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Title 17--Commodity and Securities Exchanges
CHAPTER II--SECURITIES AND EXCHANGE COMMISSION (CONTINUED)
PART 260--GENERAL RULES AND REGULATIONS, TRUST INDENTURE ACT OF 1939
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 | 260.0-1 | Application of definitions contained in the act. |
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| 260.0-2 | Definitions of terms used in the rules and regulations. |
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| 260.0-3 | Definition of ``rules and regulations'' as used in certain sections of the Act. |
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| 260.0-4 | Sequential numbering of documents filed with the Commission. |
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| 260.0-5 | Business hours of the Commission. |
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| 260.0-6 | Nondisclosure of information obtained in the course of examinations and investigations. |
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| 260.0-7 | Small entities for purposes of the Regulatory Flexibility Act. |
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| 260.0-11 | Liability for certain statements by issuers. |
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| 260.3(4)-1 | Definition of ``commission from an underwriter or dealer not in excess of the usual and customary distributors' or sellers' commissions'' in section 303(4), for certain transactions. |
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| 260.3(4)-2 | Definition of ``distribution'' in section 303(4) for certain transactions. |
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| 260.3(4)-3 | Definitions of ``participates'' and ``participation'' as used in section 303(4), in relation to certain transactions. |
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| 260.4a-1 | Exempted securities under section 304(a)(8). |
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| 260.4a-2 | Exempted securities under section 304(d). |
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| 260.4a-3 | Exempted securities under section 304(a)(9). |
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| 260.4c-1 | Form for applications under section 304(c). |
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| 260.4c-2 | General requirements as to form and content of applications. |
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| 260.4c-3 | Number of copies; filing; signatures; binding. |
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| 260.4c-4 | Applications under section 304(c)(1). |
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| 260.4c-5 | Applications under section 304(c)(2). |
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| 260.4d-7 | Application for exemption from one or more provisions of the Act. |
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| 260.4d-8 | Content. |
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| 260.4d-9 | Exemption for Canadian Trust Indentures from Specified Provisions of the Act. |
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| 260.4d-10 | Exemption for securities issued pursuant to 230.802 of this chapter. |
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| 260.5a-1 | Forms for statements of eligibility and qualification. |
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| 260.5a-2 | General requirements as to form and content of statements of eligibility and qualification. |
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| 260.5a-3 | Number of copies; filing; signatures; binding. |
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| 260.5b-1 | Application pursuant to section 305(b)(2) of the Trust Indenture Act for determining eligibility of a person designated as trustee for offerings on a delayed basis. |
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| 260.5b-2 | General requirements as to form and content of applications. |
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| 260.5b-3 | Number of copies--Filing--Signatures. |
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| 260.7a-1 | Form for application. |
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| 260.7a-2 | Powers of agent for service named in application. |
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| 260.7a-3 | Number of copies; filing; signatures; binding. |
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| 260.7a-4 | Calculation of time. |
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| 260.7a-5 | Filing of amendments; number of copies. |
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| 260.7a-6 | Telegraphic delaying amendments. |
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| 260.7a-7 | Effective date of amendment filed under section 8(a) of the Securities Act with the consent of the Commission. |
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| 260.7a-8 | Effective date of amendment filed under section 8(a) of the Securities Act pursuant to order of Commission. |
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| 260.7a-9 | Delaying amendments. |
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| 260.7a-10 | Payment of fees. |
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| 260.7a-15 | Scope of 260.7a-15 to 260.7a-37. |
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| 260.7a-16 | Inclusion of items, differentiation between items and answers, omission of instructions. |
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| 260.7a-17 | Quality, color and size of paper. |
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| 260.7a-18 | Legibility. |
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| 260.7a-19 | Margin for binding. |
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| 260.7a-20 | Riders; inserts. |
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| 260.7a-21 | Clarity. |
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| 260.7a-22 | Information unknown or not reasonably available. |
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| 260.7a-23 | Statements required where item is inapplicable or where answer is ``none''. |
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| 260.7a-24 | Words relating to periods of time in the past. |
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| 260.7a-25 | Words relating to the future. |
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| 260.7a-26 | Disclaimer of control. |
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| 260.7a-27 | Title of securities. |
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| 260.7a-28 | Incorporation of matter in application, statement or report, other than exhibits, as answer to item. |
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| 260.7a-29 | Incorporation of exhibits as such. |
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| 260.7a-30 | Identification of material incorporated; form of incorporation. |
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| 260.7a-31 | Incorporation by reference of contested material. |
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| 260.7a-32 | Incorporation by reference rendering document incomplete, unclear, or confusing. |
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| 260.7a-33 | Additional exhibits. |
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| 260.7a-34 | Omission of substantially identical documents. |
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| 260.7a-35 | Formal requirements as to amendments. |
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| 260.7a-36 | Signatures to amendments. |
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| 260.7a-37 | Inspection of applications, statements and reports. |
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| 260.10a-1 | Application for determining eligibility of a foreign person to act as sole trustee pursuant to section 310(a)(1) of the Act. |
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| 260.10a-2 | General requirements as to form and content of applications. |
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| 260.10a-3 | Number of copies--Filing--Signatures. |
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| 260.10a-4 | Consent of trustee to service of process. |
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| 260.10a-5 | Eligibility of Canadian Trustees. |
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| 260.10b-1 | Calculation of percentages. |
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| 260.10b-2 | Applications under section 310(b)(1)(ii). |
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| 260.10b-3 | Applications relative to affiliations between trustees and underwriters. |
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| 260.10b-4 | Application for stay of trustee's duty to resign pursuant to section 310(b) of the Act. |
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| 260.10b-5 | Content. |
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| 260.10b-6 | Notices--Exemptive Application Procedure. |
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| 260.11b-4 | Definition of ``cash transaction'' in section 311(b)(4). |
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| 260.11b-6 | Definition of ``self-liquidating paper'' in section 311(b)(6). |
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| 260.14a-1 | Application of 260.7a-15 to 260.7a-38. |
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| 260.19a-1 | Compliance with Section 314(a)(1) of the Trust Indenture Act for certain eligible indenture obligors. |
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