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ADMINISTRATIVE NOTES


Newsletter of the Federal Depository Library Program

[ Back Issues ]


January 15, 1999

GP 3.16/3-2:20/02
(Vol. 20, no. 02)

Table of Contents

1
2
5
7
12
13


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FDLP Internet Use Policy Guidelines

These guidelines are effective January 15, 1999.

All depository libraries must offer the general public free access to online Federal Government information provided through the Federal Depository Library Program (FDLP). This follows the same principle of free access that governs the use of traditional depository materials, as provided in Section 1911 of Title 44, United States Code.

Depository libraries should have a written access policy that addresses these issues regarding obtaining FDLP information on the Internet:

  • All depository libraries are expected to provide access to the products in the FDLP Electronic Collection.
  • Information products in the FDLP Electronic Collection must be available to any library user free of fees or other restrictions such as age or residency status. Free and unrestricted searching may be provided at one or more workstations. The number of available workstations is dependent upon the size of the depository operation and must be sufficient to serve the depository's patrons efficiently and effectively. Time limits and the use of sign-up sheets are acceptable.
  • Since the use of filtering software may restrict access to official FDLP information, for example in the health or biological sciences fields, depository libraries must allow users the option to use workstations without filtering software or to turn off the filter while searching FDLP information.
  • Security measures must be consistent with FDLP guidelines and requirements.
    • Patrons cannot be required to present identification.
    • Log-in or sign-up sheets may be used (as with circulation records, confidentiality of these records must be assured and consistent with applicable privacy statutes).
    • Special passwords may be used.
    • E-mail capability of the Web browser(s) may be blocked.
  • Patrons’ use of depository workstations is subject to the library’s overall acceptable use policy.
  • Users may be charged the "usual and customary" fees for printing and diskettes.
  • Use or access may be mediated or unmediated.

Further guidance, particularly concerning service support issues, is found in "Depository Library Public Service Guidelines for Government Information in Electronic Formats," Administrative Notes, v. 19, no. 11 (9/15/98), pp. 5-6, and in the 1998 "Recommended Specifications for Public Access Work Stations in Federal Depository Libraries," in Administrative Notes, v. 19, no. 8 (6/15/98), pp. 3-8
[ URL for CURRENT Administrative Notes, with link to Back Issues:
//www.access.gpo.gov/su_docs/dpos/adnotes.html ]


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Superintendent of Documents Reports on Japan Symposium

Francis J. Buckley, Jr., Superintendent of Documents, U.S. Government Printing Office, was a featured speaker at a symposium held November 27, 1998, by the National Diet Library (NDL) in Tokyo, Japan. The symposium was held in honor of the 50th anniversary of the NDL Branch Libraries System. It was focused on the digitization of government information. Buckley's presentation was on the Dissemination of U.S. Government Information in tangible and electronic formats.

The other speakers were Mr. Hideru Momozaki, Director-General, Institute of Administrative Information Systems and Dr. Kotaro Nawa, Professor, Kansai University. They addressed the implications of utilizing electronic systems for e-mail, data collection, information storage, and dissemination in an environment in which government information is considered national property, primarily administrative in nature, and in which the private sector is heavily involved in printing and publishing.


REPORT FROM TOKYO

FRANCIS J. BUCKLEY, JR.
Superintendent of Documents

I was invited to Tokyo by the National Diet Library (NDL) to deliver a presentation on the Dissemination of U.S. Government Information at a Symposium in honor of the 50th anniversary of the Branch Libraries System on November 27, 1998. The Branch Libraries are equivalent to Federal agency libraries in the executive branch and the Supreme Court.

It was a fascinating trip because of the similarities and differences in the organizational structures, policies, and problems for government information in our two countries.

The National Diet Library is the national library of Japan, providing services to the Diet (legislative branch), the executive and judicial branches of the government, and for the people of Japan. It was modeled on the Library of Congress. It is under the supervision of the Standing Committees on Rules and Administration of the House of Representatives and the House of Councilors (similar to the legislative oversight of LC and GPO). It includes a large main library with extensive research collections in two buildings, the Detached Library in the Diet building, the Ueno Library, the Tokyo Bunho (Oriental Library) and 35 Branch Libraries. Each Branch Library functions as the library for its parent agency and collects government documents from the parent agency for itself, the NDL, exchange programs and for distribution to academic and public libraries. The Branch Libraries are under the dual administration of the NDL and the agency in which they are located.

The NDL utilizes U.S. Government publications for research in the Official Publications Room, the Parliamentary Publications Room, the Research and Legislative Reference Bureau (similar to the Congressional Research Service), as well as in the Branch Libraries. The NDL obtains U.S. publications through the International Exchange Program and purchase. Bibliographic records for U.S. monographic publications are loaded in their online catalog in a GPO MARC format. Serials are entered in a book catalog.

The focus of the symposium was on planning for the digitization of information by Japanese government agencies and how to provide access to this information. In a speech that was like a choral reading, I reviewed the U.S. system for printing and distributing tangible publications as well as the systems for access to Federal electronic information with the help of two interpreters. I used a PowerPoint presentation and my remarks after each slide or short commentary were punctuated by translations. The two Japanese speakers in the Symposium addressed various issues of access pertinent to the Japanese situation in this transitional planning period.

In the print environment, the Ministry of Finance handles the printing of government publications intended for public dissemination. Many Japanese government publications are produced by private sector organizations and only available commercially. Also many Japanese government publications are considered administrative and not widely distributed.

Mr. Hideru Momozaki, Director General, Institute of Administrative Information Systems, spoke about the current status and challenges of dissemination of electronic information in administration. He discussed a range of electronic system applications from e-mail to administrative government functions including record keeping, filing for permits and reports, as well as publishing information. Planning is underway to revise their Information Disclosure Law. In addition, the structure of federal agencies is to be reviewed over the next few years.

Mr. Momozaki focused on the concept of using this opportunity and new technology to provide one stop shopping as a service to citizens and enable them to file applications or reports for various agencies as well as to obtain government information from one computer location. He foresaw having everyone using the electronic network registered for identification and security, as well as a set of standards for software programs for compatibility interoperability and data transfer.

Dr. Kotaro Nawa, Professor, Kansai University, discussed digitization and networking of administrative information, disclosure and commercialization. Among the issues he analyzed were the implications of present Japanese government copyright of its information as national property and the use and distribution of the information by the private sector.

Other issues facing the NDL and Japanese libraries include obtaining the resources needed to procure the hardware and systems for expanding their electronic resources, as well as the ever present problem of compliance with the publication deposit requirements of the NDL Law by Japanese government agencies. In Japan the fugitive documents problem is exacerbated by the decentralized nature of government printing.

The Symposium was attended by about 200 people from the NDL, the Branch libraries, government agencies, as well as faculty and students from nearby universities. There were many questions from the audience about U.S. programs and plans for electronic information; the involvement of GPO, LC and NARA; copyright; and free vs. fee access.

I was pleased to meet the NDL Librarian, Mr. Musao Tobari, and many of the administrative staff and to tour the NDL in detail. In addition, I was given in-depth tours of the Diet, the Detached Branch Library in the Diet, the Supreme Court and the Branch Library in the Supreme Court. When I toured the Diet we were given special access to the chambers of the House of Councilors which were being prepared for the opening of the session the next day and a visit by the Emperor, so I was able to see the Emperor's throne which is normally shielded from view by elaborate drapes.

On Saturday following the Symposium the NDL made arrangements for me to be given a private tour of the Imperial Palace grounds by a staff member from the Imperial Household Agency Library. Thus I was taken to see a number of non-public buildings including the temple used by the Emperor for religious ceremonies, the state hall building, the greenhouses and bonsai collection, the stables and ceremonial coaches, and the archery range where the Imperial archers were practicing classical archery techniques. The public and nonpublic gardens were incredibly well-manicured with beautiful specimen trees and bushes, set off by the castle moats and huge stone walls built without any mortar.

I was also able to make brief visits to the Toshogu Shrine, the Tokyo National Museum and the Museum of Western Art in Ueno Park.

I was particularly impressed with the courtesy, and friendliness, and helpfulness of all the people I met. They made my brief visit very interesting and enjoyable.


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O*NET Materials Distributed to Depositories

The CD-ROM edition of the Occupational Information Network (O*NET), and the Data Dictionary and User’s Guide in paper format, were sent to depositories as separates in late December, 1998. Descriptions of the pieces appear below, along with downloading instructions taken from the O*NET home page:

O*NET 98, The Occupational Information Network, "Keeping Pace With Today's Changing Workplace" (CD-ROM)

SuDocs: L 37.25:OC 1/CD
Item: 0744-G-04
Format: CD-ROM

Note: The military crosswalk files in .dbf format were inadvertently omitted from the database installation used to produce the CD-ROM product. To obtain these files, go to the Tips for Downloading page and click as instructed to download milxwalk.zip <dbflat/milxwalk.zip> (102 KB). After unzipping this file, place milcode.dbf, moctitle.dbf, and xwalkmoc.dbf in the same directory as the O*NET database directory for a complete database installation. This only applies to the O*NET 98 database and in no way affects the operation of the O*NET 98 Viewer. To unzip this file, download the shareware version of pkunzip.exe <dbflat/pkunzip.exe>.

O*NET 98 The Occupational Information Network, "Keeping Pace With Today's Changing Workplace", Data Dictionary Release 1.0

SuDocs: L 37.25:OC 1/DICTIO.
Item: 0744-G-04
Format: Paper

O*NET 98 Data Dictionary <datadict/datadict.pdf> Details on the structure of the O*NET 98 Database. In .pdf format. Requires the free Adobe Acrobat Reader. (2.7MB) To download the free Adobe Acrobat Reader, click on http://www.adobe.com/prodindex/acrobat/readstep.html

O*NET 98, The Occupational Information Network, Viewer User's Guide For Version 1.0, "Keeping Pace With Today's Changing Workplace," 1998

SuDocs: L 37.25:OC 1/GUIDE
Item: 0744-G-04
Format: Paper

O*NET 98 Viewer 1.0 <vwflat/setup.exe> The easiest way to access O*NET 98 data. Download this file to your hard drive, then install it by double-clicking on the filename. Stand alone version. Requires Windows 3.x/95/98/NT (6.6MB). For network installation use the CD-ROM.

O*NET 98 Viewer User's Guide <onetview/onetview.pdf> A handbook that tells you how to use the O*NET 98 Viewer. In .pdf format. Requires the free Adobe Acrobat Reader. (1.8MB)

O*NET 98 Database <dbflat/setup.exe> If you wish to use O*NET 98 data without the Viewer, download this file to your hard drive, then install it by double-clicking on the filename. Requires software capable of configuring and reporting .dbf files. Windows is required to run the installation program. In .dbf format (3.8MB) For Access and Paradox formats, use the CD-ROM.

O*NET online is located at http://www.adobe.com/prodindex/acrobat/readstep.html.

Tips for Downloading Hundreds of different configurations of computers are possible. If these general tips for downloading O*NET 98 products do not work for you, please consult the documentation or manufacturer of your software and computer. O*NET 98 products are currently available only for PCs, not Apple computers. Before you begin to download the O*NET 98 Viewer or Database files, create an empty directory on your hard drive using File Manager (Win 3.1) or Windows Explorer (Win 95/98/NT). Write down the name and location of the directory. Click on the links above to begin the download process, noting the name of the file (i.e.: setup.exe) and making sure it is being stored in your newly created directory. When the download is complete (the Viewer will take about 50 minutes to download using a 28.8 K modem), exit your browser, go to File Manager or Windows Explorer, locate the directory and double-click on the name of the download file (i.e.: setup.exe). Follow the on-screen instructions to install the Viewer or Database files. If you are downloading both the Viewer and the Database into the same directory, be sure not to copy over the setup.exe file. Rename one of the files (i.e.: setup2.exe) or download it into a different directory. Before downloading the User's Guide (onetview.pdf) or Data Dictionary (datadict.pdf) files, make sure you have the Adobe Acrobat Reader installed on your computer. Your browser may immediately open the file or ask whether you want to save it to disk. If you save the files to disk, note the directory and file name, then exit your browser, go to File Manager or Windows Explorer, locate the directory and double-click the file name. The document will open automatically in the Adobe Acrobat Reader.


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Depository Library Council to the Public Printer

Recommendations, Commendations and Action Items
Fall 1998

RECOMMENDATIONS

1. GPO to fill the position of electronic collection manager

Council recommends that GPO direct additional resources to building and managing the Electronic Depository Collection, including establishing and filling the position of Electronic Collection Manager described in Managing the Electronic Collection: A Policy and Planning Document.

Rationale:

Council believes it is imperative that GPO allocate sufficient resources, both financial and personnel, to assure the effective coordination of activities directed toward building the Electronic Collection described in Managing the Electronic Collection: A Policy and Planning Document.

Council recognizes that various activities and functions associated with the electronic collection are currently distributed among various GPO units, e.g. collection development criteria, outreach, marketing, locator tools, metadata, etc.

Council believes that the establishment of the position Electronic Collection Manager would provide the most effective means to coordinate and use this expertise present in GPO.

(Please see Action Item at end of document for additional information.)

2. Microfiche contracts

Council recommends that GPO evaluate and resolve problems with the current microfiche contractor procedures and performance to identify other options which would better serve the needs of the depository community. Council further recommends that GPO take additional steps to bring microfiche processing procedures and requirements to the attention of the depository libraries.

Rationale:

Since the distribution and claiming of depository microfiche has moved from GPO to full service microfiche contracts with independent contractors, microfiche processing has become more complex for depository libraries. Some contractors' inability to fulfill all elements of GPO contracts, including shipping list and claims delivery, continue to be ongoing problems. Options which might be considered include: multi-year contracts; return of microfiche to GPO for distribution; use of additional resources for shipping list preparation, contract compliance, and quality control; and a link from the microfiche shipping list web page to an information page on current microfiche shipment practices and procedures.

3. Discontinue or consolidate "traditional" LPS products and services in tangible formats

Council recommends that GPO, in consultation with the depository library community, decrease the frequency of publication of the paper editions of GPO administrative tools that are available online and are more frequently updated. Some titles with a strong sales history should remain in the sales program in print editions as long as sales justify the cost of production.

As an example, since the online List of Classes is updated monthly, Council recommends that the print version of the List of Classes be updated, published and distributed (via FDLP and sales) only annually, and that each library receive only one depository copy. Council further recommends that, provided the annual publication date is flexible, GPO consult with the depository community to determine the most appropriate time of year to produce the print version.

Rationale:

Frequently updated online tools are more useful than print editions that are often dated by the time they are printed and distributed. All program libraries should have access to the FDLP Website and the ability to download. The online version of the List of Classes is updated monthly and can be manipulated to serve multiple purposes.

However, libraries may need time to learn how to exploit this FDLP electronic resource. During the transition period, some titles may need to remain in print even if less frequently updated. This issue should be revisited.

4. Structure of Council meetings, amount of time, location

Council recommends that the fall Council meeting be held permanently in the Washington, DC area, sometime between the Columbus and Veterans Day holidays, and that the annual Federal Depository Library Conference coincide with the fall DLC meeting in Washington. The spring DLC meeting would be held in the field, rotating around the country, as it was prior to 1992.

Council further recommends that the fall DLC meetings begin on Sunday evening and end on Wednesday afternoon, instead of beginning on Monday morning and ending on Thursday afternoon. Sunday evening would be reserved for Council's organizational meeting, open to observers. The full Conference would begin on Monday morning and conclude on Wednesday afternoon, with the Regionals' session continuing to be held on the Sunday immediately prior to the Federal Depository Library Conference. The spring DLC meeting schedule would be modified in similar fashion.

Council also recommends that GPO continue to monitor attendance at DLC meetings and FDL conferences to determine whether changing meeting structure, locations, and dates has an adverse affect on depository library participation.

Rationale:

A fall meeting in Washington will produce fewer conflicts with other library-related meetings and a wider range of choices for hotel accommodations. This change will also restore the opportunity for newly appointed Council members to visit the GPO facility. The change to Sunday through Wednesday reduces meeting space rental and other FDLC expenses, such as an extra day's use/rental of meeting rooms at the hotel, A-V equipment, and coffee breaks. Potentially, per diem expenses for DLC members would be reduced.

 

COMMENDATIONS

1. FDLP Tools on the Web

Council commends GPO staff for developing and continuing to improve the Federal Depository Library Program administrative services offered via GPO Access. Depository libraries now have easy access to interactive tools for communicating efficiently with GPO, as well as up-to-date versions of essential administrative information. These services, which are being developed through cooperative team work within GPO and through creative service partnerships, are a significant benefit to individual libraries and to the program.

2. Jay Young

Council commends James D. Young, former Director of Library Programs Service (LPS), for his substantial and significant contributions to the Federal Depository Library Program, on the occasion of his retirement from GPO. As Director of LPS from 1980 to 1982, and again from 1993 to 1998, Mr. Young has been especially effective in strengthening communications between the GPO and the library community. He deliberately and consistently involved librarians in LPS efforts to implement a transition to a more electronic FDLP. Ever ready to bring change through action, Mr. Young reallocated staff internally to create the Electronic Transition Staff, and initiated a highly successful program to bring documents librarians into the GPO as consultants. Mr. Young exhibited a sense of vision and administrative flexibility that has brought out the best in the LPS staff and has nurtured the FDLP.

ACTION ITEM (under Recommendation #1):

Managing the FDLP Electronic Collection Plan

Council is pleased that GPO has developed Managing the FDLP Electronic Collection: A Policy and Planning Document. This document represents a significant initiative. Council has assigned work to the following four committees/workgroups to assist GPO in the process of implementing and establishing priorities for the Plan:

  • Electronic Transition Committee

Duncan Aldrich (chair), Margaret Walker, Greg Lawrence, Diane Eidelman, Diane Garner, Paula Kaczmarek, Maggie Farrell, Fred Wood; Gil Baldwin, T.C. Evans (GPO liaisons) [additional members from the depository community]

Charge: Standing committee of Council to address issues related to the FDLP Electronic Transition.

Two immediate issues to be addressed are: 1) Criteria for format replacement, including from fiche to electronic and from print to electronic; and 2) outreach to Federal agencies, depository library community, and others interested in developing the Electronic Federal Depository Library Program (E-FDLP).

  • Partnerships Workgroup within Electronic Preservation and Archiving Issues Committee

Donna Koepp (chair), Diane Garner, Paula Kaczmarek, Fred Wood, Mary Alice Baish; T.C. Evans, Gil Baldwin (GPO liaisons) [additional members from the depository community]

Charge: The development of partnerships as a means of providing data storage, access and preservation, is an integral part of managing the FDLP Electronic Collection. While GPO has developed a small number of model partnerships to date, the working group will examine strategies that would help GPO accelerate their leadership role to facilitate partnerships between agencies and other constituents.

  • Cataloging/Locator Workgroup within GPO Operations Committee

Carol Bednar (chair), Maggie Farrell, Julia Wallace, Diane Eidelman; Tad Downing (GPO liaison) [additional members from the depository community]

Charge: Advise GPO on short and long term policies concerning the scope and effectiveness of cataloging and locator services. Workgroup will solicit comments from the depository library community when possible.

  • Electronic Preservation and Archiving Issues Committee

Greg Lawrence (chair), Donna Koepp, Duncan Aldrich; T.C. Evans, Gil Baldwin (GPO liaisons)

Charge: A standing committee of Council to address issues related to the long-term access, storage, and preservation of electronic information disseminated through the FDLP. This includes, but is not limited to:

    • Promote identification of "at risk" digital publications.
    • Promote digital "risk management" awareness in the FDLP.
    • In consultation with GPO and member depository libraries, propose and promote model preservation policies and guidelines.
    • In addition, in consultation with GPO and member depository libraries, promote prototype projects that broaden and enrich features of the digital depository libraries.


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Upcoming FDLP Events

Regionals Meeting

Apr. 11 Bethesda, MD

Spring Depository Library Council/
Federal Depository Conference

April 12 – 15 Bethesda, MD

Interagency Depository Seminar

June 2 – 9 Washington, DC

 

Fall Depository Library Council Meeting

Oct. 18 – 21 Kansas City, MO


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Library Programs Service Contacts
January 1999

Name

Voice

Fax

E-mail

OFFICE OF THE DIRECTOR

Gil Baldwin – Director

202-512-1114

202-512-1432

ebaldwin@gpo.gov

DEPOSITORY DISTRIBUTION DIVISION

Vicki Barber – Chief

202-512-1014

202-512-1429

vbarber@gpo.gov

Depository Processing Branch

Colleen Davis – Chief

202-512-1007

202-512-1429

cdavis@gpo.gov

Depository Claims Office

202-512-1024

202-512-1429

 

LIBRARY DIVISION

William Thompson – Program Analyst

202-512-1114

202-512-1432

wthompson@gpo.gov

Sandy Morton-Schwalb – Management Analyst

202-512-1114

202-512-1432

smorton-schwalb@gpo.gov

Electronic Transition Staff

Judy Andrews – Electronic Transition Specialist

202-512-1114

202-512-1432

jandrews@gpo.gov

George Barnum – Electronic Transition Specialist

202-512-1114

202-512-1432

gbarnum@gpo.gov

Joe Paskoski – Management Analyst

202-512-1698

202-512-1432

jpaskoski@gpo.gov

Cataloging Branch

Thomas A. Downing – Chief

202-512-1121

202-512-1432

tdowning@gpo.gov

Depository Administration Branch

Robin Haun-Mohamed – Chief

202-512-1071

202-512-0877

rhaun-mohamed@gpo.gov

Mike Clark – Program Analyst

202-512-1619

202-512-0877

mclark@gpo.gov

Acquisitions: Inquiry Group

Earl Lewter – Supervisor

202-512-1129

202-512-0877

elewter@gpo.gov

Micrographics Control Section

Michele Harris – Chief

202-512-1060

202-512-0877

mharris@gpo.gov

Shipment Control & Administration Group

Laurie Hall – Library Systems Analyst

202-512-1062

202-512-0877

lhall@gpo.gov

Yvonne Washington – Publications Management Specialist

202-512-1131

202-512-0877

ywashington@gpo.gov

Depository Services

Sheila McGarr – Chief

202-512-1119

202-512-1432

smcgarr@gpo.gov

Gail Snider – Inspector

202-512-1119

202-512-1432

bsnider@gpo.gov

Thomas Oertel – Inspector

202-512-1119

202-512-1432

toertel@gpo.gov

Cynthia Etkin – Inspector

202-512-1119

202-512-1432

cetkin@gpo.gov

John Tate – Designation Program Specialist

202-512-1119

202-512-1432

jtate@gpo.gov


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Administrative Notes is published in Washington, DC by the Superintendent of Documents, LibraryPrograms Service, Government Printing Office, for the staffs of U.S. Federal Depository Libraries. It is published monthly, onthe 15th day of each month; some months may have additional issues. Postmaster send address changes to:

The Editor
Administrative Notes
U.S. Government Printing Office
Library Programs Service, SLLD
Washington, DC 20401

Internet access at URL: http://www.access.gpo.gov/su_docs/fdlp/pubs/adnotes/index.html
Editor: Marian W. MacGilvray (202) 512-1119 mmacgilvray@gpo.gov


A service of the Superintendent of Documents, U.S. Government Printing Office.
Questions or comments: asklps@gpo.gov.
Last updated: May 7, 2002  
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