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| U.S. Senate Committee on Homeland Security and Governmental Affairs |
| Subcommittee on Federal Financial Management, Government Information, Federal Services, and International Security |
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| Title: Oversight Hearing on Mutual Funds: Hidden Fees, Misgovernance and Other Practices that Harm Investors |
| Date: 1/27/04 |
| Time (EST): 10:00 AM |
| Place: Dirksen Senate Office Building, Rm. 342 |
| The purpose of this hearing is to examine the fee structure of mutual funds that may lead to conflicts of interest, mislabeled costs and other practices in the industry that may be harmful to investors. |
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| Webcast:
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| Witnesses
Testimony
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Panel 1
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Richard J. Hillman
, Director
, Financial Markets and Community Investment Team, General Accounting Office
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Eliot L. Spitzer
[View
PDF]
, Attorney General
, Office of the New York State Attorney General
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Panel 2
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Peter Scannell
[View
PDF]
, Weymouth Landing, Massachusetts
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Panel 3
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John C. Bogle
[View
PDF]
, Founder and Former CEO
, The Vanguard Group
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Jeffrey C. Keil
[View
PDF]
, Vice President
, Board Analysis Services, Lipper, Inc.
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Travis B. Plunkett
[View
PDF]
, Legislative Director
, Consumer Federation of America
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Paul S. Stevens
[View
PDF]
, Partner, Dechert LLP
, On Behalf of the Investment Company Institute
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Marc E. Lackritz
[View
PDF]
, President
, Securities Industry Association
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John P. Freeman
[View
PDF]
, Professor of Legal and Business Ethics
, University of South Carolina
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