Title 12--Banks and Banking

CHAPTER I--COMPTROLLER OF THE CURRENCY, DEPARTMENT OF THE TREASURY

PART 12--RECORDKEEPING AND CONFIRMATION REQUIREMENTS FOR SECURITIES TRANSACTIONS

TEXT PDF12.1 Authority, purpose, and scope.
TEXT PDF12.2 Definitions.
TEXT PDF12.3 Recordkeeping.
TEXT PDF12.4 Content and time of notification.
TEXT PDF12.5 Notification by agreement; alternative forms and times of notification.
TEXT PDF12.6 Fees.
TEXT PDF12.7 Securities trading policies and procedures.
TEXT PDF12.8 Waivers.
TEXT PDF12.9 Settlement of securities transactions.
TEXT PDF12.101 National bank disclosure of remuneration for mutual fund transactions.
TEXT PDF12.102 National bank use of electronic communications as customer notifications.

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