Ballistic Missile Defense: Actions Needed to Improve Process for Identifying and Addressing Combatant Command Priorities

GAO-08-740 July 31, 2008
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Summary

In 2002, the Department of Defense (DOD) established the Missile Defense Agency to develop and deploy globally integrated ballistic missile defenses to protect the U.S. homeland, deployed forces, friends, and allies. To deliver an operational capability as quickly as possible, the agency was not subject to traditional DOD requirements and oversight processes. While directed to work closely with the combatant commands, the agency was not required to build missile defenses to meet specific operational requirements. GAO was asked to assess the extent to which DOD has developed a process that identifies, prioritizes, and addresses overall combatant command priorities as the Missile Defense Agency develops ballistic missile defense capabilities. To conduct its work, GAO reviewed relevant documents and visited several combatant commands, the Missile Defense Agency, Joint Staff, and other DOD organizations.

DOD has taken some steps to address the combatant commands' ballistic missile defense needs, but it has not yet established an effective process to identify, prioritize, and address these needs, or to provide a DOD-wide perspective on which priorities are the most important. U.S. Strategic Command and the Missile Defense Agency created the Warfighter Involvement Process in 2005. Although the process is still evolving, the Missile Defense Agency has addressed some combatant command capability needs. However, even as they move forward with the process, U.S. Strategic Command and the Missile Defense Agency have not yet overcome three interrelated limitations to the process's effectiveness. First, U.S. Strategic Command and the Missile Defense Agency have not put into place the approved and complete guidance needed to implement the Warfighter Involvement Process, which would clearly define each organization's respective roles and responsibilities for identifying, prioritizing, and addressing the combatant commands' capability needs. This has left the combatant commands without an agreed-upon mechanism for influencing agency investments. Second, the Missile Defense Agency has lacked clear information about how to best address the commands' needs, and until recently has not clearly communicated how it has adjusted its investments in response to these needs. Without such information, the commands have not been able to provide feedback to the Missile Defense Agency about how well the agency has addressed their priorities in its funding plans. Third, senior civilian DOD leadership has not been involved in adjudicating potential differences among the commands' priorities. Instead, U.S. Strategic Command has consolidated and submitted the commands' prioritized capability needs to the Missile Defense Agency without first vetting these priorities though senior civilian DOD officials with departmentwide responsibilities for assessing risk and allocating resources. As a result, the Missile Defense Agency has not benefited from receiving a broader, departmentwide perspective on which of the commands' needs were the most significant. DOD has established a new board to advise senior Office of the Secretary of Defense officials on ballistic missile defense priorities; however, whether this board will be involved in reviewing or adjudicating differences among the commands' priorities is unclear. Missile Defense Agency and U.S. Strategic Command officials stated that the Warfighter Involvement Process is evolving. However, unless and until they overcome these interrelated limitations, DOD remains at risk of not effectively providing the combatant commands with the missile defense capabilities they need.



Recommendations

Our recommendations from this work are listed below with a Contact for more information. Status will change from "In process" to "Implemented" or "Not implemented" based on our follow up work.

Director:
Team:
Phone:
John H. Pendleton
Government Accountability Office: Defense Capabilities and Management
(404) 679-1816


Recommendations for Executive Action


Recommendation: To improve DOD's process for identifying and addressing combatant command priorities for ballistic missile defense capabilities, the Secretary of Defense should direct the Commander, U.S. Strategic Command, in conjunction with the Director, Missile Defense Agency, to complete and publish the implementation guidance needed to clearly define each organization's roles and responsibilities for identifying, prioritizing, and addressing combatant command capability needs for ballistic missile defenses, and review and update such guidance, as needed, as DOD's process continues to evolve.

Agency Affected: Department of Defense

Status: In process

Comments: When we confirm what actions the agency has taken in response to this recommendation, we will provide updated information.

Recommendation: To improve DOD's process for identifying and addressing combatant command priorities for ballistic missile defense capabilities, the Secretary of Defense should direct the Commander, U.S. Strategic Command, in conjunction with the Director, Missile Defense Agency, to establish effective methodologies for identifying, prioritizing, and addressing combatant command capability needs for ballistic missile defenses.

Agency Affected: Department of Defense

Status: In process

Comments: When we confirm what actions the agency has taken in response to this recommendation, we will provide updated information.

Recommendation: To provide the Missile Defense Agency with feedback as to how well it has addressed the combatant commands' priorities in preparing future funding plans, the Secretary of Defense should direct the Commander, U.S. Strategic Command, in conjunction with the other combatant commands, to prepare an assessment of the Missile Defense Agency's funding plans compared to the commands' priorities, and provide the assessment to the Director, Missile Defense Agency.

Agency Affected: Department of Defense

Status: In process

Comments: When we confirm what actions the agency has taken in response to this recommendation, we will provide updated information.

Recommendation: To provide a DOD-wide perspective on the combatant commands' priorities, given their views on the range of ballistic missile threats facing the United States, the Secretary of Defense should direct the Missile Defense Executive Board to review each Prioritized Capabilities List upon its release, including the individual commands' priorities, and recommend to the Deputy Secretary of Defense an overall DOD-wide list of prioritized capabilities.

Agency Affected: Department of Defense

Status: In process

Comments: When we confirm what actions the agency has taken in response to this recommendation, we will provide updated information.

Recommendation: The Secretary of Defense should direct the Deputy Secretary of Defense to provide guidance to the Director, Missile Defense Agency, on program priorities taking into account the Missile Defense Executive Board's recommendation.

Agency Affected: Department of Defense

Status: In process

Comments: When we confirm what actions the agency has taken in response to this recommendation, we will provide updated information.