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Publications (257)
Entire Site (19,520)
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Securities
Regulation
:
SEC Enforcement Efforts in 1978 and 1985
GGD-86-97FS
, July 16, 1986
Summary
(HTML)
Full Report
(PDF, 20 pages)
Securities
Regulation
:
SEC's Oversight of Privately Placed Transactions Among Large Investors
GGD-93-37
, February 19, 1993
Summary
(HTML)
Full Report
(PDF, 22 pages)
Securities
Regulation
:
Customer Protection Rule Oversight Procedures Appear Adequate
GGD-92-17
, November 21, 1991
Summary
(HTML)
Full Report
(PDF, 14 pages)
Securities
Regulation
:
Hostile Corporate Takeovers: Synopses of Thirty-Two Attempts
GGD-88-48FS
, March 4, 1988
Summary
(HTML)
Full Report
(PDF, 110 pages)
Securities
Regulation
:
Efforts to Detect, Investigate, and Deter Insider Trading
GGD-88-116
, August 5, 1988
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(HTML)
Full Report
(PDF, 88 pages)
Securities
Regulation
:
Actions Taken to Improve Nasdaq Listing Procedures
GGD-99-53
, April 26, 1999
Summary
(HTML)
Full Report
(PDF, 20 pages)
Securities
Regulation
:
SEC Budget and Workload Statistics, FY 1979-1988
GGD-87-94FS
, June 22, 1987
Summary
(HTML)
Full Report
(PDF, 62 pages)
Securities
Regulation
:
Oversight of SRO's Listing Procedures Could Be Improved
GGD-98-45
, February 6, 1998
Summary
(HTML)
Full Report
(PDF, 38 pages)
Securities
Regulation
:
Securities
and Exchange Commission Oversight of Self-
Regulation
GGD-86-83
, September 30, 1986
Summary
(HTML)
Full Report
(PDF, 104 pages)
Securities
Regulation
:
Improvements Needed in the Amex Listing Program
GAO-02-18
, November 27, 2001
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Full Report
(PDF, 31 pages)
Recommendations
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