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Searching titles, summaries and other information about our publications.
Showing 1 - 10 of 879 results Sort by: date | relevance «previous next»
U.S. Government Securities: Questions About the Federal Reserve's Securities Transfer System
GGD-87-15BR, October 20, 1986
Summary (HTML)   Full Report (PDF, 40 pages)  
Improvements Needed in the Federal Reserve Reporting System for Recognized Dealers in Government Securities
B-169905, October 6, 1971
Summary (HTML)   Full Report (PDF, 42 pages)  
Securities Regulation: SEC Enforcement Efforts in 1978 and 1985
GGD-86-97FS, July 16, 1986
Summary (HTML)   Full Report (PDF, 20 pages)  
Securities and Exchange Commission: Effective Development of the EDGAR System Requires Top Management Attention
IMTEC-92-85, September 30, 1992
Summary (HTML)   Full Report (PDF, 16 pages)  
Information Access: Improving Securities and Exchange Commission's Public Reference Room Operations
GGD-89-85, June 7, 1989
Summary (HTML)   Full Report (PDF, 24 pages)  
Securities Pricing: Actions Needed for Conversion to Decimals
T-GGD-98-121, May 8, 1998
Summary (HTML)   Full Report (PDF, 28 pages)  
Department of Labor, Pension and Welfare Benefits Administration: Class Exemption for Cross-Trades of Securities by Index and Model-Driven Funds
GAO-02-482R, March 8, 2002
Summary (HTML)   Full Report (PDF, 4 pages)   Full Report (HTML)  
Preventing Investors From Being Defrauded When Buying Securities Sold in Transactions Claimed To Be Private Sales
089267, May 16, 1980
Full Report (PDF, 14 pages)  
Securities and Exchange Commission's Oversight of Securities Industry Self-Regulatory Organizations
129236, March 5, 1986
Full Report (PDF, 16 pages)  
Securities Investor Protection: Update on Matters Related to the Securities Investor Protection Corporation
GAO-03-811, July 11, 2003
Summary (HTML)   Highlights Page (PDF)   Full Report (PDF, 42 pages)   Accessible Text   Recommendations (HTML)
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