Military Personnel: Top Management Attention Is Needed to Address Long-standing Problems with Determining Medical and Physical Fitness of the Reserve Force

GAO-06-105 October 27, 2005
Highlights Page (PDF)   Full Report (PDF, 81 pages)   Accessible Text   Recommendations (HTML)

Summary

The Department of Defense's (DOD) operations in time of war or national emergency depend on sizeable reserve force involvement and DOD expects future use of the reserve force to remain high. Operational readiness depends on healthy and fit personnel. Long-standing problems have been identified with reserve members not being in proper medical or physical condition. Drilling members in the reserve force by law are required to have a medical exam every 5 years and an annual certificate of their medical status. Also, DOD policies require an annual dental exam and an annual evaluation of physical fitness. Compliance with these routine requirements is the first step in determining who is fit for duty. Public Law 108-375 required GAO to study DOD's management of the health status of reserve members activated for Operations Enduring Freedom and Iraqi Freedom. GAO assessed DOD's (1) ability to determine reserve force compliance with routine exams, and (2) visibility over reserve members' health status after they are called to duty and the care, if any, provided to those deployed with preexisting conditions.

DOD is unable to determine the extent to which the reserve force complied with routine examinations due to lack of complete or reliable data. Although each reserve component employs a tracking system capable of monitoring compliance with medical exams, only one component has taken the necessary quality assurance steps to ensure the reliability of its data. While the Office of the Under Secretary of Defense for Personnel and Readiness has the responsibility for overseeing medical and physical fitness policy and processes, it has not established a management control framework and executed a plan to oversee compliance with routine examinations. Specifically, this office has not enforced holding all responsible levels accountable, ensuring that all requirements are being met, and that complete and reliable data are being entered into the appropriate tracking system. For example, this office has not enforced its own requirement for the services to report on the components' physical fitness status. Without complete and reliable data, DOD is not in a sound position to provide the Secretary of Defense or Congress assurances that the reserve force is medically and physically fit when called to active duty. DOD has only limited visibility over the health status of reserve members after they are called to duty and is unable to determine the extent of care provided to those members deployed with preexisting medical conditions despite the existence of various sources of medical information. The components collect various types of medical data, but vary in their ability to systematically identify, track, and report information on those with temporary and permanent conditions that may limit deployability. In addition, medical information is captured on predeployment forms for all members and entered into a DOD-wide centralized database. GAO has previously reported that the database has missing and incomplete health data, and DOD is working to correct this through its quality assurance program. GAO found during this review that DOD has continued to make progress entering the data from the forms into the database, but the data are still incomplete and the reasons why members are determined medically nondeployable are not captured in a way that is easily discernable. While the Under Secretary of Defense continues to have responsibility for overseeing the medical and physical fitness of reserve members after they are called to duty, the combatant commanders, under the Joint Chief of Staff, have this responsibility for the theater. DOD is unable to determine the care provided to those deployed with preexisting medical conditions because DOD has not determined what preexisting conditions may be allowed into a specific theater and, thus, does not know what conditions to track. Evidence GAO developed suggests that members are deployed into theater with preexisting conditions, such as diabetes, heart problems, and cancer. The impact of those who are not medically and physically fit for duty could be significant for future deployments as the pool of reserve members from which to fill requirements is dwindling and those who have deployed are not in as good health as they were before deployment.



Recommendations

Our recommendations from this work are listed below with a Contact for more information. Status will change from "In process" to "Implemented" or "Not implemented" based on our follow up work.

Director:
Team:
Phone:
Derek B. Stewart
Government Accountability Office: Defense Capabilities and Management
(202) 512-5559


Recommendations for Executive Action


Recommendation: To have visibility over reserve components' compliance with routine medical and physical fitness examinations, the Secretary of Defense should direct the Under Secretary for Personnel and Readiness, in concert with the Assistant Secretary for Health Affairs and the Principal Deputy to the Under Secretary, to establish a management control framework and execute a plan for issuing guidance, establishing quality assurance for data reliability, and tracking compliance with routine medical and physical fitness examinations.

Agency Affected: Department of Defense

Status: In process

Comments: When we confirm what actions the agency has taken in response to this recommendation, we will provide updated information.

Recommendation: To have visibility over reserve components' compliance with routine medical and physical fitness examinations, the Secretary of Defense should direct the Under Secretary for Personnel and Readiness, in concert with the Principle Deputy who oversees the Office of Morale, Welfare, and Recreation, to take steps to enforce the service reporting requirement on the status of members' physical fitness in conjunction with the actions taken in the first recommendation.

Agency Affected: Department of Defense

Status: In process

Comments: When we confirm what actions the agency has taken in response to this recommendation, we will provide updated information.

Recommendation: To improve DOD's visibility over reserve components' health status after they are called to duty, the Secretary of Defense should direct the Under Secretary of Defense for Personnel and Readiness, in concert with the Assistant Secretary of Health Affairs, to also oversee the development of the reserve components' tracking systems to identify and track members' temporary and permanent medical conditions that limit deployability.

Agency Affected: Department of Defense

Status: In process

Comments: When we confirm what actions the agency has taken in response to this recommendation, we will provide updated information.

Recommendation: To improve DOD's visibility over reserve components' health status after they are called to duty, the Secretary of Defense should direct the Under Secretary of Defense for Personnel and Readiness, in concert with the Assistant Secretary of Health Affairs, to modify the medical predeployment forms to better capture reasons for nondeployment and medical referrals.

Agency Affected: Department of Defense

Status: In process

Comments: When we confirm what actions the agency has taken in response to this recommendation, we will provide updated information.

Recommendation: To help prevent the deployment of reserve component members with preexisting medical conditions that could adversely affect the mission and strain resources in theater, and to provide visibility over those members deployed with preexisting conditions for which treatment can be provided in theater, the Secretary of Defense should direct the Chairman of the Joint Chief of Staff to determine what preexisting medical conditions should not be allowed into specific theaters of operations, especially during the initial stages of the operation, and to take steps to ensure that each service component consistently utilizes these as criteria for determining the medical deployability of its reserve component members during mobilization.

Agency Affected: Department of Defense

Status: In process

Comments: When we confirm what actions the agency has taken in response to this recommendation, we will provide updated information.

Recommendation: To help prevent the deployment of reserve component members with preexisting medical conditions that could adversely affect the mission and strain resources in theater, and to provide visibility over those members deployed with preexisting conditions for which treatment can be provided in theater, the Secretary of Defense should direct the Chairman of the Joint Chief of Staff, in concert with the service secretaries, to explore using existing tracking systems to track those who have treatable preexisting medical conditions in theater.

Agency Affected: Department of Defense

Status: In process

Comments: When we confirm what actions the agency has taken in response to this recommendation, we will provide updated information.