2005 CFR Title 17, Volume 3

Title 17--Commodity and Securities Exchanges CHAPTER II--SECURITIES AND EXCHANGE COMMISSION (CONTINUED) PART 259--FORMS PRESCRIBED UNDER THE PUBLIC UTILITY HOLDING COMPANY ACT OF 1935
	259.0-1	Availability of forms.
	259.5a	Form U5A, for notification of registration filed under section 5(a) of the Act.
	259.5b	Form U5B, for registration statement filed under section 5(b) of the Act.
	259.5s	Form U5S, for annual reports filed under section 5(c) of the Act.
	259.101	Form U-1, application or declaration under the Public Utility Holding Company Act of 1935.
	259.113	Form U-13-1, for applications for approval of mutual service companies pursuant to Rule 88 (250.88 of this chapter).
	259.206	Form U-6B-2, for notification of security issues exempt under section 6(b) of the Act.
	259.207	Form U-57, for notification of foreign utility company status pursuant to Rule 57(a) (250.57 of this chapter).
	259.208	Form U-9C-3, for notification of acquisition of securities exempt from section 9(a) pursuant to rule 58 (250.58 of this chapter).
	259.212a	Form U-12(I)-A, for statement of activity within scope of section 12(i) of the Act pursuant to Rule 71(a) (250.71(a) of this chapter).
	259.212b	Form U-12(I)-B, for advance statement of activity within scope of section 12(i) of the Act pursuant to Rule 71(b) (250.71(b) of this chapter).
	259.213	Form U-13E-1, for report by affiliate companies and independent service companies pursuant to Rule 95 (250.95 of this chapter).
	259.221	Form U-R-1, for solicitations pursuant to Rule 62 (250.62 of this chapter), in connection with reorganizations.
	259.313	Form U-13-60, for annual reports pursuant to Rule 94 (250.94 of this chapter) by mutual and subsidiary service companies required by section 13 of the Act.
	259.402	Form U-3A-2, for annual reports pursuant to Rule 2 (250.2 of this chapter) for exempt holding companies which are intrastate or predominantly operating companies.
	259.403	Form U-3A3-1, for annual reports pursuant to Rule 3 (250.3 of this chapter) for banks which are exempt holding companies.
	259.404	Certificate to be filed pursuant to 250.7(d) of this chapter.
	259.405	Form U-33-S, for annual reports pursuant to Rule 57(b) (250.57 of this chapter).
	259.602	Form ID, uniform application for access codes to file on EDGAR.
	259.603	Form SE, form for submission of paper format exhibits by electronic filers.
	259.604	Form TH--Notification of reliance on temporary hardship exemption.