Title 17--Commodity and Securities Exchanges

CHAPTER IV--DEPARTMENT OF THE TREASURY

PART 403--PROTECTION OF CUSTOMER SECURITIES AND BALANCES


TEXT PDF403.1 Application of part to registered brokers and dealers.
TEXT PDF403.2 Hypothecation of customer securities.
TEXT PDF403.3 Use of customers' free credit balances.
TEXT PDF403.4 Customer protection--reserves and custody of securities.
TEXT PDF403.5 Custody of securities held by financial institutions that are government securities brokers or dealers.
TEXT PDF403.6 Compliance with part by futures commission merchants.
TEXT PDF403.7 Effective dates.


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