Title 17--Commodity and Securities Exchanges

CHAPTER I--COMMODITY FUTURES TRADING COMMISSION

PART 10--RULES OF PRACTICE


TEXT PDF10.1 Scope and applicability of rules of practice.
TEXT PDF10.2 Definitions.
TEXT PDF10.3 Suspension, amendment, revocation and waiver of rules.
TEXT PDF10.4 Business address; hours.
TEXT PDF10.5 Computation of time.
TEXT PDF10.6 Changes in time permitted for filing.
TEXT PDF10.7 Date of entry of orders.
TEXT PDF10.8 Presiding officers.
TEXT PDF10.9 Separation of functions.
TEXT PDF10.10 Ex parte communications.
TEXT PDF10.11 Appearance in adjudicatory proceedings.
TEXT PDF10.12 Service and filing of documents; form and execution.
TEXT PDF10.21 Commencement of the proceeding.
TEXT PDF10.22 Complaint and notice of hearing.
TEXT PDF10.23 Answer.
TEXT PDF10.24 Amendments and supplemental pleadings.
TEXT PDF10.25 Form of pleadings.
TEXT PDF10.26 Motions and other papers.
TEXT PDF10.31 Parties.
TEXT PDF10.32 Substitution of parties.
TEXT PDF10.33 Intervention as a party.
TEXT PDF10.34 Limited participation.
TEXT PDF10.35 Permission to state views.
TEXT PDF10.36 Commission review of rulings.
TEXT PDF10.41 Prehearing conferences; procedural matters.
TEXT PDF10.42 Discovery.
TEXT PDF10.43 Stipulations.
TEXT PDF10.44 Depositions and interrogatories.
TEXT PDF10.61 Time and place of hearing.
TEXT PDF10.62 Appearances.
TEXT PDF10.63 Consolidation; separate hearings.
TEXT PDF10.64 Public hearings.
TEXT PDF10.65 Record of hearing.
TEXT PDF10.66 Conduct of the hearing.
TEXT PDF10.67 Evidence.
TEXT PDF10.68 Subpoenas.
TEXT PDF10.69 Reopening hearings.
TEXT PDF10.81 Filing the transcript of evidence.
TEXT PDF10.82 Proposed findings and conclusions; briefs.
TEXT PDF10.83 Oral arguments.
TEXT PDF10.84 Initial decision.
TEXT PDF10.91 Summary disposition.
TEXT PDF10.92 Shortened procedure.
TEXT PDF10.93 Obtaining default order.
TEXT PDF10.94 Setting aside of default.
TEXT PDF10.101 Interlocutory appeals.
TEXT PDF10.102 Review of initial decisions.
TEXT PDF10.103 Oral argument before the Commission.
TEXT PDF10.104 Scope of review; Commission decision.
TEXT PDF10.105 Review by Commission on its own initiative.
TEXT PDF10.106 Reconsideration; stay pending judicial review.
TEXT PDF10.107 Leave to adduce additional evidence.
TEXT PDF10.108 Settlements.
TEXT PDF10.109 Delegation of authority to Chief of the Opinions Section.
TEXT PDF10.110 Basis for issuance of restitution orders.
TEXT PDF10.111 Recommendation of procedure for implementing restitution.
TEXT PDF10.112 Administration of restitution.
TEXT PDF10.113 Right to challenge distribution of funds to customers.
TEXT PDF10.114 Acceleration of establishment of restitution procedure.


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