modifying library (as represented by MCLO symbol)
  • TRL = Transcribing (inputting) library (as represented by MCLO symbol)
  • UPL = Upgrading library (as represented by MCLO symbol)

 

PCC Participant Working in LC ILS

Condition 1 Condition 2 Cat Src Enc Lvl 040 042
1. Creates new record--full Completed record as issued from LC c # 040 ## $a CAL $c TRL pcc
LC uses record; record as reissued from LC c # 040 ## $a CAL $c TRL $d DLC pcc
2. Creates new record--core Completed record as issued from LC c 4 040 ## $a CAL $c TRL pcc
LC uses record; record as reissued from LC c 4 040 ## $a CAL $c TRL $d DLC pcc
3. Upgrades IBC record to full IBC record in LCDB; ensure enc lvl = 5;
if 042 = lcode, retain but add pcc; if 042 = lccopycat, change to pcc
#

#

5

5

040 ## $a DLC $c DLC

040 ## $a DLC $c DLC

lcode
Completed upgraded record as reissued from LC c


#

#



#
OLD: 040 ## $a DLC/UPL $c UPL


NEW:
040 ## $a DLC $c DLC $d UPL

pcc

or

lcode pcc

LC uses record; record as reissued from LC # # 040 ## $a DLC $c DLC $d UPL $d DLC as approp
4. Upgrades IBC record to core IBC record in LCDB; ensure enc lvl = 4;
if 042 = lcode upgrade to full, not core;
if 042 = lccopycat, change to pcc
# 4 040 ## $a DLC $c DLC  
Completed upgraded record as reissued from LC c

#

4

4

OLD: 040 ## $a DLC/UPL $c UPL

NEW: 040 ## $a DLC $c DLC $d UPL

pcc

pcc

LC uses record; record as reissued from LC # 4 040 ## $a DLC $c DLC $d UPL $d DLC pcc
5. Upgrades PCC core to PCC full Encoding level 4 record in LCDB c 4 040 ## $a CAL $c TRL pcc
Upgraded record as reissued from LC c # 040 ## $a CAL $c TRL $d UPL pcc
6. Upgrades LC MLC record to full Encoding level 7 record in LCDB # 7 040 ## $a DLC $c DLC  
Upgraded record as reissued from LC # # 040 ## $a DLC $c DLC $d UPL pcc
7. Upgrades LC MLC record to core Encoding level 7 record in LCDB # 7 040 ## $a DLC $c DLC  
Upgraded record as reissued from LC   4 040 ## DLC $c DLC $d UPL pcc

 

PCC Participant Working in OCLC/RLIN
Condition 1 Condition 2 Cat Src Enc Lvl 040 042
8. Creates new record--full; LC uses Record in OCLC/RLIN before import to LC c # 040 ## $a CAL $c TRL pcc
Record in LC after import from OCLC/RLIN c 5 040 ## $a CAL $c TRL $d DLC pcc
Record as issued from LC c # 040 ## $a CAL $c TRL $d DLC pcc
9. Creates new record--core; LC uses Record in OCLC/RLIN before import to LC c 4 040 ## $a CAL $c TRL pcc
Record in LC after import from OCLC/RLIN c 4 040 ## $a CAL $c TRL $d DLC pcc
Record as issued from LC c 4 040 ## $a CAL $c TRL $d DLC pcc
10. Working in OCLC, upgrades no-match LC-issued IBC (enc lvl = 5) lcode record to pcc full (do not upgrade to core); this is the one case in which LC IBC records are loaded in OCLC; LC imports and uses Record as issued from LC # 5 040 ## $a DLC $c DLC lcode
Record in OCLC after load # 5 040 ## $a DLC $c DLC lcode
Record in OCLC after PCC upgrade # # 040 ## $a DLC $c DLC $d UPL lcode pcc
Record in LC after import from OCLC # 5 040 ## $a DLC $c DLC $d UPL $d DLC lcode pcc
Record as reissued by LC # # 040 ## $a DLC $c DLC $d UPL $d DLC lcode pcc
11. Working in OCLC, upgrades matched LC-issued IBC (enc lvl = 5) lcode record to pcc full (do not upgrade to core); this is the one case in which LC IBC records are loaded in OCLC; LC imports and uses Record as issued from LC # 5 040 ## $a DLC $c DLC lcode
Record in OCLC after load d as input 040 ## $a CAL $c TRL $d DLC  
Record in OCLC after PCC upgrade c # 040 ## $a CAL $c TRL $d DLC $d UPL pcc
Record in LC after import from OCLC c 5 040 ## $a CAL $c TRL $d DLC $d UPL $d DLC pcc
Record as reissued from LC c # 040 ## $a CAL $c TRL $d DLC $d UPL $d DLC pcc
12. Upgrades LC MLC record to full Encoding level 7 record in OCLC/RLIN # 7 040 ## $a DLC $c DLC  
Upgraded record in OCLC/RLIN # # 040 ## $a DLC $c DLC $d UPL pcc
13. Upgrades LC MLC record to core Encoding level 7 record in OCLC/RLIN # 7 040 ## $a DLC $c DLC  
Upgraded record in OCLC/RLIN # 4 040 ## $a DLC $c DLC $d UPL pcc
14. Working in OCLC, upgrades LC CIP intended to be full (enc lvl = 8) to full Record as issued from LC # 8 040 ## $a DLC $c DLC  
Record in OCLC after load # 8 040 ## $a DLC $c DLC  
Record in OCLC after PCC upgrade # # 040 ## $a DLC $c DLC $d UPL pcc
15. Working in OCLC, upgrades LC CIP intended to be core (enc lvl = 8; 042 = pcc) to core Record as issued from LC # 8 040 ## $a DLC $c DLC pcc
Record in OCLC after load # 8 040 ## $a DLC $c DLC pcc
Record in OCLC after PCC upgrade # 4 040 ## $a DLC $c DLC $d UPL pcc
16. Working in OCLC, upgrades LC CIP intended to be core (enc lvl = 8; 042 = pcc) to full Record as issued from LC # 8 040 ## $a DLC $c DLC pcc
Record in OCLC after load # 8 040 ## $a DLC $c DLC pcc
Record in OCLC after PCC upgrade # # 040 ## $a DLC $c DLC $d UPL pcc
17. Upgrades PCC core to PCC full; LC uses Encoding level 4 record in OCLC/RLIN c 4 040 ## $a CAL $c TRL pcc
Upgraded record in OCLC/RLIN c # 040 ## $a CAL $c TRL $d UPL pcc
Record in LC after import from OCLC/RLIN c 5 040 ## $a CAL $c TRL $d UPL $d DLC pcc
Record as issued from LC c # 040 ## $a CAL $c TRL $d UPL $d DLC pcc
18. Upgrades non-PCC full to PCC full; LC uses Record in OCLC/RLIN d as appr 040 ## $a CAL $c TRL  
Upgraded record in OCLC/RLIN c # 040 ## $a CAL $c TRL $d UPL pcc
Record in LC after import from OCLC/RLIN c 5 040 ## $a CAL $c TRL $d UPL $d DLC pcc
Record as issued from LC c # 040 ## $a CAL $c TRL $d UPL $d DLC pcc
19. Upgrades non-PCC core to PCC core; LC uses Encoding level 4 record in OCLC/RLIN d 4 040 ## $a CAL $c TRL  
Upgraded record in OCLC/RLIN c 4 040 ## $a CAL $c TRL $d UPL pcc
Record in LC after import from OCLC/RLIN c 4 040 ## $a CAL $c TRL $d UPL $d DLC pcc
Record as issued from LC c 4 040 ## $a CAL $c TRL $d UPL $d DLC pcc

 

PCC Participant Working in Local System

Condition 1 Condition 2 Cat Src Enc Lvl 040 042
20. Creates new record--full; LC uses Completed record as issued from local system c # 040 ## $a CAL $c TRL pcc
Record in OCLC/RLIN before import to LC c # 040 ## $a CAL $c TRL pcc
Record in LC after import from OCLC/RLIN c 5 040 ## $a CAL $c TRL $d DLC pcc
Record as issued from LC c # 040 ## $a CAL $c TRL $d DLC pcc
21. Creates new record--core; LC uses Completed record as issued from local system c 4 040 ## $a CAL $c TRL pcc
Record in OCLC/RLIN before import to LC c 4 040 ## $a CAL $c TRL pcc
Record in LC after import c 4 040 ## $a CAL $c TRL $d DLC pcc
Record as issued from LC c 4 040 ## $a CAL $c TRL $d DLC pcc
22. Upgrades LC non-lcode IBC record to full; LC uses

(LC discontinued distributing IBC records beginning in May 2000)

Record as initially issued from LC # 5 040 ## $a DLC $c DLC  
Record as issued from local system after upgrade # # 040 ## $a DLC $c DLC $d UPL pcc

Record in OCLC before import to LC

Record in RLIN before import to LC

#

#

#

#

040 ## $a DLC $c TRL

040 ## $a DLC $c DLC $d UPL

pcc

pcc

Record in LC after import to LC from OCLC

Record in LC after import to LC from RLIN

#

#

5

5

040 ## $a DLC $c TRL $d DLC

040 ## $a DLC $c DLC $d UPL $d DLC

pcc

pcc

Record imported from OCLC as reissued from LC

Record imported from RLIN as reissued from LC

#

#

#

#

040 ## $a DLC $c TRL $d DLC

040 ## $a DLC $c DLC $d UPL $d DLC

pcc

pcc

23. Upgrades LC lcode IBC record to full; LC uses Record as initially issued from LC # 5 040 ## $a DLC $c DLC lcode
Record as issued from local system after upgrade # # 040 ## $a DLC $c DLC $d UPL lcode pcc

Record in OCLC before import to LC

Record in RLIN before import to LC

#

#

#

#

040 ## $a DLC $c TRL

040 ## $a DLC $c DLC $d UPL

lcode pcc

lcode pcc

Record in LC after import to LC from OCLC

Record in LC after import to LC from RLIN

#

#

5

#

040 ## $a DLC $c TRL $d DLC

040 ## $a DLC $c DLC $d UPL $d DLC

lcode pcc

lcode pcc

Record imported from OCLC as reissued from LC

Record imported from RLIN as reissued from LC

#

#

#

#

040 ## $a DLC $c TRL $d DLC

040 ## $a DLC $c DLC $d UPL $d DLC

lcode pcc

lcode pcc

 

LC Original/Cooperative Cataloging

Condition 1 Condition 2 Cat Src Enc Lvl 040 042
24. Full level record   # # 040 ## $a DLC $c DLC  
25. Core level record (non-CIP)   # 4 040 ## $a DLC $c DLC pcc
26. LC CIP   # 8 040 ## $a DLC $c DLC  
27. Full level record (formerly LC CIP)   # # 040 ## $a DLC $c DLC $d DLC  
28.LC CIP (intended to be core)   # 8 040 ## $a DLC $c DLC pcc
29. Core level (formerly LC CIP)   # 4 040 ## $a DLC $c DLC $d DLC pcc
30. DNLM/DLC CIP for a medical title done in cooperation with NLM   # 8 040 ## $a DNLM/DLC $c DLC pcc
31. Full level record (formerly DNLM/DLC CIP)   # # 040 ## $a DNLM/DLC $c DLC $d DLC pcc
32. DNLM/DLC CIP for a medical title done in cooperation with NLM (intended to be core)   # 8 040 ## $a DNLM/DLC $c DLC pcc
33. Core level (formerly DNLM/DLC CIP)   # 4 040 ## $a DLC c DLC $d DLC pcc
34.Full level record for Congressional hearings done in cooperation with GPO   c # 040 ## $a DGPO/DLC $c DLC $d DLC pcc

 

NOTES ABOUT VARIOUS ASPECTS OF THE TABLES:

  1. Content designation is in USMARC notation except, for clarity, each subfield is preceded and followed by a space; # = blank, $ = delimiter.
  2. In the examples of 040 fields, the appropriate subfield $d for the condition being illustrated is shown immediately following subfield $c. In some cases, particularly for records in OCLC, there could actually be intervening $d subfields. In the internal OCLC record the symbols in 040 are in the OCLC form; upon export, they are translated into the MARC Code List for Organizations form (except when using Z39.50, in which case they remain in the OCLC form).
  3. Some rows show "OLD:" and "NEW:" practices; these illustrate changes applicable to cataloging source and 040 based on the general principle that LC cataloging source and LC 040 $a and $c subfields containing "DLC" are no longer changed at the time of upgrade of an LC IBC record. Note that the OCLC system changes 040 $c from DLC to TRL when such records are loaded to OCLC from a local system.
  4. When the 042 column shows multiple codes, they are carried in the record in repeated $a subfields in a single 042 field (e.g., $a lcode $a pcc).
  5. Changing encoding level to blank and changing 042 in the OCLC system requires National Level Enhance.
  6. In 1997 008/39 (Cataloging source) value "blank" was redefined from "Library of Congress" to "National bibliographic agency." NLM switched to using blank at the beginning of 2000. The guidelines for identifying PCC records and those issued by the Library of Congress are now as follows:
    1. records created by PCC libraries:
      008/39 (Cataloging source) is either "c" or "blank" (blank is used by any national bibliographic agency, e.g., the National Library of Medicine); 042 is "pcc";
    2. full level original cataloging records created by LC:
      no explicit PCC identification (008/39 = blank; no 042);
    3. core level original cataloging records created by LC:
      no explicit PCC identification; 008/39 = blank; 042 = pcc (Ldr/17 (Encoding level) = 8 for records in a CIP state and changed to 4 upon completing the cataloging with item in hand); use of pcc in 042 is not to identify a PCC record per se but to identify unambiguously records that are core level or are intended to be core level (when in a CIP state).
  7. Since the 008/39 value for any national bibliographic agency is now blank, that should be the value used in any PCC-related record as follows:
    1. any new record created by a national bibliographic agency that is also a PCC member;
    2. any already existing record originally created by a national bibliographic agency, whether a PCC member or not, that is now upgraded to a PCC record (042 = pcc) by a PCC library.
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