Unmanned Aircraft Systems: Federal Actions Needed to Ensure Safety and Expand Their Potential Uses within the National Airspace System

GAO-08-511 May 15, 2008
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Summary

Government and private-sector interest is growing in unmanned aircraft systems (UAS) for use in a variety of missions such as U.S. border protection, hurricane research, law enforcement, and real estate photography. However, UASs can fly only after the Federal Aviation Administration (FAA) conducts a case-by-case safety analysis. GAO's research questions included (1) What are the current and potential uses and benefits of UASs? (2) What challenges exist in operating UASs safely and routinely in the national airspace system? and (3) What is the federal government's response to these challenges? To address these questions, GAO reviewed the literature, interviewed agency officials and aviation stakeholders, and surveyed 23 UAS experts.

UASs are currently being used by federal agencies for border security, science research, and other purposes. Local governments see potential uses in law enforcement or firefighting and the private sector sees potential uses, such as real estate photography. An industry survey states that UAS production could increase in the future to meet such government and private-sector uses. Experts predict that UASs could perform some manned aircraft missions with less noise and fewer emissions. UASs pose technological, regulatory, workload, and coordination challenges that affect their ability to operate safely and routinely in the national airspace system. UASs cannot meet aviation safety requirements, such as seeing and avoiding other aircraft. UASs lack security protection--a potential challenge if UASs proliferate as expected after obtaining routine airspace access. The lack of FAA regulations for UASs limits their operation to case-by-case approvals by FAA. Anticipated increases in requests to operate UASs could pose a workload challenge for FAA. Coordinating multiple efforts to address these challenges is yet another challenge. FAA and the Department of Defense (DOD) are addressing technological challenges. DHS has not addressed the national security implications of routine UAS access to the airspace. FAA estimates that completing UAS safety regulations will take 10 or more years, but has not yet issued its program plan to communicate the steps and time frames required for providing routine UAS access. FAA is working to allow small UASs to have airspace access and has designated specific airspace for UAS testing. It plans to use data from this testing and from DOD to develop regulations, but has not yet analyzed data that it has already collected. To address its workload challenge, FAA is using more automation. Aviation stakeholders and experts suggested that an overarching entity could help coordinate and expedite federal, academic, and private-sector efforts. In 2003, Congress created a similar entity in FAA to coordinate planning for the next generation air transportation system among multiple federal agencies and the private sector.



Recommendations

Our recommendations from this work are listed below with a Contact for more information. Status will change from "In process" to "Implemented" or "Not implemented" based on our follow up work.

Director:
Team:
Phone:
Gerald L. Dillingham
Government Accountability Office: Physical Infrastructure
(202) 512-4803


Matters for Congressional Consideration


Recommendation: To coordinate and focus the efforts of federal agencies and harness the capabilities of the private sector so that the nation may obtain further benefits from UASs as soon as possible, Congress may wish to consider creating an overarching body within FAA, as it did when it established Joint Planning and Development Office, to coordinate federal, academic, and private-sector efforts in meeting the safety challenges of allowing routine UAS access to the national airspace system.

Status: In process

Comments: When we determine what steps the Congress has taken, we will provide updated information.

Recommendations for Executive Action


Recommendation: To obtain further benefits from UASs, the Secretary of Transportation should direct the FAA Administrator to expedite efforts to ensure that UASs have routine access to the national airspace system by finalizing and issuing a UAS program plan to address the future of UASs.

Agency Affected: Department of Transportation

Status: In process

Comments: When we confirm what actions the agency has taken in response to this recommendation, we will provide updated information.

Recommendation: To obtain further benefits from UASs, the Secretary of Transportation should direct the FAA Administrator to expedite efforts to ensure that UASs have routine access to the national airspace system by analyzing the data FAA collects on UAS operations under its certificates of waiver or authorization and establish a process to analyze DOD data on its UAS research, development, and operations.

Agency Affected: Department of Transportation

Status: In process

Comments: When we confirm what actions the agency has taken in response to this recommendation, we will provide updated information.

Recommendation: To ensure that appropriate UAS security controls are in place when civil-use UASs have routine access to the national airspace system, the Secretary of Homeland Security should direct the Transportation Security Administration Administrator to examine the security implications of future, non-military UAS operations in the national airspace system and take any actions deemed appropriate.

Agency Affected: Department of Homeland Security

Status: In process

Comments: When we confirm what actions the agency has taken in response to this recommendation, we will provide updated information.