Inspectors General: Compliance With Professional Standards by the HHS Inspector General

AFMD-88-36 September 29, 1988
Full Report (PDF, 66 pages)  

Summary

GAO reviewed the Department of Health and Human Services' (HHS) Office of the Inspector General's (OIG) compliance with professional standards.

GAO found that: (1) OIG did not have sufficient evidence to fully support all the findings and conclusions in 6 of 18 audit reports; (2) six audits did not have recommendations that followed logically from the facts presented; (3) seven audits failed to accurately reflect the audits' objectives; (4) the OIG quality assurance program did not always adhere to prescribed audit standards, policies, and procedures; and (5) eight audits did not adequately show the underlying causes of identified problems. GAO also found that: (1) data in the investigation management information system were not always reliable; (2) the OIG hotline staff took an average of 34 days to screen and forward allegations of waste, mismanagement, fraud, and abuse; (3) OIG did not know the disposition of over 83 percent of the hotline cases; (4) the inspection function's standards and procedures manual did not contain specific standards on supervisors' duties and responsibilities; (5) the inspection function did not retain supporting documentation for all of its report statements; (6) the inspection function did not fully implement the procedures for its quality assurance program; and (7) there was satisfactory support for 92 percent of the $6.63 billion in reported OIG monetary accomplishments.