NEH Grant Programs
Preservation and Access Education and Training Grants Receipt Deadline July 1, 2008 (for projects beginning January 2008)
The deadline for this program has passed. New guidelines will be available in Spring of 2009.  In the interim, the guidelines below can be used for reference, but should not be used to prepare an application.
Date posted: April 9, 2008
Catalog of Federal Domestic Assistance
(CFDA) Number: 45.149
Questions?
Contact the staff of NEH's Division of Preservation and Access at 202-606-8570 and preservation@neh.gov. Hearing-impaired applicants can contact NEH via TDD at 1-866-372-2930.
Grant Program Description
These grants support national or regional (multi-state) education and training programs on the care and management of, and the creation of intellectual access to, library, archival, and material culture collections.
Eligible projects include:
Education and Training Grants may not be used for:
Previously Funded Projects
An institution whose project has received NEH support may apply for a grant for a new or subsequent stage of that project. These proposals receive no special consideration and will be judged by the same criteria as others in the grant competition. In addition, the proposals must be substantially updated, including a description of the new activities and a justification of the new budget. The applicant must also describe how the previously-funded project met its goals.
Providing Access to Grant Products
As a taxpayer-supported federal agency, the NEH endeavors to make the products of its grants available to the broadest possible audience. Our goal is for scholars, educators, students, and the American public to have ready and easy access to the wide range of NEH grant products. For projects that lead to the development of online resources and digital tools, all other considerations being equal, the NEH gives preference to those that provide free access to the public.
II. Endowment-Wide Programs and Initiatives
The Endowment currently sponsors two agency-wide programs—We the People and Digital Humanities—and one special initiative, Rediscovering Afghanistan. Below is information on each. The NEH encourages applications in these three areas of special interest. Proposals will be evaluated through NEH's established review process and will not receive special consideration.
We the People
To help Americans make sense of their history and of the world around them, NEH established the We the People program. NEH encourages applications that explore significant events and themes in our nation's history and culture and that advance knowledge of the principles that define America. To learn more about We the People, visit the program's Web site.
Digital Humanities
NEH welcomes applications for humanities projects that use digital technology or study its impact. Digital technologies offer humanists new methods of conducting research, conceptualizing relationships, and presenting scholarship. Digital humanities projects deploy these technologies and methods to enhance our understanding of a topic or issue. NEH also is interested in projects that study the impact of digital technology on the humanities—exploring the ways in which it changes how we read, write, think, and learn. Learn more about the NEH Office of Digital Humanities.
Rediscovering Afghanistan
NEH invites applications for projects that focus on Afghanistan's history and culture. The special initiative is designed to promote research, education, and public programs about Afghanistan and to encourage United States institutions to assist Afghanistan in efforts to preserve and document its cultural resources. Learn more about the initiative.
Award Information
Awards normally are for two years. Grants to regional preservation field service organizations typically range from $50,000 to a maximum of $250,000 per year. For all other applicants, the maximum award is $125,000 per year. Successful applicants will be awarded a grant in outright funds, federal matching funds, or a combination of the two, depending on the applicant's preference and the availability of NEH funds. Matching funds are released when a grantee secures gift funds from eligible third parties.
Cost Sharing
Cost sharing is not required. NEH, however, is rarely able to support the full costs of projects approved for funding. In most cases, NEH grants cover no more than 80% of project costs.
Cost sharing consists of the cash contributions made to the project by the applicant, third parties and other federal agencies, as well as third-party in-kind contributions, such as donated services and goods. Cost sharing also includes program registration fees and gift money that will be raised to release federal matching funds.
(Learn more about different types of grant funding.)
Eligibility
Any U.S. nonprofit organization is eligible, as are state and local governmental agencies and tribal governments. Grants are not awarded to individuals.
NEH generally does not award grants to other federal entities or to applicants whose projects are so closely intertwined with a federal entity that the project takes on characteristics of the federal entity’s own authorized activities. This does not preclude applicants from using grant funds from, or sites and materials controlled by, other federal entities in their projects.
Ineligible applications will not be reviewed.
How to Prepare an Application
How to Prepare your Application

Application advice and proposal drafts
Prior to submitting a proposal, you are encouraged to contact program officers who can offer advice about preparing the proposal and read draft proposals. These staff comments are not part of the formal review process and have no bearing on the final outcome of the proposal, but previous applicants have found them helpful in strengthening their applications. Draft proposals should be submitted six weeks before the deadline. Time constraints may prevent staff from reviewing draft proposals submitted after that date. Draft proposals should be submitted by e-mail attachment to preservation@neh.gov.
To see a representative list of funded projects, follow the link to Sample projects under Program Resources. In addition, Program Resources include a link to a sample narrative from a funded application
You will prepare your application for submission via Grants.gov just as you would a paper application. Your application should consist of the following parts:
  1. Description of the project and its significance
    Provide a one-page abstract written for a non-specialist audience, clearly explaining the project's importance to the humanities, its principal activities, and its expected results. Describe the kinds of humanities collections that would benefit and describe the project's intended outcome in quantitative terms (e.g., the number of participants).
  2. Table of contents
    List all parts of the application and, beginning with the narrative, number all pages consecutively.
  3. List of participants
    On a separate page, list in alphabetical order, surnames first, all project participants and collaborators and their institutional affiliations. This list should include advisory board members and authors of letters of support, if any. The list is used to ensure that prospective panelists have no conflict of interest with the project that they will be evaluating.
  4. Narrative
    Limit the narrative to twenty-five single-sided and single-spaced pages. All pages should have one-inch margins and the font size should be no smaller than eleven point. Use appendices to provide supplementary material.
    Individuals with a variety of professional backgrounds will read these applications and advise NEH on their merits. Project narratives should, therefore, be written so that they can be understood by persons who may not have the same technical awareness as the applicant.
    Keep the application review criteria (see below) in mind when writing the narrative, which consists of the following sections:
    • Significance
      Discuss the national or regional needs this education or training program will serve. This discussion should include the program's intended audience, its potential impact on preservation and access practices, and the kinds of institutions and humanities collections that will benefit. Describe how this program relates to others of a similar nature that currently exist or have been conducted in the past. Clarify the degree to which this program will build on past work or break new ground.
    • Institutional profile
      Provide general information about the applicant institution or organization and explain why it is an appropriate provider of the education and training services. Include a description of the institution's mission, organizational structure, annual budget and sources of income, and staff.
    • Curriculum and work plan
      Thoroughly describe the content of the curriculum including requirements and any costs for attendance; the time and location of the program; the duration, structure, and assignments for the course(s); the materials to be used and why; and the program's expected results. Include course syllabi in the appendices. Explain how the curriculum and duration of the program reflect the subjects taught and the educational needs or level of the attendees.
      Proposals for regional preservation services must incorporate a detailed account of each type of service or activity that will be implemented during the period of the grant, including staff involved, procedures to be followed, fees to be charged, and number of institutions or participants who would benefit.
    • Evaluation
      Describe how the program and its results will be evaluated by participants and by the applicant organization. Discuss how the impact of these activities on institutions and the professional competence of their staff will be measured. For ongoing projects, describe their accomplishments in the current or past grant period and the degree to which the project met its established goals.
    • Sustainability
      As relevant, discuss how the project’s results will be maintained and supported beyond the period of the grant. For example, for courses developed with NEH support, describe plans for their continuation. For Web-based resources created with NEH support, discuss how the content will be updated and maintained. For projects that have received past NEH funding, discuss efforts and strategies that have been implemented or are planned to broaden and strengthen the base of financial support.
    • Staff, faculty, and consultants
      Using short paragraphs, provide the names and relevant professional experience of the persons responsible for creating and conducting the programs, courses, symposia, workshops, or events.
  5. Budget
    Using the instructions, complete the budget form (PDF). While all items should be justified by the narrative, further explanation may be included in brief budget notes.
    For any outsourced work, third-party contractor costs should be included in the budget category "Services." Attach a complete itemization of these costs to the budget form. If there is more than one contractor, each one must be listed on the budget form and the costs itemized separately.
    To the maximum extent practical, all procurement contracts must be made through an open and free competition. They are to be awarded to the bidder or offeror whose bid or offer is most advantageous, considering price, quality and other factors. Applicants must justify procurement contracts in excess of $100,000 that are not awarded by competitive bids or offers.
    Permanent equipment may be purchased for a project if an analysis demonstrates that it is the most economical and practical alternative to leasing. Permanent equipment is defined as nonexpendable personal property costing $5,000 or more and having a useful life of more than one year.
    Consistent with the Buy American Act (41 U.S.C. 10a-c and Public Law 105-277), grantees and subrecipients who purchase equipment and products with grant funds should purchase only American-made equipment and products.
  6. Appendices
    Use appendices to provide:
    • course outlines;
    • brief résumés (no longer than two pages) for staff with major responsibilities for the project's implementation;
    • job descriptions for any additional staff who will be hired specifically to work on the project;
    • letters of commitment from outside participants and cooperating institutions; and
    • letters of support (no more than three). Such letters should address the criteria for funding established by this category (see below). Authors of letters of support will not participate in the NEH review process.
  7. History of grants
    If the project has received previous support from any federal or nonfederal sources, including NEH, list on one page the sources, dates, and amounts of these funds. If the project has a long history of support, the sources and contributions may be grouped and summarized.
HOW TO SUBMIT YOUR APPLICATION VIA GRANTS.GOV
REGISTER OR VERIFY REGISTRATION WITH GRANTS.GOV
Applications for this program must be submitted via Grants.gov. Before using Grants.gov for the first time, each organization must register with the Web site to create an institutional profile. Once registered, your organization can then apply for any government grant on the Grants.gov Web site.
If your organization has already registered and you have verified that your registration is still valid, you may skip this step. If not, please see our handy checklist to guide you through the registration process. We strongly recommend you complete your registration at least two weeks before the application deadline, as it takes time for your registration to be processed. If you have problems registering with Grants.gov, call the Grants.gov help desk at 1-800-518-4726.
DOWNLOAD THE FREE ADOBE READER SOFTWARE
To fill out a Grants.gov application package, you will need to download and install the current version of Adobe Reader. The latest version of Adobe Reader, which is designed to function with PCs and Macintosh computers using a variety of popular operating systems, is available at no charge from the Adobe Web site (www.adobe.com).
Once installed, the current version of Adobe Reader will allow you to view and fill out Grants.gov application packages for any federal agency. If you have a problem installing Adobe Reader, it may be because you do not have permission to install a new program on your computer. Many organizations have rules about installing new programs. If you encounter a problem, contact your system administrator.
How to Prepare your Application
To submit your application, you will need to download the application package from the Grants.gov Web site. You can download the application package at any time. (You do not have to wait for your Grants.gov registration to be complete.) Click the button at the right to download the package.
Save the application package to your computer's hard drive. To open the application package, select the file and double click. You do not have to be online to work on it.
You can save your application package at any time by clicking the “Save” button at the top of your screen. Tip: If you choose to save your application package before you have completed it, you may receive an error message indicating that your application is not valid if all of the forms have not been completed. Click “OK” to save your work and complete the package another time. You can also use e-mail to share the application package with members of your organization or project team.
The application package contains three forms that you must complete in order to submit your application:
  1. Application for Federal Domestic Assistance - Short Organizational (SF-424 Short)—this form asks for basic information about the project, the project director, and the institution.
  2. Supplementary Cover Sheet for NEH Grant Programs—this form asks for additional information about the project director, the institution, and the budget.
  3. NEH Attachment Form—this form allows you to attach your narrative, budget, and the other parts of your application.
HOW TO FILL OUT THE APPLICATION FOR FEDERAL DOMESTIC ASSISTANCE, SF-424 SHORT FORM
Select the form from the menu and double click to open it. Please provide the following information:
  1. Name of Federal Agency: This will be filled in automatically with "National Endowment for the Humanities."
  2. Catalog of Federal Domestic Assistance Number: This will be filled in automatically with the CFDA number and title of the NEH program to which you are applying.
  3. Date Received: Please leave blank.
  4. Funding Opportunity Number: This will be filled in automatically.
  5. Applicant Information: In this section, please supply the name, address, employer/taxpayer identification number (EIN/TIN), DUNS number, Web site address, and congressional district of the institution. Also choose the "type" that best describes your institution (you only need to select one).
    If your institution is located, for example, in the 5th Congressional District of your state, put a "5." If your institution doesn't have a congressional district (e.g. it is in a state or U.S. territory that doesn't have districts or is in a foreign country), put a "0" (zero).
    All institutions applying to federal grant programs are required to provide a DUNS number, issued by Dun & Bradstreet, as part of their application. Project directors should contact their institution’s grant administrator or chief financial officer to obtain their institution’s DUNS number. Federal grant applicants can obtain a DUNS number free of charge by calling 1-866-705-5711. (Learn more about the requirement.)
  6. Project Information: Provide the title of your project. Your title should be brief, descriptive, and substantive. It should also be informative to a non-specialist audience. Provide a brief description of your project. The description should be written for a non-specialist audience and clearly state the importance of the proposed work and its relation to larger issues in the humanities. List the starting and ending dates for your project.
  7. Project Director: Provide the Social Security Number, name, title, mailing address, e-mail address, and telephone and fax numbers for the project director.
    Disclosure of Social Security Numbers is optional. NEH uses them for internal application processing only.
  8. Primary Contact/Grants Administrator: Provide the contact information for the official responsible for the administration of the grant (i.e., negotiating the project budget and ensuring compliance with the terms and conditions of the award). This person is often a grants or research officer, or a sponsored programs official. Normally, the Institutional Grants Administrator is not the same person as the Project Director. If the project director and the grant administrator are the same person, skip to Item 9.
  9. Authorized Representative: Provide the contact information for the Authorized Organization Representative (AOR) who is submitting the application on behalf of the institution. This person, often called an "Authorizing Official," is typically the president, vice president, executive director, provost, or chancellor. In order to become an AOR, the person must be designated by the institution's E-Business Point of Contact. For more information, please consult the Grants.gov user guide, which is available at: www07.grants.gov/applicants/app_help_reso.jsp.
HOW TO FILL OUT THE SUPPLEMENTARY COVER SHEET FOR NEH GRANT PROGRAMS
Select the form from the menu and double click to open it. Please provide the following information:
  1. Project Director: Use the pull down menu to select the major field of study for the project director
  2. Institution Information: Use the pull down menu to select your type of institution.
  3. Project Funding: Enter your project funding information. Note that applicants for Challenge Grants should use the right column only; applicants to all other programs should use the left column only.
  4. Application Information: Indicate whether the proposal will be submitted to other NEH grant programs, government agencies, or private entities for funding. If so, please indicate where and when. NEH frequently cosponsors projects with other funding sources. Providing this information will not prejudice the review of your application.
    For Type of Application, check “new” if the application requests a new period of funding, whether for a new project or the next phase of a project previously funded by NEH. Check "supplement" if the application requests additional funding for a current NEH grant. If requesting a supplement, provide the current grant number (applicants should discuss their request with a NEH program officer before submitting such an application).
    For Project Field Code, use the pull down menu to select the humanities field of the project. If the project is multidisciplinary, choose the field that corresponds to the project's predominant discipline.
HOW TO USE THE NEH ATTACHMENT FORM
You will use this form to attach the various files that make up your application.
Your attachments must be in Portable Document Format (.pdf). We cannot accept attachments in their original word processing or spreadsheet formats. If you don't already have software to convert your files into PDFs, there are many low-cost and free software packages available. To learn more, go to www.neh.gov/grants/grantsgov/pdf.html.
When you open the NEH Attachment Form, you will find 15 attachment buttons, labeled "Attachment 1" through "Attachment 15." By clicking on a button, you will be able to choose the file from your computer that you wish to attach. You must name and attach your files in the proper order so that we can identify them. Please attach the proper file to the proper button as listed below:
ATTACHMENT 1: To this button, please attach your description of the project and its significance. Please name the file "projectdescription.pdf".
ATTACHMENT 2: To this button, please attach any table of contents.. Please name the file "contents.pdf".
ATTACHMENT 3: To this button, please attach your project participants. Please name the file "participants.pdf".
ATTACHMENT 4: To this button, please attach your narrative. Please name the file "narrative.pdf".
ATTACHMENT 5: To this button, please attach your budget. Please name the file "budget.pdf".
ATTACHMENT 6: To this button, please attach your appendices. Please name the file "appendices.pdf". If you are submitting a large number of appendices, please bundle them together and send them as a single attachment. If you are concerned about the file size, you can group your appendices into multiple attachments. In this case, please name your attachments appendix.pdf, appendix2.pdf, appendix3.pdf, etc. Please note that you are limited to 15 attachments total.
ATTACHMENT 7: To this button, please attach your history of grants. Please name the file "granthistory.pdf".
Do not embed any additional files within any of the attachments.
Use the remaining buttons to attach any additional materials (if appropriate). Please give these attachments meaningful file names and ensure that they are PDFs.
UPLOADING YOUR APPLICATION TO GRANTS.GOV
When you have completed all three forms, use the right-facing arrow to move each of them to the “Mandatory Documents for Submission” column. Once they have been moved over, the “Submit” button will activate. You are now ready to upload your application package to Grants.gov.
During the registration process, your institution designated one or more AORs (Authorized Organization Representatives). These AORs typically work in your institution's Sponsored Research Office or Grants Office. When you have completed your application, you must ask your AOR to submit the application, using the special username and password that was assigned to him or her during the registration process.
To submit your application, your computer must have an active connection to the Internet. To begin the submission process, click the "submit" button. A page will appear asking you to sign and submit your application. At this point, your AOR will enter his or her username and password. When you click the “sign and submit application” button, your application package will be uploaded to Grants.gov. Please note that it may take some time to upload your application package depending on the size of your files and the speed of your Internet connection.
After the upload is complete, a confirmation page, which includes a tracking number, will appear indicating that you have submitted your application to Grants.gov. Please print this page for your records. The AOR will also receive a confirmation e-mail.
NEH suggests that you submit your application no later than 5:00 p.m. (Eastern Time) on the day of the deadline. That way, should you encounter a technical problem of some kind, you will still have time to contact the Grants.gov help desk for support. The Grants.gov help desk is open Monday to Friday from 7:00 a.m. to 9:00 p.m. (Eastern Time) at 1-800-518-4726. You can also send an e-mail to support@grants.gov.
HOW TO SUBMIT SUPPLEMENTARY MATERIALS
If you are sending supplementary materials (those that cannot be scanned and converted to an electronic form and submitted via Grants.gov), please send 8 copies of each item and include a list of these supplementary materials in the application's table of contents with an indication that these have been mailed separately. Mail the materials to:
Preservation and Access Education and Training Grants
Division of Preservation and Access
Room 411
National Endowment for the Humanities
1100 Pennsylvania Avenue, NW
Washington, DC 20506
NEH continues to experience lengthy delays in the delivery of mail by the U.S. Postal Service, and in some cases materials are damaged by the irradiation process. We recommend that supplementary materials be sent by a commercial delivery service to ensure that they arrive intact by the receipt deadline.
Applications: Must be received by Grants.gov by July 1, 2008. Grants.gov will date and time stamp your application after it is fully uploaded. Applications submitted after that date will not be accepted. Supplementary materials must also arrive at NEH by July 1, 2008, to be considered as part of the application.
Application Review
Evaluators are asked to apply the following criteria in assessing applications:
All other considerations being equal, preference will be given to projects that provide free online access to digital materials produced with grant funds.
Late applications will not be reviewed.
Review and Selection Process
Knowledgeable persons outside NEH will read each application and advise the agency about its merits. The Endowment’s staff comments on matters of fact or on significant issues that otherwise would be missing from these reviews, then makes recommendations to the National Council on the Humanities. The National Council meets at various times during the year to advise the NEH chairman on grants. The chairman takes into account the advice provided by the review process and, by law, makes all funding decisions.
Award Administration Information
Award notices
Applicants will be notified by mail in January 2009 of the decision. Institutional grants administrators and project directors of successful applications will also receive at that time award documents by mail. Applicants may obtain the reasons for funding decisions on their applications by sending a letter or e-mail to NEH, Division of Preservation and Access, Room 411, 1100 Pennsylvania Avenue, N.W., Washington, D.C. 20506 or preservation@neh.gov.
Administrative requirements
Before submitting an application, applicants should review their responsibilities as an award recipient.
Award Conditions
The requirements for awards are contained in the General Terms and Conditions for Awards to Organizations, any specific terms and conditions contained in the award document, and the applicable OMB circulars governing federal grants management.
Reporting Requirements
A schedule of report due dates will be included with the award document.
Interim and final performance reports will be required. Further details can be found in Performance Reporting Requirements (formerly Enclosure 2).
A Federal Cash Transactions Report (2-page PDF) will be due within 30 days after the end of each calendar quarter. A final Financial Status Report (2-page PDF) will be due within 90 days after the completion date of the award period. Further details can be found in Financial Reporting Requirements (formerly Enclosure 1).
Points of Contact
If you have questions about the program, contact:
Preservation and Access Education and Training Grants
Division of Preservation and Access
Room 411
National Endowment for the Humanities
1100 Pennsylvania Avenue, NW
Washington, DC 20506
202-606-8570 or preservation@neh.gov
If you need help using Grants.gov, contact:
Grants.gov: www.grants.gov
Grants.gov help desk: support@grants.gov
Grants.gov customer support tutorials and manuals: www07.grants.gov/applicants/app_help_reso.jsp
Grant.gov support line: 1-800-518-GRANTS (4726)
Other Information
Privacy Policy
Information in these guidelines is solicited under the authority of the National Foundation on the Arts and Humanities Act of 1965, as amended, 20 U.S.C. 956. The principal purpose for which the information will be used is to process the grant application. The information may also be used for statistical research, analysis of trends, and Congressional oversight. Failure to provide the information may result in the delay or rejection of the application.
Application Completion Time
The Office of Management and Budget requires federal agencies to supply information on the time needed to complete forms and also to invite comments on the paperwork burden. NEH estimates the average time to complete this application is fifteen hours per response. This estimate includes time for reviewing instructions, researching, gathering, and maintaining the information needed, and completing and reviewing the application.
Please send any comments regarding the estimated completion time or any other aspect of this application, including suggestions for reducing the completion time, to the Office of Publications, National Endowment for the Humanities, Washington, D.C. 20506; and to the Office of Management and Budget, Paperwork Reduction Project (3136-0134), Washington, D.C. 20503. According to the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB number.