Title 17--Commodity and Securities Exchanges

CHAPTER II--SECURITIES AND EXCHANGE COMMISSION (CONTINUED)

PART 274--FORMS PRESCRIBED UNDER THE INVESTMENT COMPANY ACT OF 1940

TEXT PDF274.0-1 Availability of forms.
TEXT PDF274.5 Form N-5, for registration statement of small business investment company under the Securities Act of 1933 and the Investment Company Act of 1940.
TEXT PDF274.10 Form N-8A, for notification of registration.
TEXT PDF274.11 Form N-1, registration statement of open-end management investment companies.
TEXT PDF274.11A Form N-1A, registration statement of open-end management investment companies.
TEXT PDF274.11a-1 Form N-2, registration statement of closed end management investment companies.
TEXT PDF274.11b Form N-3, registration statement of separate accounts organized as management investment companies.
TEXT PDF274.11c Form N-4, registration statement of separate accounts organized as unit investment trusts.
TEXT PDF274.11d Form N-6, registration statement of separate accounts organized as unit investment trusts that offer variable life insurance policies.
TEXT PDF274.12 Form N-8B-2, registration statement of unit investment trusts that are currently issuing securities.
TEXT PDF274.13 Form N-8B-3, registration statement of unincorporated management investment companies currently issuing periodic payment plan certificates.
TEXT PDF274.14 Form N-8B-4, registration statements of face-amount certificate companies.
TEXT PDF274.15 Form N-6F, notice of intent to elect to be subject to sections 55 through 65 of the Investment Company Act of 1940.
TEXT PDF274.24 Form 24F-2, annual filing of securities sold pursuant to registration of certain investment company securities.
TEXT PDF274.51 Form N-18F-1, for notification of election pursuant to 270.18f-1 of this chapter.
TEXT PDF274.53 Form N-54A, notification of election to be subject to sections 55 through 65 of the Investment Company Act of 1940 filed pursuant to section 54(a) of the Act.
TEXT PDF274.54 Form N-54C, notification of withdrawal of election to be subject to sections 55 through 65 of the Investment Company Act of 1940 filed pursuant to section 54(c) of the Investment Company Act of 1940.
TEXT PDF274.101 Form N-SAR, semi-annual report of registered investment companies.
TEXT PDF274.127d-1 Form N-27D-1 accounting of segregated trust account.
TEXT PDF274.127e-1 Form N-27E-1, notice to periodic payment plan certificate holders of 18-month surrender rights with respect to periodic payment plan certificates.
TEXT PDF274.127f-1 Form N-27F-1, notice to periodic payment plan certificate holders of 45-day withdrawal right with respect to periodic payment plan certificates.
TEXT PDF274.128 Form N-CSR, certified shareholder report.
TEXT PDF274.129 Form N-PX, annual report of proxy voting record of registered management investment company.
TEXT PDF274.130 Form N-Q, quarterly schedule of portfolio holdings of registered management investment company.
TEXT PDF274.200 Form N-17D-1, report filed by small business investment company (SBIC) registered under the Investment Company Act of 1940 and an affiliated bank, with respect to investments by the SBIC and the bank, submitted pursuant to paragraph (d)(3) of 270.17d-1 of this chapter.
TEXT PDF274.202 Form 3, initial statement of beneficial ownership of securities.
TEXT PDF274.203 Form 4, statement of changes in beneficial ownership of securities.
TEXT PDF274.218 Form N-8F, application for deregistration of certain registered investment companies.
TEXT PDF274.219 Form N-17f-1, cover page for each certificate of accounting of securities and similar investments of a management investment company in the custody of a member of a national securities exchange, filed pursuant to rule 17f-1.
TEXT PDF274.220 Form N-17f-2, cover page for each certificate of accounting of securities and similar investments in the custody of a registered management investment company, filed pursuant to rule 17f-2.
TEXT PDF274.221 Form N-23c-3, Notification of repurchase offer.
TEXT PDF274.301 Notification of claim of exemption pursuant to Rule 6e-2 or Rule 6e-3(T) under the Investment Company Act.
TEXT PDF274.302 Form N-27I-1, notice of right of withdrawal and refund for variable life insurance contractholders required pursuant to Rule 6e-2 (270.6e-2 of this chapter).
TEXT PDF274.303 Form N-27I-2, notice of withdrawal right and statement of charges for variable life insurance contractholders required pursuant to Rule 6e-2 (270.6e-2 of this chapter).
TEXT PDF274.402 Form ID, uniform application for access codes to file on EDGAR.
TEXT PDF274.403 Form SE, form for submission of paper format exhibits by electronic filers.
TEXT PDF274.404 Form TH--Notification of reliance on temporary hardship exemption.

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