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(1) (a) (i) 1) a)I.A.1.a.(1)(a)i)a))*+,-./0 5u{42Right-Aligned Paragraph NumbersI.A.1.a.(1)(a)i)a)!"#$%&'( 5u{43Right-Aligned Paragraph NumbersI.A.1.a.(1)(a)i)a) 5u{44Right-Aligned Paragraph NumbersI.A.1.a.(1)(a)i)a)  5u{45Right-Aligned Paragraph NumbersI.A.1.a.(1)(a)i)a)3|x1<6X9`(CourierXx6X@`7X@($     d(;3$2e  0  .3  0   I&mage <=8C HKKKK 1E1H11e111E11{1Xf(z,H'e37=CIQYag1.a.i.(1)(a)(i)1)a)#e37=CIQYag1.a.i.(1)(a)(i)1)a)(hH  Z 6Times New Roman Regular(hH  Z6Times New Roman RegularLevel 1Level 2Level 3Level 4Level 5(43*$ !     ( $ Figure  1  'dxd(hH  Z 6Times New Roman RegularCTriple 1+| d d dB?G21, 2, 3,Numbers1  .0  1, 2, 3,Level 1Level 2Level 3Level 4Level 5 $Verdana0.Normal S =jXXXQ\  `$Times NewRomanQ (43*$ !     &| <d d<j:Definition TXXXQ\  `$Times NewRomanQ<k:Definition L  ,   XXXQ\  `$Times NewRomanQ     G=` hp x (#%'0*,.G8m6DefinitionXXXQ\  `$Times NewRomanQ(y&H1 S =j&  Q\  `$Times NewRomanQ '  XXXQ\  `$Times NewRomanQ(y&H2 S =j&  Q\  `$Times NewRomanQ '  XXXQ\  `$Times NewRomanQ(y&H3 S =j&  Q\  `$Times NewRomanQ '  XXXQ\  `$Times NewRomanQ(&H4 S =j&  XXXQ\  `$Times NewRomanQ '  (y&H5 S =j&  Q\  `$Times NewRomanQ '  XXXQ\  `$Times NewRomanQ(y&H6 S =j&  Q\  `$Times NewRomanQ '  XXXQ\  `$Times NewRomanQ2m0AddressXXXQ\  `$Times NewRomanQ8w6Blockquote S =j  ,   , XXXQ\  `$Times NewRomanQ       G=` hp x (#%'0*,.G,m*CITEXXXQ\  `$Times NewRomanQ,dj*CODEK<6X9`(Courier NewKXXXQ\  `$Times NewRomanQ4m2EmphasisXXXQ\  `$Times NewRomanQ6z4HyperlinkXXXQ\  `$Times NewRomanQ    <z:FollowedHypeXXXQ\  `$Times NewRomanQ    4gm2Keyboard K<6X9`(Courier NewK XXXQ\  `$Times NewRomanQ<:Preformatted/%  ,Kk #/K<6X9`(Courier NewKG=` hp x (#%'0*,.GXXXQ\  `$Times NewRomanQ<:zBottom of ?* **?  B  ?%2A`Arial?/  H/  C  XXXQ\  `$Times NewRomanQ'dxd<:zTop of ForA***A  B  ?%2A`Arial?/  H/  C  XXXQ\  `$Times NewRomanQ0dj.SampleXXXK<6X9`(Courier NewKXXXQ\  `$Times NewRomanQ0m.Strong XXXQ\  `$Times NewRomanQ 8dj6TypewriterK<6X9`(Courier NewKXXXQ\  `$Times NewRomanQ4m2VariableXXXQ\  `$Times NewRomanQ:8HTML MarkupB  XXXQ\  `$Times NewRomanQ  C    2t 0CommentB  XXXQ\  `$Times NewRomanQC  + +dX Xd\  `$Times NewRoman<6X9`(Courier New%2A`Arial(hH  Z 6Times New Roman Regular !     111111C e' C7XXdXXd7  XXX9X11  BillingCode:351033P11DEPARTMENT11OFCOMMERCEBureauofExportAdministration15CFRparts734,738,740,742,743,744,748and77411Docket11No.1100020402700270111RIN:0694AC14RevisionstoLicenseExceptionCTPAGENCY:BureauofExportAdministration,CommerceACTION:Finalrule.SUMMARY:XXXXTheBureauofExportAdministration(BXA)isamendingtheExport 0*%( 11Administration11Regulations(EAR)byrevisingLicenseExceptionCTPtoreflectcontinuingtechnologicaladvancementinthecomputerindustry.Accordingly,HighPerformance -@), Computers(HPCs)withacompositetheoreticalperformance(CTP)ofupto33,000millionsoftheoreticaloperationspersecond(MTOPS)canbeexportedtoComputerTier2countries,andHPCswithaCTPupto20,000MTOPScanbeexportedtocivilianendusersandendusesinComputerTier3destinationsunderLicenseExceptionCTP.FormilitaryendusersandendusesinComputerTier3countries,theCTPlimitremainsat6,500MTOPSuntilAugust14,2000,whenitisraisedto12,500MTOPS.ThiscoincideswiththedatethisruleraisestheadvancenotificationlevelforHPCexportstoComputerTier3countriesto12,500MTOPS.AsrequiredbytheNationalDefenseAuthorizationActof1998(NDAA),changesintheadvancenotificationlevelforHPCexportstoTier3destinationsareonlyeffective180daysfollowingthesubmissionofareporttoCongress.ThisreportwassenttoCongressonFebruary16,2000.ThisrulealsomovesRomaniafromComputerTier3toComputerTier2,effectiveJune15,2000,andlinksthelevelofHPCsrequiringpostshipmentverificationreportingtotheadvancenotificationlevelforHPCexportstoComputerTier3destinations.#XXXX̧#XXXXԀThisrulealsorevisesthe 0 CommerceControlList(CCL)toliberalizethenationalsecuritythresholdsfordigitalcomputerstoconformwithrecentlyagreedchangesintheWassenaarListofDualUseGoodsandTechnologies,andcorrects/updates#XXXX̮#themailingaddressforsubmissionofpostshipmentreports.   DATE:Thisruleiseffective[DATEOFPUBLICATION].FORFURTHERINFORMATIONCONTACT:JamesA.Lewis,OfficeofStrategicTradeandForeignPolicyControls,BureauofExportAdministration,Telephone:(202)4820092. ,`'* SUPPLEMENTARYINFORMATION:Background  XXXXOnFebruary1,2000,thePresidentannouncedsignificantchangestoexportcontrol 0  policyforHPCs.ThenewpolicycontinuestheAdministrationscommitment,asannouncedonJuly1,1999,toreviewandupdateitsHPCpolicyevery6monthstoreflectrapidadvancementsinmicroprocessortechnology,aswellasidentifyanyriskposedbyHPCexportstocertainendusersandcountries.ThispolicystrengthensAmerica'shightechcompetitiveness,whilemaintainingexportcontrolstoprotectU.S.nationalsecurity.  TheAdministration,inconsultationwiththenationalsecuritycommunityandindustry,hasdeterminedthefollowingadjustmentsarewarranted.Effectiveimmediately,theupperLicenseExceptionCTPlevelforComputerTier2countriesisraisedfrom20,000to33,000MTOPSandtheupperLicenseExceptionCTPlevelforcivilendusersandcivilendusesinComputerTier3countriesisraisedfrom12,300to20,000MTOPS.FormilitaryendusersandendusesinComputerTier3countries,theupperCTPlevelremainsat6,500MTOPSuntilAugust14,2000,whenitisraisedto12,500MTOPS.ThiscoincideswiththedatethisruleraisestheadvancenotificationlevelforHPCexportstoComputerTier3countriesfrom6,500to12,500MTOPS.AsrequiredbytheNDAA,changesintheadvancenotificationlevelforHPCexportstoTier3destinationsareonlyeffective180daysfollowingthesubmissionofareporttoCongress.ThisreportwassenttoCongressonFebruary16,2000.Thisnewadvance ,`'* notificationlevelreflectstheAdministrationsdeterminationthatwidespreadcommercialavailabilityofcomputerswithperformancecapabilitiesupto12,500MTOPSmakesthatarealisticandenforceablelevel.  ThisruleremovesRomaniafromComputerTier3andplacesitinComputerTier2.However,duetorequirementsinthe1998NDAA,removingRomaniafromComputerTier3isnoteffectiveuntil120daysaftertheCongressreceivesareportjustifyingsucharemoval.OnFebruary16,2000,thePresidentinformedtheCongressofhisintenttoremoveRomaniafromComputerTier3;thus,RomaniawillbemovedtoComputerTier2effectiveJune15,2000.  ThisrulealsolinkstheperformancelevelofHPCsrequiringpostshipmentverificationreportingtotheadvancenotificationlevelforHPCexportstoComputerTier3destinations.ThischangeimplementsSection1407(c)oftheNationalDefenseAuthorizationActforFiscalYear2000(P.L.10665,October5,1999),whichamendedSection1213(e)oftheNDAAforFY98.Asaresult,postshipmentverificationreportingisrequiredforexportsofcomputerswithaCTPgreaterthan6,500MTOPStoComputerTier3destinationsmadeonorafterJanuary23,2000.PostshipmentverificationreportingisrequiredforexportsofcomputerswithaCTPgreaterthan12,500MTOPStoComputerTier3destinationsmadeonorafterAugust14,2000.  Inaddition,thisruleamendsExportControlClassificationNumber(#XXXXo #XXXXECCN)4A003by P(#& increasingthecontrollevelfordigitalcomputersfrom2,000to6,500MTOPStoconformwithrecentlyagreedchangesintheWassenaarListofDualUseGoodsandTechnologies#XXXX̼#XXXX.#XXXX#XXXXTofulfill ,`'* U.S.commitmentstotheWassenaarArrangementwithregardtodualuseitems,thisfinalrulealsorevisesthereportingrequirementsforexportsofdigitalcomputerscontrolledundertheWassenaarArrangementandbyconforming#XXXX#XXXXԀ#XXXXV#XXXX740.7(LicenseExceptionCTP)and742.12(High p PerformanceComputers)tobeconsistentwiththerecentlyagreednationalsecuritylevelsfordigitalcomputers.#XXXX̝#XXXX 0    Finally,thisrulemakesconformingchangesinparts734,738,742,1174411and11748.#XXXX̖#XXXX11#XXXXk#Ԁ @    DuetorapidadvancementinHPCandmicroprocessortechnology,theUnitedStateswillroutinelyreviewtheselevelstodetermineiffurtheradjustmentsarewarranted.Inparticular,agencieswillreviewcontrollevelsbyApril2000todetermineiffurtherchangesarewarranted;additionalcountriesmayalsobemovedbetweentiers.̀  AlthoughtheExportAdministrationAct(EAA)expiredonAugust20,1994,thePresidentinvokedtheInternationalEmergencyEconomicPowersActandcontinuedineffecttheEAR,andtotheextentpermittedbylaw,theprovisionsoftheEAA,asamended,inExecutiveOrder12924ofAugust19,1994,asextendedbythePresident'snoticesofAugust15,1995(60FR42767),August14,1996(61FR42527),August13,1997(62FR43629),August13,1998(63FR44121),andAugust13,1999(64FR44101).RuleMakingRequirements ,`'*   1. ` ThisfinalrulehasbeendeterminedtobesignificantforpurposesofE.O.12866.    2. ` Notwithstandinganyotherprovisionoflaw,nopersonisrequiredtorespondto p norbesubjecttoapenaltyforfailuretocomplywithacollectionofinformationsubjecttotherequirementsofthePaperworkReductionActunlessthatcollectionofinformationdisplaysacurrentvalidOMBControlNumber.ThisregulationinvolvescollectionspreviouslyapprovedbytheOfficeofManagementandBudgetundercontrolnumbers06940088, MultiPurposeApplication,whichcarriesaburdenhourestimateof45minutespermanualsubmissionand40minutesperelectronicsubmission.Miscellaneousandrecordkeepingactivitiesaccountfor12minutespersubmission.InformationisalsocollectedunderOMBcontrolnumber06940107, NationalDefenseAuthorizationAct,AdvanceNotificationsandPostShipmentVerificationReports,XXXXwhichcarriesaburdenhourestimateof15minutesperreport.#XXXX\$#ԀXXXXInformation P isalsocollectedunderOMBcontrolnumber06940106, ReportingandRecordkeepingRequirementsundertheWassenaarArrangementEARSection743,#XXXX$#XXXXwhichcarriesaburdenhour ` estimateof11minutesperreport.Thisrulealsoinvolvescollectionsofinformationunder#XXXX%#XXXXOMB @ controlnumber06940073, ExportControlsofHighPerformanceComputersandOMBcontrolnumber06940093, ImportCertificatesandEndUserCertificates.#XXXX̧&# "    3. ` ThisruledoesnotcontainpolicieswithFederalismimplicationssufficientto p&!$ warrantpreparationofaFederalismassessmentunderExecutiveOrder13132.  4. ` TheprovisionsoftheAdministrativeProcedureActrequiringnoticeofproposed ,`'* rulemaking,theopportunityforpublicparticipation,andadelayineffectivedate,areinapplicablebecausethisregulationinvolvesamilitaryorforeignaffairsfunctionoftheUnitedStates(see5U.S.C.553(a)(1)).Further,nootherlawrequiresthatanoticeofproposedrulemakingandanopportunityforpubliccommentbegivenforthisrule.Becauseanoticeofproposedrulemakingandopportunitiesforpubliccommentarenotrequiredtobegivenforthisruleby5U.S.C.553,orbyanyotherlaw,theanalyticalrequirementsoftheRegulatoryFlexibilityAct,5U.S.C.601etseq.,areinapplicable. @  Therefore,thisregulationisissuedinfinalform.Althoughthereisnoformalcommentperiod,publiccommentsonthisregulationarewelcomeonacontinuingbasis.CommentsshouldbesubmittedtoOfficeofExporterServices,BureauofExportAdministration,DepartmentofCommerce,P.O.Box273,Washington,D.C.20044.ListofSubjects15_CFR_ԀParts734and738  Administrativepracticeandprocedure,Exports,Foreigntrade.15CFRParts740,743and748  Administrativepracticeandprocedure,Exports,Foreigntrade,Reportingandrecord ,`'* keepingrequirements.15CFRPart742  Exports,Foreigntrade.15CFRParts744and774  Exports,Foreigntrade,Reportingandrecordkeepingrequirements  Accordingly,parts734,738,740,742,743,744,748and774oftheExportAdministrationRegulations(15CFRParts730774)areamendedasfollows:  2e  1  .3  Ԁ ` Theauthoritycitationfor15_CFR_Ԁpart734continuestoreadasfollows: `    Authority:50U.S.C.app.2401etseq.;50U.S.C.1701etseq.;E.O.12924,59FR   43437,3_CFR_,1994Comp.,p.917;E.O.12938,59FR59099,3_CFR_,1994Comp.,p.950;E.O.13020,61FR54079,3_CFR_,1996Comp.p.219;E.O.13026,61FR58767,3_CFR_,1996Comp.,p.228;XXXXԀNoticeof#XXXX1#ԀNovember12,1998,63FR63589,H~XXHH~ԀB.` hp x (#XB#XXHi2##XXXX2#3_CFR_,1998Comp.,p.305; p&!$ XXXXNoticeofAugust10,1999,64FR44101(August13,111999).#XXXX3# P(#& 11  2e  2  .3   ` Theauthoritycitationfor15_CFR_ԀPart738XXXXcontinuesto#XXXX4#Ԁreadasfollows: ,`'* Ї  Authority:50U.S.C.app.2401etseq.;50U.S.C.1701etseq.;10U.S.C.7420;10  U.S.C.7430(e);18U.S.C.2510etseq.;22U.S.C.287c;22U.S.C.3201etseq.;22U.S.C.6004;  30U.S.C.185(s),185(u);42U.S.C.2139a;42U.S.C.6212;43U.S.C.1354;46U.S.C.app.466c;50U.S.C.app.5;E.O.12924,59FR43437,3_CFR_,1994Comp.,p.917;E.O.13026,61FR58767,3_CFR_,1996Comp.,p.228;XXXXNoticeofAugust10,1999,64FR44101(August13, 0  1999).#XXXXV7# `    2e  3  .3   ` Theauthoritycitationfor15_CFR_ԀPart740XXXXcontinuesto#XXXX̝8#Ԁreadasfollows:     Authority:50U.S.C.app.2401etseq.;50U.S.C.1701etseq.;E.O.12924,59FR43437,  3_CFR_,1994Comp.,p.917;E.O.13026,61FR58767,3_CFR_,1996Comp.,p.228;NoticeofAugust10,1999,64FR44101(August13,1999).  2e  4  .3   ` Theauthoritycitationfor15_CFR_ԀPart742XXXXcontinuesto#XXXX;#Ԁreadasfollows: `   Authority:50U.S.C.app.2401etseq.;50U.S.C.1701etseq.;18U.S.C.2510etseq.;22   U.S.C.3201etseq.;42U.S.C.2139a;E.O.12058,43FR20947,3_CFR_,1978Comp.,p.179; "  E.O.12851,58FR33181,3_CFR_,1993Comp.,p.608;E.O.12924,59FR43437,3_CFR_,1994Comp.,p.917;E.O.12938,59FR59099,3_CFR_,1994Comp.,p.950;E.O.13026,61FR58767,3_CFR_,1996Comp.,p.228;NoticeofNovember12,1998,63FR63589,H~XXHH~ԀB.` hp x (#XB#XXH>##XXXX1>#3_CFR_,1998 P(#& Comp.,p.305;XXXXNoticeofAugust10,1999,64FR44101(August13,1999).#XXXX(?# 0*%(  ,`'*   2e  5  .3   ` Theauthoritycitationforpart743continuestoreadasfollows:     XXXXAuthority:50U.S.C.app.2401etseq;50U.S.C.1701etseq;E.O.12924,59FR43437, p 3_CFR_,1994Comp.,p.917;#XXXX̍@#XXXXԀNoticeofAugust10,1999,64FR44101(August13,1999).#XXXX̓A# P    2e  6  .3  Ԁ ` XXXXTheauthoritycitationfor15CFRpart744isrevisedtoreadasfollows: `    Authority:50U.S.C.app.2401etseq.,1701etseq.;22U.S.C.3201etseq.;42U.S.C.   2139a;E.O.12058,43FR20947,3CFR,1978Comp.,p.179;E.O.12851,58FR33181,3CFR,1993Comp.,p.608;E.O.12924,59FR43437,3CFR,1994Comp.,p.917;E.O.12938,59FR59099,3CFR,1994Comp.,p.950;NoticeofAugust15,1995(60FR42767,August17,1995);NoticeofAugust14,1996(61FR42527);#XXXX}B#XXXXNoticeof#XXXXD#XXXXԀAugust13,1997(62FR43629, P August15,1997);#XXXX3E#XXXXԀNoticeofAugust10,1999,64FR44101(August13,1999#XXXX̹E#XXXX)#XXXX3F#XXXX.#XXXXvF# 0   2e  7  .3  XXXX Theauthoritycitationfor15CFRpart748continuestoreadasfollows:#XXXXG#XXXX @   Authority:50U.S.C.app.2401etseq.;50U.S.C.1701etseq.;E.O.12924,59FR43437, "  3_CFR_,1994Comp.,p.917;E.O.13026,61FR58767,3_CFR_,1996Comp.,p.228;#XXXX̭G#XXXXNoticeof $" August10,1999,64FR44101(August13,1999).#XXXXI# p&!$ XXXX  2e  8  .3   ` #XXXXI#XXXXTheauthoritycitationforpart774continuestoreadasfollows: 0*%(  ,`'*   Authority:#XXXX]J#XXXXԀ50U.S.C.app.2401etseq.;50U.S.C.1701etseq.;10U.S.C.7420;10  U.S.C.7430(e);18U.S.C.2510etseq.;22U.S.C.287c,22U.S.C.3201etseq.,22U.S.C.6004;30U.S.C.185(s),185(u);42U.S.C.2139a;42U.S.C.6212;43U.S.C.1354;46U.S.C.app.466c;50U.S.C.app.5;E.O.12924,59FR43437,3_CFR_,1994Comp.,p.917;E.O.13026,61FR58767,3_CFR_,1996Comp.,p.228;NoticeofAugust10,1999,64FR44101(August13,1999).#XXXX&K# `   PART734[AMENDED]       2e  9  .3  ԀSection734.4isamendedbyrevisingthephrase 12,300MTOPS"inparagraph(a)to  read 20,000MTOPS. PART738[AMENDED]  0   2e   10  .3  ԀSupplementNo.1toPart738isamendedbyrevisingthephrase greaterthan20,000MTOPSinthesecondfootnotetoread greaterthan33,000MTOPS PART740[AMENDED]  $" 1111  2e   11  .3  ԀSection740.7isamended11by:  0*%(    ` a.Addingasentenceto111paragraph1(c)(1)11andaddingtwosentencesto111paragraph111s111 1(d)(1);11and   ` b.Revising11paragraphs11(b)(2),(c)(2),1񛜛1(d)(2),(d)(5)(i),11(d)(5)(v)introductorytext,11(d)(5)(v)(B)(1),and(d)(5)(v)(B)(2)toreadasfollows:740.7Computers11(CTP)11   `    * h *  *  * p *  (b)XXXX  * ` * *#XXXXS# p XXXX  (2)#XXXX̓S#XXXXԀEligibleComputers.ThecomputerseligibleforLicenseExceptionCTPtoTier1 0 destinationsarethosehavingaCompositeTheoreticalPerformance(CTP)greaterthan6,500MillionsofTheoreticalOperationsPerSecond(MTOPS).#XXXXS#XXXX @    `    #XXXX"U#XXXX* h *  *  * p *#XXXX̪U# "  (c)  * ` * * p&!$   (1)EligibleCountries.* h *  *11AsofJune1115,2000,RomaniaisaComputerTier 0*%( 2country. ,`'* Ї  (2)Eligiblecomputers.ThecomputerseligibleforLicenseExceptionCTPtoTier2  destinationsarethosehavingaCTPgreaterthan6,500MTOPS,butlessthanorequalto33,000MTOPS.11(d)11  * ` * * 0    (1)EligibleCountries.* h *  *XXXXԀ11Until11June14,2000,RomaniaisaComputer11Tier11 @  3country.111Effective11Asof1June1115,2000,RomaniaismovedtoComputerTier2.#XXXX̴X#     (2)Eligiblecomputers.XXXXComputerswithaCTPgreaterthan6,500MTOPS,butlessthan  orequalto20,000MTOPS,areeligibleforLicenseExceptionCTPto#XXXX!Z#XXXXԀcivilendusersandend p uses.BeginningonAugust14,2000,computershavingaCTPgreaterthan6,500MTOPS,butlessthanorequalto12,500MTOPS,areeligibleforLicenseExceptionCTPtomilitaryendusersandendusessubjecttotherestrictionsinparagraph(d)(3)ofthissection.#XXXXZ#Ԁ `   (3) ` * *  *     XXXX  (4) ` * *  *#XXXX\#XXXX $" #XXXXZ]#  (5)NDAAnotification. P(#&   0*%(    ` (i)Generalrequirement.XXXXTheNationalDefenseAuthorizationAct(NDAA)of   FY98enactedonNovember18,1997requiresadvancenotificationofcertainexportsandreexportsofcomputerstoComputerTier3countries.PriortoAugust14,2000,advancenotificationisrequiredforallexportsandreexportsofcomputerswithaCTPgreaterthan6,500butlessthanorequalto20,000MTOPStoComputerTier3destinations.BeginningonAugust14,2000,advancenotificationisrequiredforallexportsandreexportsofcomputerswithaCTPgreaterthan12,500butlessthanorequalto20,000MTOPStoComputerTier3destinations.ForeachsuchtransactiondestinedtoComputerTier3,priortousingLicenseExceptionCTP,youmustfirstnotifyBXAbysubmittingacompletedMultipurposeApplicationForm(BXA748P).TheMultipurposeApplicationFormmustbecompletedincludingallinformationrequiredforalicenseapplicationaccordingtotheinstructionsdescribedinSupplementNo.1topart748oftheEAR,withtwoexceptions.You(theapplicantaslistedinBlock14)shallinBlock5(TypeofApplication)markthebox"Other."ThisdesignatorwillpermitBXAtoroutetheNDAAnoticeintoaspecialprocessingprocedure.(Blocks6and7,regardingsupportdocumentation,maybeleftblank.)Youmustalsoprovideanoticeusingthisprocedurepriortoexportingorreexportingitemsthatyouknowwillbeusedtoenhancebeyond6,500MTOPStheCTPofapreviouslyexportedorreexportedcomputer.Beginningon#XXXXE^#ԀAugust14,2000XXXX,youmust "  provideanoticeusingthisprocedurepriortoexportingorreexportingitemsthatyouknowwillbeusedtoenhancebeyond12,500MTOPStheCTPofapreviouslyexportedorreexportedcomputer.BXAwillnotinitiatetheregistrationofanNDAAnoticeunlessallinformationontheMultipurposeApplicationformiscomplete. ,`'*    ` (ii)#XXXX̒d# *  * h *XXXX     ` (iii)#XXXX̏f# *  * h *XXXX p    ` (iv)#XXXX+g# *  * h * 0     ` (v)Postshipmentverification.XXXXԀThissectionoutlinesspecialpostshipment @  reportingrequirementsforexportersofcertaincomputerstodestinationsinComputerTier3.Exportersmustfilepostshipmentreportsforcomputerexports,aswellasexportsofitemsusedtoenhancepreviouslyexportedorreexportedcomputers,accordingtothefollowingschedule:forexportsoccurringonorafterFebruary3,1998,butonorbeforeJanuary22,2000,reportsarerequiredforcomputerswithaCTPgreaterthan2,000MTOPS;forexportsoccurringonorafterJanuary23,2000,butonorbeforeAugust13,2000,reportsarerequiredforcomputerswithaCTPgreaterthan6,500MTOPS;andforexportsoccurringonorafterAugust14,2000,reportsarerequiredforcomputerswithaCTPgreaterthan12,500MTOPS.Postshipmentreportsmustbesubmittedinaccordancewiththeprovisionsofthisparagraph(d)(5)(v),andallrelevantrecordsofsuchexportsmustbekeptinaccordancewithpart762oftheEAR.#XXXXh# "  XXXX   `  (A)  #XXXXTl#XXXX* h *  *#XXXXl#XXXX p&!$ #XXXX'm#   `  (B)XXXX  * h *  *#XXXX̧m# 0*%(  ,`'*    `    XXXX(1)FordeliveriesbyU.S.postalservice:  0  0` (#(#0 ` (#` (#  BureauofExportAdministration  (# (#    `    U.S.DepartmentofCommerce   `    P.O.Box273   `    Attn:OfficeofEnforcementAnalysisHPCTeam,Room4065   `    Washington,D.C.20044   `    (2)Forcourierdeliveries:   `    U.S.DepartmentofCommerce   `    OfficeofEnforcement#XXXXjn#XXXXAnalysisHPCTeam#XXXX~q#XXXX P    `    Room4065,14thStreetand   `    ConstitutionAve.NW p      x   `    `    Washington,DC20230#XXXXq#XXXX&&XX @ #&&&&Os##XX&&ns#   `    * h *  *  * p * "    2e   12  .3  ԀSection740.11isamendedbyrevisingthephrase 20,000MTOPS"inparagraphs(a)(2)(ii)and(iii)andinparagraph(c)(2)(i)toread 33,000MTOPS.  2e   13  .3  ԀSupplementNo.1tosection740.11isamendedbyrevisingthephrase 20,000 ,`'* MTOPS"inparagraphs(a)(1)(ii),(a)(1)(iii),(b)(1)(ii),and(b)(1)(iii)toread 33,000MTOPS. PART742[AMENDED]  p   2e   14  .3  ԀSection742.12isamendedbyrevisingthephrase greaterthan2000"XXXXinparagraph 0  (a)(1)#XXXX5w#Ԁtoread greaterthan6,500";revisingthephrase 4,000MTOPSXXXXԀinparagraph(a)(3)#XXXXw#Ԁto `  read 6,500MTOPS;revisingthephrase greaterthan20,000"inparagraph(b)(2)(i)toread greaterthan33,000;revisingthephrase 2,000MTOPSinparagraphs(b)(3)(i)(A),(b)(3)(iii),and(b)(3)(iv)toread 6,500MTOPSwhereitoccurs;andbyrevisingparagraphs(b)(3)(i)(B),(b)(3)(i)(C),11(b)(3)(iv)introductorytext,11(b)(3)(iv)(B)(1),and11XXXX(b)(3)(iv)(B)(2)#XXXXy#11toreadasfollows:     `    * h *  *  * p * P 742.12HighPerformanceComputers   `    * h *  *  * p *   (b)  * ` * * $"   (3) ` * *  * P(#&    ` (i) *  * h * ,`'* Ї   `  (B)AlicenseisrequiredtoexportorreexportcomputerswithaCTPgreaterthan20,000MTOPSforcivilianendusersandendusesincountriesinComputerTier3.PriortoAugust14,2000,alicenseisrequiredtoexportorreexportcomputershavingaCTPgreaterthan6,500MTOPStomilitaryendusersandendusesinComputerTier3.BeginningonAugust14,2000,alicenseisrequiredtoexportorreexportcomputershavingaCTPgreaterthan12,500MTOPStomilitaryendusersandendusesinComputerTier3.   `  (C)PriortoAugust14,2000,alicensemayberequiredtoexportorreexportcomputerswithaCTPgreaterthan6,500MTOPStocountriesinComputerTier3pursuanttotheNDAA(see740.7(d)(5)oftheEAR).BeginningonAugust14,2000,alicensemayberequiredtoexportorreexportcomputerswithaCTPgreaterthan12,500MTOPStocountriesinComputerTier3pursuanttotheNDAA(see740.7(d)(5)oftheEAR).  P    ` (ii) *  * h * `    ` (iii) *  * h *      ` (iv)Postshipmentverification.XXXXԀThissectionoutlinesspecialpostshipment $" reportingrequirementsforexportersofcertaincomputerstodestinationsinComputerTier3.Exportersmustfilepostshipmentreportsforcomputerexports,aswellasexportsofitemsusedtoenhancepreviouslyexportedorreexportedcomputers,accordingtothefollowingschedule:forexportsoccurringonorafterFebruary3,1998,butonorbeforeJanuary22,2000,reportsare ,`'* requiredforcomputerswithaCTPgreaterthan2,000MTOPS;forexportsoccurringonorafterJanuary23,2000,butonorbeforeAugust13,2000,reportsarerequiredforcomputerswithaCTPgreaterthan6,500MTOPS;andforexportsoccurringonorafterAugust14,2000,reportsarerequiredforcomputerswithaCTPgreaterthan12,500MTOPS.Postshipmentreportsmustbesubmittedinaccordancewiththeprovisionsofthisparagraph(b)(3)(iv),andallrelevantrecordsofsuchexportsmustbekeptinaccordancewithpart762oftheEAR.#XXXX# `     `  (A)  XXXX* h *  *#XXXX#Ԁ      `  (B)XXXX  #XXXX̜#XXXX* h *  *#XXXX#XXXXԀ#XXXXG#  XXXX   `    (1)FordeliveriesbyU.S.postalservice: P 0  0` (#(#0 ` (#` (#  BureauofExportAdministration  (# (#    `    U.S.DepartmentofCommerce   `    P.O.Box273   `    Attn:OfficeofEnforcementAnalysisHPCTeam,Room4065   `    Washington,D.C.20044   `    (2)Forcourierdeliveries:   `    U.S.DepartmentofCommerce ,`'*    `    OfficeofEnforcement#XXXX̠#XXXXAnalysisHPCTeam#XXXX#XXXX     `    Room4065,14thStreetand   `    ConstitutionAve.NW p      x   p    `    Washington,DC20230#XXXXK#XXXX&&XX P  #&&&&Ɍ##XX&&#XXXX#XXXXb#   `    * h *  *  * p *     `  11XXXX PART11743[AMENDED]      2e  15  .3  ԀSection743.1isamendedbyremovingandreservingparagraph(e)(2);and#XXXXD#XXXXԀby  11revising1theintroductorytextof111paragraph11(c)(2)1(thenoteisunchanged)1,11asfollows:743.1WassenaarArrangement#XXXXW#XXXX   `    * h *  *  * p *#XXXXk#XXXX @ (c)#XXXX#XXXX  * ` * *#XXXXm#XXXX "    (2)Reportsfor digitalcomputersand electronicassembliescontrolledunderECCN4A003.band.carerequiredonlyforcomputerswithacompositetheoreticalperformance(CTP)exceeding6,500MTOPSorcomputerenhancementsthereofsuchthattheCTPexceeds6,500MTOPS.Recordsforsoftwarecontrolledby4D001arerequiredforsoftwarespeciallydesigned ,`'* forthedevelopmentorproductionofcomputershavingaCTPexceeding6,500MTOPS.ForthecalculationofCTP,seetheTechnicalNoteforCategory4intheCommerceControlList(SupplementNo.2topart774oftheEAR).#XXXX֑#XXXX   `    * h *  *  * p *#XXXX̣#XXXX 0   #XXXXJ#XXXX#XXXX̤#XXXXPART744[AMENDED] #XXXX#XXXX @    2e  16  .3  ԀSupplementNo.4topart744isamendedbyrevisingthephrase Forcomputersbetween2,000and7,000MTOPSintheLicenserequirementcolumnfortheIsraelientity BenGurionUniversity,Israeltoread ForcomputersabovetheTier3militaryleveldescribedinsection742.12(b)(3)(i)(B).#XXXX@#XXXX PART748[AMENDED]#XXXX#XXXX @    2e  17  .3  Ԁ#XXXXz#XXXXSection748.10isamendedbyrevisingparagraphs(b)(3)and11(b)(4)1introductorytext111 "  asfollows:#XXXX##XXXX748.10ImportandEndUserCertificates P(#& #XXXX#XXXX#XXXX~#XXXX   `    * h *  *  * p *#XXXX#XXXX ,`'* Ї11(b)#XXXXh#XXXX11  * ` * *#XXXXΛ#XXXX  #XXXXB#XXXX  (3)#XXXX̚#XXXXYourtransactioninvolvesanexporttothePeople'sRepublicofChinaofacomputer, p youmustobtainaPRCEndUserCertificate,regardlessofdollarvalue,asfollows:   ` (i)ForlicenseapplicationssubmittedonorbeforeAugust13,2000,aPRCEndUserCertificateisrequiredforcomputerswithaCompositeTheoreticalPerformance(CTP)greaterthan6,500MillionOperationsPerSecond(MTOPS)andforlicenseapplicationssubmittedonorafterAugust14,2000,aPRCEndUserCertificateisrequiredforcomputerswithaCTPgreaterthan12,500MTOPS;   ` (ii)ForexportsunderLicenseExceptionCTPoccurringonorbeforeAugust13,2000,aPRCEndUserCertificateisrequiredforcomputerswithaCTPofgreaterthan6,500MTOPSandforsuchexportsoccurringonorafterAugust14,2000,aPRCEndUserCertificateisrequiredforcomputerswithaCTPgreaterthan12,500.  (4)YourlicenseapplicationinvolvestheexportofcommoditiesandsoftwareclassifiedinasingleentryontheCCL,thetotalvalueofwhichexceeds$5,000.Notethatthis$5,00011threshold11doesnotapplytoexportstothePeoplesRepublicofChinaofcomputerssubjecttotheprovisionsof748.10(b)(3).  P(#& #XXXX# XXXX   `    * h *  *  * p 11*#XXXXZ#XXXX11 ,`'* #XXXX # PART774[AMENDED]     2e  18  .3  XXXXԀInSupplementNo.1topart774(theCommerceControlList),Category4 P  Computersisamendedbyrevising#XXXX#XXXXԀExportControlClassificationNumber(ECCN)4A003,to 0  readasfollows: 4A003"Digitalcomputers","electronicassemblies",andrelatedequipmenttherefor,and   speciallydesignedcomponentstherefor.    LicenseRequirements  p   ReasonforControl:NS,MT,CC,AT,NP,XP 0    `     h      p      ` Control(s)   h      p   CountryChart @   0  0` (#(#NSappliesto4A003.band.c     p   NSColumn1" ` (#` (# 0  0` (#(#NSappliesto4A003.a,d,.e,     p   NSColumn2p&!$` (#` (# 0   ` and.g (#(#    ` MTappliestodigital h      p   MTColumn1 ,`'*    ` computersusedasancillary   ` equipmentfortest   ` facilitiesandequipment   ` thatarecontrolledby9B005   ` or9B006.   ` CCappliestodigitalcomputers   p   CCColumn1 @     ` forcomputerizedfingerprint   ` equipment   ` ATappliestoentireentry     p   ATColumn1 p    ` (referto4A994forcontrols   ` ondigitalcomputerswithaCTP6 0    ` butto6,500Mtops) `    ` 0  0` (#(#NPappliestodigitalcomputerswithaCTPgreaterthan6,500Mtops,unlessaLicenseExceptionisavailable.See742.3(b)oftheEARforinformationonapplicablelicensingreviewpolicies. ` (#` (#   0 ` XPappliestodigitalcomputerswithaCTPgreaterthan6,500Mtops,unlessaLicenseExceptionisavailable.XPcontrolsvaryaccordingtodestinationandenduserandenduse.See742.12oftheEARforadditionalinformation.,`'*` (#` (# Ї0  0` (#(# Note: Foralldestinations,exceptCuba,Iran,Iraq,Libya,NorthKorea,Sudan,  andSyria,nolicenseisrequired(NLR)forcomputerswithaCTPgreaterthan6,500Mtops,andforassembliesdescribedin4A003.cthatarenotcapableofexceedingaCTPgreaterthan6,500Mtopsinaggregation.ComputerscontrolledinthisentryforMTreasonsarenoteligibleforNLR. ` (#` (#   LicenseRequirementNotes:See743.1oftheEARforreportingrequirementsfor @  exportsunderLicenseExceptions. LicenseExceptions   0  LVS:$5000;N/AforMTand"digital"computerscontrolledby4A003.bandhavingaCTPexceeding10,000MTOPS;or"electronicassemblies"controlledby4A003.candcapableofenhancingperformancebyaggregationof"computingelements"sothattheCTPoftheaggregationexceeds10,000MTOPS. p @(#(# 0  GBS:Yes,for4A003.d,.e,and.gandspeciallydesignedcomponentstherefor,exportedseparatelyoraspartofasystem. (#(# 0  CTP:Yes,forcomputerscontrolledby4A003.a,.band.c,totheexclusionofothertechnicalparameters,withtheexceptionofparametersspecifiedascontrolledforMissileTechnology(MT)concernsand4A003.e(equipmentperforminganalogtodigitalordigitaltoanalogconversionsexceedingthelimitsof3A001.a.5.a).See740.7oftheEAR.,`'*(#(# 0  CIV:Yes,for4A003.d(havinga3Dvectorratelessthan75Mvectors/sec),.e,and.g. (#(#  ListofItemsControlled  p   Unit:Equipmentinnumber;partsandaccessoriesin$value 0    RelatedControls:Seealso4A994and4A980 `  0  RelatedDefinitions:11N?A1111111N11/A11 Electronicassembliesdescribedin4A003.cdonotinclude @  @  motherboardscapableofcontainingoneormoreCentralProcessingUnits(CPUs)whenthosemotherboardsare:1)Unpopulated(nochipsetsor1#XXXX̭#1XXXXԀdiscreteelectroniccomponents  aremountedorincluded#XXXXF#1XXXX1);or2)Partiallypopulated(withchipsetsorotherdiscrete  electroniccomponents)suchthataCPUorCPUdaughtercard/moduleisnotincludedintheassembly.1@ (#(#   Items:     Note1: 4A003includesthefollowing:     ` a.Vectorprocessors;   ` b.Arrayprocessors;   ` c.Digitalsignalprocessors;   ` d.Logicprocessors;   ` e.Equipmentdesignedfor"imageenhancement";   ` f.Equipmentdesignedfor"signalprocessing". ,`'* Ї  Note2: 󀀀Thecontrolstatusofthe"digitalcomputers"andrelatedequipmentdescribedin  4A003isdeterminedbythecontrolstatusofotherequipmentorsystemsprovided:  a.The"digitalcomputers"orrelatedequipmentareessentialfortheoperationoftheotherequipmentorsystems;  b.The"digitalcomputers"orrelatedequipmentarenota"principalelement"oftheotherequipmentorsystems;and `    ` N.B.1: Thecontrolstatusof"signalprocessing"or"imageenhancement"   equipmentspeciallydesignedforotherequipmentwithfunctionslimitedtothoserequiredfortheotherequipmentisdeterminedbythecontrolstatusoftheotherequipmentevenifitexceedsthe"principalelement"criterion.   ` N.B.2: Forthecontrolstatusof"digitalcomputers"orrelatedequipmentfor 0*%( telecommunicationsequipment,seeCategory5,Part1(Telecommunications). ,`'* Ї  c.The"technology"forthe"digitalcomputers"andrelatedequipmentisdeterminedby4E.a.Designedormodifiedfor"faulttolerance";  Note: Forthepurposesof4A003.a.,"digitalcomputers"andrelatedequipmentarenot `  consideredtobedesignedormodifiedfor"faulttolerance"iftheyutilizeanyofthefollowing:  1.Errordetectionorcorrectionalgorithmsin"mainstorage";  2.Theinterconnectionoftwo"digitalcomputers"sothat,iftheactivecentralprocessingunitfails,anidlingbutmirroringcentralprocessingunitcancontinuethesystem'sfunctioning;  3.Theinterconnectionoftwocentralprocessingunitsbydatachannelsorbyuseofsharedstoragetopermitonecentralprocessingunittoperformotherworkuntilthesecondcentralprocessingunitfails,atwhichtimethefirstcentralprocessingunittakesoverinordertocontinuethesystem'sfunctioning;or  4.Thesynchronizationoftwocentralprocessingunitsby"software"sothatonecentralprocessingunitrecognizeswhentheothercentralprocessingunitfailsandrecoverstasksfromthefailingunit. ,`'* b."Digitalcomputers"havinga"compositetheoreticalperformance"("CTP")exceeding6,500milliontheoreticaloperationspersecond(Mtops);c."Electronicassemblies"speciallydesignedormodifiedtobecapableofenhancingperformancebyaggregationof"computingelements"("CEs")sothatthe"CTP"oftheaggregationexceedsthelimitin4A003.b.;  Note1: 4A003.cappliesonlyto"electronicassemblies"andprogrammable   interconnectionsnotexceedingthelimitin4A003.b.whenshippedasunintegrated"electronicassemblies".Itdoesnotapplyto"electronicassemblies"inherentlylimitedbynatureoftheirdesignforuseasrelatedequipmentcontrolledby4A003.d,or4A003.e  Note2: 4A003.cdoesnotcontrol"electronicassemblies"speciallydesignedfora 0 productorfamilyofproductswhosemaximumconfigurationdoesnotexceedthelimitof4A003.b.d.Graphicsacceleratorsandgraphicscoprocessorsexceedinga"threedimensionalVectorRate"of3,000,000;e.Equipmentperforminganalog-to-digitalconversionsexceedingthelimitsin3A001.a.5;f.Reserved. ,`'* Їg.Equipmentspeciallydesignedtoprovideexternalinterconnectionof"digitalcomputers"orassociatedequipmentthatallowscommunicationsatdataratesexceeding80Mbyte/s.  Note: 4A003.gdoesnotcontrolinternalinterconnectionequipment(e.g.,backplanes, P  buses)passiveinterconnectionequipment,"networkaccesscontrollers"or"communicationchannel11controllers".#XXXXӷ# `  Dated:1111IainS.Baird1111DeputyAssistant11SecretaryforExportAdministration