Title 17--Commodity and Securities Exchanges

CHAPTER I--COMMODITY FUTURES TRADING COMMISSION

PART 171--RULES RELATING TO REVIEW OF NATIONAL FUTURES ASSOCIATION DECISIONS IN DISCIPLINARY, MEMBERSHIP DENIAL, REGISTRATION AND MEMBER RESPONSIBILITY ACTIONS


TEXT PDF171.1 Scope of rules.
TEXT PDF171.2 Definitions.
TEXT PDF171.3 Business address; hours.
TEXT PDF171.4 Computation of time.
TEXT PDF171.5 Extension of time.
TEXT PDF171.6 Ex parte communications.
TEXT PDF171.8 Filing with the Proceedings Clerk.
TEXT PDF171.9 Service.
TEXT PDF171.10 Motions.
TEXT PDF171.11 Sanctions.
TEXT PDF171.12 Settlement.
TEXT PDF171.13 Practice before the Commission.
TEXT PDF171.14 Waiver of rules.
TEXT PDF171.21 Notice of final decision.
TEXT PDF171.22 Effective date of final decisions in disciplinary, membership denial and registration actions.
TEXT PDF171.23 Notice of appeal.
TEXT PDF171.24 Submission of the record.
TEXT PDF171.25 Appeal brief.
TEXT PDF171.26 Answering brief.
TEXT PDF171.27 Limited participation by interested persons.
TEXT PDF171.28 Participation by Commission staff.
TEXT PDF171.30 Scope of review.
TEXT PDF171.31 Commission review in the absence of an appeal.
TEXT PDF171.32 Oral argument.
TEXT PDF171.33 Final decision by the Commission.
TEXT PDF171.34 Standards of review.
TEXT PDF171.40 Notice of the commencement of a member responsibility action.
TEXT PDF171.41 Petition for a stay of effective date of a member responsibility action pending a hearing by the National Futures Association.
TEXT PDF171.42 Notice of a final decision of the National Futures Association in a member responsibility action.
TEXT PDF171.43 Petition for a stay of the effective date of a final decision of the National Futures Association in a member responsibility action.
TEXT PDF171.44 Notice of appeal.
TEXT PDF171.45 General procedures.
TEXT PDF171.46 Standards of review.
TEXT PDF171.50 Delegation to the General Counsel.


---------------------------------------------------------------------
-----------

[BACK ][BACK ]