A

accredited news media, TMP . . . . . . . . . 740.9(a)(2)(viii)(A)
ACDA (Arms Control and Disarmament Agency)
ACDA, review of applications . . . . . . . . . . . . . . 750.3(b)
activities described in 744.2 (activities NP end-use)
activities for other controlled end-uses (see MT, CB, MNP, 
     vessels, and aircraft) activities NP end-use. .(also see NP)
activities NP end-use, principal reference . . . . . . . . .744.2
activities NP end-use, definition. . . . . . . . . . . . 744.2(a)
activities NP end-use, countries not subject . . 744 Supplement 3
activities NP end-use, Country Group A:1 . . . . . . . . 744.2(c)
activities NP end-use, General Prohibition Five  . . .736.2(b)(5)
activities NP end-use, New Zealand . . . . . . . . . . . 744.2(c)
activities described in 744.6 (activities NP,MT,CB) 
activities NP,MT,CB, CIV ineligible  . . . . . . . . . . . .740.5
activities NP,MT,CB, General Prohibition Seven . . . .736.2(b)(7)
activities NP,MT,CB, principal reference . . . . . . . . . .744.6
activities NP,MT,CB, more than exports . . . . . . . . . 730.5(d)
activities NP,MT,CB, recordkeeping . . . . . . . . . .762.1(a)(4)
activities NP,MT,CB, steps . . . . . . . . . . . . . .732.1(b)(5)
activities NP,MT,CB, steps . . . . . . . . . . . . . .732.1(d)(3)
activities NP,MT,CB, steps . . . . . . . . . . . . . . . 732.3(j)
activities NP,MT,CB, subject to the EAR  . . . . . . . . 734.5(a)
activities, RTP, interstate or foreign commerce  . . . . 760.1(d)
activities, RTP, within foreign country. . . . . . . . . 760.3(h)
additional permissive reexports  . . . . . . . . . . . .(see APR)
administrative enforcement proceedings (AEP) . . . . . . . . .766
administrative law judge, decision, AEP. . . . . . . . . . 766.17
administrative law judge, definition, AEP. . . . . . . . . .766.2
administrative orders. . . . . . . . . . . . . . 736 Supplement 2
advisory opinion, principal reference. . . . . . . . . . 748.3(c)
advisory opinion, BIS assistance available . . . . . . . 734.6(a)
advisory opinion, recordkeeping. . . . . . . . . 730 Supplement 1
advisory opinion, request processing . . . . . . . . . . 750.2(a)
Advisory Committee on Export Policy. . . . . . . . . .750.4(f)(2)
Advisory Committee on Export Policy, definition  . . . . . . .772
AEP (administrative enforcement proceedings)
Afghanistan, . . . . . . . . . . . . . . . . . . 738 Supplement 1
Afghanistan. . . . . . . . . . . . . . . . . . . 740 Supplement 1
agencies other than BIS. . . . . . . . . . . . . 730 Supplement 3
agencies other than BIS, steps . . . . . . . . . . . . . 732.2(a)
agencies other than BIS, not subject to EAR. . . . . .734.3(b)(1)
agencies other than BIS, related controls. . .738.2(d)(2)(iii)(C)
agencies other than BIS, review of applications  . . . . 750.3(b)
agencies other than BIS, subject to the EAR. . . . . .734.2(a)(2)
agency of cooperating government, GOV. . . . . . 740.11(b)(3)(ii)
agency of U.S. Government, GOV . . . . . . . . . .740.11(b)(3)(i)
agent responsibility . . . . . . . . . . . . . . . . . . 758.3(b)
agent authority, record and proof. . . . . . . . . . . . 758.1(h)
agent authority, record and proof. . . . . . . . . . 762.2(b)(29)
agents of exporters, DCS responsibilities. . . . . . . . . .758.6
AGR (agricultural commodities License Exception) . . . . . 740.18
agricultural commodities, AGR. . . . . . . . . . . . . . . 740.18
agricultural commodities, definition . . . . . . . . . . . . .772
agricultural commodities, SS, exemption. . . . . . . . . . .754.6
agricultural commodities, SS, recordkeeping. . . 730 Supplement 1
aircraft repair parts, RPL one for one replacement of parts740.10(a)(3)(iv)
aircraft and vessels . . . . . . . . . . . . . . . . .  (see AVS)
aircraft, equipment and spare parts, AVS . . . . . . 740.15(b)(2)
aircraft, foreign, end-use control . . . . . . . . . . . . .744.7
aircraft, foreign-registered, AVS. . . . . . . . . . 740.15(a)(1)
aircraft, interpretation 9 . . . . . . . . . . . . . . . 770.2(i)
aircraft, Temporary sojourn, AVS . . . . . . . . . . . .740.15(a)
aircraft, unmanned
aircraft, U.S.-registered, AVS . . . . . . . . . . . 740.15(a)(2)
airline agent, Canadian, AVS . . . . . . . . . . . . 740.15(c)(2)
airline agent, U.S., AVS . . . . . . . . . . . . . . 740.15(c)(2)
airline, definition. . . . . . . . . . . . . . . . . . . . . .772
airline installation, Canadian, AVS. . . . . . . . . 740.15(c)(2)
airline installation, U.S., AVS. . . . . . . . . . . 740.15(c)(2)
Albania. . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Albania, controlled country. . . . . . . . . . . . . . . . . .772
Albania, controlled country, FA. . . . . . . . . . . . . 768.1(d)
Albania. . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Albania, General Prohibition Eight . . . . . . . . . .736.2(b)(8)
Algeria. . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Algeria. . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
all wheel drive vehicles . . . . . . . . . . . . . . . . 770.2(h)
 allegation definition, FA . . . . . . . . . . . . . . . 768.1(d)
Am I subject to the EAR?, decision flow chart    732 Supplement 2
American Red Cross, GOV. . . . . . . . . . . . . .740.11(b)(3)(i)
analog-to-digital conversions, APP . . . . . . . . . . . 740.7(a)
Andorra. . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Andorra. . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Angola, steps. . . . . . . . . . . . . . . . . . . . .732.3(d)(4)
Angola . . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Angola . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
annual value, License Exception LVS. . . . . . . .740.3(a)(4)(ii)
anti-terrorism . . . . . . . . . . . . . . . . . . . . . (see AT)
Antigua and Barbuda  . . . . . . . . . . . . . . 738 Supplement 1
Antigua and Barbuda. . . . . . . . . . . . . . . . . .740.7(c)(1)
Antigua and Barbuda. . . . . . . . . . . . . . . 740 Supplement 1
APP (high performance computer License Exception)
APP, principal reference . . . . . . . . . . . . . . . . . .740.7
appeal, principal reference. . . . . . . . . . . . . . . . . .756
appeal, AEP. . . . . . . . . . . . . . . . . . . . . . . . 766.21
appeal, denial order . . . . . . . . . . . . . . . . . .766.25(g)
appeal, review by Under Secretary, AEP . . . . . . . . . . 766.22
appeal, SCL administrative action. . . . . . . . . . . .752.16(b)
appear before BIS. . . . . . . . . . . . 736 Supplement 2 Order 2
applicant, agreement to processing delay . . . . . . .750.4(b)(1)
applicant, definition, license application . . . . . . . 748.5(a)
applicant, definition. . . . . . . . . . . . . . . . . . . . .772
applicant, license, export from U.S. . . . . . . . . . . 748.4(b)
application (see license application procedure)
application, control number. . . . . . . . . . . . . . . 748.6(b)
application, instructions. . . . . . . . . . . .748 Supplement 1 
application for license, definition. . . . . . . . . . . . . .772
application, license, basic guidance . . . . . . . . . . . .748.4
application, license, general instructions . . . . . . . . .748.6
application, processing. . . . . . . . . . . . . . . . . . . .750
applications, recordkeeping  . . . . . . . . . .730 Supplement 1 
APR (additional permissive reexports)
APR, principal reference . . . . . . . . . . . . . . . . . 740.16
APR, License Exception, CCL, steps . . . . . . . 732.4(b)(3)(iii)
Argentina, Australia Group member. . . . . . . . . . . . . . .772
Argentina. . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Argentina, computers, GOV. . . . . . . . . . 740.11(b)(2)(iii)(B)
Argentina, computers, GOV. . . . . . . . . . .740.11(b)(2)(iv)(B)
Argentina. . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Argentina, IC or EUC for NS. . . . . . . . . . . . . .748.9(b)(2)
Argentina, IC/DV authority . . . . . . . . . . . 748 Supplement 4
Argentina, NSG member. . . . . . . . . . . . . . . . . . . .772.1
Armenia, General Prohibition Eight . . . . . . . . . .736.2(b)(8)
Armenia. . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Armenia, controlled country. . . . . . . . . . . . . . . . . .772
Armenia. . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Arms Control and Disarmament Agency  . . . . . . . . . (see ACDA)
Arms Export Control Act, cross debarment . . . 764.3(c)(2)(ii)(A)
Arms Export Control Act, violation conviction  . . . . . . 766.25
Aruba  . . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Aruba  . . . . . . . . . . . . . . . . . . . . . . . .740.7(c)(1)
Aruba. . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
assemblies, CCL group A. . . . . . . . . . . . . 738.2(b) group A
assembly in Mexico, TMP. . . . . . . . . . . . . 740.9(a)(2)(vii)
assessment, definition, FA . . . . . . . . . . . . . . .768.1(d) 
assessment criteria, definition, FA. . . . . . . . . . . 768.1(d)
assistance and training  . . . . . . . . . . . . . . . . 730.8(c)
Assistant Secretary definition, AEP. . . . . . . . . . . . .766.2
Assumption writing, recordkeeping. . . . . . . . . . . .762.2(41)
Assumption writing, routed export transactions . . . . . 758.3(b)
assurance, TSR . . . . . . . . . . . . . . . . . . . . . 740.6(a)
assurance form, TSR  . . . . . . . . . . . . . . . . .740.6(a)(3)
assurances, CB end-use . . . . . . . . . . . . . .744.4(d)(2)(iv)
assurances, MT end-use . . . . . . . . . . . . . . 744.3(d)(2)(v)
assurances, NP end-use . . . . . . . . . . . . . . . .744.2(d)(4)
AT (anti-terrorism)
AT, principal reference. . . . . . . . . . . . . . . . . 742.1(d)
AT, CCL 2nd digit 9. . . . . . . . . . . . . . . . .738.2(d)(1) 9
AT, Cuba . . . . . . . . . . . . . . . . . . . . . . . . 746.2(c)
AT, ECCNs, reason for control. . . . . . . . . .738.2(d)(2)(i)(A)
AT, Iran . . . . . . . . . . . . . . . . . . . . . . . . 746.7(b)
AT, Iran . . . . . . . . . . . . . . . . . . . . . . . . . .742.8
AT, Iraq . . . . . . . . . . . . . . . . . . . . . . .746.3(a)(3)
AT, license requirements, Iran, Syria, Sudan . . 742 Supplement 2
AT, licensing policy, Iran, Syria, Sudan . . . . 742 Supplement 2
AT, North Korea. . . . . . . . . . . . . . . . . . . . . . 742.19
AT, Sudan. . . . . . . . . . . . . . . . . . . . . . . . . 742.10
AT, Syria. . . . . . . . . . . . . . . . . . . . . . . . . .742.9
Atomic Energy Act, Department of Energy. . . . . .734.3(b)(1)(iv)
Atomic Energy Act, DOS NP controls . . . . . . . .744.2(a)(1) fn2
Atomic Energy Act, MNP end-use . . . . . . . . . . . . . 744.5(c)
Atomic Energy Act, NP end-use  . . . . . . . . . .744.2(a)(3) fn4
Atomic Energy Act, NRC . . . . . . . . . . . . . 734.3(b)(1)(iii)
Australia, Australia Group member. . . . . . . . . . . . . . .772
Australia  . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Australia. . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Australia, IC/DV authority . . . . . . . . . . . 748 Supplement 4
Australia, IC or EUC for NS. . . . . . . . . . . . . .748.9(b)(2)
Australia, no NP end-use controls. . . . . . . . 744 Supplement 2
Australia, NSG member. . . . . . . . . . . . . . . . . . . .772.1
Australia Group. . . . . . . . . . . . . . . . . . . . . 742.2(d)
Australia Group definition . . . . . . . . . . . . . . . . . .772
Austria, Australia Group member. . . . . . . . . . . . . . . .772
Austria  . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Austria, cooperating country . . . . . . . . . . . . . . . . .772
Austria. . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Austria, IC/DV authority . . . . . . . . . . . . 748 Supplement 4
Austria, IC or EUC for NS. . . . . . . . . . . . . . .748.9(b)(2)
Austria, no NP end-use controls. . . . . . . . . 744 Supplement 3
Austria, NSG member. . . . . . . . . . . . . . . . . . . . .772.1
Automated Export System (AES). . . . . . . . . . . . .758.2, FTSR
Automated Export System (AES), definition. . . . . . . . . . .772
automobiles, civil . . . . . . . . . . . . . . . . . . . 770.2(h)
automotive vehicles, military, and parts . . . . . . . . 770.2(h)
automotive vehicles, armored, all wheel drive. . . . . . .770.2(h
automotive vehicles, military, and parts . . . . . . . . 770.2(h)
available-in-fact, definition, FA. . . . . . . . . . . . 768.1(d)
avionics, CCL category 7 . . . . . . . . . . . . 738.2 category 7
AVS, License Exception, CCL, steps . . . . . . . 732.4(b)(3)(iii)
AVS (aircraft and vessels License Exceptions)
AVS, principal reference . . . . . . . . . . . . . . . . . 740.15
AVS, Cuba. . . . . . . . . . . . . . . . . . . . . 746.2(a)(1)(x)
AVS, Shipper's Export Declaration. . . . . . . . . . .758.1(c)(3)
Azerbaijan . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Azerbaijan, controlled country, FA . . . . . . . . . . . 768.1(d)
Azerbaijan, controlled country . . . . . . . . . . . . . . . .772
Azerbaijan . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Azerbaijan, General Prohibition Eight. . . . . . . . .736.2(b)(8)
                                 

                                B

BAG (baggage License Exception)
BAG, principal reference . . . . . . . . . . . . . . . . . 740.14
BAG, CCL, steps. . . . . . . . . . . . . . . . . 732.4(b)(3)(iii)
BAG, Cuba. . . . . . . . . . . . . . . . . . . . .746.2(a)(1)(vi)
BAG, Destination Control Statement . . . . . . . . . . . . .758.6
BAG, Shipper's Export Declaration. . . . . . . . . . .758.1(c)(1)
baggage. . . . . . . . . . . . . . . . . . . . . . . .  (see BAG)
Bahamas (The). . . . . . . . . . . . . . . . . . 738 Supplement 1
Bahamas (The). . . . . . . . . . . . . . . . . . . . .740.7(c)(1)
Bahamas (The). . . . . . . . . . . . . . . . . . 740 Supplement 1
Bahamas (The), support document exemption. . . . . . .748.9(a)(1)
Bahrain. . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Bahrain. . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Bangladesh . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Bangladesh . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Bank, definition . . . . . . . . . . . . . . . . . . . . . . .772
Barbados . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Barbados . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Barbados, support document exemption . . . . . . . . .748.9(a)(1)
basic human needs, definition, GFT . . . . . . . . . 740.12(b)(2)
basket . . . . . . . . . . . . . . . . . . . . . . . .732.3(b)(3)
bearing, anti-friction, interpretation 1 . . . . . . . . 770.2(a)
Belarus. . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Belarus, controlled country, FA. . . . . . . . . . . . . 768.1(d)
Belarus, controlled country. . . . . . . . . . . . . . . . . .772
Belarus. . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Belarus, General Prohibition Eight . . . . . . . . . .736.2(b)(8)
Belarus, NSG member. . . . . . . . . . . . . . . . . . . . .772.1
Belgium, Australia Group member. . . . . . . . . . . . . . . .772
Belgium. . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Belgium. . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Belgium, IC/DV authority . . . . . . . . . . . . 748 Supplement 4
Belgium, IC or EUC for NS. . . . . . . . . . . . . . .748.9(b)(2)
Belgium, NATO member . . . . . . . . . . . . . . . . . . . . .772
Belgium, no NP end-use controls. . . . . . . . . 744 Supplement 3
Belgium, NSG member. . . . . . . . . . . . . . . . . . . . .772.1
Belize . . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Belize . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Belize, support document exemption . . . . . . . . . .748.9(a)(1)
Benin  . . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Benin. . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Bermuda, support document exemption. . . . . . . . . .748.9(a)(1)
beta test software . . . . . . . . . . . . . . . . . . . 740.9(c)
Bhutan . . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Bhutan . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
bill of lading, DCS. . . . . . . . . . . . . . . . . . . . .758.6
bill of lading, definition . . . . . . . . . . . . . . . . . .772
biologics. . . . . . . . . . . . . . . . . . . . 730 Supplement 3
blacklisted persons, furnishing info, RTP. . . . . . . . 760.2(d)
Bolivia. . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Bolivia. . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Bolivia, support document exemption. . . . . . . . . .748.9(a)(1)
bonded warehouse, support document exception . . . . 748.12(c)(2)
Bosnia-Herzegovina, steps. . . . . . . . . . . . . . .732.3(d)(4)
Bosnia-Herzegovina, steps. . . . . . . . . . . . . . . . 732.3(i)
Bosnia-Herzegovina, arms embargo . . . . . . .746 Supplement 2(a)
Bosnia&Herzegovina . . . . . . . . . . . . . . . 738 Supplement 1
Bosnia & Herzegovina . . . . . . . . . . . . . . 740 Supplement 1
Bosnia & Herzegovina, OFAC controls. . . . . .746 Supplement 3(b)
Botswana . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Botswana . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
boycotted countries, furnishing info, RTP. . . . . . . . 760.2(d)
boycotts (see restrictive trade practices (RTP))
Branch Office (see Santa Clara Branch Office)
Brazil . . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Brazil . . . . . . . 740 Supplement 1, Country Groups A:2, A:4, B
Brazil, NSG member . . . . . . . . . . . . . . . . . . . . .772.1
Brazil, support document exemption . . . . . . . . . .748.9(a)(1)
broadcast material, TMP. . . . . . . . . . . . . .740.9(a)(2)(vi)
Brunei . . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Brunei . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Bulgaria . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Bulgaria, controlled country, FA . . . . . . . . . . . . 768.1(d)
Bulgaria, controlled country . . . . . . . . . . . . . . . . .772
Bulgaria . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Bulgaria, General Prohibition Eight. . . . . . . . . .736.2(b)(8)
Bulgaria, IC/DV authority. . . . . . . . . . . . 748 Supplement 4
Bulgaria, IC, exception to SUCP requirement. . . . . 748.11(a)(1)
Bulgaria, IC or EUC for NS . . . . . . . . . . . . . .748.9(b)(2)
Bulgaria, NS licensing policy. . . . . . . . . . . . .742.4(b)(5)
Bulgaria, NSG member . . . . . . . . . . . . . . . . . . . .772.1
Bulgaria, support document from government . . . . . .748.9(a)(2)
Bureau of Industry and Security. . . . . . . . . . . . .(see BIS)
Bureau of Industry and Security, definition, AEP . . . . . .766.2
Burkina Faso . . . . . . . . . . . . . . . . . . 738 Supplement 1
Burkina Faso . . . . . . . . . . . . . . . . . . 740 Supplement 1
Burma. . . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Burma. . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Burundi  . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Burundi. . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
business relationships, furnishing info, RTP . . . . . . 760.2(d)
BIS, address . . . . . . . . . . . . . . . . . . . . . . 748.2(c)
BIS, address, SCL. . . . . . . . . . . . . . . . . . . . . 752.17
BIS, export clearance. . . . . . . . . . . . . . . . . . . . .758
BIS, organization. . . . . . . . . . . . . . . . . . . . . .730.9
BIS, review of license applications. . . . . . . . . . . 750.3(a)
                                 

                                C

calibration, TMP . . . . . . . . . . . . . . . . .740.9(a)(2)(iv)
California, crude oil. . . . . . . . . . . . . . . . . . 754.2(g)
Cambodia . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Cambodia, controlled country, FA . . . . . . . . . . . . 768.1(d)
Cambodia, controlled country . . . . . . . . . . . . . . . . .772
Cambodia . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Cambodia, General Prohibition Eight. . . . . . . . . .736.2(b)(8)
Cambodia, NS licensing policy. . . . . . . . . . . . .742.4(b)(6)
Cameroon . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Cameroon . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Canada . . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Canada, Australia Group member . . . . . . . . . . . . . . . .772
Canada, CB CCL-based controls. . . . . . . . . . . . .742.2(a)(1)
Canada, CB end-use . . . . . . . . . . . . . . . . . . . 744.4(a)
Canada . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Canada, crude oil export . . . . . . . . . . . . . . . . 754.2(e)
Canada, crude oil license requirement. . . . . . . . . . 754.2(a)
Canada, SED requirement. . . . . . . . . . . . . . . . . 758.1(b)
Canada, MNP end-use  . . . . . . . . . . . . . . . . . . 744.5(a)
Canada, MT end-use . . . . . . . . . . . . . . . . . . . 744.3(a)
Canada, NATO member  . . . . . . . . . . . . . . . . . . . . .772
Canada, NSG member . . . . . . . . . . . . . . . . . . . . .772.1
Canada, petroleum products license requirement . . . . . 754.3(a)
Canada, recordkeeping. . . . . . . . . . . . . . . . .762.1(a)(3)
Canada, support document exemption . . . . . . . . . .748.9(a)(1)
Canada, transit, SED . . . . . . . . . . . . . . . . .758.1(b)(4)
Canada, transit through the United States. . . . . . 740.9(1)(iv)
Canadian carriers, aircraft end-use. . . . . . . . . .744.7(b)(1)
Canadian carriers, vessel end-use. . . . . . . . . . .744.7(b)(1)
Canadian airline, definition . . . . . . . . . . . . . . . . .772
Canadian airline, installation or agent. . . . . . . .744.7(b)(2)
Cape Verde . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Cape Verde . . . . . . . . . . . . . . . . . . . 740 Supplement 1
carrier, DCS responsibilities. . . . . . . . . . . . . . . .758.6
carrier, duty to return or unload, steps . . . . . . . . 732.6(c)
carrier, obligations, steps. . . . . . . . . . . . . . . 732.6(b)
cartridge and shell case scrap . . . . . . . . . .758.7(b)(2)(ii)
category, definition . . . . . . . . . . . . . . . . . . . . .772
Cayman Islands, territory of United Kingdom. . . . . .734.2(b)(7)
Cayman Islands, territory of United Kingdom. . . . . . . 738.3(b)
CB (chemical and biological weapons) 
CB, activities controlled. . . . . . . . . . . .744.6(a)(1)(i)(C)
CB, activities subject to the EAR. . . . . . . . . . . . 734.5(a)
CB, AT, Sudan. . . . . . . . . . . . . . . . . . .742.10(b)(1)(i)
CB, AT, Syria. . . . . . . . . . . . . . . . . . . 742.9(b)(1)(i)
CB, CCL 2nd digit 3. . . . . . . . . . . . . . . . .738.2(d)(1) 3
CB, CCL-based controls . . . . . . . . . . . . . . . . . . .742.2
CB, CCL, non-CB items. . . . . . . . . . . . . . . . .742.2(b)(3)
CB, Congressional notification . . . . . . . . 750.4(b)(6)(ii)(B)
CB, ECCNs, reason for control. . . . . . . . . .738.2(d)(2)(i)(A)
CB, end-use/end-user controls. . . . . . . . . . . . . . . .744.4
CB, SCL, specified items ineligible  . . . . . . .752.3(a)(2),(3)
CB, transit through the United States. . . . . . . 740.9(b)(1)(i)
CB, imports for display at U.S. exhibitions or trade fairs740.9(b)(2)(ii)(C)
CC (crime control) 
CC, CCL 2nd digit 9. . . . . . . . . . . . . . . . .738.2(d)(1) 9
CC, CCL-based controls . . . . . . . . . . . . . . . . . . .742.7
CC, ECCNs, reason for control. . . . . . . . . .738.2(d)(2)(i)(A)
CC, License Exceptions, none . . . . . . . . . . . . .740.2(a)(6)
CCL (Commerce Control List)
CCL, General Prohibitions, steps . . . . . . . . . . .732.1(d)(2)
CCL, steps . . . . . . . . . . . . . . . . . . . . . . . 732.3(a)
CCL-based controls, control policy . . . . . . . . . . . . . .742
CCL-based license requirements, CB . . . . . . . . . . . 742.2(a)
CCL-based license requirements, CC . . . . . . . . . . . 742.7(a)
CCL-based license requirements, CW . . . . . . . . . . .742.18(a)
CCL-based license requirements, EI . . . . . . . . . . .742.15(a)
CCL-based license requirements, FC . . . . . . . . . . .742.17(a)
CCL-based license requirements, MT . . . . . . . . . . . 742.5(a)
CCL-based license requirements, NP . . . . . . . . . . . 742.3(a)
CCL-based license requirements, NS . . . . . . . . . . . 742.4(a)
CCL-based license requirements, RS . . . . . . . . . . . 742.6(a)
CCL-based license requirements, SI . . . . . . . . . . .742.11(a)
CCL-based licensing policy, CB . . . . . . . . . . . . . 742.2(b)
CCL-based licensing policy, CC . . . . . . . . . . . . . 742.7(b)
CCL-based licensing policy, CW . . . . . . . . . . . . .742.18(b)
CCL-based licensing policy, EI . . . . . . . . . . . . .742.15(b)
CCL-based licensing policy, FC . . . . . . . . . . . . .742.17(b)
CCL-based licensing policy, MT . . . . . . . . . . . . . 742.5(b)
CCL-based licensing policy, NP . . . . . . . . . . . . . 742.3(b)
CCL-based licensing policy, NS . . . . . . . . . . . . . 742.4(b)
CCL-based licensing policy, RS . . . . . . . . . . . . . 742.6(b)
CCL-based licensing policy, SI . . . . . . . . . . . . .742.11(b)
CCL, categories. . . . . . . . . . . . . . . . . . . . . 738.2(a)
CCL, definition. . . . . . . . . . . . . . . . . . . . . . . .772
CCL, groups. . . . . . . . . . . . . . . . . . . . . . . 738.2(b)
CCL group, definition. . . . . . . . . . . . . . . . . . . . .772
CCL, recordkeeping . . . . . . . . . . . . . . . 730 Supplement 1
CCL, recordkeeping, scope. . . . . . . . . . . . . . . . 738.1(a)
CCL, structure . . . . . . . . . . . . . . . . . . . . . . .738.2
CCL, transit through specified countries, steps  . . . . 732.3(k)
cedar, western red, principal reference. . . . . . . . . . .754.4
Census Bureau  . . . . . . . . . . . . . . . . . . . (see Census)
Census, classification of U.S. territories . . . . . .734.2(b)(8)
Census, FTSR . . . . . . . . . . . . . . . . . . . . . . . . FTSR
Central African Rep  . . . . . . . . . . . . . . 738 Supplement 1
Central African Republic . . . . . . . . . . . . 740 Supplement 1
certification, License Exception . . . . . . . . . . . . 740.1(b)
Chad . . . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Chad . . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
changes, facts, report . . . . . . . . . . . . . . . . . 748.6(f)
changes, replacement license, not required . . . . . . . 750.7(c)
changes, SCL, BIS approval not required  . . . . . . . .752.10(c)
changes, SCL, BIS approval required. . . . . . . . . . .752.10(b)
charging letters, AEP. . . . . . . . . . . . . . . . . . . .766.3
charitable organization, GFT . . . . . . . . . . . . 740.12(a)(1)
charitable org., furnishing info, RTP. . . . . . . . . . 760.2(e)
chemical and biological weapons. . . . . . . . . . . . . (see CB)
chemical mixtures, interpretation. . . . . . . . . . . . . .770.4
Chemical Weapons Convention (CWC). . .740.16(c), 742.18, 745, 772
chemicals, application instructions. . . . . .748 Supplement 2(a)
chemicals, CCL category 1. . . . . . . . . . . . 738.2 category 1
chemicals, precursor, interpretation 11. . . . . . . . . 770.2(k)
Chemicals, Schedules of. . . . . . . Supplement No. 1 to part 745
chemicals, transit through the United States .740.9(b)(1)(iii)(B)
Chile  . . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Chile. . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Chile, support document exemption. . . . . . . . . . .748.9(a)(1)
China. . . . . . . . . . . . . . . . . . . . . . . . .  (see PRC)
China, Entity List . . . . . . . . . . . . . . .744 Supplement 4 
civil end-users. . . . . . . . . . . . . . . . . . . .  (see CIV)
CIV (civil end-users License Exception)
CIV, principal reference . . . . . . . . . . . . . . . . . .740.5
civil penalties, no administrative appeal. . . . . . .756.1(a)(2)
claimant, definition, FA . . . . . . . . . . . . . . . .768.1(d) 
classification, items, principal reference . . . . . . . 748.3(b)
classification, steps. . . . . . . . . . . . . . . . . . 732.3(b)
classification, CCL. . . . . . . . . . . . . . . . . . . 738.2(c)
classification, General Prohibitions . . . . . . . . .736.2(a)(1)
classification, General Prohibition One. . . . . .736.2(b)(1)(ii)
classification, General Prohibition Two. . . . .736.2(b)(2)(i)(C)
classification, recordkeeping. . . . . . . . . . 730 Supplement 1
classification, request processing . . . . . . . . . . . 750.2(a)
classification, U.S. territories . . . . . . . . . . .734.2(b)(8)
clearance of export. . . . . . . . . . . . (see export clearance)
COCOM, definition. . . . . . . . . . . . . . . . . . . . . . .772
Code of Federal Regulations, EAR . . . . . . . . . . . . . .730.2
Colombia . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Colombia . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Colombia, support document exemption . . . . . . . . .748.9(a)(1)
Commerce Control List. . . . . . . . . . . . . . . . . .(see CCL)
commercial consulting. . . . . . . . . . .734 Supplement 1 Sec. F
commercial invoice, DCS. . . . . . . . . . . . . . . . . . .758.6
commingled technology and software . . . . . . . . . . . 734.4(g)
commingled software license requirements . . . . . . .770.3(c)(2)
commingled technology license requirements . . . . . .770.3(c)(1)
commodity, definition. . . . . . . . . . . . . . . . . . . . .772
communications intercepting devices. . . . . . . . . . . . 742.13
communications intercept, application instructions 748 Supplement 2(b)
communications intercept, SCL, ineligible. . . . . . .752.3(a)(7)
Comoros. . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Comoros. . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Comoros, Country Group D:2 . . . . . . . . . . . 740 Supplement 1
comparable quality, definition, FA . . . . . . . . . . . 768.1(d)
components, CCL group A. . . . . . . . . . . . . 738.2(b) group A
computer, License Exception. . . . . . . . . . . . . . .(see APP)
computer, application instructions . . . . . .748 Supplement 2(c)
computer, access restricted, APP . . . . . . . . . . .740.7(e)(1)
computer, CCL category 4 . . . . . . . . . . . . 738.2 category 4
computers, commodity interpretations . . . . . . . . . . 770.2(l)
computer, configuration, license application748 Supplement 2(c)(1)
computer, Congressional notification . . . . . 750.4(b)(6)(ii)(A)
computer, end-use certification. . . . . . 748 Supplement 2(c)(2)
computer, foreign-made, no de minimis. . . . . . . . . . 734.4(a)
conduct, General Prohibitions. . . . . . . . . . . . .736.2(a)(5)
computer, GOV. . . . . . . . . . . . . . . . 740.11(b)(2)(iii)(B)
computer, GOV. . . . . . . . . . . . . . . . .740.11(b)(2)(iv)(B)
computer, recordkeeping. . . . . . . . . . . . . . . .762.2(b)(4)
computer, GOV. . . . . . . . . . . . . . . . . . . . 740.11(a)(2)
computer, safeguards, recordkeeping. . . . . . . 730 Supplement 1
computer, safeguards, recordkeeping. . . . . . . . . .762.2(b)(5)
Computer Tier 1, APP . . . . . . . . . . . . . . . . . . 740.7(b)
Computer Tier 3, GOV . . . . . . . . . . . . . . . . 740.11(a)(2)
conference (see release at open conference)
conference (see open conference)
confidentiality, license applications. . . . . . . . . . 748.1(c)
conformity of documents, licensed exports. . . . . . . . . .758.5
Congo (Democratic Republic of the) . . . . . . . 738 Supplement 1
Congo (Democratic Republic of the) . . . . . . . . . .740.7(c)(1)
Congo (Democratic Republic of the) . . . . . . . 740 Supplement 1
Congo (Republic of the). . . . . . . . . . . . . 738 Supplement 1
Congo (Republic of the). . . . . . . . . . . . . . . .740.7(c)(1)
Congo (Republic of the). . . . . . . . . . . . . 740 Supplement 1
Congressional notification delay . . . . . . . . . . .750.4(b)(6)
conspiracy law . . . . . . . . . . . . . . . . . . . .764.3(b)(3)
containers, TMP. . . . . . . . . . . . . . . . . . 740.9(a)(2)(v)
contracting prohibited, steps. . . . . . . . . . . . .732.1(b)(5)
contract controls. . . . . . . . . . . . . . . . . . . . . 734.11
contract controls. . . . . . . . . . . . . . . 734 Supplement 1 E
contracting, General Prohibition Seven . . . . . . . .736.2(b)(7)
contract, MT or CB activity. . . . . . . . . . . . . .744.6(a)(2)
contract harvester, definition . . . . . . . . . . . .754.4(e)(3)
contract sanctity, AT. . . . . . . . . . . . . . 742 Supplement 2
contract sanctity, CB. . . . . . . . . . . . . . . . . .742.2(c) 
contract sanctity, CB. . . . . . . . . . . . . . 742 Supplement 1
contract sanctity, CB end-use. . . . . . . . . . . 744.4(d)(2)(v)
contract sanctity, CC. . . . . . . . . . . . . . . . . . 742.7(c)
contract sanctity, communications intercepting devices .742.13(c)
contract sanctity, Cuba. . . . . . . . . . . .746.2(b)(3)(iii)(A)
contract sanctity, Iran AT controls. . . . . . . . . . . 742.8(c)
contract sanctity, MT. . . . . . . . . . . . . . . . . . 742.5(c)
contract sanctity, MT end-use. . . . . . . . . . .744.3(d)(2)(vi)
contract sanctity, NP. . . . . . . . . . . . . . . . . . 742.3(c)
contract sanctity, NS. . . . . . . . . . . . . . . . . . 742.4(c)
contract sanctity, RS. . . . . . . . . . . . . . . . . . 742.6(c)
contract sanctity, SCL, may be overridden. . . . . . 752.16(a)(2)
contract sanctity, Sudan AT controls . . . . . . . . . .742.10(c)
contract sanctity, Syria AT controls . . . . . . . . . . 742.9(c)
contract sanctity, torture implements. . . . . . . . . .742.11(c)
controlled countries, definition, FA . . . . . . . . . . 768.1(d)
controlled country, definition . . . . . . . . . . . . . . . .772
controlled-in-fact, definition, RTP. . . . . . . . . . . 760.1(c)
controlled in fact, definition . . . . . . . . . . . . . . . .772
convicted of violation, prohibited from applying . . . . 748.4(c)
conviction of violation. . . . . . . . . . . . . . . . . . 766.25
cooperating country, definition. . . . . . . . . . . . . . . .772
cooperating governments, GOV . . . . . . . . . .740.11(b)(2)(iii)
copies, application form, unacceptable . . . . . . . . . 748.6(a)
corporate sponsor of research. . . . . . . . . . . . .734.8(b)(2)
corporate research . . . . . . . . . . . . . . . . . 734.8(d),(e)
Costa Rica . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Costa Rica . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Costa Rica, support document exemption . . . . . . . .748.9(a)(1)
Cote d'Ivoire. . . . . . . . . . . . . . . . . . 738 Supplement 1
Cote d'Ivoire. . . . . . . . . . . . . . . . . . 740 Supplement 1
country of destination (see ultimate destination) 
countries supporting international terrorism, definition . . .772
Country Chart, principal reference . . . . . . . 738 Supplement 1
Country Chart, steps . . . . . . . . . . . . . . . . . . 732.3(a)
Country Chart, steps . . . . . . . . . . . . . . . . . . 732.3(d)
Country Chart, cells . . . . . . . . . . . . . . . . . . 738.3(d)
Country Chart, column headers. . . . . . . . . .738.2(d)(2)(i)(B)
Country Chart, columns . . . . . . . . . . . . . . . . . 738.3(c)
Country Chart, countries included  . . . . . . . . . . . 738.3(b)
Country Chart, definition. . . . . . . . . . . . . . . . . . .772
Country Chart, destinations omitted  . . . . . . . . . . 738.3(b)
Country Chart, General Prohibition One . . . . . .736.2(b)(1)(ii)
Country Chart, General Prohibition Two . . . . .736.2(b)(2)(i)(C)
Country Chart, scope . . . . . . . . . . . . . . . . . . 738.1(b)
Country Chart, short supply omitted  . . . . . . . . .738.3(a)(1)
Country Chart, structure . . . . . . . . . . . . . . . . . .738.3
Country Chart, territories, omitted. . . . . . . . . .734.2(b)(7)
Country Chart, unique items omitted  . . . . . . . . .738.3(a)(2)
Country Groups A, B, C, D, E . . . . . . . . . . 740 Supplement 1
Country Groups, definition . . . . . . . . . . . . . . . . . .772
crime control  . . . . . . . . . . . . . . . . . . . . . (see CC)
Croatia, steps . . . . . . . . . . . . . . . . . . . .732.3(d)(4)
Croatia, steps . . . . . . . . . . . . . . . . . . . . . 732.3(i)
Croatia, arms embargo. . . . . . . . . . . . .746 Supplement 2(a)
Croatia. . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Croatia. . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Croatia, OFAC controls . . . . . . . . . . . .746 Supplement 3(c)
crude oil, principal reference . . . . . . . . . . . . . . .754.2
crude oil, definition. . . . . . . . . . . . . . . . . . 754.2(a)
crude oil, export statutory provisions . . . . . 754 Supplement 3
crude oil, recordkeeping . . . . . . . . . . . . 730 Supplement 1
Cuba, principal reference. . . . . . . . . . . . . . . . . .746.2
Cuba, direct product, steps  . . . . . . . . . . . 732.2(f)(1)(i)
Cuba, steps. . . . . . . . . . . . . . . . . . . . . .732.3(d)(4)
Cuba, steps. . . . . . . . . . . . . . . . . . . . . . . 732.3(i)
Cuba, anti-terrorism controls. . . . . . . . . . . . . . 742.1(d)
Cuba, AVS. . . . . . . . . . . . . . . . . . . . .740.15(a)(1)(i)
Cuba, AVS. . . . . . . . . . . . . . . . . . . . 740.15(a)(2)(ii)
Cuba, AVS. . . . . . . . . . . . . . . . . . . 740.15(a)(3)(v-ix)
Cuba, AVS. . . . . . . . . . . . . . . . . . . . . . 740.15(b)(1)
Cuba, AVS. . . . . . . . . . . . . . . . . . . . . . 740.15(b)(2)
Cuba, AVS. . . . . . . . . . . . . . . . . . . . . . 740.15(c)(1)
Cuba, AVS. . . . . . . . . . . . . . . . . . . . 740.15(c)(2)(ii)
Cuba, controlled country, FA . . . . . . . . . . . . . . 768.1(d)
Cuba, controlled country . . . . . . . . . . . . . . . . . . .772
Cuba, Country Groups D:2, D:3. . . . . . . . . . 740 Supplement 1
Cuba, Country Group E:2. . . . . . . . . . . . . 740 Supplement 1
Cuba, APP, restricted computer access. . . . . . . . .740.7(b)(2)
Cuba, General Prohibition Three. . . . . . . . . . 736.2(b)(3)(i)
Cuba, General Prohibition Eight. . . . . . . . . . . .736.2(b)(8)
Cuba, AGR. . . . . . . . . . . . . . . . . . . . . . . . . 740.18
Cuba, APR. . . . . . . . . . . . . . . . . . . . . . . .740.16(h)
Cuba, BAG. . . . . . . . . . . . . . . . . . . . . . . . . 740.14
Cuba, GFT. . . . . . . . . . . . . . . . . .740.12(a)(2)(i)(B)(1)
Cuba, GFT. . . . . . . . . . . . . . . . . . . .740.12(a)(2)(iii)
Cuba, GFT humanitarian donations . . . . . . . .740.12(b)(5)(iii)
Cuba, GOV. . . . . . . . . . . . . . . . . . . . . . . . . 740.11
Cuba, RPL one for one replacement of parts . . . 740.10(a)(3)(iv)
Cuba, SCL, ineligible  . . . . . . . . . . . . . . . . . . .752.4
Cuba, RPL servicing and replacement. . . . . . . 740.10(b)(2)(iv)
Cuba, RPL servicing and replacement. . . . . . 740.10(b)(3)(i)(D)
Cuba, TMP, temporary exports/reexports by news media740.9(a)(2)(viii)
Cuba, TSU mass market software , ineligible. . . .740.13(d)(3)(i)
Cuba, TSU, eligibility . . . . . . . . . . . . . .740.13(a,b,& c)
Cuba, supporting terrorism . . . . . . . . . . . . . . . . . .772
Cuba, terrorist-supporting country750.4(b)(6)(i), 740 Supplement 1 (E:1)
Cuba, imported for display in U.S. . . . . . . . . 740.9(b)(2)(i)
Cuba, return of unwanted shipments . . . . . . . . . .740.9(b)(3)
Cuba, return of shipments refused entry. . . . . . 740.9(b)(4)(i)
customs entries T.&E. and I.E. . . . . . . . . . . . .740.9(b)(1)
Customs, export clearance  . . . . . . . . . . . . . . . 758.7(a)
Customs officer, definition. . . . . . . . . . . . . . . . . .772
Customs, person outside U.S. produce records . . . . . . 762.7(b)
CWC. . . . . . . . . . . . . . . .See Chemical Weapons Convention
Cyprus . . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Cyprus . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Cyprus, NSG member . . . . . . . . . . . . . . . . . . . . .772.1
Czech Republic, Australia Group member . . . . . . . . . . . .772
Czech Republic . . . . . . . . . . . . . . . . . 738 Supplement 1
Czech Republic . . . . . . . . . . . . . . . . . 740 Supplement 1
Czech Republic, IC/DV authority. . . . . . . . . 748 Supplement 4
Czech IC, exception to SUCP requirement. . . . . . . 748.11(a)(1)
Czech Republic, IC or EUC for NS . . . . . . . . . . .748.9(b)(2)
Czech Republic, NSG member . . . . . . . . . . . . . . . . .772.1
Czech Republic, support document from government . . .748.9(a)(2)


                                D

DCS (destination control statement)
DCS, principal reference . . . . . . . . . . . . . . . . . .758.6
DCS, steps . . . . . . . . . . . . . . . . . . . . . . . 732.5(b)
DCS, agent to exporter, recordkeeping. . . . . . 730 Supplement 1
DCS, APP . . . . . . . . . . . . . . . . . . . . . . .740.7(e)(2)
DCS, License Exception . . . . . . . . . . . . . . . . . 740.1(e)
DCS, recordkeeping . . . . . . . . . . . . . . . . . 762.2(b)(30)
DCS, SCL . . . . . . . . . . . . . . . . . . . . . . . .752.15(b)
DCS, SCL, recordkeeping  . . . . . . . . . . . . 730 Supplement 1
de minimis, principal reference. . . . . . . . . . . . . . .734.4
de minimis, steps. . . . . . . . . . . . . . . . . . . . 732.2(d)
de minimis, steps. . . . . . . . . . . . . . . . . . . . 732.2(e)
de minimis, steps. . . . . . . . . . . . . . . . . . . . 732.3(e)
de minimis, calculation of values. . . . . . . . 734 Supplement 2
de minimis, General Prohibition Two, if exceeded 736.2(b)(2)(i)(A)
de minimis, not subject to the EAR . . . . . . . . . .734.3(b)(4)
de minimis, recordkeeping. . . . . . . . . . . . 730 Supplement 1
de minimis, report, calculation of values  . . 734 Supplement 2 b
de minimis, spare parts, APR . . . . . . . . . . . . . .740.16(h)
de minimis, U.S. content in foreign-made item not subject to EAR 734.3
de minimis rule, Cuba. . . . . . . . . . . . . . . . .746.2(b)(3)
de minimis rule, Sudan . . . . . . . . . . . . . . . 742.10(a)(2)
de minimis rule, Sudan . . . . . . . . . . . . . 742.10(b)(1)(iv)
de minimis rule, Syria . . . . . . . . . . . . . .742.9(b)(1)(iv)
decision, administrative law judge, AEP. . . . . . . . . . 766.17
decision tree. . . . . . . . . . . . . . . . . . 732 Supplement 1
decontrol definition, FA . . . . . . . . . . . . . . . .768.1(d) 
decontrol assessment definition, FA. . . . . . . . . . . 768.1(d)
deemed export. . . . . . . . . . . . . . . . . . .734.2(b)(2)(ii)
default, AEP . . . . . . . . . . . . . . . . . . . . . . . .766.7
defense articles . . . . . . . . . . . . . . . . 730 Supplement 3
defense services . . . . . . . . . . . . . . . . 730 Supplement 3
definitions related to ECCN controls . . . . .738.2(d)(2)(iii)(B)
definitions related to ECCN controls . . . . . . . . . . . . .772
Delivery Verification  . . . . . . . . . . . . . . . . . (see DV)
Delivery Compliance Notice, Form ITA-6008 748 Supplement 5(a)(6)(v)
demonstration, TMP . . . . . . . . . . . . . . . 740.9(a)(2)(iii)
denial, intent notification. . . . . . . . . . . . . . . . .750.6
denial, license applications . . . . . . . . . . . . . . . .750.6
denied license assessment, definition, FA. . . . . . . . 768.1(d)
denial, SCL applications . . . . . . . . . . . . . . . . 752.9(b)
denial order, acting contrary to . . . . . . . . . . . . 764.2(k)
denial order, activities prohibited. . . . . . . . . . . 734.5(b)
denial order, administrative appeal, none. . . . . . .756.1(a)(2)
denial order, for conviction . . . . . . . . . . . . . . . 766.25
denial order, General Prohibition Four . . . . . . . .736.2(b)(4)
denial order, License Exception, no use. . . . . . . . . . 766.25
denial order, License Exceptions, none . . . . . . . .740.2(a)(2)
denial order, license, no use or application . . . . . . . 766.25
denial order, sanction for violation . . . . . . . . .764.3(a)(2)
denial order, standard terms . . . . . . . . . . 764 Supplement 1
denial order, steps. . . . . . . . . . . . . . . . . .732.3(g)(1)
Denmark, Australia Group member. . . . . . . . . . . . . . . .772
Denmark  . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Denmark. . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Denmark, IC/DV authorities . . . . . . . . . . . 748 Supplement 4
Denmark, IC or EUC for NS. . . . . . . . . . . . . . .748.9(b)(2)
Denmark, NATO member . . . . . . . . . . . . . . . . . . . . .772
Denmark, no NP end-use controls. . . . . . . . . 744 Supplement 3
Denmark, NSG member. . . . . . . . . . . . . . . . . . . . .772.1
Department of Defense, review of applications  . . . . . 750.3(b)
Department of Energy . . . . . . . . . . . . . . 730 Supplement 3
Department of Energy . . . . . . . . . . . . . . .734.3(b)(1)(iv)
Department of Energy, GOV. . . . . . . . . . . . 740.11(a)(1)(iv)
Department of Energy, NP end-use . . . . . . . . .744.2(a)(3) fn4
Department of Energy, review of applications . . . . . . 750.3(b)
Department of Interior . . . . . . . . . . . . . 730 Supplement 3
Department of State. . . . . . . . . . . . . . . . (also see DOS)
Department of State. . . . . . . . . . . . . . . 730 Supplement 3
Department of State. . . . . . . . . . . . . . . . 734.3(b)(1)(i)
Department of State, ITAR determinations . . . . . . . . 734.6(a)
Department of State, GOV . . . . . . . . . . . . 740.11(a)(1)(iv)
Department of State, review of applications. . . . . . . 750.3(b)
Department of Transportation . . . . . . . . . . 730 Supplement 3
Department of the Treasury . . . . . . . . . . . .(also see OFAC)
Department of the Treasury . . . . . . . . . . . 730 Supplement 3
Department of the Treasury . . . . . . . . . . . .734.3(b)(1)(ii)
Department of the Treasury regulations, BAG. . . . . 740.14(e)(2)
destination (see ultimate destination)
Destination Control Statement  . . . . . . . . . . . . .(see DCS)
detention, disclosure in application . . . . . . . . .748.4(d)(1)
detention, items . . . . . . . . . . . . . . . . . . .758.7(b)(6)
determination, definition, FA. . . . . . . . . . . . . .768.1(d) 
direct product (foreign produced product of U.S. technology)
direct product, steps. . . . . . . . . . . . . . . . . . 732.2(f)
direct product, steps. . . . . . . . . . . . . . . . . . 732.3(f)
direct product, definition . . . . . . . . . . . . . .734.3(a)(4)
direct product, General Prohibition Three. . . . . . .736.2(b)(3)
direct product of a plant. . . . . . . . . . . 736.2(b)(3)(ii)(B)
direct product of plant, TSR . . . . . . . . . . . 740.6(a)(1)(3)
direct product, subject to the EAR . . . . . . . . . .734.3(a)(4)
direct product of technology . . . . . . . . . 736.2(b)(3)(ii)(A)
direct product, TSR  . . . . . . . . . . . . . . .740.6(a)(1)(ii)
direct shipment to customers, recordkeeping. . . . . 762.2(b)(19)
Directorate of Defense Trade Controls. . . . . . 730 Supplement 3
Directorate of Defense Trade Controls. . . . . . . 734.3(b)(1)(i)
Directorate of Defense Trade Controls. . . . . . . . . . 734.6(a)
Directorate of Defense Trade Controls definition . . . . . . .772
disclosure of facts in license application (disclosure)
disclosure, steps. . . . . . . . . . . . . . . . . . . . 732.6(f)
disclosure . . . . . . . . . . . . . . . . . . . . . . . 748.4(a)
disclosure . . . . . . . . . . . . . . . 736 Supplement 2 Order 1
disclosure, in application, not IC, EUC, or SUCP . . . . 748.9(g)
disclosure, recordkeeping  . . . . . . . . . . . . . .762.2(b)(8)
discovery, AEP . . . . . . . . . . . . . . . . . . . . . . .766.9
discriminatory actions, RTP prohibition. . . . . . . . . 760.2(b)
disposal of software, TMP beta test software . . . . .740.9(c)(7)
District Offices . . . . . . . . . . . 748 Supplement 5(a)(2)(ii)
Djibouti . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Djibouti . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Dominica . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Dominica . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Dominican Rep. . . . . . . . . . . . . . . . . . 738 Supplement 1
Dominican Republic . . . . . . . . . . . . . . . 740 Supplement 1
Dominican Republic, support document exemption . . . .748.9(a)(1)
DOS (Department of State) 
DOS, NP controls . . . . . . . . . . . . . . . . .744.2(a)(1) fn2
DOS, ITAR. arms controls, Rwanda . . . . . . . . . . . . 746.8(d)
Drug Enforcement Administration. . . . . . . . . 730 Supplement 3
drugs. . . . . . . . . . . . . . . . . . . . . . 730 Supplement 3
dual use, definition . . . . . . . . . . . . . . . . . . . .730.3
dual use, definition . . . . . . . . . . . . . . . . . . . . .772
dual use, ECCN 2nd digit 0 . . . . . . . . . . . . . 738.2(d)(1) 
duplicate license. . . . . . . . . . . . . . . . . . . . . .750.9
duplicate license, recordkeeping . . . . . . . . 730 Supplement 1
duplicate license, recordkeeping . . . . . . . . . . 762.2(b)(17)
DV (Delivery Verification), 
DV principal reference . . . . . . . . . . . . . . . . . . 748.13
DV Certificate, Form BIS-647P  . . . . . . . .748 Supplement 5(b)
DV recordkeeping . . . . . . . . . . . . . . . . 730 Supplement 1
DV recordkeeping . . . . . . . . . . . . . . . . . . 762.2(b)(13)
DV request . . . . . . . . . . . . . . . . . . . . . . .748.10(i)


                                E

Export Administration Act (EAA). . . . . . . . . .Legal Authority
EAA, delegation to PTO . . . . . . . . . . . . . . 734.3(b)(1)(v)
EAA section 5(f), foreign availability . . . . . . . . . 768.1(a)
EAA section 5(h), foreign availability . . . . . . . . . 768.1(a)
EAA section 5(m), Cuba . . . . . . . . . . . . . . 746.2(b)(1)(i)
EAA section 6, Cuba. . . . . . . . . . . . . . . . . . . 746.2(a)
EAA section 6(a), anti-terrorism controls. . . . . . . . 742.1(d)
EAA section 6(a), Iran AT controls . . . . . . . .742.8(a)(4)(ii)
EAA section 6(a), Iran licensing policy. . . . . . . .742.8(b)(1)
EAA section 6(a), Sudan AT controls. . . . . . . 742.10(a)(4)(ii)
EAA section 6(a), Sudan licensing policy . . . . . . 742.10(b)(4)
EAA section 6(a), Syria AT controls. . . . . . . .742.9(a)(3)(ii)
EAA section 6(a), Syria licensing policy . . . . . . .742.9(b)(4)
EAA section 6(j), anti-terrorism controls. . . . . . . . 742.1(d)
EAA section 6(j), Congressional notification . . . . .750.4(b)(6)
EAA section 6(j), Iran AT controls . . . . . . . . 742.8(a)(4)(i)
EAA section 6(j), Iran licensing policy. . . . . . . .742.8(b)(1)
EAA section 6(j), Sudan AT controls. . . . . . . .742.10(a)(4)(i)
EAA section 6(j), Sudan licensing policy . . . . . . 742.10(b)(4)
EAA section 6(j), Syria AT controls. . . . . . . . 742.9(a)(3)(i)
EAA section 6(j), Syria licensing policy . . . . . . .742.9(b)(4)
EAA section 7(c), scrap metal petitions. . . . . . . . . . .754.7
EAA section 7(g), agricultural commodities . . . . . . . 754.6(a)
EAA section 11(h), prohibited from applying. . . . . . .748.4(c) 
EAA section 11(h), license revocation. . . . . . . . . . 750.8(a)
EAA section 11A, multilateral violations . . . . . . .764.3(c)(1)
EAA section 11B, MT violations . . . . . . . . . . . .764.3(c)(1)
EAA section 11C, CB violations . . . . . . . . . . . .764.3(c)(1)
EAA section 12(c), confidentiality . . . . . . . . . . . 748.1(c)
EAA violation conviction . . . . . . . . . . . . . . . . . 766.25
EAR99 (items subject to the EAR not listed on the CCL)
EAR99, destination control statement . . . . . . . . . . . .758.6
EAR99, steps . . . . . . . . . . . . . . . . .732.3(b)(3); (d)(5)
EAR99, steps . . . . . . . . . . . . . . . . . . . . . . 732.3(i)
EAR99, transit, steps. . . . . . . . . . . . . . . . . . 732.3(k)
EAR99, subject to the EAR. . . . . . . . . . . . . . . . 734.3(c)
EAR99, Shipper's Export Declaration. . . . . . . . . 758.1(g)(3) 
ECCN (see also Export Control Classification Number)
ECCN, steps. . . . . . . . . . . . . . . . . . . . . . . 732.3(d)
ECCN, advisory opinion request . . . . . . . . . 748.3(c)(2)(iii)
ECCN, General Prohibition One. . . . . . . . . . . 736.2(b)(1)(i)
ECCN, General Prohibition Two. . . . . . . . . .736.2(b)(2)(i)(B)
ECCN, numbering scheme . . . . . . . . . . . . . . . .738.2(d)(1)
ECCN, SED. . . . . . . . . . . . . . . . . . . . . . .732.5(a)(3)
East Timor . . . . . . . . . . . . . . . . . . . 738 Supplement 1
East Timor . . . . . . . . . . . . . . . . . . . . . .740.7(c)(1)
East Timor . . . . . . . . . . . . . . . . . . . 740 Supplement 1
economic growth projects, GFT humanitarian donations740.12(b)(5)(ii)
Ecuador. . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Ecuador. . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Ecuador, support document exemption. . . . . . . . . .748.9(a)(1)
educational information. . . . . . . . . . . . . . . . . . .734.9
educational instruction. . . . . . . . . .734 Supplement 1 Sec. C
educational organization, GFT. . . . . . . . . . . . 740.12(a)(1)
effective control, definition. . . . . . . . . . . . . . . . .772
effective control, news media, TMP . . . . . 740.9(a)(2)(viii)(A)
Egypt  . . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Egypt. . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
EI (encryption items) also see encryption
EI, CCL-based controls . . . . . . . . . . . . . . . . . . 742.15
EI, ECCNs, reason for control. . . . . . . . . .738.2(d)(2)(i)(A)
El Salvador. . . . . . . . . . . . . . . . . . . 738 Supplement 1
El Salvador. . . . . . . . . . . . . . . . . . . 740 Supplement 1
El Salvador, support document exemption. . . . . . . .748.9(a)(1)
electric power . . . . . . . . . . . . . . . . . 730 Supplement 3
electronic application . . . . . . . . . . . . . . . . . . .748.7
electronics, CCL category 3. . . . . . . . . . . 738.2 category 3
ELP (expedited licensing procedure)
ELP eligibility evaluation definition, FA. . . . . . . . 768.1(d)
embargoes, principal reference . . . . . . . . . . . . . . . .746
embargoes, steps . . . . . . . . . . . . . . . . . . .732.3(d)(4)
embargoes, steps . . . . . . . . . . . . . . . . . . . . 732.3(i)
embargoes, General Prohibition Six . . . . . . . . 736.2(b)(6)(i)
embargoes, recordkeeping . . . . . . . . . . . . .730 Supplement1
emergency processing license application . . . . . . . . 748.4(h)
employees, U.S. Government . . . . . . . 736 Supplement 2 Order 2
employment, General Prohibition Seven. . . . . . . . .736.2(b)(7)
employment, MT or CB activity. . . . . . . . . . . . .744.6(a)(2)
employment requirement, RTP exception. . . . . . . . . . 760.3(f)
encryption, principal reference. . . . . . . . . . . . . . 742.15
encryption, classification and advisory opinions748.3(b)(3), 770.2(n)
encryption, license review by Dept. of Justice . . 750.3(b)92)(v)
encryption, foreign availability . . . . . . .768.1(b) & 768.3(a)
encryption, technical assistance restriction . . . . . . 730.5(d)
encryption, steps for scope of the EAR . . . . . . . 732.2(b & d)
encryption, steps for general prohibitions . . . . . .732.2(e)(2)
encryption, source and object code software. . . . . .734.2(b)(9)
encryption, publicly available exclusion . . 734.3(b)(3) and note
encryption, no deminimis level . . . . . . . . . . . .734.4(b)(2)
encryption, U.S. origin identity . . . . . . . . . . . . 734.4(h)
encryption, technical assistance by U.S. persons . . . . . .734.5
encryption, technical assistance by U.S. persons . . . . . .744.9
encryption, published information and software . . . . . 734.7(c)
encryption, fundamental research exclusion . . . . . . . 734.8(a)
encryption, educational information. . . . . . . . . . . . .734.9
encryption, general prohibition seven. . . . . . . . 736.2(7)(ii)
encryption, EI reason for control. . . . . . . .738.2(d)(2)(i)(A)
encryption, Key Management Infrastructure (KMI) License Exception740.8
encryption, TMP tools of trade . . . . . 740.9(a)(2)(i), 770.2(m)
encryption, TMP temporary exports. . . . . . . . .740.9(a)(2)(ix)
encryption, TMP beta test software exclusion . . . . .740.9(c)(3)
encryption, GOV exclusions . . . . 740.11(b)(2)(iii)(D) & (iv)(D)
encryption, TSU exclusion. . . . . . . . . . . . . . 740.13(d)(2)
encryption, Baggage (BAG). . . . . . . . . . . . . . . . . 740.14
encryption, key escrow or key recovery products criteria742 Supplement 4
encryption, key escrow or recovery agent criteria, security policies 
     and key escrow or recovery procedures . . . 742 Supplement 5
encryption, guidelines for submitting a classification request for a mass-
market software product that contains encryption 742 Supplement 6
encryption, review criteria for exporter key escrow and 
     recovery development plans. . . . . . . . . 742 Supplement 7
encryption, software controlled for EI reasons770.2 interpretation 13
encryption, GSN. . . . . . . . . . . . . . . . . 774 Supplement 2
encryption, definition for "bank". . . . . . . . . . . . . . .772
encryption, definition for "effective control" . . . . . . . .772
encryption, definition for "financial institution" . . . . . .772
encryption items, definition . . . . . . . . . . . . . . . . .772
encryption licensing arrangement, definition . . . . . . . . .772
encryption object code, definition . . . . . . . . . . . . . .772
encryption software, definition. . . . . . . . . . . . . . . .772
encryption source code, definition . . . . . . . . . . . . . .772
end-use, certain restrictions. . . . . . . . . . . . . . . . .744
end-use, prohibited, steps . . . . . . . . . . . . . .732.1(b)(4)
end-use, prohibited, steps . . . . . . . . . . . . . .732.3(h)(1)
end-use, General Prohibitions. . . . . . . . . . . . .736.2(a)(4)
end-use/end-user, General Prohibition Five . . . . . .736.2(b)(5)
end-use, prohibited, License Exceptions  . . . . . . .740.2(a)(4)
end-user, definition . . . . . . . . . . . . . . . .772, 748.5(f)
end-user, denial order, steps. . . . . . . . . . . . .732.1(b)(3)
end-user, prohibited, steps. . . . . . . . . . . . . .732.3(h)(1)
end-user, General Prohibitions . . . . . . . . . . . .736.2(a)(3)
end-user prohibited, License Exceptions. . . . . . . .740.2(a)(4)
End-User Certificate . . . . . . . . . . . . . . . . . .(see EUC)
End-Use Certficiate (under the CWC). . . . . . . . . . . . . .745
Energy Department (see Department of Energy)
Energy Policy and Conservation Act . . . . . . . . . .754.2(b)(2)
enforcement, principal reference . . . . . . . . . . . . . . .764
enforcement, submission of documents . . . . . . . . . .758.1(fl)
Entity List. . . . . . . . . . . . . . . . . . . 744 Supplement 4
entity list, general provisions. . . . . . . . . . . . . 744.1(c)
entity list, Russian entities. . . . . . . . . . . . . . . 744.10
Equatorial Guinea  . . . . . . . . . . . . . . . .738 Supplement1
Equatorial Guinea. . . . . . . . . . . . . . . . 740 Supplement 1
equipment, CCL group A . . . . . . . . . . . . . 738.2(b) group A
Eritrea  . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Eritrea. . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Estonia  . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Estonia, controlled country, FA. . . . . . . . . . . . . 768.1(d)
Estonia, controlled country. . . . . . . . . . . . . . . . . .772
Estonia, Country Group D:1 . . . . . . . . . . . 740 Supplement 1
Estonia, General Prohibition Eight . . . . . . . . . .736.2(b)(8)
ethical standards. . . . . . . . . . . . 736 Supplement 2 Order 2
Ethiopia . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Ethiopia . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
EUC (End-User Certificate)
EUC, principal reference . . . . . . . . . . . . . . . . . 748.10
EURATOM, GOV . . . . . . . . . . . . . . . . . . . . 740.11(a)(1)
European Atomic Energy Community . . . . . . . . .  (see EURATOM)
evasion, License Exception LVS . . . . . . . . . .740.3(a)(4)(iv)
evasion, RTP . . . . . . . . . . . . . . . . . . . . . . . .760.4
evidence of foreign availability . . . . . . . . 768 Supplement 1
exception. . . . . . . . . . . . . . . . (see License Exceptions)
exceptions, RTP prohibitions . . . . . . . . . . . . . . . .760.3
exceptions, support document requirements. . . . . . . . 748.9(d)
executive orders under IEEPA, EAR authority. . . . . . . . .730.2
exemptions, support documents. . . . . . . . . . . . . . 748.9(a)
exhibition, TMP. . . . . . . . . . . . . . . . . 740.9(a)(2)(iii)
exhibitions in U.S., TMP . . . . . . . . . . . . . . .740.9(b)(2)
expedited licensing procedure. . . . . . . . . . . (also see ELP)
expedited licensing procedure, definition, FA. . . . . . 768.1(d)
experience application to situations abroad. . . 734.2(b)(3)(iii)
expiring license, shipments. . . . . . . . . . . . . . . 758.4(b)
export, deemed . . . . . . . . . . . . . . . . . .734.2(b)(2)(ii)
export, definition . . . . . . . . . . . . . . . . . . . 730.5(c)
export, definition . . . . . . . . . . . . . . . . . .734.2(b)(1)
export, definition . . . . . . . . . . . . . . . . . . . . . .772
export of satellites, definition . . . . . . . . . . . . . . .772
export of technology or software, definition . . . . .734.2(b)(2)
Export Administration Act  . . . . . . . . . . . . . . .(see EAA)
Export Administration Act, authority for EAR . . . . . . . .730.2
Export Administration Act, definition. . . . . . . . . . . . .772
Export Administration Branch . . . . . . . . . . . . . . 730.9(a)
Export Administration Regulations, definition 772
Export Administration Review Board . . . . . . . . . .750.4(f)(3)
export clearance, principal reference. . . . . . . . . . . . .758
export clearance, recordkeeping. . . . . . . . . .730 Supplement1
export clearance, recordkeeping. . . . . . . . . .730 Supplement1
export clearance, recordkeeping. . . . . . . . . .730 Supplement1
Export Control Classification Number . . . . . . . . . (see ECCN)
Exporter Counseling Division (see Outreach & Exporter Services Division)
Export Control Classification Number, definition . . . . . . .772
Export Control Classification Number, structure. . . . . . .738.2
export control document, definition. . . . . . . . . . . . . .772
Export Enforcement Branch. . . . . . . . . . . . . . . . 730.9(b)
export license decision tree . . . . . . . . . . 732 Supplement 1
export privileges, denial of . . . . . . . . . . see denial order
exporter, obligations, steps . . . . . . . . . . . . . . 732.6(b)
exporter, responsibility . . . . . . . . . . . . . . . . . .758.3
exporter, responsibility, DCS  . . . . . . . . . . . . . . .758.6
exporter, definition . . . . . . . . . . . . . . . . . . . . .772
exporting carrier, definition, return of cargo . . . . . 758.8(a)
exporting carrier, definition. . . . . . . . . . . . . . . . .772
exports and reexports prohibited . . . . . . . . . . .736.2(b)(1)
Exports of Alaskan North Slope Oil . . . . . . . . 754.2(c)(1)(i)
Exports of Alaskan North Slope Oil . . . . . . . 754 Supplement 3


                                F

FA (foreign availability)
facilities, foreign national inspection. . . . . . 734.2(b)(3)(i)
facsimiles of application form unacceptable. . . . . . .748.6(a) 
fair market prices, U.S. content . . . .734 Supplement 2(a)(1)(i)
false statements law . . . . . . . . . . . . . . . . .764.3(b)(3)
FAS (foreign availability submission)
FAS, definition, FA  . . . . . . . . . . . . . . . . . . 768.1(d)
FC (Fire-arms convention) 
FC, reason for control . . . . . . . . . . . . .738.2(d)(2)(i)(A)
FC, CCL-based controls . . . . . . . . . . . . . . . . . . 742.17
FC, import certificate . . . . . . . . . . . . . . . . . . 748.14
FC, records to be retained . . . . . . . . . . . . .762.2(b)(38) 
FCC (Federal Communications Commission)
FCC, Cuba. . . . . . . . . . . . . . . . . . . . . . .746.2(b)(2)
Federal and State lands, definition. . . . . . . . . .754.4(e)(2)
Federal Acquisition Regs, cross debarment. . . 764.3(c)(2)(ii)(B)
Federal Aviation Administration, AVS . . . . . . 740.15(a)(2)(ii)
Federal Maritime Commission. . . . . . . . . . . 730 Supplement 3
Federal Register, list of legal authorities. . . . . . . . .730.2
Federal Register, Denial Orders. . . . . . . . . . 736.2(b)(4)(i)
Federal Rules of Civil Procedure, AEP. . . . . . . . . . 766.5(e)
field offices  . . . . . . . . . . . . . .(see OEE field offices)
Fiji . . . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Fiji . . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
final decision, definition, AEP. . . . . . . . . . . . . . .766.2
financial institution, definition. . . . . . . . . . . . . . .772
financing prohibited, steps. . . . . . . . . . . . . .732.1(b)(5)
financing prohibited, steps. . . . . . . . . . . . . . . 732.3(m)
financing, General Prohibition Seven . . . . . . . . .736.2(b)(7)
Finland, Australia Group member. . . . . . . . . . . . . . . 772 
Finland  . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Finland, cooperating country . . . . . . . . . . . . . . . . .772
Finland. . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Finland, GOV . . . . . . . . . . . . . . . . . . 740.11(b)(3)(ii)
Finland, IC/DV authority . . . . . . . . . . . . 748 Supplement 4
Finland, IC or EUC for NS. . . . . . . . . . . . . . .748.9(b)(2)
Finland, no NP end-use controls. . . . . . . . . 744 Supplement 3
Finland, NSG member. . . . . . . . . . . . . . . . . . . . .772.1
Firearms Convention. . . . . . . . . . . . . . . .742.17, 748.9
firm, definition . . . . . . . . . . . . . . . . . . . . . . .772
fish and wildlife. . . . . . . . . . . . . . . . 730 Supplement 3
food, AGR (Cuba) . . . . . . . . . . . . . . . . . . . . . 740.18
food, AVS. . . . . . . . . . . . . . . . . . . .740.15(b)(3)(iii)
food, AVS. . . . . . . . . . . . . . . . . . . .740.15(c)(3)(iii)
food, Cuba . . . . . . . . . . . . . . . . . .746.2(b)(3)(iii)(D)
food, GFT. . . . . . . . . . . . . . . . . . . . 740.12(a)(2)(iv)
food, GFT humanitarian donations . . . . . . . . 740 Supplement 2
food, U.S. and Canadian carriers . . . . . . . . .744.7(b)(3)(iv)
Food and Drug Administration . . . . . . . . . . 730 Supplement 3
Foreign Assets and Transactions Controls . . . . 730 Supplement 3
foreign availability, principal reference. . . . . . . . . . .768
foreign availability (FA)
foreign availability submission  . . . . . . . . . . . .(see FAS)
foreign availability, recordkeeping  . . . . . .730 Supplement 1 
foreign government agency, definition. . . . . . . . . . . . .772
foreign government assurance, processing delay . . . .750.4(b)(3)
foreign government consultation, processing delay  . .750.4(b)(3)
foreign laws and regulations . . . . . . . . . . . . . . . 734.12
foreign-made items with U.S. content, steps. . . . . . . 732.2(d)
foreign-made items with U.S. content, steps. . . . . . . 732.2(e)
foreign-made items, steps. . . . . . . . . . . . . . . . 732.3(e)
foreign-made items, General Prohibition Two. . . . . .736.2(b)(2)
foreign-made items, not subject to the EAR . . . . . .734.3(b)(4)
foreign-made items, subject to the EAR . . . . . . . .734.3(a)(3)
foreign-made product, application instructions 748 Supplement 2(i)
foreign national, export definition. . . . . . . . . .734.2(b)(1)
foreign national, export of technology . . . . . .734.2(b)(2)(ii)
foreign national, reexport of technology . . . . . . .734.2(b)(5)
foreign-origin, direct product, steps. . . . . . .732.2(f)(3)(ii)
foreign-origin, U.S. content, steps  . . . . . . .732.2(f)(3)(ii)
foreign policy control, definition . . . . . . . . . . . . . .772
foreign-produced direct product reexports  . (see direct product)
foreign product  . . . . . . . . . . . . . . . . . . . . 730.5(b)
foreign source, definition, FA . . . . . . . . . . . . . 768.1(d)
Foreign Trade Statistics Regulations . . . . . . . . . (see FTSR)
foreign terrorist organizations (FTO). . . . . . . . .744.14, 772
Foreign Trade Zone, subject to the EAR . . . . . . . .734.3(a)(1)
foreign trade zone, support document exception . . . 748.12(c)(2)
forfeiture . . . . . . . . . . . . . . . . . . . . 764.3(c)(2)(i)
Form ATF-4522, U.S. IIC. . . . . . . . . . . . . 748 Supplement 5
Form BIS-645P, U.S. IIC. . . . . . . . . . . . . 748 Supplement 5
Form BIS-647P Delivery Verification Certificate748 Supplement 5(b)
Form BIS-748P, classification request. . . . . . . . . . 748.3(b)
Form BIS-748P multipurpose application instructions748 Supplement 1
Form BIS-748P, SCL instructions. . . . . . . .752 Supplement 1, 2
Form BIS-711, sign copy. . . . . . . . . . . . . . . . .748.11(d)
Form BIS-752, recordkeeping. . . . . . . . . . . 730 Supplement 1
Form BIS-752, instructions . . . . . . . . 752 Supplement 3, 4, 5
Form DSP-53, U.S. IIC. . . . . . . . . . . . . . 748 Supplement 5
Form ITA-6008, Delivery Compliance Notice748 Supplement 5(a)(6)(v)
forms, recordkeeping . . . . . . . . . . . . . . . . 762.2(b)(14)
forms, where to obtain . . . . . . . . . . . . . . . . . . .748.2
forwarder obligations, steps . . . . . . . . . . . . . . 732.6(b)
forwarders, DCS responsibilities . . . . . . . . . . . . . .758.6
forwarding agent, DCS responsibilities . . . . . . . . . . .758.6
forwarding agent, definition . . . . . . . . . . . . . . . . .772
forwarding agent, licensee . . . . . . . . . . . . . . . 758.3(b)
France, Australia Group member . . . . . . . . . . . . . . . .772
France . . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
France . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
France, IC/DV authority. . . . . . . . . . . . . 748 Supplement 4
France, IC or EUC for NS . . . . . . . . . . . . . . .748.9(b)(2)
France, NATO member  . . . . . . . . . . . . . . . . . . . . .772
France, no NP end-use controls . . . . . . . . . 744 Supplement 3
France, NSG member . . . . . . . . . . . . . . . . . . . . .772.1
fraternal org., furnishing info, RTP . . . . . . . . . . 760.2(e)
freight forwarders . . . . . . . . . . . . . . . 730 Supplement 3
freight forwarding prohibited, steps . . . . . . . . .732.1(b)(5)
freight forwarding, General Prohibition Seven. . . . .736.2(b)(7)
French Guiana, support document exemption. . . . . . .748.9(a)(1)
French West Indies, support document exemption . . . .748.9(a)(1)
FTO, foreign terrorist organizations . . . . . . . . .744.14, 772
FTSR (Foreign Trade Statistics Regulations). . . . . . . . . FTSR
FTSR, forwarding agent authorization . . . . . . . . .758.1(b)(1)
FTSR, SED, Automated Export System (AES) . . . . . . . . . .758.2
FTSR, SED, exemptions. . . . . . . . . . . . . . . . . . 758.1(c)
FTSR, SED, requirements. . . . . . . . . . . . . . . . . 758.1(b)
FTSR, SED, submission  . . . . . . . . . . . . . . . . . 758.1(i)
fuel, AVS. . . . . . . . . . . . . . . . . . . . . . 740.15(b)(3)
fuel, AVS. . . . . . . . . . . . . . . . . . . .740.15(c)(3) Note
fuel, U.S. and Canadian carriers . . . . . . .744.7(b)(3)(i),(ii)
fundamental research . . . . . . . . . . . . . . . . . . 734.8(a)


                                G

Gabon  . . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Gabon. . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Gambia . . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Gambia . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
GBS (Shipments to Country Group B countries - License Exception GBS)
GBS, License Exception . . . . . . . . . . . . . . . . . . .740.4
General Prohibitions, principal reference. . . . . . . . . . .736
General Prohibitions, brief descriptions . . . . . . .732.1(d)(1)
General Prohibitions, steps. . . . . . . . . . . . . . . . .732.3
General Prohibitions, definition . . . . . . . . . . . . . . .772
General Prohibitions, License Exceptions . . . . . . . . 740.1(a)
General Prohibitions, recordkeeping. . . . . . . . . .762.2(b)(1)
General Prohibition Three, TSR . . . . . . . . . .740.6(a)(2)(ii)
General Prohibition Four violation . . . . . . . . . . .766.25(e)
General Software Note  . . . . . .(also see TSU software updates)
General Software Note. . . . . . . . . . . . . . 774 Supplement 2
General Software Note,TMP beta test software . . . 740.9(c)(4)(i)
Georgia, General Prohibition Eight . . . . . . . . . .736.2(b)(8)
Georgia  . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Georgia, controlled country, FA. . . . . . . . . . . . . 768.1(d)
Georgia, controlled country. . . . . . . . . . . . . . . . . .772
Georgia. . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Germany, Australia Group member. . . . . . . . . . . . . . . .772
Germany. . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Germany. . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Germany, IC/DV authority . . . . . . . . . . . . 748 Supplement 4
Germany, IC or EUC for NS. . . . . . . . . . . . . . .748.9(b)(2)
Germany, NATO member . . . . . . . . . . . . . . . . . . . . .772
Germany, no NP end-use controls. . . . . . . . . 744 Supplement 3
Germany, NSG member. . . . . . . . . . . . . . . . . . . . .772.1
GFT (gift parcels and humanitarian donations)
GFT, Cuba. . . . . . . . . . . . . . . . . . . .746.2(a)(1)(viii)
GFT, Destination Control Statement . . . . . . . . . . . . .758.6
GFT, import requirements, recordkeeping. . . . . 730 Supplement 1
GFT, License Exceptions. . . . . . . . . . . . . . . . . . 740.12
GFT, Shipper's Export Declaration. . . . . . . . . . .758.1(c)(2)
Ghana  . . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Ghana. . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
gift parcels and humanitarian donations  . . . . . . . .(see GFT)
gift parcels . . . . . . . . . . . . . . . . . . . . . .(see GFT)
GFT License Exception. . . . . . . . . . . . . . . . . .740.12(a)
gift multiple parcels, application instructions 748 Supplement 2(d)
gift parcel definition, GFT. . . . . . . . . . . . . 740.12(a)(1)
gift parcels, export documents . . . . . . . . . . . .758.1(c)(2)
gold, GFT. . . . . . . . . . . . . . . . . .740.12(a)(2)(i)(B)(2)
GOV (governments and international organizations)
GOV License Exception vs. CCL, steps . . . . . . 732.4(b)(3)(iii)
GOV License Exception. . . . . . . . . . . . . . . . . . . 740.11
GOV, Cuba. . . . . . . . . . . . . . . . . . . . 746.2(a)(1)(vii)
GOV, Additional Restrictions on use of Supplement No. 1 to 740.11
GOV, Shipper's Export Declaration. . . . . . . . . . .758.1(c)(4)
GOV (governments)
governments and international organizations  . . . . . .(see GOV)
Governments  . . . . . . . . . . . . . . . . . . . . . .(see GOV)
Government-sponsored research  . . . . . . . . . . . .734.8(b)(6)
Government-sponsored research. . . . . . . . . . . . . . . 734.11
graphic accelerators or coprocessors, APP  . . . . . . . 740.7(a)
Greece, Australia Group member . . . . . . . . . . . . . . . .772
Greece . . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Greece . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Greece, IC/DV authority. . . . . . . . . . . . . 748 Supplement 4
Greece, IC or EUC for NS . . . . . . . . . . . . . . .748.9(b)(2)
Greece, NATO member  . . . . . . . . . . . . . . . . . . . . .772
Greece, no NP end-use controls . . . . . . . . . 744 Supplement 3
Greece, NSG member . . . . . . . . . . . . . . . . . . . . .772.1
Greenland, support document exemption. . . . . . . . .748.9(a)(1)
Grenada  . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Grenada. . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
GSN(General Software Note mass market software TSU License Exception)
GSN, principal reference . . . . . . . . . . . . . . . .740.13(d)
Guatemala. . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Guatemala. . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Guatemala, support document exemption. . . . . . . . .748.9(a)(1)
Guinea . . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Guinea . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Guinea-Bissau. . . . . . . . . . . . . . . . . . 738 Supplement 1
Guinea-Bissau. . . . . . . . . . . . . . . . . . 740 Supplement 1
Guyana . . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Guyana . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Guyana, support document exemption . . . . . . . . . .748.9(a)(1)
                                 
                                 
                                H

Haiti. . . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Haiti. . . . . . . . . . . . . . . . . . . . . . . 740 Supplement
Haiti, support document exemption. . . . . . . . . . .748.9(a)(1)
hearing, AEP . . . . . . . . . . . . . . . . . . . . . . . 766.13
hearing demand, AEP. . . . . . . . . . . . . . . . . . . . .766.6
hearing, proceeding without, AEP . . . . . . . . . . . . . 766.15
help (see advisory opinions, assistance and training)
high performance computers (HPC) . . . . . . . . . .748.10, 740.7
hold without action, definition. . . . . . . . . . . . . . . .772
Holy See, no NP end-use controls . . . . . . . . 744 Supplement 3
Honduras . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Honduras . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Honduras, support document exemption . . . . . . . . .748.9(a)(1)
Hong Kong  . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Hong Kong, computers, GOV. . . . . . . . . . 740.11(b)(2)(iii)(B)
Hong Kong, computers, GOV. . . . . . . . . . .740.11(b)(2)(iv)(B)
Hong Kong, cooperating country . . . . . . . . . . . . . . . .772
Hong Kong. . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Hong Kong, duplicate licenses. . . . . . . . . . . . . . 750.9(b)
Hong Kong, IC or EUC for NS. . . . . . . . . . . . . .748.9(b)(2)
Hong Kong, IC/DV authority . . . . . . . . . . . 748 Supplement 4
horses for export by sea, principal reference  . . . . . . .754.5
horses for export by sea, transit through U.S.740.9(b)(1)(iii)(C)
hot section technology for commercial aircraft engines . . 742.14
hot section technology for commercial aircraft engines, de minimis734.4(h)
hot section technology, GOV. . . .740.11 (b)(2)(iii)(A) & (iv)(A)
hot section technology, SCL. . . . . . . . . . . . . .752.3(a)(8)
household effects, definition, BAG . . . . . . . . . 740.14(b)(2)
humanitarian concerns, GFT . . . . . . . . . . .740.12(a)(2)(iii)
humanitarian donations . . . . . . . . . . . . . . . . .(see GFT)
Hungary, Australia Group member. . . . . . . . . . . . . . . .772
Hungary  . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Hungary. . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Hungary, IC/DV authority . . . . . . . . . . . . 748 Supplement 4
Hungary IC, exception to SUCP requirement. . . . . . 748.11(a)(1)
Hungary, IC or EUC for NS. . . . . . . . . . . . . . .748.9(b)(2)
Hungary, NSG member. . . . . . . . . . . . . . . . . . . . .772.1
Hungary, support document from government. . . . . . .748.9(a)(2)
                                 

                                I

I.E. (Immediate Entry) customs, transit through U.S. .740.9(b)(1)
IAEA, Nuclear Suppliers Guidelines . . . . . . . . . . . 742.3(d)
IAEA, GOV. . . . . . . . . . . . . . . . . . . . . . 740.11(a)(1)
IAEA, safeguards, NP end-use . . . . . . . . . . . . .744.2(a)(2)
IAEA, safeguards, NP end-use . . . . . . . . . . .744.2(d)(8)(ii)
IC (Import Certificate)
IC, principal reference. . . . . . . . . . . . . . . . . . 748.10
IC & EUC, recordkeeping. . . . . . . . . . . . . 730 Supplement 1
IC & EUC, recordkeeping. . . . . . . . . . . . . 730 Supplement 1
IC & EUC, recordkeeping. . . . . . . . . . . . . . . 762.2(b)(11)
IC or EUC, requirements. . . . . . . . . . . . . . . . .748.10(b)
IC or EUC, submission of original. . . . . . . . . . .748.9(c)(1)
IC/DV, authorities . . . . . . . . . . . . . . . 748 Supplement 4
IC/DV, recordkeeping . . . . . . . . . . . . . .730 Supplement 1 
IC/DV, verification procedure. . . . . . . . . . 748 Supplement 5
Iceland, Australia Group member. . . . . . . . . . . . . . . .772
Iceland. . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Iceland, . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Iceland, NATO member . . . . . . . . . . . . . . . . . . . . .772
Iceland, no NP end-use controls. . . . . . . . . 744 Supplement 3
Iceland, RPL one for one replacement of parts. .740.10(a)(3)(iii)
Iceland, RS controls . . . . . . . . . . . . . . . . .742.6(a)(2)
ICP (Internal Control Program) 
ICP, requirement . . . . . . . . . . . . . . . . . . . . 752.1(b)
ICP, SCL, recordkeeping. . . . . . . . . . . . . . . 762.2(b)(22)
ICP, SCL, requirements . . . . . . . . . . . . . . . . . . 752.11
IEEPA (International Emergency Economic Powers Act)
IEEPA, authority for EAR . . . . . . . . . . . . . . . . . .730.2
IEEPA, authority for Treasury. . . . . . . . . . .734.3(b)(1)(ii)
IEEPA, section 203(b)(2) . . . . . . . . . . . . . 746.2(b)(1)(i)
IEEPA, violation conviction. . . . . . . . . . . . . . . . 766.25
IIC (International Import Certificate)
IIC, exception to SUCP requirement . . . . . . . . . 748.11(a)(1)
IIC, triangular symbol . . . . . . . . . . . . . . . . .748.10(e)
IIC, transit through the U.S.. . . . . . . . .740.9(b)(1)(iii)(A)
IIC, imported for display in U.S.. . . . . . . 740.9(b)(2)(ii)(A)
immigration requirement, RTP exception . . . . . . . . . 760.3(f)
Immigration and Naturalization Act . . . . . . . .734.2(b)(2)(ii)
Import or End-User Certificate . . . . . . . . . .(see IC or EUC)
import and shipping documents, RTP exception . . . . . . 760.3(c)
import local law, RTP exception. . . . . . . . . . . . . 760.3(i)
import requirements boycotting country . . . . . . . . . 760.3(a)
import requirements, GFT . . . . . . . . . . . . 740.12(a)(2)(ii)
importer statement, TMP beta test software . . . . . .740.9(c)(5)
imports for trade fairs, TMP . . . . . . . . . . . . .740.9(b)(2)
India  . . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
India. . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
India, Entity List . . . . . . . . . . . . . . . 744 Supplement 4
India, IC or EUC for NS. . . . . . . . . . . . . . . .748.9(b)(2)
India IC, exception to SUCP requirement. . . . . . . 748.11(a)(1)
India, Indian IC authority . . . . . . . . . . . 748 Supplement 4
India, support document from government. . . . . . . .748.9(a)(2)
Indonesia  . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Indonesia. . . . . . . . . . . . . . . . . . . . 740 Supplement 1
industry sponsor of research . . . . . . . . . . . . .734.8(b)(4)
inertial navigation equipment, civil aircraft  . . . . . 770.2(j)
information collection requirements. . . . . . . 730 Supplement 1
information security, CCL category 5 . . . . . . 738.2 category 5
information sharing requirements . . . . . . . . . . . . 758.3(c)
informed by BIS, CB activity . . . . . . . . . . . . . . 744.6(b)
informed by BIS, CB end-user . . . . . . . . . . . . . . 744.4(b)
informed by BIS, Entity List . . . . . . . . . . . . . . 744.1(c)
informed by BIS, MT activity . . . . . . . . . . . . . . 744.6(b)
informed by BIS, MT end-user . . . . . . . . . . . . . . 744.3(b)
informed by BIS, NP activity . . . . . . . . . . . . . . 744.6(b)
informed by BIS, NP end-user . . . . . . . . . . . . . . 744.2(b)
informed by BIS, Russian entities. . . . . . . . . . . .744.10(a)
initial decision definition, AEP . . . . . . . . . . . . . .766.2
inspection equipment, CCL group B. . . . . . . . 738.2(b) group B
inspection, TMP. . . . . . . . . . . . . . . . . .740.9(a)(2)(iv)
intent to deny letter, definition. . . . . . . . . . . . . . .772
intent, RTP. . . . . . . . . . . . . . . . . . . . . . . 760.1(e)
interception of communications, no Exceptions. . . . .740.2(a)(5)
interconnect devices, no de minimis. . . . . . . . . . . 734.4(a)
Interior Department (see Department of Interior)
interlocutory review of rulings, AEP . . . . . . . . . . . 766.14
intermediate consignee, definition . . . . . . . . . . . 748.5(d)
intermediate consignee, definition . . . . . . . . . . . . . .772
Internal Control Program . . . . . . . . . . . . . . . .(see ICP)
Internal Security Act, violation conviction. . . . . . . . 766.25
International Atomic Energy Agency . . . . . . . . . . (see IAEA)
international controls (see multilateral controls)
International Emergency Economic Powers Act  . . . . .(see IEEPA)
International Import Certificate . . . . . . . . . . . .(see IIC)
international safeguards . . . . . . . . . . . . . . .  (see GOV)
International Traffic in Arms Regulations  . . . . . . (see ITAR)
International Munitions List, ECCN 2nd digit 0 . . . .738.2(d)(1)
international organizations, GOV . . . . . . . . .740.11(b)(3)(i)
interpretations, RTP . . . . . . . . . . . . 760 Supplements 1-16
interpretations, principal reference . . . . . . . . . . . . .770
intransit  . . . . . . . . . . . . . . . . . . . . .(see transit)
invoice copies, DCS. . . . . . . . . . . . . . . . . . . . .758.6
Iran, principal reference. . . . . . . . . . . . . . . . . .746.7
Iran, steps. . . . . . . . . . . . . . . . . . . . . .732.3(d)(4)
Iran, steps. . . . . . . . . . . . . . . . . . . . . . . 732.3(i)
Iran, AT . . . . . . . . . . . . . . . . . . . . . . . . 742.1(d)
Iran, AT license requirements. . . . . . . . . . . . . . 742.8(a)
Iran, AT licensing policy. . . . . . . . . . . . . . . . 742.8(b)
Iran,. . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Iran, APP, restricted computer access. . . . . . . . .740.7(b)(2)
Iran, SCL, ineligible  . . . . . . . . . . . . . . . . . . .752.4
Iran, supporting terrorism . . . . . . . . . . . . . . . . . .772
Iran, terrorist-supporting country750.4(b)(6)(i), 740 Supplement 1 (E:1)
Iran-Iraq Arms Non-Proliferation Act . . . . . . . . .742.8(b)(1)
Iran-Iraq Arms Non-Proliferation Act, sanctions  . . .764.3(c)(1)
Iraq, principal reference. . . . . . . . . . . . . . . . . .746.3
Iraq, regional stability . . . . . . . . . . . . . . . . 746.3(b)
Iraq, steps. . . . . . . . . . . . . . . . . . . . . .732.3(d)(4)
Iraq, steps. . . . . . . . . . . . . . . . . . . . . . . 732.3(i)
Iraq, anti-terrorism controls. . . . . . . . . . . . . . 742.1(d)
Iraq . . . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Iraq, BAG. . . . . . . . . . . . . . . . . . . . . . . . . 740.14
Iraq, Country Group D. . . . . . . . . . . . . . 740 Supplement 1
Iraq, APP, Computer Tier 3 . . . . . . . . . . . . . .740.7(d)(1)
Iraq, exempted from Section 6(j) notification requirement750.4(b)(6)(i)
Iraq, GOV. . . . . . . . . . . . . . . . . . . . . . . . . 740.11
Iraq, SCL, ineligible  . . . . . . . . . . . . . . . . . . .752.4
Iraq, Special Iraq Reconstruction License (SIRL) . . . . . . .747
Iraq, supporting terrorism . . . . . . . . . . . . . . . . . .772
Iraq, UN arms embargo  . . . . . . . . . . . . . . . . . . .746.3
Ireland, Australia Group member. . . . . . . . . . . . . . . .772
Ireland. . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Ireland, cooperating country . . . . . . . . . . . . . . . . .772
Ireland. . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Ireland, IC/DV authority . . . . . . . . . . . . 748 Supplement 4
Ireland, IC or EUC for NS. . . . . . . . . . . . . . .748.9(b)(2)
Ireland, no NP end-use controls. . . . . . . . . 744 Supplement 3
Ireland, NSG member. . . . . . . . . . . . . . . . . . . . .772.1
Israel . . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Israel . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Israel, Entity List. . . . . . . . . . . Supplement 4 to part 744
issuance of licenses . . . . . . . . . . . . . . . . . . . .750.7
issuance of license, recordkeeping . . . . . . . . . 762.2(b)(15)
Italy, Australia Group member. . . . . . . . . . . . . . . . .772
Italy  . . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Italy, . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Italy, IC/DV authority . . . . . . . . . . . . . 748 Supplement 4
Italy, IC or EUC for NS. . . . . . . . . . . . . . . .748.9(b)(2)
Italy, NATO member . . . . . . . . . . . . . . . . . . . . . .772
Italy, no NP end-use controls. . . . . . . . . . 744 Supplement 3
Italy, NSG member. . . . . . . . . . . . . . . . . . . . . .772.1
ITAR, not subject to the EAR . . . . . . . . . . . 734.3(b)(1)(i)
ITAR, overlaps with EAR. . . . . . . . . . . . . . . . . 734.6(a)
item, classification, steps. . . . . . . . . . . . . .732.1(b)(1)
item, controlled listed in ECCNs . . . . . . .738.2(d)(2)(iii)(D)
item, definition . . . . . . . . . . . . . . . . . . .738.1(a)(1)
item, definition, FA . . . . . . . . . . . . . . . . . . 768.1(d)
item, definition . . . . . . . . . . . . . . . . . . . . . . .772
item, eligible for non-controlled country ELP, FA  . . .768.1(d) 
items subject to the EAR (also see subject to the EAR)
items subject to the EAR . . . . . . . . . . . . . . . . . 734.3 
items subject to the EAR . . . . . . . . . . . . . . . . 734.3(c)
items subject to EAR, access, denial . . . . . . . . .764.3(a)(2)
items subject to EAR, transactions, denial . . . . . .764.3(a)(2)
items subject to the EAR, denial order . . . . . 764 Supplement 1
     

                                J

Jamaica. . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Jamaica. . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Jamaica, support document exemption. . . . . . . . . .748.9(a)(1)
Japan, Australia Group member. . . . . . . . . . . . . . . . .772
Japan  . . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Japan. . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Japan, IC/DV authority . . . . . . . . . . . . . 748 Supplement 4
Japan, IC or EUC for NS. . . . . . . . . . . . . . . .748.9(b)(2)
Japan, no NP end-use controls. . . . . . . . . . 744 Supplement 3
Japan, NSG member. . . . . . . . . . . . . . . . . . . . . .772.1
Jordan . . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Jordan . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
jurisdiction, BIS assistance available . . . . . . . . . . .734.6
                                 
                                 

                                K

Kazakhstan . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Kazakhstan, controlled country, FA . . . . . . . . . . . 768.1(d)
Kazakhstan, controlled country . . . . . . . . . . . . . . . .772
Kazakhstan . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Kazakhstan, General Prohibition Eight. . . . . . . . .736.2(b)(8)
Kazakhstan, NS licensing policy. . . . . . . . . . . .742.4(b)(5)
Kenya  . . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Kenya. . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
key criteria . . . . . . . . . . . . . . . . . . 742 Supplement 4
key holder requirements, safeguard procedures,
     and procedures. . . . . . . . . . . . . . . 742 Supplement 5
key escrow encryption software, record keeping . . . .762.2(b)(6)
Key Management Infrastructure (KMI) License Exception. . . .740.8
Kiribati . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Kiribati . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
KMI, License Exception Key Management Infrastructure . . . .740.8
know your customer, steps. . . . . . . . . . . . . . . . 732.3(m)
know your customer . . . . . . . . . . . . . . . 732 Supplement 3
know, definition . . . . . . . . . . . . . . . . . . . . . . .772
knowledge, application to situations abroad. . . 734.2(b)(3)(iii)
knowledge, CB end-use. . . . . . . . . . . . . . . . . . 744.4(a)
knowledge, definition. . . . . . . . . . . . . . . . . . . . .772
knowledge, MNP end-use . . . . . . . . . . . . . . . . . 744.5(a)
knowledge, MT end-use. . . . . . . . . . . . . . . . . . 744.3(a)
knowledge, NP end-use. . . . . . . . . . . . . . . . . . 744.2(a)
knowledge of violation, steps. . . . . . . . . . . . . . 732.3(m)
knowledge of violation, acting with. . . . . . . . . . . 764.2(e)
knowledge of violation, General Prohibition Ten  . . 736.2(b)(10)
knowledge of violation, release prohibited . . . . . .734.2(b)(5)
Korea, North . . . . . . . . . . . . . . . . . .(see North Korea)
Korea, Republic of . . . . . . . . . . . . . . (see South Korea) 
Kuwait . . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Kuwait,. . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Kyrgyzstan . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Kyrgyzstan, controlled country, FA . . . . . . . . . . . 768.1(d)
Kyrgyzstan, controlled country . . . . . . . . . . . . . . . .772
Kyrgyzstan . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Kyrgyzstan, General Prohibition Eight. . . . . . . . .736.2(b)(8)


                                L

Laos . . . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Laos, controlled country, FA . . . . . . . . . . . . . . 768.1(d)
Laos, controlled country . . . . . . . . . . . . . . . . . . .772
Laos . . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Laos, General Prohibition Eight. . . . . . . . . . . .736.2(b)(8)
Laos, NS licensing policy. . . . . . . . . . . . . . .742.4(b)(6)
lasers, CCL category 6 . . . . . . . . . . . . . 738.2 category 6
Latvia . . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Latvia, controlled country . . . . . . . . . . . . . . . . . .772
Latvia . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Latvia, General Prohibition Eight. . . . . . . . . . .736.2(b)(8)
Latvia, NS licensing policy. . . . . . . . . . . . . .742.4(b)(5)
Latvia, NSG member . . . . . . . . . . . . . . . . . . . . .772.1
law or regulation relating to export control, definition . . .772
laws, U.S., other applicable . . . . . . . . . . . . . . . .758.9
Lebanon. . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Lebanon. . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Leeward&Windward Islands, support document exemption .748.9(a)(1)
legal authority vs. subject to the EAR . . . . . . . . . 734.1(c)
legible or legibility, definition. . . . . . . . . . . . . . .772
Lesotho. . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Lesotho. . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
letters of credit, RTP . . . . . . . . . . . . . .760.1(d)(18-20)
letters of credit, RTP . . . . . . . . . . . . . . . . . 760.2(f)
Liberia, arms embargo. . . . . . . . . . . . .746 Supplement 2(b)
Liberia  . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Liberia. . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
library availability . . . . . . . . . . .734 Supplement 1 Sec. H
Libya. . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Libya, License Exception APP . . . . . . . . . . . . . . 740.7(d)
Libya, SED requirement . . . . . . . . . . . . . . . .758.1(b)(1)
license application, definition. . . . . . . . . . . . . . . .772
license application, recordkeeping . . . . . . . . . .762.2(b)(9)
license application procedure, steps . . . . . . . . . . 732.1(f)
license application procedure, steps . . . . . . . . .732.4(b)(7)
license, definition. . . . . . . . . . . . . . . . . . . . . .772
License Exception, principal reference . . . . . . . . . . . .740
License Exception, scope . . . . . . . . . . . . . . . . 740.1(a)
License Exception, definition. . . . . . . . . . . . . . . . .772
License Exception, steps . . . . . . . . . . . . . . . . 732.1(e)
License Exception, direct product, steps . . . . . . .732.2(f)(2)
License Exception, steps . . . . . . . . . . . . . . .732.3(f)(2)
License Exception, steps . . . . . . . . . . . . . . .732.3(g)(2)
License Exception, steps . . . . . . . . . . . . . . .732.3(h)(2)
License Exception, steps . . . . . . . . . . . . . . .732.3(i)(2)
License Exception, steps . . . . . . . . . . . . . . . . . .732.4
License Exception, recordkeeping, steps. . . . . . . .732.4(b)(1)
License Exception, more than one, steps  . . . . .732.4(b)(3)(ii)
License Exception, embargoes, steps. . . . . . . . 732.4(b)(4)(i)
License Exception, short supply, steps . . . . . .732.4(b)(4)(ii)
License Exception, group symbol, steps . . . . . . . .732.5(a)(2)
License Exception, DCS . . . . . . . . . . . . . .740.1(e), 758.6
License Exception, Denial Orders . . . . . . . . . . .740.2(a)(2)
License Exception, ECCNs . . . . . . . . 738.2(d)(2), 758.1(g)(2)
License Exception, ECCNs . . . . . . . . . . . . .738.2(d)(2)(ii)
License Exception, embargoes . . . . . . . . . . . . . . 740.1(a)
License Exception, end-uses, prohibited. . . . . . . .740.2(a)(4)
License Exception, end-users, prohibited . . . . . . .740.2(a)(4)
License Exception, General Prohibitions. . . . . . . . . 736.2(b)
License Exception, General Prohibition One . . . .736.2(b)(1)(ii)
License Exception, General Prohibition Two . . . .736.2(b)(2)(ii)
License Exception, General Prohibition Three . . 736.2(b)(3)(iii)
License Exception, General Prohibition Four. . . .736.2(b)(4)(ii)
License Exception, General Prohibition Six . . . .736.2(b)(6)(ii)
License Exception, group symbol on SEDs. 740.1(d)(1), 758.1(g)(2)
License Exception, groupings . . . . . . . . . . . . . . 740.1(c)
License Exception, recordkeeping . . . . . . . . . . . . 740.1(f)
License Exception, recordkeeping . . . . . . . . . . .762.2(b)(3)
License Exception, restrictions. . . . . . . . . . . . . . .740.2
License Exception, return of shipment. . . . . . . . . . 740.2(b)
License Exception, revision. . . . . . . . . . . . . . . 740.2(b)
License Exception, revocation. . . . . . . . . . . . .740.2(a)(1)
License Exception, revocation. . . . . . . . . . . . . . 740.2(b)
License Exception, SED . . . . . . . . . . . . . . . . . 740.1(d)
License Exception, SED, exemptions . . . . . . . . . . . 758.1(c)
License Exception, SED, symbol . . . . . . . . . . . .758.1(g)(2)
License Exception, suspension. . . . . . . . . . . . .740.2(a)(1)
License Exception, suspension. . . . . . . . . . . . . .740.2(b))
License Exception, symbols . . . . . . . . . . . . . . .740.1(c) 
License Exception, symbol, export document . . . . . . . 758.1(f)
License Exception, unloading of shipment . . . . . . . . 740.2(b)
License Exception AGR. . . . . . . . . . . . . . . . . . . 740.18
License Exception APP. . . . . . . . . . . . . . . . . . . .740.7
License Exception APR. . . . . . . . . . . . . . . . . . . 740.16
License Exception AVS. . . . . . . . . . . . . . . . . . . 740.15
License Exception BAG. . . . . . . . . . . . . . . . . . . 740.14
License Exception CIV. . . . . . . . . . . . . . . . . . . .740.5
License Exception ENC. . . . . . . . . . . . . . . . . . . 740.17
License Exception GBS. . . . . . . . . . . . . . . . . . . .740.4
License Exception GFT. . . . . . . . . . . . . . . . . . . 740.12
License Exception GOV. . . . . . . 740.11, Supplement 1 to 740.11
License Exception KMI. . . . . . . . . . . . . . . . . . . .740.8
License Exception LVS. . . . . . . . . . . . . . . . . . . .740.3
License Exception RPL. . . . . . . . . . . . . . . . . . . 740.10
License Exception SPR. . . . . . . . . . . . . . . . . . 754.2(h)
License Exception SS-SAMPLE. . . . . . . . . . . . . . . 754.2(i)
License Exception TAPS . . . . . . . . . . . . . . . . . 754.2(j)
License Exception TMP. . . . . . . . . . . . . . . . . . . .740.9
License Exception TSR. . . . . . . . . . . . . . . . . . . .740.6
License Exception TSU. . . . . . . . . . . . . . . . . . . 740.13
License Exception WRC. . . . . . . . . . . . . . . . . . 754.4(c)
license, number, SED, steps. . . . . . . . . . . . . .732.5(a)(1)
license, number, SED . . . . . . . . . . . . . . . . .758.1(g)(1)
license, requirement, steps. . . . . . . . . . . . . . . 732.3(d)
license, requirement, CCL & Country Chart. . . . . . . . . .738.4
license, requirement, ECCNs. . . . . . . . . . . . 738.2(d)(2)(i)
license, requirement, General Prohibitions . . . . . . . 732.1(d)
license, requirement, subject to the EAR . . . . . . .734.2(a)(3)
license, revocation. . . . . . . . . . . . . . . . . . . . .750.8
license, suspension. . . . . . . . . . . . . . . . . . . . .750.8
license, transfer. . . . . . . . . . . . . . . . . . . . . 750.10
license, use, steps. . . . . . . . . . . . . . . . . . . 732.6(a)
licensee, definition . . . . . . . . . . . . . . . . . . . . .772
licensee, responsibility . . . . . . . . . . . . . . . . 750.7(d)
Liechtenstein. . . . . . . . . . . . . . . . . . 738 Supplement 1
Liechtenstein. . . . . . . . . . . . . . . . . . 740 Supplement 1
Liechtenstein, IC or EUC for NS. . . . . . . . . . . .748.9(b)(2)
Liechtenstein, IC/DV authority . . . . . . . . . 748 Supplement 4
Limited Value License Exception  . . . . . . . . . . . .(see LVS)
Lithuania  . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Lithuania, controlled country, FA. . . . . . . . . . . . 768.1(d)
Lithuania, controlled country. . . . . . . . . . . . . . . . .772
Lithuania. . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Lithuania, General Prohibition Eight . . . . . . . . .736.2(b)(8)
Lithuania, NS licensing policy . . . . . . . . . . . .742.4(b)(5)
local law, RTP exception . . . . . . . . . . . . . . . . 760.3(g)
Luxembourg, Australia Group member . . . . . . . . . . . . . .772
Luxembourg . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Luxembourg, EURATOM Safeguards Directorate . . . 740.11(a)(1)(ii)
Luxembourg . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Luxembourg . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Luxembourg, IC/DV authority. . . . . . . . . . . 748 Supplement 4
Luxembourg, IC or EUC for NS . . . . . . . . . . . . .748.9(b)(2)
Luxembourg, NATO member  . . . . . . . . . . . . . . . . . . .772
Luxembourg, no NP end-use controls . . . . . . . 744 Supplement 3
Luxembourg, NSG member . . . . . . . . . . . . . . . . . . .772.1
LVS (License Exception Limited Value)
LVS, principal reference . . . . . . . . . . . . . . . . 740.3(a)


                                M

Macau. . . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Macedonia FYR (Macedonia, The Former Yugoslav Republic of)
Macedonia FYR  . . . . . . . . . . . . . . . . . 738 Supplement 1
Macedonia FYR. . . . . . . . . . . . . . . . . . . . .740.7(d)(1)
Macedonia FYR. . . . . . . . . . . . . . . . . . 740 Supplement 1
Madagascar . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Madagascar . . . . . . . . . . . . . . . . . . . 740 Supplement 1
mail and wire fraud law. . . . . . . . . . . . . . . .764.3(b)(3)
mail, exports by . . . . . . . . . . . . . . . . . . . . 758.1(b)
major weapon system descriptions . . . . . . . . 742 Supplement 7
Malawi . . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Malawi . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Malaysia . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Malaysia . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Maldives . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Maldives . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Mali . . . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Mali . . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Malta  . . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Malta. . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Maquilladora program, TMP. . . . . . . . . . . . 740.9(a)(2)(vii)
marine, CCL category 8 . . . . . . . . . . . . . 738.2 category 8
maritime nuclear propulsion. . . . . . . . . . . . . . .(see MNP)
Maritime Commission  . . . . . .(see Federal Maritime Commission)
Maritime Administration  . . . (see U.S. Maritime Administration)
Marshall Islands . . . . . . . . . . . . . . . . 738 Supplement 1
Marshall Islands . . . . . . . . . . . . . . . . 740 Supplement 1
mass market software . . . . . . .(see TSU General Software Note)
materials, CCL category 1. . . . . . . . . . . . 738.2 category 1
materials, CCL group C . . . . . . . . . . . . . 738.2(b) group C
materials processing, CCL category 2 . . . . . . 738.2 category 2
Mauritania . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Mauritania . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Mauritius  . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Mauritius. . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Mayrow General Trading . . . . . . . . . . . . . 736 Supplement 1
medical devices, definition. . . . . . . . . . . . . . . . . .772
medical items, application instructions. . . .748 Supplement 2(a)
medical items, AVS . . . . . . . . . . . . . . . 740.15(b)(3)(ii)
medical items, AVS . . . . . . . . . . . . . . . 740.15(c)(3)(ii)
medical items, Canadian carriers . . . . . . . . 744.7(b)(3)(iii)
medical items, Cuba. . . . . . . . . . . . . . . . . .746.2(b)(1)
medical items, GFT . . . . . . . . . . . . . . .740.12(a)(2)(iii)
medical items, GFT humanitarian donations. . . .740.12(b)(5)(iii)
medical items, GFT humanitarian donations. . . . 740 Supplement 2
medical items, U.S. Canadian carriers. . . . . . 744.7(b)(3)(iii)
medicines, definition. . . . . . . . . . . . . . . . . . . . .772
memory circuits, no de minimis . . . . . . . . . . . . . 734.4(a)
Mexico, assembly in, TMP . . . . . . . . . . . . 740.9(a)(2)(vii)
Mexico . . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Mexico . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Mexico, support document exemption . . . . . . . . . .748.9(a)(1)
Micronesia FSO (Micronesia, Federated States Of)
Micronesia FSO . . . . . . . . . . . . . . . . . 738 Supplement 1
Micronesia FSO . . . . . . . . . . . . . . . . . . . .740.7(c)(1)
Micronesia FSO . . . . . . . . . . . . . . . . . 740 Supplement 1
microorganisms, CCL category 1 . . . . . . . . . 738.2 category 1
military end-uses, CIV . . . . . . . . . . . . . . . . . 740.3(c)
military end-uses, PRC restriction . . . . . . . . . . . . 744.21
military end-uses, list of items subject to PRC restriction744 Supplement 2
military vehicles. . . . . . . . . . . . . . . . . . . . 770.2(h)
 military wearing apparel, GFT . . . . . . .740.12(a)(2)(i)(B)(3)
Mineral Lands Leasing Act  . . . . . . . . . . . 754 Supplement 3
Mineral Leasing Act of 1920. . . . . . . . . . . .754.2(c)(1)(ii)
minimum necessary, definition, TSU . . . . . . . . . 740.13(a)(1)
Miquelon & St.Pierre Islands, support document exemption748.9(a)(1)
miscellaneous, CCL category 0. . . . . . . . . . 738.2 category 0
missile technology . . . . . . . . . . . . . . . . . . . (see MT)
Missile Technology Control Regime (MTCR) . . . . . . . . 742.5(d)
Missile Technology Control Regime definition . . . . . . . . .772
Missile Technology Export Control Group  . . . . . 750.4(d)(2)(i)
MNP (maritime nuclear propulsion) 
MNP, end-use controls  . . . . . . . . . . . . . . . . . . .744.5
MNP, SCL, ineligible . . . . . . . . . . . . . . . . .752.3(a)(5)
MNP, technology. . . . . . . . . . . . 748 Supplement 2(o)(3)(ii)
Moldova  . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Moldova, controlled country, FA. . . . . . . . . . . . . 768.1(d)
Moldova, controlled country. . . . . . . . . . . . . . . . . .772
Moldova. . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Monaco . . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Monaco . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
money laundering law . . . . . . . . . . . . . . . . .764.3(b)(3)
Mongolia . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Mongolia, controlled country FA. . . . . . . . . . . . . 768.1(d)
Mongolia, controlled country . . . . . . . . . . . . . . . . .772
Mongolia, Country Groups D:1, D:3. . . . . . . . 740 Supplement 1
Mongolia, General Prohibition Eight. . . . . . . . . .736.2(b)(8)
Mongolia, NS licensing policy. . . . . . . . . . . . .742.4(b)(5)
Montenegro . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Montenegro,. . . . . . . . . . . . . . . . . . . 740 Supplement 1
Montenegro,. . . . . . . . . . . . . . . . . . . . . .740.7(d)(1)
Morocco  . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Morocco. . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Mozambique . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Mozambique . . . . . . . . . . . . . . . . . . . 740 Supplement 1
MT (missile technology)
MT, activities controlled. . . . . . . . . . . .744.6(a)(1)(i)(B)
MT, activities subject to the EAR. . . . . . . . . . . . 734.5(a)
MT, AT, Sudan. . . . . . . . . . . . . . . . . .742.10(b)(1)(iii)
MT, AT, Syria. . . . . . . . . . . . . . . . . . 742.9(b)(1)(iii)
MT, CCL 2nd digit 1. . . . . . . . . . . . . . . . .738.2(d)(1) 1
MT, CCL-based controls . . . . . . . . . . . . . . . . . . .742.5
MT, CCL, non-MT items. . . . . . . . . . . . . . . . .742.5(b)(3)
MT, Congressional notification . . . . . . . . 750.4(b)(6)(ii)(C)
MT, ECCNs, reason for control. . . . . . . . . .738.2(d)(2)(i)(A)
MT, end-use/end-user controls. . . . . . . . . . . . . . . .744.3
MT, prohibited activities. . . . . . . . . . . . . . . . 734.5(a)
MT, SCL, ineligibility . . . . . . . . . . . . . . . .752.3(a)(1)
MTCR (Missile Technology Control Regime) . . . . . . . . 742.5(d)
MTCR definition. . . . . . . . . . . . . . . . . . . . . . . .772
MTEC definition. . . . . . . . . . . . . . . . . . . . . . . .772
multilateral vs. unilateral controls . . . . . . . . . . 730.8(b)
multilateral review processing delay . . . . . . . . .750.4(b)(5)
multiple value limits, License Exception LVS . . 740.3(a)(4)(iii)
multiple shipments, license application. . . . . . . . . 748.4(e)
                                 

                               N

Namibia  . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Namibia. . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
national security  . . . . . . . . . . . . . . . . . . . (see NS)
National Security Override, definition, FA . . . . . . . 768.1(d)
national origin, furnishing info, RTP. . . . . . . . . . 760.2(c)
NATO, definition . . . . . . . . . . . . . . . . . . . . . . .772
natural gas. . . . . . . . . . . . . . . . . . . 730 Supplement 3
Nauru. . . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Nauru. . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Naval Petroleum Reserve. . . . . . . . . . . . . 754.2(g)(3)(iii)
Naval Petroleum Reserves Production Act. . . . . .754.2(c)(1)(iv)
Naval Petroleum Reserves Production Act. . . . . . . . . 754.3(b)
Naval Petroleum Reserves Production Act. . . . . 754 Supplement 3
navigation, CCL category 7 . . . . . . . . . . . 738.2 category 7
NDAA notification (high performance computers) . . . .740.7(d)(4)
Nepal  . . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Nepal. . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
net value, definition, License Exception LVS . . .740.3(a)(3)(ii)
net value, definition. . . . . . . . . . . . . . . . . . . . .772
Netherlands, Australia Group member. . . . . . . . . . . . . .772
Netherlands, . . . . . . . . . . . . . . . . . . 738 Supplement 1
Netherlands  . . . . . . . . . . . . . . . . . . 740 Supplement 1
Netherlands, IC/DV authority . . . . . . . . . . 748 Supplement 4
Netherlands, IC or EUC for NS. . . . . . . . . . . . .748.9(b)(2)
Netherlands, NATO member . . . . . . . . . . . . . . . . . . .772
Netherlands, no NP end-use controls. . . . . . . 744 Supplement 3
Netherlands, NSG member. . . . . . . . . . . . . . . . . . .772.1
Netherlands Antilles . . . . . . . . . . . . . . 738 Supplement 1
Netherlands Antilles . . . . . . . . . . . . . . . . .740.7(c)(1)
Netherlands Antilles . . . . . . . . . . . . . . 740 Supplement 1
Netherlands Antilles, support document exemption . . .748.9(a)(1)
New Zealand, Australia Group member. . . . . . . . . . . . . .772
New Zealand. . . . . . . . . . . . . . . . . . . 738 Supplement 1
New Zealand, cooperating country . . . . . . . . . . . . . . .772
New Zealand. . . . . . . . . . . . . . . . . . . 740 Supplement 1
New Zealand, IC/DV authority . . . . . . . . . . 748 Supplement 4
New Zealand, IC or EUC for NS. . . . . . . . . . . . .748.9(b)(2)
New Zealand, no NP end-use controls  . . . . . . . . . . 744.2(c)
New Zealand, no NP end-use controls. . . . . . . 744 Supplement 3
New Zealand, NSG member. . . . . . . . . . . . . . . . . . .772.1
New Zealand, RS controls . . . . . . . . . . . . . . .742.6(a)(2)
news media, TMP. . . . . . . . . . . . . . . . .740.9(a)(2)(viii)
news media, tools of trade, TMP. . . . . . . 740.9(a)(2)(viii)(C)
Nicaragua  . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Nicaragua. . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Nicaragua, support document exemption. . . . . . . . .748.9(a)(1)
Niger  . . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Niger. . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Nigeria. . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Nigeria. . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
NLR (No License Required)
NLR, steps . . . . . . . . . . . . . . . . . . . . . .732.5(a)(2)
NLR, definition. . . . . . . . . . . . . . . . . . . . . . . .772
NLR, DCS . . . . . . . . . . . . . . . . . . . . . . . . . .758.6
NLR, SED . . . . . . . . . . . . . . . . . . . . . . .740.1(d)(2)
NLR, SED . . . . . . . . . . . . . . . . . . . . . . .758.1(b)(3)
NLR, SED . . . . . . . . . . . . . . . . . . . . . . .758.1(g)(3)
NLR, shipping documents  . . . . . . . . . . . . . . . . 758.1(d)
No License Required  . . . . . . . . . . . . . . . . . .(see NLR)
non-controlled country, definition, FA . . . . . . . . .768.1(d) 
non-U.S. source, definition, FA. . . . . . . . . . . . . 768.1(d)
North Korea, luxury goods. . . . . . . . . . . . 746 Supplement 1
North Korea, principal reference . . . . . . . . . . . . . .746.4
North Korea, anti-terrorism controls . . . . . . . . . . . 742.19
North Korea, AVS . . . . . . . . . . . . . . . . .740.15(a)(1)(i)
North Korea, AVS . . . . . . . . . . . . . . . . 740.15(a)(2)(ii)
North Korea, AVS . . . . . . . . . . . . . . . 740.15(a)(3)(v-ix)
North Korea, AVS . . . . . . . . . . . . . . . . 740.15(b)(1)-(2)
North Korea, AVS . . . . . . . . . . . . . . . . . . 740.15(c)(1)
North Korea, AVS . . . . . . . . . . . . . . . . 740.15(c)(2)(ii)
North Korea, controlled country, FA. . . . . . . . . . . 768.1(d)
North Korea, controlled country. . . . . . . . . . . . . . . .772
North Korea, Country Groups D:1, D:2, D:3, D:4, E:1740 Supplement 1
North Korea, APP, restricted computer access . . . . .740.7(b)(2)
North Korea, General Prohibition Eight . . . . . . . .736.2(b)(8)
North Korea, TSU general software note . . . . . .740.13(d)(3)(i)
North Korea, RPL one for one replacement of parts740.10(a)(3)(iv)
North Korea, SCL, ineligible . . . . . . . . . . . . . . . .752.4
North Korea, RPL servicing and replacement . . .740.10(b)(2)(iii)
North Korea, RPL servicing and replacement . . . 740.10(b)(2)(iv)
North Korea, RPL servicing and replacement . . 740.10(b)(3)(i)(D)
North Korea, supporting terrorism. . . . . . . . . . . . . . .772
North Korea, terrorist-supporting 
     country . . . . . . . 750.4(b)(6)(i), 740 Supplement 1 (E:1)
North Korea, TMP imported for display in U.S.. . . 740.9(b)(2)(i)
Northern Mariana Islands, Commonwealth of. . . . . . .734.2(b)(8)
Norway, Australia Group member . . . . . . . . . . . . . . . .772
Norway . . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Norway . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Norway, IC/DV authority. . . . . . . . . . . . . 748 Supplement 4
Norway, IC or EUC for NS . . . . . . . . . . . . . . .748.9(b)(2)
Norway, NATO member  . . . . . . . . . . . . . . . . . . . . .772
Norway, no NP end-use controls . . . . . . . . . 744 Supplement 3
Norway, NSG member . . . . . . . . . . . . . . . . . . . . .772.1
NP (nuclear nonproliferation) 
NP, activities controlled. . . . . . . . . . . .744.6(a)(1)(i)(A)
NP, CCL 2nd digit 2. . . . . . . . . . . . . . . . .738.2(d)(1) 2
NP, CCL-based controls . . . . . . . . . . . . . . . . . . .742.3
NP, CCL, non-NP items. . . . . . . . . . . . . . . . .742.3(b)(2)
NP, Congressional notification . . . . . . . . 750.4(b)(6)(ii)(D)
NP, ECCNs, reason for control. . . . . . . . . .738.2(d)(2)(i)(A)
NP, SCL, items may be authorized . . . . . . . . . . . . 752.3(b)
NS (national security) 
NS, AT, Iran . . . . . . . . . . . . . . . . . . . . .742.8(b)(1)
NS, AT, Sudan. . . . . . . . . . . . . . . . . . 742.10(b)(1)(ii)
NS, AT, Syria. . . . . . . . . . . . . . . . 742.9(b)(1)(ii,iv,v)
NS, CCL-based controls . . . . . . . . . . . . . . . . . . .742.4
NS, Congressional notification . . . . . . . . 750.4(b)(6)(ii)(A)
NS, direct product, steps. . . . . . . . . . . . 732.2(f)(1)(iii)
NS, ECCN 2nd digit 0 . . . . . . . . . . . . . . . .738.2(d)(1) 0
NS, ECCNs, reason for control. . . . . . . . . .738.2(d)(2)(i)(A)
NS, IC or EUC requirements . . . . . . . . . . . . . . .748.10(b)
NS, research . . . . . . . . . . . . . . . . . . . . . . . 734.11
NSG (Nuclear Suppliers Group) 
NSG, agreement . . . . . . . . . . . . . . . . . . . . . 742.3(d)
NSG, definition. . . . . . . . . . . . . . . . . . . . . . . .772
NSG, items in IAEA document Annex. . . . . . . . . . . . 742.3(d)
NSG, members, license not required . . . . . . . . . .742.3(a)(1)
NSG, Trigger List, CCL 2nd digit . . . . . . . . . 0738.2(d)(1) 0
NSO. . . . . . . . . . . . . . . (see National Security Override)
nuclear activity, RPL one for one replacement of parts740.10(a)(3)(iii)
nuclear equipment, CCL category 0. . . . . . . . 738.2 category 0
nuclear facilities, CCL category 0 . . . . . . . 738.2 category 0
nuclear materials. . . . . . (also see special nuclear materials)
nuclear materials, CCL category 0. . . . . . . . 738.2 category 0
nuclear nonproliferation . . . . . . . . . . . . . . . . (see NP)
Nuclear Non-Proliferation Treaty . . . . . . 742.3(b)(1)(viii)(A)
Nuclear Non-Proliferation Treaty, NP end-use . . . 744.2(d)(8)(i)
nuclear reactor vessels, NRC jurisdiction. . . . 734.3(b)(1)(iii)
nuclear referral list, definition. . . . . . . . . . . . 742.3(a)
Nuclear Regulatory Commission. . . . . . . . . . 734.3(b)(1)(iii)
Nuclear Suppliers Group  . . . . . . . . . . . . . . . .(see NSG)
Nuclear Suppliers Group (NSG) definition . . . . . . . . . . .772
NUMA Technology. . . . . . . . . . . . . . . . . . . . . . . .770
numerical control, application instructions. .748 Supplement 2(h)
numerical control units, Interpretation 5. . . . . . . . 770.2(e)


                                O

OAC (Office of Antiboycott Compliance)
OAC. . . . . . . . . . . . . . . . . . . . . . . . . .730.9(b)(3)
OAC, charging letters, AEP . . . . . . . . . . . . . . . 766.3(a)
object code, TSU . . . . . . . . . . . . . . . 740.13(a)(2)(i)(B)
obligations under EAR  . . . . . . . . . . . . . . . .730.8(a)(1)
OC . . . . . . . . . . . . . . . . . . .(see Operating Committee)
OCCEA (Office of Chief Counsel for Export Administration)
OCCEA, represent BIS, AEP. . . . . . . . . . . . . . . . . .766.4
OEE (Office of Export Enforcement)
OEE, addresses . . . . . . . . . . . . . . . . . . . .764.5(c)(7)
OEE, charging letters, AEP . . . . . . . . . . . . . . . 766.3(a)
OEE, export clearance  . . . . . . . . . . . . . . . . . 758.7(a)
OEE, field offices . . . . . . . . . . . . . . . . . .730.9(b)(1)
OEE, field offices, addresses. . . . . . . . . . . . .764.5(c)(7)
OExS (Office of Exporter Services)
OExS, authorize prohibited actions . . . . . . . . . .764.3(a)(2)
OFAC (Office of Foreign Assets Control)
OFAC . . . . . . . . . . . . . . . . . . . . . . 730 Supplement 3
OFAC, Angola . . . . . . . . . . . . . . . . . . 746 Supplement 1
OFAC, Cuba embargo . . . . . . . . . . . . . . . . . . . 746.2(d)
OFAC, definition . . . . . . . . . . . . . . . . . . . . . . .772
OFAC, EAR, not subject to. . . . . . . . . . . . .734.3(b)(1)(ii)
OFAC, Iran . . . . . . . . . . . . . . . . . . . . . . . . .746.7
OFAC, TMP return of shipments refused entry. . . .740.9(b)(4)(ii)
Office of Antiboycott Compliance . . . . . . . . . . . .(see OAC)
Office of Chemical/Biological Controls . . . . . . . .730.9(a)(2)
Office of Chief Counsel for Export Administration  . .(see OCCEA)
Office of Enforcement Support. . . . . . . . . . . . .730.9(b)(2)
Office of Export Enforcement . . . . . . . . . . . . . (see OEE) 
Office of Exporter Services, assistance. . . . . . . . . 730.8(c)
Office of Exporter Services. . . . . . . . . . . . . .730.9(a)(4)
Office of Foreign Assets Control . . . . . . . . . . . (see OFAC)
Office of Management and Budget. . . . . . . . . . . . .(see OMB)
Office of Nuclear and Missile Technology Controls  . .730.9(a)(1)
Office of Strategic Industries and Economic Security .730.9(a)(5)
Office of Strategic Trade and Foreign Policy Controls.730.9(a)(3)
Oman . . . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Oman . . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
OMB (Office of Management and Budget)
OMB control numbers. . . . . . . . . . . . . . . 730 Supplement 1
OMB control numbers, recordkeeping . . . . . . .730 Supplement 1 
one-for-one replacement of parts, RPL  . . . . . . . 740.10(a)(2)
open conference. . . . . . . . . . . . . . . . . . . .734.7(a)(4)
operating technology and software  . . . . . . . . . . .(see TSU)
Operating Committee, inter-agency review . . . . . . .750.4(f)(1)
Operating Committee (OC), definition . . . . . . . . . . . . .772
operation software . . . . . . . . . . . . . . . . . 740.13(a)(2)
operation technology, definition, TSU. . . . . . . . 740.13(a)(1)
oral exchanges of information. . . . . . . . . . .734.2(b)(3)(ii)
order, definition, License Exception LVS . . . . . 740.3(a)(3)(i)
order party, definition. . . . . . . . . . . . . . . . . . .  772
orders, terms, and conditions, steps . . . . . . . . . . 732.3(l)
orders, terms, and conditions, prohibition . . . . . .736.2(b)(9)
orders, split, License Exception LVS . . . . . .740.3(a)(4)(i)(B)
orders, eligible, License Exception LVS. . . . . . 740.3(a)(4)(i)
organization of EAR  . . . . . . . . . . . . . . . . . . 730.8(a)
Organization of American States, GOV . . . . . . .740.11(b)(3)(i)
Other party authoized to receive license, definition748.5(b), 772
Outer Continental Shelf Lands Act. . . . . . . . 754.2(c)(1)(iii)
Outer Continental Shelf Lands Act. . . . . . . . 754 Supplement 3
Outreach & Exporter Services Division, address . . . . . 748.2(a)
Outreach & Exporter Services Division, assistance. . . . 730.8(c)


                                P

paging, control, Interpretation 4. . . . . . . . . . . . 770.2(d)
Pakistan . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Pakistan . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Pakistan, Entity List. . . . . . . . . . . . . .744 Supplement 4 
Pakistan, IC or EUC for NS . . . . . . . . . . . . . .748.9(b)(2)
Pakistan, IC/DV authorities. . . . . . . . . . . 748 Supplement 4
Palau, . . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Palau. . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Panama . . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Panama . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Panama, support document exemption . . . . . . . . . .748.9(a)(1)
Paperwork Reduction Act. . . . . . . . . . . . . 730 Supplement 1
Papua New Guinea . . . . . . . . . . . . . . . . 738 Supplement 1
Papua New Guinea,. . . . . . . . . . . . . . . . 740 Supplement 1
Paraguay . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Paraguay . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Paraguay, support document exemption . . . . . . . . .748.9(a)(1)
parcel markings. . . . . . . . . . . . . . . . . . . 740.12(a)(3)
parts of items, Interpretation 2 . . . . . . . . . . . . 770.2(b)
party definition, AEP. . . . . . . . . . . . . . . . . . . .766.2
parties to the transaction, definitions. . . . . . . . . . .748.5
parties to the transaction, responsibilities . . . . . . . .758.3
passport requirement, RTP exception. . . . . . . . . . . 760.3(f)
patent applications. . . . . . . . . . . . . . . . . . . . 734.10
patent rights. . . . . . . . . . . . . . . . . . . . 734.8(b)(3) 
patent rights. . . . . . . . . . . . . . . . . . . . .734.8(e)(3)
patent, foreign filing vs. TSR . . . . . . . . . . . .740.6(a)(4)
Patent and Trademark Office. . . . . . . . . . . 730 Supplement 3
Patent and Trademark Office. . . . . . . . . . . . 734.3(b)(1)(v)
patents. . . . . . . . . . . . . . . . . . . . . . . .734.7(a)(3)
payload (MTCR) . . . . . . . . . . . . . . . . . . . . . . . .772
penalty, civil monetary. . . . . . . . . . . . . . . .764.3(a)(1)
penalty, guidance, antiboycott . . . . . . . 766 Supplement No. 2
penalty, guidance, other than antiboycott. . 766 Supplement No. 1
permanent export, TMP. . . . . . . . . . . . . . . 740.9(a)(4)(i)
person, definition . . . . . . . . . . . . . . . . . . . . . .772
person, definition, RTP. . . . . . . . . . . . . . . . . 760.1(a)
person denied export privileges. . . . . . . . . see denial order
personal effects, definition, BAG. . . . . . . . . . 740.14(b)(1)
persons subject to recordkeeping . . . . . . . . . . . . 762.1(b)
Peru . . . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Peru . . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Peru, support document exemption . . . . . . . . . . .748.9(a)(1)
petroleum products, principal reference. . . . . . . . . . .754.3
petroleum products, schedule B numbers . . . . . 754 Supplement 1
pharmaceuticals, application instructions. . .748 Supplement 2(a)
Philippines  . . . . . . . . . . . . . . . . . . 738 Supplement 1
Philippines. . . . . . . . . . . . . . . . . . . 740 Supplement 1
plane stores, application instructions . . . .748 Supplement 2(j)
plane stores, AVS. . . . . . . . . . . . . . . . . . 740.15(b)(3)
planes, Canadian-registered, AVS . . . . . . . . . . 740.15(c)(1)
planes, U.S.-registered, AVS . . . . . . . . . . . . 740.15(c)(1)
plant, direct product of, subject to the EAR . . . . .734.3(a)(5)
plant, CB activity . . . . . . . . . . . . . . . . . .744.6(a)(3)
Poland, Australia Group member . . . . . . . . . . . . . . . .772
Poland . . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Poland . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Poland, IC/DV authority. . . . . . . . . . . . . 748 Supplement 4
Poland, IC, exception to SUCP requirement. . . . . . 748.11(a)(1)
Poland, IC or EUC for NS . . . . . . . . . . . . . . .748.9(b)(2)
Poland, NSG member . . . . . . . . . . . . . . . . . . . . .772.1
Poland, support document from government . . . . . . .748.9(a)(2)
port of export, definition . . . . . . . . . . . . . . . . . .772
port of unlading, optional, bill of lading . . . . . . . 758.5(c)
port of unlading, optional, SED. . . . . . . . . . . . . 758.5(c)
Portugal, Australia Group member . . . . . . . . . . . . . . .772
Portugal,  . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Portugal,. . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Portugal, IC/DV authority. . . . . . . . . . . . 748 Supplement 4
Portugal, IC or EUC for NS . . . . . . . . . . . . . .748.9(b)(2)
Portugal, NATO member  . . . . . . . . . . . . . . . . . . . .772
Portugal, no NP end-use controls . . . . . . . . 744 Supplement 3
Portugal, NSG member . . . . . . . . . . . . . . . . . . . .772.1
possessions, foreign countries . . . . . . . . . . . .734.2(b)(7)
possessions, United States . . . . . . . . . . . . . .734.2(b)(8)
postmasters, export clearance. . . . . . . . . . . . . . 758.7(a)
practice before BIS. . . . . . . . . . . 736 Supplement 2 Order 2
PRC, AVS . . . . . . . . . . . . . . . . . . . . . . 740.15(c)(1)
PRC, AVS . . . . . . . . . . . . . . . . . . . . 740.15(c)(2)(ii)
PRC, Canadian airline. . . . . . . . . . . . . . . . .744.7(b)(2)
PRC, Canadian carriers . . . . . . . . . . . . . . . .744.7(b)(1)
PRC  . . . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
PRC, controlled country, FA. . . . . . . . . . . . . . . 768.1(d)
PRC, controlled country. . . . . . . . . . . . . . . . . . . .772
PRC, EUC, authority. . . . . . . . . . . . . . . 748 Supplement 4
PRC, EUC, exception to SUCP requirement. . . . . . . 748.11(a)(1)
PRC, EUC, information to include . . . . . . . . . . 748.10(c)(3)
PRC, EUC, NS . . . . . . . . . . . . . . . . . . . . .748.9(b)(2)
PRC, EUC, submission . . . . . . . . . . . . . . . . . .748.10(g)
PRC, IC, NS. . . . . . . . . . . . . . . . . . . . . .748.9(b)(2)
PRC, NP licensing policy . . . . . . . . . . . . . . .742.3(b)(3)
PRC, NS, EUC or IC . . . . . . . . . . . . . . . . . .748.9(b)(2)
PRC, NS, licensing policy. . . . . . . . . . . . . . .742.4(b)(7)
PRC, SUCP, instead of PRC EUC. . . . . . . . . . . 748.9(b)(2)(i)
PRC, support document from government. . . . . . . . .748.9(a)(2)
PRC, major weapons systems description . . . . . 742 Supplement 7
PRC, military end-user restriction . . . . . . . . . . . . 744.21
PRC, list of items subject to 744.21 . . . . . . 744 Supplement 2
PRC, U.S. airline. . . . . . . . . . . . . . . . . . .744.7(b)(2)
PRC, U.S. carriers . . . . . . . . . . . . . . . . . .744.7(b)(1)
pre-license checks processing delay. . . . . . . . . .750.4(b)(2)
precursor chemicals, Interpretation 11 . . . . . . . . . 770.2(k)
prehearing conference. . . . . . . . . . . . . . . . . . . 766.12
prepublication review, corporate research. . .734.8(d)(2) and (3)
prepublication review, fundamental research. .734.8(b)(2) and (3)
previously exported, disclosure. . . . . . . . . . . .748.4(d)(2)
previously exported items, recordkeeping . . . . 730 Supplement 1
price of beta test software, TMP beta test software740.9(c)(4)(ii)
principal parties in interest. . . . . . 748.4, 748.5, 758.3, 772
privileges, export, denial of. . . . . . . . . . . . .764.3(a)(2)
probation orders, no administrative appeal . . . . . .756.1(a)(2)
processing applications. . . . . . . . . . . . . . . . . . . .750
producer definition, western red cedar . . . . . . . .754.4(e)(4)
production equipment, CCL group B. . . . . . . . 738.2(b) group B
production facility, NRC definition. . . . . . . . . . . . . .772
prohibitions (also see General Prohibitions)
prohibitions, RTP. . . . . . . . . . . . . . . . . . . . . .760.2
proliferation activities . . . . . . . . . . . . (see activities)
proliferation end-use/user,APP . . . . . . . . . . . .740.7(b)(5)
proprietary concern. . . . . . . . . . . . . . . . . . . 734.8(d)
propulsion systems, CCL category 9 . . . . . . . 738.2 category 9
protected individuals, export of technology. . . .734.2(b)(2)(ii)
protective administrative measures . . . . . . . . . . . . .764.6
protective measures, AEP . . . . . . . . . . . . . . . . . 766.11
PTO. . . . . . . . . . . . . .  (see Patent and Trademark Office)
publication (also see prepublication review)
publication. . . . . . . . . . . . . . . . . . . 734.7(a)(4)(iii)
publication. . . . . . . . . . . . . . . . 734 Supplement Sec.1 A
publications, not subject to the EAR . . . . . . . . .734.3(b)(2)
publicly available, steps. . . . . . . . . . . . . . . . 732.2(b)
publicly available, steps  . . . . . . . . . . . . . .732.3(i)(1)
publicly available, TSU general software note. . 740.13(d)(2)(ii)
publicly availably, not subject to the EAR . . . . . .734.3(b)(3)
publicly available information, definition . . . . . . . . . .772
publicly available technology and software, definition . . . .772
published information and software . . . . . . . . . . . . .734.7
published software or information. . . . . . . . . . . . 734.7(b)
Puerto Rico, Commonwealth of . . . . . . . . . . . . .734.2(b)(8)
purchaser, definition. . . . . . . . . . . . . . . . . . 748.5(c)
purchaser, definition. . . . . . . . . . . . . . . . . . . . .772
purposes of controls . . . . . . . . . . . . . . . . . . . .730.6


                                Q

Qatar  . . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Qatar. . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
quantity limit tolerance, licensed shipments . . . . . . . 750.11
quantity limits in licenses. . . . . . . . . . . . . . . 750.7(f)

     
                                R

race, furnishing info, RTP prohibition . . . . . . . . . 760.2(c)
range (MTCR) . . . . . . . . . . . . . . . . . . . . . . . . .772
readable or readability, definition. . . . . . . . . . . . . .772
reason for control, steps. . . . . . . . . . . . . . . . 732.3(d)
reason for control, General Prohibition One  . . .736.2(b)(1)(ii)
reason for control, General Prohibition Two. . .736.2(b)(2)(i)(B)
reasons for control, definition. . . . . . . . . . . . . . . .772
reason to know . . . . . . . . . . . . . . . . . .(see knowledge)
reasonable evidence, definition, FA. . . . . . . . . . .768.1(d) 
recommended decision, definition, AEP. . . . . . . . . . . .766.2
recordkeeping, principal reference . . . . . . . . . . . . . .762
recordkeeping, advisory opinion. . . . . . . . .730 Supplement 1 
recordkeeping, AEP . . . . . . . . . . . . . . . . . . . . 766.20
recordkeeping, agricultural commodities. . . . . 730 Supplement 1
recordkeeping, applications  . . . . . . . . . . 730 Supplement 1
recordkeeping, APR . . . . . . . . . . . . . . . . . . .740.16(c)
recordkeeping, TMP beta test software. . . . . . 730 Supplement 1
recordkeeping, CCL . . . . . . . . . . . . . . . 730 Supplement 1
recordkeeping, CCL . . . . . . . . . . . . . . . 730 Supplement 1
recordkeeping, CCL . . . . . . . . . . . . . . . 730 Supplement 1
recordkeeping, classification. . . . . . . . . . 730 Supplement 1
recordkeeping, computer safeguards . . . . . . . 730 Supplement 1
recordkeeping, crude oil . . . . . . . . . . . . 730 Supplement 1
recordkeeping, APP . . . . . . . . . . . . . . . . . . . 740.7(e)
recordkeeping, DCS agent to exporter . . . . . . 730 Supplement 1
recordkeeping, DCS SCL . . . . . . . . . . . . . 730 Supplement 1
recordkeeping, de minimis. . . . . . . . . . . . 730 Supplement 1
recordkeeping, duplicate license . . . . . . . . 730 Supplement 1
recordkeeping, DV. . . . . . . . . . . . . . . . 730 Supplement 1
recordkeeping, embargoes . . . . . . . . . . . . 730 Supplement 1
recordkeeping, EUC . . . . . . . . . . . . . . . 730 Supplement 1
recordkeeping, EUC . . . . . . . . . . . . . . . 730 Supplement 1
recordkeeping, export clearance. . . . . . . . . 730 Supplement 1
recordkeeping, export clearance. . . . . . . . . 730 Supplement 1
recordkeeping, export clearance. . . . . . . . . 730 Supplement 1
recordkeeping, failure . . . . . . . . . . . . . . . . . 764.2(i)
recordkeeping, foreign availability  . . . . . . 730 Supplement 1
recordkeeping, Form BIS-752. . . . . . . . . . . 730 Supplement 1
recordkeeping, GFT import requirements . . . . . 730 Supplement 1
recordkeeping, IC  . . . . . . . . . . . . . . . 730 Supplement 1
recordkeeping, IC. . . . . . . . . . . . . . . . 730 Supplement 1
recordkeeping, IC/DV . . . . . . . . . . . . . . 730 Supplement 1
recordkeeping, issued licenses . . . . . . . . . . . . . 750.7(i)
recordkeeping, License Exceptions. . . . . . . . . . . . 740.1(f)
recordkeeping, GFT humanitarian donations  . . .730 Supplement 1 
recordkeeping, GFT humanitarian donations. . . . . . 740.12(b)(7)
recordkeeping, OMB control numbers . . . . . . . 730 Supplement 1
recordkeeping, OMB control numbers . . . . . . . 730 Supplement 1
recordkeeping, previously exported items . . . . 730 Supplement 1
recordkeeping, records to be retained  . . . . . . . 762.2(b)(33)
recordkeeping, restrictive trade practices . . . 730 Supplement 1
recordkeeping, restrictive trade practices . . . 730 Supplement 1
recordkeeping, SCL . . . . . . . . . . . . . . . 730 Supplement 1
recordkeeping, SCL . . . . . . . . . . . . . . . 730 Supplement 1
recordkeeping, SCL . . . . . . . . . . . . . . . 730 Supplement 1
recordkeeping, SCL . . . . . . . . . . . . . . . . 752.12, 752.13
recordkeeping, scrap . . . . . . . . . . . . . . 730 Supplement 1
recordkeeping, SED License Exceptions. . . . . . 730 Supplement 1
recordkeeping, SED License Exceptions. . . . . . 730 Supplement 1
recordkeeping, SED SCL . . . . . . . . . . . . . 730 Supplement 1
recordkeeping, SED SCL . . . . . . . . . . . . . 730 Supplement 1
recordkeeping, SED transit through U.S.. . . . . 730 Supplement 1
recordkeeping, SPR . . . . . . . . . . . . . . . 730 Supplement 1
recordkeeping, SPR . . . . . . . . . . . . . . . 730 Supplement 1
recordkeeping, SS SAMPLE . . . . . . . . . . . . 730 Supplement 1
recordkeeping, SS SAMPLE . . . . . . . . . . . . 730 Supplement 1
recordkeeping, steps . . . . . . . . . . . . . . . . . . 732.5(c)
recordkeeping, steps . . . . . . . . . . . . . . . . . . 732.6(e)
recordkeeping, SUCP  . . . . . . . . . . . . . . 730 Supplement 1
recordkeeping, support document exception  . . . 730 Supplement 1
recordkeeping, support documents, retained . . . . . . . 748.9(j)
recordkeeping, support documents . . . . . . . . 730 Supplement 1
recordkeeping, technology explanation letter . . 730 Supplement 1
recordkeeping, TAPS. . . . . . . . . . . . . . . . . .754.2(j)(3)
recordkeeping, TMP . . . . . . . . . . . . . . . 730 Supplement 1
recordkeeping, temporary export license. . . . . 730 Supplement 1
recordkeeping, transfer license. . . . . . . . . 730 Supplement 1
recordkeeping, transit through U.S.. . . . . . . 730 Supplement 1
recordkeeping, transit through U.S.. . . . . . . 730 Supplement 1
recordkeeping, triangular symbol . . . . . . . . 730 Supplement 1
recordkeeping, TSR . . . . . . . . . . . . . . . 730 Supplement 1
recordkeeping, unloading unscheduled . . . . . . 730 Supplement 1
recordkeeping, voluntary self-disclosure . . . . 730 Supplement 1
recordkeeping, western red cedar . . . . . . . . 730 Supplement 1
recordkeeping, WRC . . . . . . . . . . . . . . . 730 Supplement 1
recordkeeping, WRC . . . . . . . . . . . . . . . 730 Supplement 1
recordkeeping, WRC . . . . . . . . . . . . . . . 730 Supplement 1
recordkeeping, Computers . . . . . . . . . . . . . . . . . .743.2
recyclable metallic materials petitions. . . . . . . . . . .754.7
red flags. . . . . . . . . . . . . . . . . . . . 732 Supplement 3
reexport, definition . . . . . . . . . . . . . . . . . . 730.5(a)
reexport, definition . . . . . . . . . . . . . . . . .734.2(b)(4)
reexport, definition . . . . . . . . . . . . . . . . . . . . .772
reexport of technology or software, definition . . . .734.2(b)(5)
reexport, definition, steps. . . . . . . . . . . . . . . 732.2(c)
reexport, requirements, steps. . . . . . . . . . . . .732.3(n)(2)
reexport, application instructions . . . . . .748 Supplement 2(l)
reexport, Iran . . . . . . . . . . . . . . . . . .746.7(a)(2)(ii)
reexport, items subject to EAR, denial . . . . . . . .764.3(a)(2)
reexport, known, recordkeeping . . . . . . . . . . . .762.6(a)(2)
reexport, non-U.S.-origin items, Rwanda. . . . . . . . . 746.8(b)
reexport, Rwanda, non-U.S.-origin items. . . . . . . . . 746.8(b)
reexport, Sudan. . . . . . . . . . . . . . . . . . . 742.10(a)(2)
reexport, support document requirements. . . . . . . . .748.12(b)
reexport, validity period. . . . . . . . . . . . 736 Supplement 1
refusals to do business, RTP prohibition . . . . . . . . 760.2(a)
regional stability . . . . . . . . . . . . . . . . . . . (see RS)
Regional Office (see Western Regional Office)
regulation, appeal . . . . . . . . . . . . . . . . . .756.1(a)(1)
regulation amendment, appeal . . . . . . . . . . . . .756.1(a)(1)
regulation issuance, appeal. . . . . . . . . . . . . .756.1(a)(1)
regulation revocation, appeal. . . . . . . . . . . . .756.1(a)(1)
related person, denial order applicability . . . . . . .766.25(h)
related persons, AEP . . . . . . . . . . . . . . . . . . . 766.23
release of technology at conferences . . .734 Supplement 1 Sec. B
release of technology at open conference . . . . . . .734.7(a)(4)
release of technology or software. . . . . . . . . . .734.2(b)(3)
release of technology or software. . . . . . . . . . .734.2(b)(5)
reliable evidence, definition, FA. . . . . . . . . . . . 768.1(d)
relief agency, support document exemption. . . . . . .748.9(a)(3)
religion, furnishing info, RTP prohibition . . . . . . . 760.2(c)
religious organization, GFT. . . . . . . . . . . . . 740.12(a)(1)
reopening AEP. . . . . . . . . . . . . . . . . . . . . . . 766.19
replacement of parts and equipment . . . . . . . . . . .(see RPL)
replacement license, definition. . . . . . . . . . . . . . . .772
replacement license, need for. . . . . . . . . . . . . . . .750.7
replacement part kits, TMP . . . . . . . . . . . .740.9(a)(2)(ii)
replacement parts, definition, RPL . . . . . . . .740.10(a)(2)(i)
reporting requirements, computers. . . . . . . . . . . . . .743.2
reporting, requirements, RTP . . . . . . . . . . . . . . . .760.5
reporting requirements, VEU. . . . . . . . . . . . . .743.1(b)(3)
reporting, Wassenaar Arrangement requirements. . . . . . . .743.1
reporting, violations. . . . . . . . . . . . . . . . . . . .764.4
research (see fundamental research, university-based research, 
     corporate research, Government-sponsored research)
research at Federal agencies . . . . . . . . . . . . . . 734.8(c)
reshipment, undelivered items. . . . . . . . . . . . . . 758.4(c)
residency, foreign country, RTP. . . . . . . . . . . .760.3(g)(2)
respondent, definition, AEP. . . . . . . . . . . . . . . . .766.2
restrictive trade practices  . . . . . . . . . . . . . .(see RTP)
resubmission of license application. . . . . . . . . . . 748.4(g)
return of application, license not needed. . . . . . 750.4(c)(3) 
return of cargo. . . . . . . . . . . . . . . . . . . . . . .758.8
return of License Exception shipment . . . . . . . . . . 740.2(b)
return of shipments refused entry, TMP . . . . . . . .740.9(b)(4)
return of software, TMP beta test software . . . . . .740.9(c)(7)
return of support document to importer . . . . . . . . . 748.9(i)
return of unwanted items, TMP. . . . . . . . . . . . .740.9(b)(3)
return to United States, APR . . . . . . . . . . . . . .740.16(e)
return without action, definition. . . . . . . . . . . . . . .772
return without action, SCL . . . . . . . . . . . . . . . 752.9(c)
revision, License Exceptions . . . . . . . . . . . . . . 740.2(b)
revocation, license. . . . . . . . . . . . . . . . . . . . .750.8
revocation, license, recordkeeping . . . . . . . . . 762.2(b)(16)
revocation, License Exceptions . . . . . . . . . . . .740.2(a)(1)
revocation, License Exceptions . . . . . . . . . . . . . 740.2(b)
revocation, outstanding licenses . . . . . . . . . . .764.3(a)(2)
revocation, SCL. . . . . . . . . . . . . . . . . 752.16(a)(1)(ii)
robots, application instructions . . . . . . .748 Supplement 2(m)
Romania, Australia Group member. . . . . . . . . . . . . . . 772 
Romania, AVS . . . . . . . . . . . . . . . . . . . . 740.15(c)(1)
Romania, AVS . . . . . . . . . . . . . . . . . . 740.15(c)(2)(ii)
Romania, Canadian airline. . . . . . . . . . . . . . .744.7(b)(2)
Romania, Canadian carriers . . . . . . . . . . . . . .744.7(b)(1)
Romania  . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Romania, controlled country, FA. . . . . . . . . . . . . 768.1(d)
Romania, controlled country. . . . . . . . . . . . . . . . . .772
Romania. . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Romania, IC/DV authority . . . . . . . . . . . . 748 Supplement 4
Romania, IC, exception to SUCP requirement . . . . . 748.11(a)(1)
Romania, IC or EUC for NS. . . . . . . . . . . . . . .748.9(b)(2)
Romania, NSG member. . . . . . . . . . . . . . . . . . . . .772.1
Romania, support document from government. . . . . . .748.9(a)(2)
Romania, U.S. airline. . . . . . . . . . . . . . . . .744.7(b)(2)
Romania, U.S. carriers . . . . . . . . . . . . . . . .744.7(b)(1)
Routed export transaction, applying for a license. . .748.4(a)(2)
Routed export transaction, definition. . . . . . . . . . . . .772
Routed export transaction, information sharing . . . . . 758.3(c)
Routed export transaction, power of attorney758.3(d), 748.4(b)(2)
Routed export transaction, responsibilities of parties . 758.3(b)
RPL (replacement License Exceptions) . . . . . . . . . . . 740.10
RPL, principal reference . . . . . . . . . . . . . . . . . 740.10
RPL, CCL, steps. . . . . . . . . . . . . . . . . 732.4(b)(3)(iii)
RS (regional stability) 
RS, application instructions . . . . . . . . .748 Supplement 2(k)
RS, CCL-based controls . . . . . . . . . . . . . . . . . . .742.6
RS, ECCNs, reason for control. . . . . . . . . .738.2(d)(2)(i)(A)
RTP (restrictive trade practices)
RTP, principal reference . . . . . . . . . . . . . . . . . . .760
RTP, obligations, steps. . . . . . . . . . . . . . . . . 732.6(g)
RTP, recordkeeping . . . . . . . . . . . . . . . 730 Supplement 1
RTP, recordkeeping . . . . . . . . . . . . . . . 730 Supplement 1
RTP, recordkeeping . . . . . . . . . . . . . . . . . 762.2(b)(32)
Russia . . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Russia, controlled country, FA . . . . . . . . . . . . . 768.1(d)
Russia, controlled country . . . . . . . . . . . . . . . . . .772
Russia . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Russia, Entity List. . . . . . . . . . . . . . .744 Supplement 4 
Russia, General Prohibition Eight. . . . . . . . . . .736.2(b)(8)
Russia, NS licensing policy. . . . . . . . . . . . . .742.4(b)(5)
Russia, NSG member . . . . . . . . . . . . . . . . . . . . .772.1
RWA (return without action)
RWA, definition. . . . . . . . . . . . . . . . . . . . . . . .772
Rwanda, principal reference. . . . . . . . . . . . . . . . .746.8
Rwanda, steps. . . . . . . . . . . . . . . . . . . . .732.3(d)(4)
Rwanda, steps. . . . . . . . . . . . . . . . . . . . . . 732.3(i)
Rwanda . . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Rwanda . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1

                                 
                                S

safeguards, computers. . . . . . . . . . . 748 Supplement 2(c)(2)
safeguards, IAEA, NP end-use . . . . . . . . . . . . .744.2(a)(2)
safeguards, NP end-use . . . . . . . . . . . . . .744.2(d)(8)(ii)
sales technology . . . . . . . . . . . . . . . . . . . .(see TSU)
Samoa. . . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Samoa. . . . . . . . . . . . . . . . . . . . . . . . .740.7(c)(1)
Samoa. . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
San Marino . . . . . . . . . . . . . . . . . . . 738 Supplement 1
San Marino . . . . . . . . . . . . . . . . . . . 740 Supplement 1
San Marino, no NP end-use controls . . . . . . . 744 Supplement 3
sanctions. . . . . . . . . . . . . . . . . . . . . . . . . .764.3
sanctions, no administrative appeal. . . . . . . . . .756.1(a)(2)
Santa Clara Branch Office, assistance. . . . . . . . . . 730.8(c)
Sao Tome&Principe. . . . . . . . . . . . . . . . 738 Supplement 1
Sao Tome & Principe. . . . . . . . . . . . . . . 740 Supplement 1
Saudi Arabia . . . . . . . . . . . . . . . . . . 738 Supplement 1
Saudi Arabia . . . . . . . . . . . . . . . . . . 740 Supplement 1
schedule B numbers, definition . . . . . . . . . . . . . . . .772
schedule B numbers, petroleum products . . . . . 754 Supplement 1
schedule B numbers, SED. . . . . . . . . . . . . . . . . 758.1(a)
schedule B numbers, western red cedar  . . . . . 754 Supplement 2
Schedules of Chemical. . . . . . . . Supplement No. 1 to part 745
scientific exchanges . . . . . . . . . . . . . 734 Supplement 1 D
SCL (Special Comprehensive License)
SCL, principal reference . . . . . . . . . . . . . . . . . . .752
SCL, parties' obligations, steps . . . . . . . . . . . . 732.6(d)
SCL, activities authorized . . . . . . . . . . . . . . . 752.2(a)
SCL, activities prohibited . . . . . . . . . . . . . . . 752.2(b)
SCL, consignee definition. . . . . . . . . . . . .752.1(a)(2)(ii)
SCL, countries eligible. . . . . . . . . . . . . . . . . . .752.4
SCL, holder definition . . . . . . . . . . . . . . 752.1(a)(2)(i)
SCL, multiple exports. . . . . . . . . . . . . . . . .752.1(a)(1)
SCL, record inspection . . . . . . . . . . . . . . . 762.2(b)(23)
SCL, recordkeeping . . . . . . . . . . . . . . . 730 Supplement 1
SCL, recordkeeping . . . . . . . . . . . . . . . 730 Supplement 1
SCL, recordkeeping . . . . . . . . . . . . . . . 730 Supplement 1
SCL, recordkeeping . . . . . . . . . . . . . . . . . 762.2(b)(23)
SCL, recordkeeping, action on applications . . . . . 762.2(b)(20)
SCL, recordkeeping, changes. . . . . . . . . . . . . 762.2(b)(21)
SCL, recordkeeping, export clearance . . . . . . . . 762.2(b)(26)
SCL, recordkeeping, ICP. . . . . . . . . . . . . . . 762.2(b)(22)
SCL, recordkeeping, system review. . . . . . . . . . 762.2(b)(25)
SCL, support document exemption. . . . . . . . . . . .748.9(a)(6)
SCL, system reviews. . . . . . . . . . . . . . . . . . . . 752.14
scrap, recordkeeping . . . . . . . . . . . . . . 730 Supplement 1
scrap arms, interpretation 7 . . . . . . . . . . . . . . 770.2(g)
scrap metal. . . . . . . . . . . . . . . . . . . . . . . . .754.7
scrap parts, Interpretation 6. . . . . . . . . . . . . . 770.2(f)
SDT, specially designated terrorists . . . . . . . . . . . 744.13
Secretary, definition, FA. . . . . . . . . . . . . . . . 768.1(d)
SED, principal reference . . . . . . . . . . . . . . . . . .758.1
SED, steps . . . . . . . . . . . . . . . . . . . . . . . 732.5(a)
SED, AVS . . . . . . . . . . . . . . . . . . . . 740.15(c)(1)(iv)
SED, AVS . . . . . . . . . . . . . . . . . . . . 740.15(c)(2)(iv)
SED, Canadian airline. . . . . . . . . . . . . . .744.7(b)(2)(iv)
SED, Canadian carriers . . . . . . . . . . . . . .744.7(b)(1)(iv)
SED, exemptions. . . . . . . . . . . . . . . . . . . . . 758.1(c)
SED, export control document . . . . . . . . . . . . . . 758.1(f)
SED, License Exceptions. . . . . . . . . . . . . . . . . 740.1(d)
SED, License Exceptions, group symbol. . .740.1(d)(1), 758.1(g)(2
SED, License Exceptions, recordkeeping . . . . . 730 Supplement 1
SED, License Exceptions, recordkeeping . . . . . 730 Supplement 1
SED, license number. . . . . . . . . . . . .750.7(b), 758.1(g)(1)
SED, Automated Export System (AES) . . . . . . . . . . . . .758.2
SED, NLR . . . . . . . . . . . . . . . . . . . . . . .740.1(d)(2)
SED, NLR notation on export documents  . . . . . . . . . 758.1(d)
SED, NLR requirement . . . . . . . . . . . . . . . . .758.1(a)(3)
SED, NLR symbol  . . . . . . . . . . . . . . . . . . .758.1(g)(3)
SED, recordkeeping . . . . . . . . . . . . . . . . . 762.2(b)(30)
SED, requirement . . . . . . . . . . . . . . . . . . . . 758.1(b)
SED, SCL . . . . . . . . . . . . . . . . . . . . . . . .752.15(a)
SED, SCL holder  . . . . . . . . . . . . . . . . . . .752.7(b)(1)
SED, SCL, recordkeeping. . . . . . . . . . . . . 730 Supplement 1
SED, SCL, recordkeeping. . . . . . . . . . . . . 730 Supplement 1
SED, SPR . . . . . . . . . . . . . . . . . . . . . . .754.2(h)(2)
SED, SS-SAMPLE . . . . . . . . . . . . . . . . . . . .754.2(i)(3)
SED, signing . . . . . . . . . . . . . . . . . . . . . . 758.1(e)
SED, transit through U.S., recordkeeping . . . . 730 Supplement 1
SED, U.S. airline. . . . . . . . . . . . . . . . .744.7(b)(2)(iv)
SED, U.S. carriers . . . . . . . . . . . . . . . .744.7(b)(1)(iv)
seizure, disclosure in application . . . . . . . . . .748.4(d)(1)
seizure of items . . . . . . . . . . . . . . . . . . .758.7(b)(6)
seizure of items . . . . . . . . . . . . . . . . . 764.3(c)(2)(i)
self-disclosure, voluntary, antiboycott. . . . . . . . . . .764.8
self-disclosure, voluntary other than antiboycott. . . . . .764.5
Senegal  . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Senegal. . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
sensors, CCL category 6. . . . . . . . . . . . . 738.2 category 6
Serbia . . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Serbia . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Serbia . . . . . . . . . . . . . . . . . . . . . . . .740.7(d)(1)
service, General Prohibition Seven . . . . . . . . . .736.2(b)(7)
service, MT or CB activity . . . . . . . . . . . . . .744.6(a)(2)
services prohibited, steps . . . . . . . . . . . . . . . 732.3(m)
servicing and replacement  . . . . . . . . . . . . . . .(see RPL)
servicing, definition, RPL servicing and replacement740.10(b)(2)(i)
settlement, AEP. . . . . . . . . . . . . . . . . . . . . . 766.18
settlement guidance administrative cases antiboycott766 Supplement No.. 2
settlement guidance administrative cases other than antiboycott. 
 . . . . . . . . . . . . . . . . . . . . . . 766 Supplement No. 1
settlement, AEP. . . . . . . . . . . . . . . . . . . . . . 766.18
sex, furnishing info, RTP prohibition. . . . . . . . . . 760.2(c)
Seychelles . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Seychelles . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Shield, definition . . . . . . . . . . . . . . . . . . . . . .772
Shield, review CB. . . . . . . . . . . . . . . . 750.4(d)(2)(iii)
ship stores, AVS . . . . . . . . . . . . . . . . . . 740.15(b)(3)
ship stores, application instructions. . . . .748 Supplement 2(j)
shipment, boycotting country requirements  . . . . . . . 760.3(e)
shipment to boycotting country . . . . . . . . . . . . . 760.3(b)
Shipper's Export Declaration . . . . . . . . . . . . . .(see SED)
shipping, prohibited, steps. . . . . . . . . . . . . . . 732.3(m)
shipping tolerances. . . . . . . . . . . . . . . . . . . . 750.11
short supply . . . . . . . . . . . . . . . . . . . . . . (see SS)
shotguns and shotgun shells, BAG . . . . . . . . . . . .740.14(e)
SI (see: significant items)
SI, CCL-based controls . . . . . . . . . . . . . . . . . . 742.14
SI, ECCNs, reason for control. . . . . . . . . .738.2(d)(2)(i)(A)
Sierra Leone . . . . . . . . . . . . . . . . . . 738 Supplement 1
Sierra Leone . . . . . . . . . . . . . . . . . . 740 Supplement 1
Significant Items (SI) . . . . . . . . . . . . . . . . . . 742.14
similar quality, definition, FA. . . . . . . . . . . . .768.1(d) 
Singapore. . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Singapore, computers, GOV. . . . . . . . . . 740.11(b)(2)(iii)(B)
Singapore, computers, GOV. . . . . . . . . . .740.11(b)(2)(iv)(B)
Singapore. . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Singapore, IC or EUC for NS. . . . . . . . . . . . . .748.9(b)(2)
Singapore, IC/DV authority . . . . . . . . . . . 748 Supplement 4
single shipment, definition. . . . . . . . . . . . . . . . . .772
single shipment, LVS . . . . . . . . . . . . . . 740.3(a)(3)(iii)
Slovak Republic. . . . . . . . . . . . . . . . . . (see Slovakia)
Slovakia, Australia Group member . . . . . . . . . . . . . . .772
Slovakia . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Slovakia . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Slovakia, IC, authority. . . . . . . . . . . . . 748 Supplement 4
Slovakia, IC, exception to SUCP requirement. . . . . 748.11(a)(1)
Slovakia, IC or EUC, NS. . . . . . . . . . . . . . . .748.9(b)(2)
Slovakia, NSG member . . . . . . . . . . . . . . . . . . . .772.1
Slovakia, support document from government . . . . . .748.9(a)(2)
Slovenia, arms embargo . . . . . . . . . . . .746 Supplement 2(a)
Slovenia . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Slovenia . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Slovenia, NSG member . . . . . . . . . . . . . . . . . . . .772.1
SNEC, definition . . . . . . . . . . . . . . . . . . . . . . .773
software . . . . . . . . . . . . . . . . . . . 734 Supplement 1 G
software, CCL group D. . . . . . . . . . . . . . 738.2(b) group D
software, SED  . . . . . . . . . . . . . . . . . . . .758.1(a)(3)
software, SED exemption. . . . . . . . . . . . . . . . . 758.1(b)
software, license requirements . . . . . . . . . . . . . 770.3(b)
software, price, TMP beta test software. . . . . .740.9(c)(4)(ii)
software updates, TSU. . . . . . . . . . . . . . . . . .740.13(c)
Solomon Islands  . . . . . . . . . . . . . . . . 738 Supplement 1
Solomon Islands. . . . . . . . . . . . . . . . . 740 Supplement 1
Somalia, arms embargo. . . . . . . . . . . . .746 Supplement 2(c)
Somalia. . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Somalia. . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
South Africa . . . . . . . . . . . . . . . . . . 738 Supplement 1
South Africa . . . . . . . . . . . . . . . . . . 740 Supplement 1
South Africa . . . . . . . . . . . . . . . . . . 740 Supplement 1
South Africa, NSG member . . . . . . . . . . . . . . . . . .772.1
South Korea  . . . . . . . . . . . . . . . . . . 738 Supplement 1
South Korea, computers, GOV. . . . . . . . . 740.11(b)(2)(iii)(B)
South Korea, computers, GOV. . . . . . . . . .740.11(b)(2)(iv)(B)
South Korea, cooperating country . . . . . . . . . . . . . . .772
South Korea. . . . . . . . . . . . . . . . . . . 740 Supplement 1
South Korea, IC/DV authorities . . . . . . . . . 748 Supplement 4
South Korea, IC or EUC for NS. . . . . . . . . . . . .748.9(b)(2)
South Korea, NSG member. . . . . . . . . . . . . . . . . . .772.1
space vehicles, CCL category 9 . . . . . . . . . 738.2 category 9
Spain, Australia Group member. . . . . . . . . . . . . . . . .772
Spain  . . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Spain. . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Spain, IC/DV authority . . . . . . . . . . . . . 748 Supplement 4
Spain, IC or EUC for NS. . . . . . . . . . . . . . . .748.9(b)(2)
Spain, NATO member . . . . . . . . . . . . . . . . . . . . . .772
Spain, no NP end-use controls. . . . . . . . . . 744 Supplement 3
Spain, NSG member. . . . . . . . . . . . . . . . . . . . . .772.1
spare parts for de minimis, APR. . . . . . . . . . . . .740.16(h)
Special Comprehensive License. . . . . . . . . . . . . .(see SCL)
Special Iraq Reconstruction License (SIRL) . . . . . . . . . .747
special nuclear materials production technology  .734.3(b)(1)(iv)
specially designated global terrorists (SDGT)  . . . . . . 744.12
specially designated national (SDN), definition  . . . . . . .772
specially designated terrorist . . . . . . . . . . . . . . 744.13
specially designated terrorist (SDT), definition . . . . . . .772
SPR (Strategic Petroleum Reserve)
SPR licensing policy . . . . . . . . . . . . . . . . . . 754.2(f)
SPR (Strategic Petroleum Reserve License Exception)
SPR, principal reference . . . . . . . . . . . . . . . . 754.2(h)
SPR, AVS . . . . . . . . . . . . . . . . . . . . . . 740.15(b)(3)
SPR, AVS . . . . . . . . . . . . . . . . . . . .740.15(c)(3) Note
SPR, recordkeeping . . . . . . . . . . . . . . . 730 Supplement 1
Sri Lanka. . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Sri Lanka. . . . . . . . . . . . . . . . . . . . 740 Supplement 1
SS (short supply), 
SS, principal reference. . . . . . . . . . . . . . . . . . . .754
SS, steps. . . . . . . . . . . . . . . . . . . . . . .732.3(d)(3)
SS, application instructions . . . . . . . . .748 Supplement 2(n)
SS, CCL 2nd digit 9. . . . . . . . . . . . . . . . . .738.2(d)(1)
SS, Country Chart, omitted . . . . . . . . . . . . . .738.3(a)(1)
SS, ECCNs, reason for control. . . . . . . . . .738.2(d)(2)(i)(A)
SS, License Exceptions . . . . . . . . . . . . . . . . . 740.1(a)
SS, SCL, ineligible. . . . . . . . . . . . . . . . . .752.3(a)(4)
SS, support document exemption . . . . . . . . . . . .748.9(a)(5)
SS, U.S. content, omitted. . . . . . . . . . . . . . . . 734.4(e)
SS-SAMPLE (crude oil sample shipment License Exception)
SS-SAMPLE, principal reference . . . . . . . . . . . . . 754.2(i)
SS SAMPLE, recordkeeping . . . . . . . . . . . . 730 Supplement 1
SS SAMPLE, recordkeeping . . . . . . . . . . . . 730 Supplement 1
St. Kitts & Nevis. . . . . . . . . . . . . . . . 738 Supplement 1
St. Kitts & Nevis. . . . . . . . . . . . . . . . 740 Supplement 1
St. Lucia. . . . . . . . . . . . . . . . . . . . 738 Supplement 1
St. Lucia. . . . . . . . . . . . . . . . . . . . 740 Supplement 1
St. Vincent and the Grenadines . . . . . . . . . 738 Supplement 1
St. Vincent and the Grenadines . . . . . . . . . . . .740.7(c)(1)
St. Vincent and the Grenadines . . . . . . . . . 740 Supplement 1
State Department . . . . . . . . . . .  (see Department of State)
Statement by Ultimate Consignee and Purchaser. . . . . (see SUCP)
States Parties (to the CWC). . . . . . . Supplement 2 to part 745
status, pending cases. . . . . . . . . . . . . . . . . . . .750.5
statutory authority, EAR . . . . . . . . . . . . . . . . . .730.2
statutory sanctions. . . . . . . . . . . . . . . . . .764.3(c)(1)
STELA, BIS response to status requests . . . . . . . . . . .750.5
stipulation modifying procedures, AEP. . . . . . . . . .766.16(a)
Strategic Petroleum Reserve (SPR)(also see SPR License Exception)
subassembly, definition, RPL one for one replacement of parts740.10(a)(2)(i)
Subgroup on Nuclear Export Coordination  . . . . .750.4(d)(2)(ii)
Subgroup on Nuclear Export Coordination, definition. . . . .  772
subject to the EAR (also see items subject to the EAR)
subject to the EAR, steps. . . . . . . . . . . . . . . . 732.1(c)
subject to the EAR, direct product, steps. . . . . . .732.2(f)(3)
subject to the EAR, steps. . . . . . . . . . . . . . .732.3(d)(5)
subject to the EAR, steps. . . . . . . . . . . . . . .732.3(g)(1)
subject to the EAR, steps. . . . . . . . . . . . . . .732.3(h)(1)
subject to the EAR, steps. . . . . . . . . . . . . . . . 732.3(i)
subject to the EAR, decision flowchart . . . . . 732 Supplement 2
subject to the EAR, definition . . . . . . . . . . . 734.2(a)(1) 
subject to the EAR, definition . . . . . . . . . . . . . . . .772
subject to the EAR, transit, steps . . . . . . . . . . . 732.3(k)
subpoenas, AEP . . . . . . . . . . . . . . . . . . . . . . 766.10
subpoenas, recordkeeping . . . . . . . . . . . . . . 762.2(b)(36)
SUCP (Statement by Ultimate Consignee and Purchaser) 
SUCP, principal reference. . . . . . . . . . . . . . . . . 748.11
SUCP, copy . . . . . . . . . . . . . . . . . . . . . . .748.9(c)2
SUCP, instructions . . . . . . . . . . . . . . . 748 Supplement 3
SUCP, recordkeeping. . . . . . . . . . . . . . . 730 Supplement 1
SUCP, recordkeeping. . . . . . . . . . . . . . . . . 762.2(b)(12)
Sudan, AT. . . . . . . . . . . . . . . . . . . . . . . . 742.1(d)
Sudan, AT license requirements . . . . . . . . . . . . .742.10(a)
Sudan, AT licensing policy . . . . . . . . . . . . . . .742.10(b)
Sudan. . . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Sudan, APP, restricted computer access . . . . . . . .740.7(b)(2)
Sudan, SCL, ineligible . . . . . . . . . . . . . . . . . . .752.4
Sudan, supporting terrorism. . . . . . . . . . . . . . . . . .772
Sudan, terrorist-supporting country750.4(b)(6)(i), 740 Supplement 1 (E:1)
sufficient quantity definition, FA . . . . . . . . . . . 768.1(d)
summary decision, AEP. . . . . . . . . . . . . . . . . . . .766.8
support, General Prohibition Seven . . . . . . . . . .736.2(b)(7)
support, NP, MT, CB export, reexport, transfer . .744.6(a)(1)(ii)
support, definition, NP, MT, CB activities . . . .744.6(a)(1)(ii)
support document, exception. . . . . . . . . . . . .748.12(c),(d)
support document, exception, recordkeeping . . . 730 Supplement 1
support document, grace period . . . . . . . . . . . . .748.12(a)
support document, import and end-use certificates. . . . . 748.10
support document, license application. . . . . . . . . . . .748.9
support document, letter of explanation 
     (technology exports). . . . . . . . . . 748 Supplement 2 (o)
support document, letter of assurance 
     (technology exports). . . . . . . . . . 748 Supplement 2 (o)
support document, original availability  . . . . . . . .748.12(e)
support document, recordkeeping. . . . . . . . . 730 Supplement 1
support document, recordkeeping. . . . . . . . . . . 762.2(b)(10)
support document, Statement by ultimate consignee and purchaser748.11
support document, certification 
     (temporary exports/ reexports). . . . .  748 Supplement 2(p)
support document, unique license application requirments . .748.8
Surinam  . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Surinam. . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Surinam, support document exemption. . . . . . . . . .748.9(a)(1)
suspension, license. . . . . . . . . . . . . . . . . . . . .750.8
suspension, license, recordkeeping . . . . . . . . . 762.2(b)(16)
suspension, License Exceptions . . . . . . . . . . . .740.2(a)(1)
suspension, License Exceptions . . . . . . . . . . . . . 740.2(b)
suspension, SCL. . . . . . . . . . . . . . . . . .752.16(a)(1)(i)
suspension, outstanding licenses . . . . . . . . . . .764.3(a)(2)
Swaziland. . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Swaziland. . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Sweden, Australia Group member . . . . . . . . . . . . . . . .772
Sweden . . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Sweden, cooperating country. . . . . . . . . . . . . . . . . .772
Sweden . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Sweden, IC/DV authority. . . . . . . . . . . . . 748 Supplement 4
Sweden, IC or EUC for NS . . . . . . . . . . . . . . .748.9(b)(2)
Sweden, no NP end-use controls . . . . . . . . . 744 Supplement 3
Sweden, NSG member . . . . . . . . . . . . . . . . . . . . .772.1
Switzerland, Australia Group member. . . . . . . . . . . . . .772
Switzerland  . . . . . . . . . . . . . . . . . . 738 Supplement 1
Switzerland, cooperating country . . . . . . . . . . . . . . .772
Switzerland. . . . . . . . . . . . . . . . . . . 740 Supplement 1
Switzerland, IC/DV authority . . . . . . . . . . 748 Supplement 4
Switzerland, IC or EUC for NS. . . . . . . . . . . . .748.9(b)(2)
Switzerland, NSG member. . . . . . . . . . . . . . . . . . .772.1
Syria, AT. . . . . . . . . . . . . . . . . . . . . . . . 742.1(d)
Syria, AT license requirements . . . . . . . . . . . . . 742.9(a)
Syria, AT licensing policy . . . . . . . . . . . . . . . 742.9(b)
Syria. . . . . . . . . . . . . . . . . . . . . . . . . . . .746.9
Syria. . . . . . . . . . . . . . . . . . . . . . 736 Supplement 1
Syria. . . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Syria. . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Syria, APP, restricted computer access . . . . . . . .740.7(b)(2)
Syria, General Order No. 2 . . . . . . . . . . . 736 Supplement 1
Syria, SCL, ineligible . . . . . . . . . . . . . . . . . . .752.4
Syria, supporting terrorism. . . . . . . . . . . . . . . . . .772
Syria, terrorist-supporting country750.4(b)(6)(i), 740 Supplement 1 (E:1)
System for Tracking Export License Applications. . .  (see STELA)
                                 

                                T

T.&E. (Transportation & Exportation)
T.&E. customs entry, TMP . . . . . . . . . . . . . . .740.9(b)(1)
TAC (Technical Advisory Committee)
TAC, principal reference . . . . . . . . . . . . . . . . 730.9(c)
TAC, definition, FA  . . . . . . . . . . . . . . . . . . 768.1(d)
TAC, procedures. . . . . . . . . . . . . . . . . 730 Supplement 2
TAC certification, definition, FA. . . . . . . . . . . . 768.1(d)
Taiwan . . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Taiwan, computers, GOV . . . . . . . . . . . 740.11(b)(2)(iii)(B)
Taiwan, computers, GOV . . . . . . . . . . . .740.11(b)(2)(iv)(B)
Taiwan . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Taiwan, IC/DV authority. . . . . . . . . . . . . 748 Supplement 4
Taiwan, IC or EUC for NS . . . . . . . . . . . . . . .748.9(b)(2)
Tajikistan . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Tajikistan, controlled country, FA . . . . . . . . . . . 768.1(d)
Tajikistan, controlled country . . . . . . . . . . . . . . . .772
Tajikistan . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Tajikistan, General Prohibition Eight. . . . . . . . .736.2(b)(8)
TAPS License Exception for TAPS crude oil, principle reference754.2(j)
TAPS, and SED. . . . . . . . . . . . . . . . . . . . 754.2 (j)(2)
TAPS, special record keeping requirements. . . . . . .754.2(j)(3)
Tanzania . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Tanzania . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Technical Advisory Committee . . . . . . . . . . . . . .(see TAC)
technology, application instructions . . . . .748 Supplement 2(o)
technology, CCL group E. . . . . . . . . . . . . 738.2(b) group E
technology, explanation letter, recordkeeping. . 730 Supplement 1
technology, SED. . . . . . . . . . . . . . . . . . . . . 758.1(b)
technology, license requirements . . . . . . . . . . . . 770.3(b)
technology and software (also see publicly available)
technology and software subject to the EAR . . . 734 Supplement 1
technology and software under restriction. . . . . . . .(see TSR)
technology and software unrestricted . . . . . . . . . .(see TSU)
telecommunications, application instructions .748 Supplement 2(c)
telecommunications, CCL category 5 part I. . . . 738.2 category 5
telecommunications commodities, Cuba . . . . . . . . .746.2(b)(2)
TMP (temporary export License Exception)
TMP, principal reference . . . . . . . . . . . . . . . . 740.9(a)
TMP, Cuba. . . . . . . . . . . . . . . . . . . . . 746.2(a)(1)(i)
TMP, recordkeeping . . . . . . . . . . . . . . . 730 Supplement 1
TMP, Shipper's Export Declaration. . . . . . . . . . .758.1(c)(6)
Temporarily in United States License Exception . . . . .(see TMP)
Temporary export License Exception . . . . . . . . . . .(see TMP)
Temporary imports, exports, and reexports  . . . . . . .(see TMP)
Temporary export, certification. . . . . . . .748 Supplement 2(p)
Temporary export, license, recordkeeping . . . .730 Supplement 1 
Temporary export, license, validity. . . . . . . . . .750.7(h)(1)
Temporary export, support document exemption . . . . .748.9(a)(4)
Temporary denial orders. . . . . . . . . . . . . . . . . . 766.24
territories, foreign countries . . . . . . . . . . . .734.2(b)(7)
territories, United States . . . . . . . . . . . . . .734.2(b)(8)
terrorist supporting countries740 Supplement 1, Country Group E:1
test equipment, CCL group B. . . . . . . . . . . 738.2(b) group B
Thailand . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Thailand . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
time extension, AEP. . . . . . . . . . . . . . . . . . .766.16(b)
Tlatelolco Treaty, NP. . . . . . . . . . . . 742.3(b)(1)(viii)(A)
Tlatelolco Treaty, NP end-use. . . . . . . . . . . 744.2(d)(8)(i)
TMP (Temporary imports, export, and reexports License Exceptions)
TMP, principal reference . . . . . . . . . . . . . . . . . .740.9
TMP, CCL, steps. . . . . . . . . . . . . . . . . 732.4(b)(3)(iii)
TMP, SED . . . . . . . . . . . . . . . . . . . . . . .758.1(c)(6)
TMP, SED, Export Control Information exemption . . . .758.1(g)(2)
Togo . . . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Togo . . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Tokyo, IAEA field office, GOV. . . . . . . . . . .740.11(a)(1)(i)
tolerance, license quantity limits . . . . . . . . . . . . 750.11
Tonga. . . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Tonga. . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
tools of trade, definition, BAG. . . . . . . . . . . 740.14(b)(4)
tools of trade, definition, TMP. . . . . . . . . . 740.9(a)(2)(i)
tools of trade, SED exemption. . . . . . . . . . . . .758.1(c)(6)
tools of trade, encryption software exemption. . . . . . 770.2(m)
Toronto, IAEA field office, GOV. . . . . . . . . .740.11(a)(1)(i)
torture implements . . . . . . . . . . . . . . . . . . . . 742.11
toxins, CCL category 1 . . . . . . . . . . . . . 738.2 category 1
trade fairs in U.S., TMP . . . . . . . . . . . . . . .740.9(b)(2)
Trading With the Enemy Act . . . . . . . . . . . .734.3(b)(1)(ii)
Trading With the Enemy Act, Cuba . . . . . . . . . . . . 746.2(a)
training . . . . . . . . . . . . . . . . . . . . (see assistance)
Trans-Alaska Pipeline Authorization Act. . . . . . 754.2(c)(1)(i)
Trans-Alaska Pipeline Authorization Act. . . . . . . . . 754.2(d)
Trans-Alaska Pipeline Authorization Act, License Exception TAPS754.2(j)
transfer, definition . . . . . . . . . . . . . . . . . . . . .772
transfer, support, NP, MT, CB activities . . . . .744.6(a)(1)(ii)
transfer, license, principal reference . . . . . . . . . . 750.10
transfer, license, recordkeeping . . . . . . . . 730 Supplement 1
transfer, license, recordkeeping . . . . . . . . . . 762.2(b)(18)
transit through other countries. . . . . . . . . . . .734.2(b)(6)
transit through specified countries. . . . . . . . . .736.2(b)(8)
transit through specified countries, steps . . . . . . . 732.3(k)
transit through specified countries, application 748 Supplement 2(f)
transit through specified countries, license validity 750.7(h)(3)
transit through United States License Exception  . . . .(see TMP)
transit through U.S., application instructions748 Supplement 2(e)
transit through U.S., license validity . . . . . . . .750.7(h)(2)
transit through U.S., recordkeeping. . . . . . . 730 Supplement 1
transit through U.S., recordkeeping. . . . . . . 730 Supplement 1
transit through U.S., SED. . . . . . . . . . . . . .758.1(b) Note
transit through U.S., subject to the EAR . . . . . . .734.3(a)(1)
translation, support documents . . . . . . . . . . . . . 748.9(f)
transportation, General Prohibition Seven. . . . . . .736.2(b)(7)
Transportation Department (see Department of Transportation)
transshipments through other countries . . . . . . . .734.2(b)(6)
Treasury Department (see Department of Treasury)
triangular symbol, IIC . . . . . . . . . . . . . . . . .748.10(e)
triangular symbol, recordkeeping . . . . . . . . 730 Supplement 1
triangular symbol, U.S. IIC. . . . . . 748 Supplement 5(a)(5)(ii)
Trinidad&Tobago. . . . . . . . . . . . . . . . . 738 Supplement 1
Trinidad & Tobago. . . . . . . . . . . . . . . . 740 Supplement 1
Trinidad & Tobago, support document exemption  . . . .748.9(a)(1)
TSPA (technology and software publicly available) 
TSPA, optional symbol on export document . . . . . . .758.1(g)(3)
TSR (technology and software restricted License Exception)
TSR, principal reference . . . . . . . . . . . . . . . . 740.6(d)
TSR, assurance, direct product, steps. . . . . . .732.2(f)(1)(ii)
TSR, recordkeeping . . . . . . . . . . . . . . . 730 Supplement 1
TSR, Shipper's Export Declaration. . . . . . . . . . .758.1(c)(5)
TSU (technology and software unrestricted License Exceptions)
TSU, principal reference . . . . . . . . . . . . . . . . . 740.13
TSU License Exceptions, CCL, steps . . . . . . . 732.4(b)(3)(iii)
Tunisia  . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Tunisia. . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Turkey . . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Turkey . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Turkey, IC/DV authorities. . . . . . . . . . . . 748 Supplement 4
Turkey, IC or EUC for NS . . . . . . . . . . . . . . .748.9(b)(2)
Turkey, NATO member  . . . . . . . . . . . . . . . . . . . . .772
Turkey, no NP end-use controls . . . . . . . . . 744 Supplement 3
Turkey, NSG member . . . . . . . . . . . . . . . . . . . . .772.1
Turkmenistan . . . . . . . . . . . . . . . . . . 738 Supplement 1
Turkmenistan . . . . . . . . . . . . . . . . . . 740 Supplement 1
Turkmenistan, controlled country, FA . . . . . . . . . . 768.1(d)
Turkmenistan, controlled country . . . . . . . . . . . . . . .772
Turkmenistan, General Prohibition Eight. . . . . . . .736.2(b)(8)
Tuvalu . . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Tuvalu . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1


                                U

U.S. airline definition. . . . . . . . . . . . . . . . . . . .772
U.S. airline installation or agent . . . . . . . . . .744.7(b)(2)
U.S. Armed Forces, GOV . . . . . . . . . . . . . .740.11(b)(2)(i)
U.S. embassies and consulates, forms . . . . . . . . . . 748.2(b)
U.S. Government, GOV . . . . . . . . . . . . . 740.11(b)(2)(i,ii)
U.S. Maritime Administration . . . . . . . . . . 730 Supplement 3
U.S. Maritime Administration, crude oil. . . . . . 754.2(e)(2)(i)
U.S.-origin items, controlled, steps . . . . . . . 732.2(f)(3)(i)
U.S.-origin items, reexport prohibited . . . . . . . .736.2(b)(1)
U.S.-origin items, reexport, steps . . . . . . . . . . . 732.2(c)
U.S.-origin items, subject to the EAR. . . . . . . . .734.3(a)(2)
U.S.-origin parts, RPL one for one replacement of parts740.10(a)(2)(ii)
U.S. person, activities subject to the EAR . . . . . . . 734.5(a)
U.S. person, activities prohibited, steps. . . . . . .732.3(j)(2)
U.S. person, definition. . . . . . . . . . . . . . . . . . . .772
U.S. person, definition, activity NP, MT, CB . . . . . . 744.6(c)
U.S. person, definition, Iran. . . . . . . . . . . . .746.7(a)(4)
U.S. person, definition, RTP . . . . . . . . . . . . . . 760.1(b)
U.S. person, definition, Rwanda. . . . . . . . . .746.8(b)(3)(ii)
U.S. person, General Prohibition Seven . . . . . . . .736.2(b)(7)
U.S.-registered carriers, aircraft end-use . . . . . .744.7(b)(1)
U.S.-registered carriers, vessel end-use . . . . . . .744.7(b)(1)
Uganda . . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Uganda . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Ukraine. . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Ukraine, controlled country, FA. . . . . . . . . . . . . 768.1(d)
Ukraine, controlled country. . . . . . . . . . . . . . . . . .772
Ukraine. . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Ukraine, General Prohibition Eight . . . . . . . . . .736.2(b)(8)
Ukraine, NSG member. . . . . . . . . . . . . . . . . . . . .772.1
ultimate destination, steps. . . . . . . . . . . . . .732.1(b)(2)
ultimate destination, steps. . . . . . . . . . . . . . . 732.3(c)
ultimate destination, General Prohibitions . . . . . .736.2(a)(2)
ultimate destination, General Prohibition One  . .736.2(b)(1)(ii)
ultimate destination, General Prohibition Two.  736.2(b)(2)(i)(C)
ultimate consignee,definition. . . . . . . . . . . .748.5(e), 772
UN sanctions, CCL 2nd digit 9. . . . . . . . . . . . .738.2(d)(1)
unaccompanied baggage, BAG . . . . . . . . . . . . . . .740.14(d)
Under Secretary, definition, AEP . . . . . . . . . . . . . .766.2
unilateral selection, RTP exception. . . . . . . . . . . 760.3(d)
United Arab Emirates . . . . . . . . . . . . . . 738 Supplement 1
United Arab Emirates . . . . . . . . . . . . . . 740 Supplement 1
United Kingdom, Australia Group member . . . . . . . . . . . .772
United Kingdom, Cayman Islands included. . . . . . . .734.2(b)(7)
United Kingdom, Cayman Islands included. . . . . . . . . 738.3(b)
United Kingdom . . . . . . . . . . . . . . . . . 738 Supplement 1
United Kingdom . . . . . . . . . . . . . . . . . 740 Supplement 1
United Kingdom, IC/DV authorities. . . . . . . . 748 Supplement 4
United Kingdom, IC or EUC for NS . . . . . . . . . . .748.9(b)(2)
United Kingdom, NATO member  . . . . . . . . . . . . . . . . .772
United Kingdom, no NP end-use controls . . . . . 744 Supplement 3
United Kingdom, NSG member . . . . . . . . . . . . . . . . .772.1
United Nations, arms embargoes . . . . . . . . . 746 Supplement 2
United Nations, arms embargo, Iraq . . . . . . . . . . . . .746.3
United Nations, arms embargo, Rwanda . . . . . . . . . . . .746.8
United States  . . . . . . . . . . . . . . . . . .(also see U.S.)
United States, Australia Group member. . . . . . . . . . . . .772
United States  . . . . . . . . . . . . . . . . .740 Supplement 1 
United States, definition. . . . . . . . . . . . . . . . . . .772
United States, NATO member . . . . . . . . . . . . . . . . . .772
United States, NSG member. . . . . . . . . . . . . . . . . .772.1
units, ECCN controls . . . . . . . . . . . . .738.2(d)(2)(iii)(A)
university-based research. . . . . . . . . . . . . . . . 734.8(b)
unloaded items in unauthorized country . . . . . . . . . 758.5(e)
unloading, License Exception shipment. . . . . . . . . . 740.2(b)
unloading unscheduled, recordkeeping . . . . . . 730 Supplement 1
unprocessed western red cedar definition . . . . . (also see WRC)
unprocessed western red cedar, definition. . . . . . .754.4(e)(1)
Uruguay  . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Uruguay. . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Uruguay, support document exemption. . . . . . . . . .748.9(a)(1)
USAID, support document exemption. . . . . . . . . . .748.9(a)(3)
use, license, TMP. . . . . . . . . . . . . . . . .740.9(a)(4)(ii)
use, limitations, TMP beta test software . . . . . . .740.9(c)(6)
user-accessible programmability, APP . . . . . . . 740.7(b)(2)(i)
utilization facility, definition . . . . . . . . . . . . . . .772
Uzbekistan . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Uzbekistan, controlled country, FA . . . . . . . . . . . 768.1(d)
Uzbekistan, controlled country . . . . . . . . . . . . . . . .772
Uzbekistan . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Uzbekistan, General Prohibition Eight. . . . . . . . .736.2(b)(8)


                                V

validated end-user (VEU) . . . . . . . . . . . . . . . . . 748.15
VEU, AES and SED . . . . . . . . . . . . . . . . . . .758.1(b)(5)
VEU, end-user review committee procedures. . . . 748 Supplement 9
VEU, information required in VEU requests. . . . 748 Supplement 8
VEU,  list of validated end-users, respective
 eligible items and eligible destinations. . . . 748 Supplement 7
VEU reporting requirement. . . . . . . . . . . . . . .743.1(b)(3)
validity period, IC or EUC or SUCP . . . . . . . . . . . 748.9(e)
validity period, licenses. . . . . . . . . . . . . . . . 750.7(g)
validity period, SCL . . . . . . . . . . . . . . . . . . 752.9(a)
validity, request for extension. . . . . . . . . . . . . 748.6(g)
Vanuatu. . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Vanuatu. . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Vatican City . . . . . . . . . . . . . . . . . . 738 Supplement 1
Vatican City . . . . . . . . . . . . . . . . . . 740 Supplement 1
vehicles, definition, BAG. . . . . . . . . . . . . . 740.14(b)(3)
vehicles, all wheel drive. . . . . . . . . . . . . . . . 770.2(h)
vehicles, civil. . . . . . . . . . . . . . . . . . . . . 770.2(h)
vehicles, military . . . . . . . . . . . . . . . . . . . 770.2(h)
Venezuela. . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Venezuela. . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Venezuela, support document exemption. . . . . . . . .748.9(a)(1)
vessel, equipment and spare parts, AVS . . . . . . . 740.15(b)(1)
vessel, foreign, end-use control . . . . . . . . . . . . . .744.7
vessels, Canadian-registered, AVS. . . . . . . . . . 740.15(c)(1)
vessels, U.S.-registered, AVS. . . . . . . . . . . . 740.15(c)(1)
Vietnam. . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Vietnam, controlled country. . . . . . . . . . . . . . . . . .772
Vietnam, controlled country, FA. . . . . . . . . . . . . 768.1(d)
Vietnam. . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Vietnam, General Prohibition Eight . . . . . . . . . .736.2(b)(8)
INFORMATION REQUIRED IN REQUESTS FOR VALIDATED 
END-USER (VEU) violations, principal reference . . . . . . .764.2
violation, steps . . . . . . . . . . . . . . . . . . . . 732.3(m)
violation, additional to General Prohibitions  . . . . . 736.1(c)
violation, General Prohibition Nine. . . . . . . . . .736.2(b)(9)
violation, General Prohibition Ten . . . . . . . . . 736.2(b)(10)
violation knowledge, release prohibited. . . . . . . .734.2(b)(5)
violations, recordkeeping. . . . . . . . . . . . . . 762.2(b)(34)
visa requirement, RTP exception. . . . . . . . . . . . . 760.3(f)
voluntary self-disclosure of violations, antiboycott . . . .764.8
voluntary self-disclosure of violations, other than antiboycott764.5
voluntary self-disclosure, recordkeeping . . . . 730 Supplement 1
voluntary self-disclosure, recordkeeping . . . . . . 762.2(b)(35)


                                W

Wassenaar Arrangement. . . . . . . . . . . . . . . . . . . .743.1
Wassenaar Requirements . . . . . . . . . . . . . . . . . 743.1(b)
Wassenaar: items that require reports. . . . . . . . . . 743.1(c)
Wassenaar: reports for digital computers . . . . . . .743.1(c)(2)
Wassenaar: Country Exceptions for reports. . . . . . . . 743.1(d)
Wassenaar: information required on reports . . . . . . . 743.1(e)
Wassenaar: frequency and timing of reports . . . . . . . 743.1(f)
Weapon system descriptions . . . . . . . . . . . 742 Supplement 7
western red cedar (also see unprocessed western red cedar)
western red cedar (also see WRC License Exception)
western red cedar, principal reference . . . . . . . . . . .754.4
western red cedar, recordkeeping . . . . . . . . 730 Supplement 1
western red cedar, recordkeeping . . . . . . . . . . 762.2(b)(28)
western red cedar, schedule B numbers. . . . . . 754 Supplement 2
Western Regional Office, assistance. . . . . . . . . . . 730.8(c)
Western Regional Offices, addresses. . . . . . . . . . . 748.2(a)
Western Sahara . . . . . . . . . . . . . . . . . 738 Supplement 1
Western Sahara . . . . . . . . . . . . . . . . . 740 Supplement 1
wildlife . . . . . . . . . . . . . . . . (see fish and wildlife) 
wire or cable cut to length, interpretation 3  . . . . . 770.2(c)
WRC (western red cedar License Exception)
WRC, principal reference . . . . . . . . . . . . . . . . 754.4(c)
WRC, recordkeeping . . . . . . . . . . . . . . . 730 Supplement 1
WRC, recordkeeping . . . . . . . . . . . . . . . 730 Supplement 1
WRC, recordkeeping . . . . . . . . . . . . . . . 730 Supplement 1
                                 
     
                                Y

Yemen  . . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Yemen. . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
you, definition. . . . . . . . . . . . . . . . . . . . . . . .772


                                Z

Zambia . . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Zambia . . . . . . . . . . . . . . . . . . . . . 740 Supplement 1
Zimbabwe . . . . . . . . . . . . . . . . . . . . 738 Supplement 1
Zimbabwe . . . . . . . . . . . . . . . . . . . . 740 Supplement 1