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Date:         Fri, 29 Jul 2005 14:02:17 -0700
Reply-To:     Metadata Encoding and Transmission Standard
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Sender:       Metadata Encoding and Transmission Standard
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From:         Brian Tingle <[log in to unmask]>
Subject:      version 1.5 discussion
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Forwarded for Jerome McDonough Greetings, The editorial board is considering several potential revisions to the primary METS schema. However, some of these revisions would not be backwards-compatible with existing METS documents, and we would like some input from the community before we decide to implement these. Roughly summarized, the areas where we are considering changes to the schema include 1. Adding support for nested files; 2. Bringing the <structLink> 'to' and 'from' attributes into conformance with the Xlink standard; and 3. Loosening the processContents specification for xsd:any elements within METS. ---------------- One issue that has come up repeatedly is a need to record within METS information about files that may be embedded inside of other files. Typical examples of this would be *.zip or *.tar.gz files. Some archives are using these and other formats to package together sets of files, and they would like a mechanism to indicate that a file contains subsidiary files, and to allow the association of descriptive and administrative metadata with those subsidiary files. This also implies a need for recording some type of information regarding how to 'unpack' a packaging file. An issue related to the embedded file problem has arisen with respect to multimedia file formats that support the multiplexing of audio and video streams together in a single file; some libraries/archives would like the ability to record the existence of separate streams within a file, as well as linking to separate technical metadata records for different streams. A relatively straightforward way to achieve these goals might be to do the following: 1. Make the <file> element recursive, so that a <file> element could contain other <file> elements; 2. Add a subsidiary <stream> element beneath <file>, to record the existence of separate data streams within a particular file; 3. Add a new <transformFile> element beneath <file>, to provide an indication of the 'unpacking' steps that need to be taken to gain access to subsidiary <file> elements. This would need to be repeatable to allow for specifying a series of steps to unpack a file, and might provide a link to a <behavior> in the <behaviorSec> for performing the transformation. So, for example, if you had a *tar.gz file with two embedded files, one of which had two embedded streams, you'd have a METS fileSec including something like this: <file> <Flocat /> <!-- location of *tar.gz file --> <transformFile /> <!-- Instructions on reversing gzip --> <transformFile /> <! Instructions on reversing tar --> <file /> <!-- first embedded file --> <file > <!-- second embedded file --> <stream /> <!-- first embedded stream --> <stream /> <!-- second embedded stream --> </file> </file> These changes could be made to the METS schema without breaking backwards compatibility; METS documents created under the current schema would also validate against this schema. However, if we allow a <transformFile> element to link to a behavior in the <behaviorSec>, we would be breaking with past practice, which specified that you should be able to remove the <behaviorSec> of any METS document and still have a valid METS document. This could be avoided by placing the <transformFile> element in the behavioral metadata section and having it link to the appropriate <file> element. While this would remove the information regarding necessary transformations from proximity with the <file> they are paired with, it might also have the advantage of allowing a single description of a set of transformations (like the ungzip/untar combo) above to point to a variety of files, eliminating duplication of information in those cases where a METS document refers to multiple *.tar.gz files. Our questions for the METS community on these changes would be: 1. Does making <file> recursive and adding a <stream> element provide the needed functionality for addressing compound/embedded files? Would people prefer another approach? 2. Would people rather have a <transformFile> element be located within the <file> element (which would be easier to read) or have it located within the <behaviorSec> somewhere (which might eliminate duplication of information regarding transformations)? ---------------------- In the current METS schema, the 'to' and 'from' attributes on the smLink element in the structLink section are currently in the METS namespace, and are defined as type IDREF. This makes it very easy for the attributes to point to <div> elements in the structMap and to validate that the attributes are linking to real elements. However, this is somewhat problematic inasmuch as the 'to' and 'from' attributes are really drawn from the XLink standard, and compatability with other schema and tools which use XLink would be enhanced if these attributes were placed within the XLink namespace. Additionally, having 'to' and 'from' defined as being of type IDREF limits them to serving as a link between <div> elements in a single METS document. Users wishing to decompose extremely complicated objects into a series of METS documents cannot link between <div> elements in separate METS documents using the current schema. To rectify these problems, it has been proposed that 'to' and 'from' be placed within the XLink namespace, and that they draw their definitions from the current XLink schema available at the METS website; this will have the practical upshot of renaming them xlink:to and xlink:from and defining both of them as type "string". Presumably most users would use either an Xpath or a URI to specify links in these attributes, but this would not be enforced by the schema. This change would not be backwards compatible. Existing METS documents which use the smlink 'to' and 'from' attributes would not validate against an updated schema. It might be possible to avoid this, but only by leaving in the existing 'to' and 'from' attributes and also adding new xlink:to and xlink:from attributes. Having the two sets of attributes seems guaranteed to cause confusion. The question for the METS community at this point is: would you rather 1. Leave the 'to' and 'from' attributes as they are, even though this means that METS uses a variant of xlink not conformant with the standard; 2. Change the 'to' and 'from' attributes to xlink:to and xlink:from and redefine them as strings, so that METS' use of Xlink conforms to the standard (although this breaks backwards compatibility; or 3. Keep the existing 'to' and 'from' attributes, add xlink:to and xlink:from attributes to smLink, and indicate that the use of 'to' and 'from' is now deprecated and may eventually be discontinued? ---------------------- A final change to the METS schema that has been suggested seems relatively unproblematic to the editorial board: changing the definition of all METS elements which are of type xsd:any (mdWrap and FContent) so that they have a processContents attribute value of 'lax'. This will allow METS documents that contain XML metadata records in a format not defined by a schema placed within an mdWrap element to validate; currently they produce an error. XML metadata that does conform to a schema will still validate if a schema is available. Any and all comments on these topics are welcomed, and should be addressed to the METS mailing list. Thank you! ============== Jerome McDonough


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