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Amex Rulemaking Archives: 2006
We encourage the public to submit comments on the following American Stock Exchange LLC (Amex) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Note: Only selected SRO rule proposals were posted to the SEC website prior to 2004. To obtain releases not appearing on the website, contact the Public Reference Room at (202) 551-8090 or by e-mail: publicinfo@sec.gov.
Available Amex Rules include:
Chronological List
Fourth Quarter | Third Quarter | Second Quarter | First Quarter
Amex File Number List for 2006
Additional Archives
2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998
| Release No. |
Date |
Details |
| Fourth Quarter |
SR-Amex-2006-76 |
| 34-55029 |
Dec. 29, 2006 |
Order Granting Accelerated Approval to Proposed Rule Change as Modified by Amendments No. 1, 2, 3, and 4 Thereto and Notice of Filing of Amendments No. 3 and 4 Relating to the Listing and Trading of the DB Multi-Sector Commodity Trust
Comments due: January 29, 2007
See also: Notice: Rel. No. 34-54770
|
SR-Amex-2006-109 |
| 34-55018 |
Dec. 28, 2006 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Listing Standards for Series of Portfolio Depositary Receipts and Index Fund Shares
Comments due: January 30, 2007
|
SR-Amex-2006-98 |
| 34-55008 |
Dec. 22, 2006 |
Order Approving Proposed Rule Change Relating to the Codification of Exchange Policy Regarding Specialist Commissions
See also: Notice: Rel. No. 34-54618
Comments received are available for this notice.
|
SR-Amex-2006-57 |
| 34-55006 |
Dec. 22, 2006 |
Order Approving Proposed Rule Change Relating to Stop Orders for Exchange Traded Funds and Trust Issued Receipts
See also: Notice: Rel. No. 34-54584
|
SR-Amex-2006-77 |
| 34-54995 |
Dec. 21, 2006 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Amend Rules 918 and 918—Ante Regarding Trading Rotations, Halts and Suspensions
Comments due: January 19, 2007
See also: Order: Rel. No. 34-55272
|
SR-Amex-2006-87 |
| 34-54983 |
Dec. 20, 2006 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Criteria for Securities that Underline Options Traded on the Exchange
Comments due: January 19, 2007
|
SR-Amex-2006-101 |
| 34-54961 |
Dec. 18, 2006 |
Notice of Filing of a Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to the Listing and Trading of Shares of Funds of the ProShares Trust
Comments due: January 11, 2007
See also: Order: Rel. No. 34-55117
|
SR-Amex-2006-90 |
| 34-54943 |
Dec. 15, 2006 |
Notice of Filing of a Proposed Rule Change as Revised by Amendment Nos. 1 and 2 Thereto Relating to the Listing and Trading of Notes Linked to the Performance of the Hang Seng China Enterprises Index
Comments due: January 10, 2007
Additional Materials: Appendix A
See also: Order: Rel. No. 34-55248
|
SR-Amex-2006-105 |
| 34-54885 |
Dec. 6, 2006 |
Notice of Filing of a Proposed Rule Change Relating to Fees for the Routing of Orders to Other Market Centers Through a Private Linkage
Comments due: January 3, 2007
 Submit comments on SR-Amex-2006-105
|
SR-Amex-2006-80 |
| 34-54882 |
Dec. 6, 2006 |
Order Approving Proposed Rule Change to Amend Rule 777 Regarding Depository Eligibility
See also: Notice: Rel. No. 34-54442
|
SR-Amex-2006-111 |
| 34-54866 |
Dec. 4, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Odd-Lot Rejections by Away Markets in the AEMI-One Pilot
Comments due: January 2, 2007
|
SR-Amex-2006-48 |
| 34-54851 |
Nov. 30, 2006 |
Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change and Amendment No. 1 Thereto Modifying the Exchange’s Independent Director and Audit Committee Corporate Governance Standards
Comments due: December 29, 2006
|
SR-Amex-2006-88 |
| 34-54844 |
Nov. 30, 2006 |
Order Approving Proposed Rule Change to Extend the Term of Index-Linked Securities
See also: Notice: Rel. No. 34-54629
|
SR-Amex-2006-82 |
| 34-54839 |
Nov. 29, 2006 |
Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Thereto Relating to MACRO Tradeable Shares
Comments due: December 27, 2006
See also: Notice: Rel. No. 34-54658
|
SR-Amex-2006-19 |
| 34-54813 |
Nov. 22, 2006 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2 and 3 Thereto Relating to the Listing and Trading of Options on the Nuveen Municipal Fund Index
Comments due: December 21, 2006
See also: Order: Rel. No. 34-55182
|
SR-Amex-2006-01 |
| 34-54790 |
Nov. 20, 2006 |
Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change and Amendments No. 1, 2, and 3 Thereto Relating to the Listing and Trading of Principal Protected Notes Linked to the Dow Jones-AIG ExEnergy Sub-Index
Comments due: December 18, 2006
|
SR-Amex-2006-89 |
| 34-54777 |
Nov. 17, 2006 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Establish Fees For the Receipt and Use of Proprietary Market Data Disseminated by the Exchange
Comments due: December 18, 2006
Comments received are available for this notice.
Submit comments on SR-Amex-2006-89
|
SR-Amex-2006-76 |
| 34-54770 |
Nov. 16, 2006 |
Notice of Filing of a Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to the Listing and Trading of the DB Multi-Sector Commodity Trust
Comments due: December 11, 2006
See also: Order: Rel. No. 34-55029
|
SR-Amex-2006-106 |
| 34-54741 |
Nov. 9, 2006 |
Notice of Filing of Proposed Rule Change Relating to the Adoption of a Penny Quoting Pilot Program
Comments due: December 11, 2006
See also: Order: Rel. No. 34-55162
Comments received are available for this notice.
|
SR-Amex-2006-78 |
| 34-54739 |
Nov. 9, 2006 |
Order Granting Accelerated Approval to Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Thereto Relating to Generic Listing Standards for Series of Portfolio Depositary Receipts and Index Fund Shares Based on International or Global Indexes
Comments due: December 8, 2006
See also: Notice: Rel. No. 34-54595
Comments received are available for this notice.
|
SR-Amex-2006-72 |
| 34-54709 |
Nov. 3, 2006 |
Order Approving a Proposed Rule Change and Amendment No. 1 Thereto, and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 3, To Adopt New Rules To Implement on a Pilot Basis an Initial Version of AEMI, Its Proposed New Hybrid Market Trading Platform For Equity Products and Exchange Traded Funds
Comments due: November 30, 2006
See also: Notice: Rel. No. 34-54413
Comments received are available for this notice.
|
SR-Amex-2006-104 |
| 34-54698 |
Nov. 2, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate Certain Licensing Fees
Comments due: November 30, 2006
|
SR-Amex-2006-93 |
| 34-54696 |
Nov. 2, 2006 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Revise the Equities and Exchange Traded Fund Shares ("ETFs") Fee Schedule
Comments due: November 30, 2006
|
SR-Amex-2006-103 |
| 34-54691 |
Nov. 2, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Eliminating the Post-Trade Allocation Feature in ANTE
Comments due: November 30, 2006
|
SR-Amex-2006-82 |
| 34-54658 |
Oct. 26, 2006 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to MACRO Tradeable Shares
Comments due: November 17, 2006
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-54839
|
SR-Amex-2006-88 |
| 34-54629 |
Oct. 19, 2006 |
Notice of Filing of Proposed Rule Change Relating to Amendments to the Exchange’s Generic Listing Standards for Index-Linked Securities
Comments due: November 17, 2006
See also: Order: Rel. No. 34-54844
|
SR-Amex-2006-95 |
| 34-54625 |
Oct. 18, 2006 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 thereto Relating to the Vanguard Emerging Markets Stock Index Fund
Comments due: November 15, 2006
|
SR-Amex-2006-98 |
| 34-54618 |
Oct. 18, 2006 |
Notice of Filing of Proposed Rule Change Relating to the Codification of Exchange Policy Regarding Specialist Commissions
Comments due: November 15, 2006
See also: Notice: Rel. No. 34-55008
Comments received are available for this notice.
|
SR-Amex-2005-060 |
| 34-54608 |
Oct. 16, 2006 |
Order Approving a Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment Nos. 4 and 5 Thereto Relating to Amendments to the Obvious Error Rules
Comments due: November 13, 2006
See also: Notice: Rel. No. 34-52718
Comments received are available for this notice.
|
SR-Amex-2006-78 |
| 34-54595 |
Oct. 12, 2006 |
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Generic Listing Standards For Series Of Portfolio Depositary Receipts And Index Fund Shares Based On International Or Global Indexes
Comments due: November 3, 2006
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-54739
Comments received are available for this notice.
|
SR-Amex-2006-97 |
| 34-54593 |
Oct. 12, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Electronic Access Fee
Comments due: November 9, 2006
|
SR-Amex-2006-57 |
| 34-54584 |
Oct. 6, 2006 |
Notice of Filing of a Proposed Rule Change Relating to Stop Orders for Exchange Traded Funds and Trust Issued Receipts
Comments due: November 7, 2006
See also: Order: Rel. No. 34-55006
|
SR-Amex-2006-84 |
| 34-54565 |
Oct. 3, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Suspension of Transaction Charges for Specialist Orders in the Nasdaq-100 Tracking Stock (QQQQ)
Comments due: November 2, 2006
|
| Third Quarter |
SR-Amex-2006-91 |
| 34-54553 |
Sep. 29, 2006 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Extension of the Pilot Period Applicable to the Listing and Trading of Options on the iShares MSCI Emerging Markets Index
Comments due: October 31, 2006
|
SR-Amex-2005-104 |
| 34-54552 |
Sep. 29, 2006 |
Order Approving a Proposed Rule Change and Amendments No. 1, 2, 3, 4, and 5 Thereto, and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 6, to Establish a New Hybrid Trading System Known as AEMI
Comments due: October 31, 2006
See also: Notice: Rel. No. 34-54145
|
SR-Amex-2006-92 |
| 34-54543 |
Sep. 29, 2006 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Exercise Deadline for Quarterly Options Series
Comments due: October 27, 2006
|
SR-Amex-2006-85 |
| 34-54548 |
Sep. 29, 2006 |
Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Changes Relating to Exchange to Exchange Billing Under the Linkage Plan
Other File Nos.: SR-BSE-2006-41; SR-CBOE-2006-80; SR-CHX-2006-28; SR-NASDAQ-2006-038; SR-NSX-2006-11; SR-NYSEArca-2006-69; SR-Phlx-2006-58
Comments due: October 27, 2006
|
SR-Amex-2006-70 |
| 34-54509 |
Sep. 26, 2006 |
Order Approving Proposed Rule Change and Amendment No. 1 Thereto to Apply Certain Provisions of Its Minor Rule Violation Plan to Registered Options Traders, Supplemental Registered Options Traders, and Remote Registered Options Traders
See also: Notice: Rel. No. 34-54317
|
SR-Amex-2006-79 |
| 34-54486 |
Sep. 22, 2006 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Amendment to the Payment for Order Flow Plan to Include Supplemental Registered Options Traders
Comments due: October 19, 2006
|
SR-Amex-2006-44 |
| 34-54450 |
Sep. 14, 2006 |
Order Granting Accelerated Approval of a Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to the Listing and Trading of the DB Currency Index Value Fund
See also: Notice: Rel. No. 34-54351
|
SR-Amex-2006-80 |
| 34-54442 |
Sep. 14, 2006 |
Notice of Filing of Proposed Rule Change to Amend Rule 777 Regarding Depository Eligibility
Comments due: October 12, 2006
See also: Order: Rel. No. 34-54882
|
SR-Amex-2006-72 |
| 34-54413 |
Sep. 7, 2006 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Adopt New Rules To Implement on a Pilot Basis an Initial Version of AEMI, Its Proposed New Hybrid Market Trading Platform For Equity Products and Exchange Traded Funds
Comments due: October 5, 2006
See also: Order: Rel. No. 34-54709
Comments received are available for this notice.
|
SR-Amex-2006-64 |
| 34-54412 |
Sep. 7, 2006 |
Order Granting Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to a Retroactive Suspension of Transaction Charges for Specialist Orders in the Nasdaq-100 Tracking Stock® (QQQQ)
See also: Notice: Rel. No. 34-54262
|
SR-Amex-2006-75 |
| 34-54386 |
Aug. 30, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program that Increases Position and Exercise Limits for Equity Options and Options on the Nasdaq-100 Tracking Stock
Comments due: September 28, 2006
|
SR-Amex-2006-73 |
| 34-54354 |
Aug. 23, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify the Applicability of Certain Rules to Securities Also Listed on the Nasdaq Capital Market and the Nasdaq Global Market
Comments due: September 19, 2006
|
SR-Amex-2006-44 |
| 34-54351 |
Aug. 23, 2006 |
Notice of Filing of a Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to the Listing and Trading of the DB Currency Index Value Fund
Comments due: September 13, 2006
See also: Order: Rel. No. 34-54450
|
SR-Amex-2006-47 |
| 34-54327 |
Aug. 16, 2006 |
Order Approving Proposed Rule Change and Amendment No. 2 Thereto Relating to the Member Firm Guarantee for FLEX Equity Options
See also: Notice: Rel. No. 34-54104
|
SR-Amex-2006-63 |
| 34-54324 |
Aug. 16, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Transaction Based Fees for Supplemental Registered Options Traders
Comments due: September 14, 2006
|
SR-Amex-2006-70 |
| 34-54317 |
Aug. 15, 2006 |
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Application of Certain Violations of the Minor Rule Violation Fine Plan to Registered Options Traders, Supplemental Registered Options Traders, and Remote Registered Options Traders
Comments due: September 11, 2006
See also: Order: Rel. No. 34-54509
|
SR-Amex-2006-27 |
| 34-54314 |
Aug. 14, 2006 |
Order Approving a Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Interim Members
See also: Notice: Rel. No. 34-54109
|
SR-Amex-2006-71 |
| 34-54310 |
Aug. 11, 2006 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Floor Broker HandHeld Terminals
Comments due: September 8, 2006
|
SR-Amex-2006-40 |
| 34-54290 |
Aug. 8, 2006 |
Order Granting Approval of a Proposed Rule Change Relating to Direct Registration System Eligibility Requirements
See also: Notice: Rel. No. 34-53911
|
SR-Amex-2006-58 |
| 34-54266 |
Aug. 2, 2006 |
Order Granting Approval of a Proposed Rule Change Relating to an Amendment to Amex Rule 27
See also: Notice: Rel. No. 34-54039
|
SR-Amex-2006-64 |
| 34-54262 |
Aug. 1, 2006 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to a Retroactive Suspension of Transaction Charges for Specialist Orders in the Nasdaq-100 Tracking Stock® (QQQQ)
Comments due: August 29, 2006
See also: Order: Rel. No. 34-54412
|
SR-Amex-2006-69 |
| 34-54261 |
Aug. 1, 2006 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to an Extension of a Pilot Program for the Fee Cap Program for Certain Options Spread Trades
Comments due: August 29, 2006
|
SR-Amex-2006-65 |
| 34-54227 |
Jul. 27, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Suspension of Transaction Charges for Specialist Orders in the Nasdaq-100 Tracking Stock® (QQQQ)
Comments due: August 24, 2006
|
SR-Amex-2005-096 |
| 34-54206 |
Jul. 25, 2006 |
Order Granting Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Relocation of Registered Options Traders Assigned Options Classes
See also: Notice: Rel. No. 34-53640
|
SR-Amex-2006-68 |
| 34-54183 |
Jul. 20, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Applying the Allocation Algorithm in Rule 935(a)(4) – ANTE to Supplemental Registered Options Traders
Comments due: August 17, 2006
|
SR-Amex-2006-61 |
| 34-54181 |
Jul. 20, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Handling of Immediate or Cancel Orders in Options
Comments due: August 17, 2006
|
SR-Amex-2006-62 |
| 34-54161 |
Jul. 17, 2006 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Extend the Linkage Fee Pilot Program
Comments due: August 15, 2006
|
SR-Amex-2005-104 |
| 34-54145 |
Jul. 14, 2006 |
Notice of Filing of Proposed Rule Change and Amendments No. 1, 2, 3, 4, and 5 Thereto Relating to the New Amex Hybrid Market Structure
Comments due: August 11, 2006
See also: Order: Rel. No. 34-54552
|
SR-Amex-2006-67 |
| 34-54137 |
Jul. 12, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit the Listing and Trading of Quarterly Options Series
Comments due: August 10, 2006
|
SR-Amex-2006-66 |
| 34-54131 |
Jul. 12, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Short Term Option Series Pilot Program
Comments due: August 8, 2006
|
SR-Amex-2006-27 |
| 34-54109 |
Jul. 6, 2006 |
Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Interim Members
Comments due: August 3, 2006
See also: Order: Rel. No. 34-54314
|
SR-Amex-2006-47 |
| 34-54104 |
Jul. 5, 2006 |
Notice of Filing of Proposed Rule Change and Amendment No. 2 Thereto Relating to the Member Firm Guarantee for FLEX Equity Options
Comments due: August 2, 2006
See also: Order: Rel. No. 34-54327
|
SR-Amex-2006-42 |
| 34-54094 |
Jul. 3, 2006 |
Order Granting Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to a Retroactive Suspension of Transaction Charges for Specialist Orders in the Nasdaq-100 Tracking Stock® (QQQQ)
See also: Notice: Rel. No. 34-53871
|
| Second Quarter |
SR-Amex-2006-60 |
| 34-54081 |
Jun. 30, 2006 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Extension of the Pilot Period Applicable to the Listing and Trading of Options on the iShares MSCI Emerging Markets Index
Comments due: July 31, 2006
|
SR-Amex-2006-59 |
| 34-54042 |
Jun. 26, 2006 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to its Options Marketing Fee Program
Comments due: July 21, 2006
|
SR-Amex-2006-41 |
| 34-54040 |
Jun. 23, 2006 |
Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Thereto Relating to the Listing and Trading of Shares of the ProShares Trust
Comments due: July 21, 2006
See also: Notice: Rel. No. 34-53784
|
SR-Amex-2006-58 |
| 34-54039 |
Jun. 23, 2006 |
Notice of Filing of a Proposed Rule Change Relating to an Amendment to Amex Rule 27
Comments due: July 21, 2006
See also: Order: Rel. No. 34-54266
|
SR-Amex-2005-105 |
| 34-54033 |
Jun. 22, 2006 |
Order Granting Approval of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to the Listing and Trading of Principal Protected Notes Linked to the Metals-China Basket
See also: Notice: Rel. No. 34-53723
|
SR-Amex-2006-34 |
| 34-53973 |
Jun. 12, 2006 |
Order Approving Proposed Rule Change Relating to Minor Rule Violations and the Bunching of Odd-Lot Orders
See also: Notice: Rel. No. 34-53749
|
SR-Amex-2006-56 |
| 34-53968 |
Jun. 9, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Adoption of an Options Licensing Fee in Connection with Certain Russell Indexes
Comments due: July 7, 2006
|
SR-Amex-2006-55 |
| 34-53956 |
Jun. 7, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Odd-Lots in Nasdaq Securities
Comments due: July 6, 2006
|
SR-Amex-2006-54 |
| 34-53950 |
Jun. 6, 2006 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change to Extend the Pilot Program for the Quote Assist Feature in the ANTE System
Comments due: July 5, 2006
|
SR-Amex-2006-20 |
| 34-53945 |
Jun. 6, 2006 |
Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto to Amend the Annual Fee for Certain Listed Bonds and Debentures
See also: Notice: Rel. No. 34-53735
|
SR-Amex-2006-38 |
| 34-53942 |
Jun. 5, 2006 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Locked Markets
Comments due: July 5, 2006
|
SR-Amex-2005-116 |
| 34-53917 |
June 1, 2006 |
Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto Relating to Written Compliance and Supervisory Controls
See also: Notice: Rel. No. 34-53708
|
SR-Amex-2006-40 |
| 34-53911 |
May 31, 2006 |
Notice of Filing of Proposed Rule Change Relating to Direct Registration System Eligibility Requirements
Comments due: June 28, 2006
See also: Order: Rel. No. 34-54290
Comments received are available for this notice.
|
SR-Amex-2006-51 |
| 34-53880 |
May 26, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt an Options Licensing Fee for Options on Market Vectors-Gold Miners Exchange-Traded Fund
Comments due: June 26, 2006
|
SR-Amex-2006-52 |
| 34-53873 |
May 25, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Numerical Designations of Paragraphs in Amex Rule 935 – ANTE
Comments due: June 23, 2006
|
SR-Amex-2006-42 |
| 34-53871 |
May 25, 2006 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to a Retroactive Suspension of Transaction Charges for Specialist Orders in the Nasdaq-100 Tracking Stock® (QQQQ)
Comments due: June 22, 2006
See also: Order: Rel. No. 34-54094
|
SR-Amex-2006-50 |
| 34-53867 |
May 25, 2006 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Regarding Options Quote Size Mitigation
Comments due: June 22, 2006
|
SR-Amex-2006-53 |
| 34-53858 |
May 24, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the DB Commodity Index Tracking Fund
Comments due: June 22, 2006
|
SR-Amex-2006-46 |
| 34-53853 |
May 23, 2006 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Elimination of the Prohibition on Computer Generated Orders
Comments due: June 21, 2006
|
SR-Amex-2006-49 |
| 34-53843 |
May 19, 2006 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend until June 5, 2007, a Pilot Program for Listing Options on Selected Stocks Trading Below $20 at One-Point Intervals
Comments due: June 16, 2006
|
SR-Amex-2006-45 |
| 34-53842 |
May 19, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Prohibition Against the Entry of Multiple Options Orders
Comments due: June 15, 2006
|
SR-Amex-2006-43 |
| 34-53824 |
May 17, 2006 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to List for Trading Options on the iShares MSCI Emerging Markets Index Fund
Comments due: June 14, 2006
|
SR-Amex-2006-25 |
| 34-53798 |
May 12, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Manner in Which Executed Contracts are Allocated
Comments due: June 9, 2006
|
SR-Amex-2005-112 |
| 34-53797 |
May 12, 2006 |
Order Granting Approval to Proposed Rule Change and Amendment No. 1 Relating to the Prohibition of Trade Shredding by Members
See also: Notice: Rel. No. 34-53597
|
SR-Amex-2005-103 |
| 34-53793 |
May 11, 2006 |
Order Granting Approval of Proposed Rule Change and Amendment Nos. 1, 2, 3 and 4 Thereto Allowing Issuers of Listed Equity Securities, Structured Products, and Exchange Traded Funds a Right to Request a New Specialist
See also: Notice: Rel. No. 34-53561
|
SR-Amex-2006-39 |
| 34-53786 |
May 11, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 thereto Relating to the Adoption of a Licensing Fee for Options on the Vanguard Dividend Appreciation VIPERs
Comments due: June 7, 2006
|
SR-Amex-2005-100 |
| 34-53652A |
May 11, 2006 |
Order Approving Proposed Rule Change and Amendments No. 1 and 2 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 4 Relating to the Establishment of a New Class of Registered Options Trader Called a Remote Registered Options Trader(Correction)
Comments due: May 11, 2006
See also: Order: Rel. No. 34-53652; Notice: Rel. No. 34-53220
|
SR-Amex-2005-075 |
| 34-53635A |
May 11, 2006 |
Order Approving Proposed Rule Change and Amendments No. 2 and 3 Thereto Relating to the Establishment of a New Class of Registered Options Trader Called a Supplemental Registered Options Trader ("SROT") (Correction)
See also: Order: Rel. No. 34-53635; Notice: Rel. No. 34-53161
|
SR-Amex-2006-41 |
| 34-53784 |
May 10, 2006 |
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of Shares of the ProShares Trust
Comments due: June 7, 2006
See also: Order: Rel. No. 34-54040
|
SR-Amex-2005-125 |
| 34-53778 |
May 9, 2006 |
Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Dual Listing
See also: Notice: Rel. No. 34-53563
|
SR-Amex-2006-33 |
| 34-53750 |
May 2, 2006 |
Notice of Filing and Immediate Effectivenes of Proposed Rule Change and Amendment No. 1 Thereto Relating to Section 141 of the Company Guide
Comments due: June 1, 2006
|
SR-Amex-2006-34 |
| 34-53749 |
May 2, 2006 |
Notice of Filing of Proposed Rule Change Relating to Minor Rule Violations and the Bunching of Odd-Lot Orders
Comments due: May 31, 2006
See also: Order: Rel. No. 34-53973
|
SR-Amex-2006-20 |
| 34-53735 |
Apr. 27, 2006 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto to Amend the Annual Fee for Certain Listed Bonds and Debentures
Comments due: May 26, 2006
See also: Order: Rel. No. 34-53945
|
SR-Amex-2005-105 |
| 34-53723 |
Apr. 25, 2006 |
Notice of Filing of a Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to the Listing and Trading of Principal Protected Notes Linked to the Metals-China Basket
Comments due: May 24, 2006
See also: Order: Rel. No. 34-54033
|
SR-Amex-2005-116 |
| 34-53708 |
Apr. 24, 2006 |
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Written Compliance and Supervisory Controls
Comments due: May 19, 2006
See also: Order: Rel. No. 34-53917
|
SR-Amex-2006-37 |
| 34-53704 |
Apr. 21, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Floor Participant Technology Fee
Comments due: May 19, 2006
|
SR-Amex-2006-30 |
| 34-53701 |
Apr. 21, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 2 Thereto Relating to the Suspension of Transaction Charges for Specialist Orders in the Nasdaq-100 Tracking Stock® (QQQQ)
Comments due: May 19, 2006
|
SR-Amex-2006-36 |
| 34-53678 |
Apr. 19, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Adoption of a Licensing Fee for Options on the First Trust IPOX-100 Index Fund Shares
Comments due: May 16, 2006
|
SR-Amex-2005-107 |
| 34-53666 |
Apr. 17, 2006 |
Order Granting Approval of a Proposed Rule Change and Amendment Nos. 1 and 2 to Amend Exchange Delisting Rules to Conform to Recent Amendments to Commission Rules Regarding Removal from Listing and Withdrawal from Registration
See also: Notices: Rel. Nos. 34-53398A, and 34-53398
|
SR-Amex-2006-32 |
| 34-53657 |
Apr. 14, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Commentary .10 to Amex Rule 958 and Commentary .09 to Amex Rule 958—ANTE
Comments due: May 15, 2006
|
SR-Amex-2006-04 |
| 34-53656 |
Apr. 14, 2006 |
Order Approving a Proposed Rule Change and Amendment No. 1 Thereto Relating to Procedures for Denying Initial and Continued Listing
See also: Notice: Rel. No. 34-53403
|
SR-Amex-2005-100 |
| 34-53652 |
Apr. 13, 2006 |
Order Approving Proposed Rule Change and Amendments No. 1 and 2 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 4 Relating to the Establishment of a New Class of Registered Options Trader Called a Remote Registered Options Trader
Comments due: May 11, 2006
See also: Order: Rel. No. 34-53652A; Notice: Rel. No. 34-53220
|
SR-Amex-2006-29 |
| 34-53649 |
Apr. 13, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Allocation and Performance Evaluation Procedures for Securities Admitted to Dealings on an Unlisted Basis
Comments due: May 11, 2006
|
SR-Amex-2005-096 |
| 34-53640 |
Apr. 12, 2006 |
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Relocation of Registered Options Traders Assigned Options Classes
Comments due: May 11, 2006
See also: Order: Rel. No. 34-54206
|
SR-Amex-2005-075 |
| 34-53635 |
Apr. 12, 2006 |
Order Approving Proposed Rule Change and Amendments No. 2 and 3 Thereto Relating to the Establishment of a New Class of Registered Options Trader Called a Supplemental Registered Options Trader ("SROT")
See also: Order: Rel. No. 34-53635A; Notice: Rel. No. 34-53161
|
SR-Amex-2005-112 |
| 34-53597 |
Apr. 4, 2006 |
Notice of Filing of Proposed Rule Change Relating to the Prohibition of Trade Shredding by Members
Comments due: May 3, 2006
See also: Order: Rel. No. 34-53797
|
SR-Amex-2006-28 |
| 34-53588 |
Apr. 3, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Rules and Procedures Governing the Execution of Complex Orders Involving Options and Securities Futures
Comments due: May 1, 2006
|
| First Quarter |
SR-Amex-2005-127 |
| 34-53582 |
Mar. 31, 2006 |
Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Listing and Trading of Units of the United States Oil Fund, LP
See also: Notice: Rel. No. 34-53324
|
SR-Amex-2005-125 |
| 34-53563 |
Mar. 29, 2006 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Dual Listing
Comments due: April 25, 2006
See also: Order: Rel. No. 34-53778
|
SR-Amex-2005-103 |
| 34-53561 |
Mar. 29, 2006 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, 3 and 4 Thereto Allowing Issuers of Listed Equity Securities, Structured Products, and Exchange Traded Funds a Right to Request a New Specialist
Comments due: April 25, 2006
See also: Order: Rel. No. 34-53793
|
SR-Amex-2006-14 |
| 34-53540 |
Mar. 22, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Specialists’ Transactions with Public Customers
Comments due: April 19, 2006
|
SR-Amex-2005-117 |
| 34-53525 |
Mar. 21, 2006 |
Order Granting Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Amendments to the Amex Membership Corporation’s Certificate of Incorporation
See also: Notice: Rel. No. 34-53264
|
SR-Amex-2005-072 |
| 34-53521 |
Mar. 20, 2006 |
Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of Shares of the iShares® Silver Trust
See also: Notice: Rel. No. 34-53130
|
SR-Amex-2006-26 |
| 34-53519 |
Mar. 20, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of Time for Exercising Expiring Options and Submitting Contrary Exercise Advices
Comments due: April 17, 2006
|
SR-Amex-2006-24 |
| 34-53510 |
Mar. 17, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Adoption of a Licensing Fee for Options on the First Trust Morningstar Dividend Leaders Index Fund Shares
Comments due: April 13, 2006
|
SR-Amex-2005-107 |
| 34-53398A |
Mar. 17, 2006 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Relating to Amending Exchange Delisting Rules to Conform to Recent Amendments to Commission Rules Regarding Removal from Listing and Withdrawal from Registration [Correction]
Comments due: April 3, 2006
See also: Order: Rel. No. 34-53666; Notice: Rel. No. 34-53398
|
SR-Amex-2006-21 |
| 34-53478 |
Mar. 14, 2006 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a Rebate of the Exchange's Options Cancellation Fee
Comments due: April 11, 2006
|
SR-Amex-2006-23 |
| 34-53451 |
Mar. 8, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt an Options Licensing Fee for Options on Certain Rydex Exchange-Traded Funds
Comments due: April 4, 2006
|
SR-Amex-2005-124 |
| 34-53430 |
Mar. 7, 2006 |
Order Granting Accelerated Approval of Proposed Rule Change and Amendments Nos. 1 and 3 Thereto Relating to Increases in the Original Listing and Annual Fees
See also: Notice: Rel. No. 34-53205
|
SR-Amex-2006-10 |
| 34-53415 |
Mar. 3, 2006 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Its Fee Cap Program for Certain Options Spread Trades
Comments due: April 3, 2006
|
SR-Amex-2006-04 |
| 34-53403 |
Mar. 2, 2006 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Procedures for Denying Initial and Continued Listing
Comments due: April 3, 2006
See also: Order: Rel. No. 34-53656
|
SR-Amex-2005-107 |
| 34-53398 |
Mar. 2, 2006 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Relating to Amending Exchange Delisting Rules to Conform to Recent Amendments to Commission Rules Regarding Removal from Listing and Withdrawal from Registration
Comments due: April 3, 2006
See also: Order; Rel. No. 34-53666; Correction: Rel. No. 34-53398A
|
SR-Amex-2005-110 |
| 34-53386 |
Feb. 28, 2006 |
Order Approving a Proposed Rule Change Relating to Specialist Clerks
See also: Notice: Rel. No. 34-53123
|
SR-Amex-2006-18 |
| 34-53363 |
Feb. 24, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Adoption of a Licensing Fee for Options on the PowerShares Zacks SmallCap Portfolio
Comments due: March 24, 2006
|
SR-Amex-2006-07 |
| 34-53349 |
Feb. 22, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program that Increases Position and Exercise Limits for Equity Options and Options on the Nasdaq-100 Tracking Stock
Comments due: March 22, 2006
|
SR-Amex-2006-15 |
| 34-53341 |
Feb. 21, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Increase the Options Marketing Fee Applicable to Certain Types of Equity Options
Comments due: March 21, 2006
|
SR-Amex-2006-16 |
| 34-53332 |
Feb. 17, 2006 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rule 903 to Provide That the Exchange Will Typically Open Four Expiration Months for Each Class of Options Open for Trading
Comments due: March 20, 2006
|
SR-Amex-2006-11 |
| 34-53328 |
Feb. 16, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Adoption of an Options Licensing Fee for Options on Certain SPDR ETFs
Comments due: March 17, 2006
|
SR-Amex-2005-127 |
| 34-53324 |
Feb. 16, 2006 |
Notice of Filing of a Proposed Rule Change, and Amendment Nos. 1 and 2 Thereto, Relating to the Listing and Trading of Units of the United States Oil Fund, LP
Comments due: March 17, 2006
See also: Order: Rel. No. 34-53582
|
SR-Amex-2006-13 |
| 34-53319 |
Feb. 15, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Deadline for Implementation of the ANTE System
Comments due: March 16, 2006
|
SR-Amex-2006-12 |
| 34-53318 |
Feb. 15, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish a Technology Assessment Fee for the Use of Legacy Options Trading Systems
Comments due: March 16, 2006
|
SR-Amex-2005-117 |
| 34-53264 |
Feb. 9, 2006 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Amendments to the Amex Membership Corporation’s Certificate of Incorporation
Comments due: March 9, 2006
See also: Order: Rel. No. 34-53525
|
SR-Amex-2005-130 |
| 34-53263 |
Feb. 9, 2006 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, and Amendment No. 1 Thereto, Relating to the Specialist Transaction Fee
Comments due: March 9, 2006
|
SR-Amex-2006-003 |
| 34-53244 |
Feb. 7, 2006 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto to Adjust the Close of Normal Trading Hours in Equity Options and Narrow-Based Index Options
Comments due: March 8, 2006
|
SR-Amex-2006-009 |
| 34-53234 |
Feb. 6, 2006 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to "All or None" Orders
Comments due: March 7, 2006
Comments received are available for this notice.
|
SR-Amex-2006-008 |
| 34-53232 |
Feb. 6, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Specialist Transaction Fee
Comments due: March 3, 2006
|
SR-Amex-2005-100 |
| 34-53220 |
Feb. 3, 2006 |
Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to the Establishment of a New Class of Registered Options Trader Called a Remote Registered Options Trader ("RROT")
Comments due: March 3, 2006
See also: Orders: Rel. Nos. 34-53652A, and 34-53652
|
SR-Amex-2005-124 |
| 34-53205 |
Feb. 1, 2006 |
Notice of Filing of Proposed Rule Change and Amendments No. 1, 2, and 3 Thereto Relating to Increases in the Original Listing and Annual Fees
Comments due: March 1, 2006
See also: Order: Rel. No. 34-53430
|
SR-Amex-2005-061 |
| 34-53191 |
Jan. 30, 2006 |
Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of Options on Certain Russell Indexes
Comments due: February 27, 2006
|
SR-Amex-2005-075 |
| 34-53161 |
Jan. 20, 2006 |
Notice of Filing of Proposed Rule Change and Amendments No. 1, 2, and 3 Thereto Relating to the Establishment of a New Class of Registered Options Trader Called a Supplemental Registered Options Trader ("SROT")
Comments due: February 16, 2006
See also: Orders: Rel. Nos. 34-53635A and 34-53635
|
SR-Amex-2005-131 |
| 34-53148 |
Jan. 19, 2006 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Implementation of a Quote Risk Manager
Comments due: February 16, 2006
|
SR-Amex-2005-072 |
| 34-53130 |
Jan. 17, 2006 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of Shares of the iShares® Silver Trust
Comments due: February 13, 2006
See also: Order: Rel. No. 34-53521
Comments received are available for this notice.
|
SR-Amex-2005-110 |
| 34-53123 |
Jan. 13, 2006 |
Notice of Filing of Proposed Rule Change Relating to Specialist Clerks
Comments due: February 13, 2006
See also: Order: Rel. No. 34-53386
|
SR-Amex-2006-002 |
| 34-53116 |
Jan. 13, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Odd-Lots in Nasdaq Securities
Comments due: February 13, 2006
|
SR-Amex-2005-059 |
| 34-53105 |
Jan. 11, 2006 |
Order Granting Accelerated Approval of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto and Notice of Filing and Order Granting Accelerated Approval of Amendment Nos. 3 and 4 Thereto Relating to the Listing and Trading of the DB Commodity Index Tracking Fund
See also: Notice: Rel. No. 34-52940
|
SR-Amex-2005-064 |
| 34-53085 |
Jan. 9, 2006 |
Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Telemarketing
See also: Notice: Rel. No. 34-52844
|
SR-Amex-2005-128 |
| 34-53059 |
Jan. 5, 2006 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Trading Pursuant to Unlisted Trading Privileges of the Euro Currency Trust
Comments due: February 2, 2006
|
SR-Amex-2005-114 |
| 34-53050 |
Jan. 3, 2006 |
Order Granting Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Amex Initial Listing Standards
See also: Notice: Rel. No. 34-52804
|
| Amex File Number List for 2006 |
| Release No. |
Date |
Details |
SR-Amex-2006-119 |
| 34-55138 |
Jan. 19, 2007 |
Order Approving Proposed Rule Change; Order Granting Accelerated Approval to Proposed Rule Changes; and Order Granting Accelerated Approval to a Proposed Rule Change, as Amended, Relating to the Definition of "Complex Trade" as Applied to Trades Through the Options Intermarket Linkage
Additional Rel. Nos.: SR-BSE-2006-55; SR-CBOE-2006-109; SR-ISE-2006-73; and SR-NYSEArca-2007-01
|
| 34-55048 |
Jan. 5, 2007 |
Notice of Filing of a Proposed Rule Change Relating to the Definition of Complex Trade as Applied to Trades Through the Options Intermarket Linkage
Comments due: February 6, 2007
|
SR-Amex-2006-118 |
| 34-55437 |
Mar. 9, 2007 |
Notice of Filing of Amendment Nos. 2 and 3 to Proposed Rule Change Relating to Generic Listing Standards for Series of Portfolio Depositary Receipts and Index Fund Shares Based on Fixed Income Indexes and Accelerated Approval of Proposed Rule Change as Amended
Comments due: April 5, 2007
|
| 34-55213 |
Jan. 31, 2007 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Generic Listing Standards for Series of Portfolio Depositary Receipts and Index Fund Shares Based on Fixed Income Indexes
Comments due: February 22, 2007
|
SR-Amex-2006-117 |
| 34-55195 |
Jan. 30, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Transaction Charges for Equities and ETFs
Comments due: February 27, 2007
Comments received are available for this notice.
|
SR-Amex-2006-116 |
| 34-55122 |
Jan. 18, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Amending Associate Member Fees
Comments due: February 15, 2007
|
| 34-55048 |
Jan. 5, 2007 |
Notice of Filing of a Proposed Rule Change Relating to the Definition of Complex Trade as Applied to Trades Through the Options Intermarket Linkage
Comments due: 21 days after publication in the Federal Register
|
SR-Amex-2006-114 |
| 34-55675 |
Apr. 26, 2007 |
Order Granting Approval to a Proposed Rule Change as Modified by Amendment No. 1 Thereto Clarifying the Continued Listing Standards for Units
Comments due: 21 days after publication in the Federal Register
|
| 34-55479 |
Mar. 15, 2007 |
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Clarifying the Continued Listing Standards for Units
Comments due: April 12, 2007
|
SR-Amex-2006-112 |
| 34-55632 |
Apr. 13, 2007 |
Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Listing and Trading of Units of the United States Natural Gas Fund, LP
|
| 34-55372 |
Feb. 28, 2007 |
Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to the Listing and Trading of Units of the United States Natural Gas Fund, LP
Comments due: March 21, 2007
|
SR-Amex-2006-111 |
| 34-54866 |
Dec. 4, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Odd-Lot Rejections by Away Markets in the AEMI-One Pilot
Comments due: January 2, 2007
|
SR-Amex-2006-110 |
| 34-55547 |
Mar. 28, 2007 |
Order Granting Approval of Proposed Rule Change Relating to Options Based on Commodity Pool ETFs
|
| 34-55187 |
Jan. 29, 2007 |
Notice of Filing of Proposed Rule Change Relating to Options Based on Commodity Pool ETFs
Comments due: February 27, 2007
|
SR-Amex-2006-109 |
| 34-55018 |
Dec. 28, 2006 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Listing Standards for Series of Portfolio Depositary Receipts and Index Fund Shares
Comments due: January 30, 2007
|
SR-Amex-2006-107 |
| 34-56804 |
Nov. 16, 2007 |
Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, to Eliminate Options Specialists’ Agency Responsibilities and Establish Amex Book Clerks
|
| 34-55583 |
Apr. 5, 2007 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amex Book Clerks
Comments due: May 4, 2007
|
SR-Amex-2006-106 |
| 34-55162 |
Jan. 24, 2007 |
Order Granting Approval to Proposed Rule Change as Modified by Amendment No. 1 Thereto, Relating to the Adoption of a Penny Pilot Program
Comments received are available for this notice.
|
| 34-54741 |
Nov. 9, 2006 |
Notice of Filing of Proposed Rule Change Relating to the Adoption of a Penny Quoting Pilot Program
Comments due: December 11, 2006
Comments received are available for this notice.
|
SR-Amex-2006-105 |
| 34-54885 |
Dec. 6, 2006 |
Notice of Filing of a Proposed Rule Change Relating to Fees for the Routing of Orders to Other Market Centers Through a Private Linkage
Comments due: January 3, 2007
Submit comments on SR-Amex-2006-105
|
SR-Amex-2006-104 |
| 34-54698 |
Nov. 2, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate Certain Licensing Fees
Comments due: November 30, 2006
|
SR-Amex-2006-103 |
| 34-54691 |
Nov. 2, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Eliminating the Post-Trade Allocation Feature in ANTE
Comments due: November 30, 2006
|
SR-Amex-2006-101 |
| 34-55117 |
Jan. 17, 2007 |
Order Granting Accelerated Approval to a Proposed Rule Change as Modified by Amendments No. 1 and 2 Thereto Relating to the Listing and Trading of Shares of Funds of the ProShares Trust
|
| 34-54961 |
Dec. 18, 2006 |
Notice of Filing of a Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to the Listing and Trading of Shares of Funds of the ProShares Trust
Comments due: January 11, 2007
|
SR-Amex-2006-99 |
| 34-55837 |
May 31, 2007 |
Order Granting Approval to Proposed Rule Change and Amendment No. 1 thereto Relating to Reverse Mergers and Shareholder Approval for Change of Control Situations
|
| 34-55477 |
Mar. 15, 2007 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Reverse Mergers
Comments due: April 12, 2007
|
SR-Amex-2006-98 |
| 34-55008 |
Dec. 22, 2006 |
Order Approving Proposed Rule Change Relating to the Codification of Exchange Policy Regarding Specialist Commissions
|
| 34-54618 |
Oct. 18, 2006 |
Notice of Filing of Proposed Rule Change Relating to the Codification of Exchange Policy Regarding Specialist Commissions
Comments due: November 15, 2006
Comments received are available for this notice.
|
SR-Amex-2006-97 |
| 34-54593 |
Oct. 12, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Electronic Access Fee
Comments due: November 9, 2006
|
SR-Amex-2006-96 |
| 34-56880 |
Dec. 3, 2007 |
Order Approving Proposed Rule Change, as Modified by Amendment Nos.1, 2, 3, 4, 5, and 6 Thereto, Relating to the Listing and Trading of Trust Units of the Nuveen Commodities Income and Growth Fund
|
| 34-56465 |
Sep. 19, 2007 |
Notice of Filing of a Proposed Rule Change, as Modified by Amendments No. 1, 2, 3, 4, 5, and 6 Thereto, Relating to the Listing and Trading of Shares of the Nuveen Commodities Income and Growth Fund
Comments due: October 16, 2007
Comments received are available for this notice.
|
SR-Amex-2006-95 |
| 34-54625 |
Oct. 18, 2006 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 thereto Relating to the Vanguard Emerging Markets Stock Index Fund
Comments due: November 15, 2006
|
SR-Amex-2006-93 |
| 34-54696 |
Nov. 2, 2006 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Revise the Equities and Exchange Traded Fund Shares ("ETFs") Fee Schedule
Comments due: November 30, 2006
|
SR-Amex-2006-92 |
| 34-54543 |
Sep. 29, 2006 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Exercise Deadline for Quarterly Options Series
Comments due: October 27, 2006
|
SR-Amex-2006-91 |
| 34-54553 |
Sep. 29, 2006 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Extension of the Pilot Period Applicable to the Listing and Trading of Options on the iShares MSCI Emerging Markets Index
Comments due: October 31, 2006
|
SR-Amex-2006-90 |
| 34-55248 |
Feb. 6, 2007 |
Order Approving Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, to List and Trade Notes Linked to the Performance of the Hang Seng China Enterprises Index
|
| 34-54943 |
Dec. 15, 2006 |
Notice of Filing of a Proposed Rule Change as Revised by Amendment Nos. 1 and 2 Thereto Relating to the Listing and Trading of Notes Linked to the Performance of the Hang Seng China Enterprises Index
Comments due: January 10, 2007
Additional Materials: Appendix A
|
SR-Amex-2006-89 |
| 34-54777 |
Nov. 17, 2006 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Establish Fees For the Receipt and Use of Proprietary Market Data Disseminated by the Exchange
Comments due: December 18, 2006
Comments received are available for this notice.
Submit comments on SR-Amex-2006-89
|
SR-Amex-2006-88 |
| 34-54844 |
Nov. 30, 2006 |
Order Approving Proposed Rule Change to Extend the Term of Index-Linked Securities
|
| 34-54629 |
Oct. 19, 2006 |
Notice of Filing of Proposed Rule Change Relating to Amendments to the Exchange’s Generic Listing Standards for Index-Linked Securities
Comments due: November 17, 2006
|
SR-Amex-2006-87 |
| 34-54983 |
Dec. 20, 2006 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Criteria for Securities that Underline Options Traded on the Exchange
Comments due: January 19, 2007
|
SR-Amex-2006-86 |
| 34-55292 |
Feb. 14, 2007 |
Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3 Thereto, Relating to the Listing and Trading of Shares of the PowerShares DB US Dollar Index Bullish Fund and the PowerShares DB US Dollar Index Bearish Fund
|
| 34-55110 |
Jan. 16, 2007 |
Notice of Filing of a Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto Relating to the Listing and Trading of Shares of the PowerShares DB US Dollar Index Bullish Fund and the PowerShares DB US Dollar Index Bearish Fund
Comments due: February 8, 2007
|
SR-Amex-2006-85 |
| 34-54548 |
Sep. 29, 2006 |
Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Changes Relating to Exchange to Exchange Billing Under the Linkage Plan
Other File Nos.: SR-BSE-2006-41; SR-CBOE-2006-80; SR-CHX-2006-28; SR-NASDAQ-2006-038; SR-NSX-2006-11; SR-NYSEArca-2006-69; SR-Phlx-2006-58
Comments due: October 27, 2006
|
SR-Amex-2006-84 |
| 34-54565 |
Oct. 3, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Suspension of Transaction Charges for Specialist Orders in the Nasdaq-100 Tracking Stock (QQQQ)
Comments due: November 2, 2006
|
SR-Amex-2006-82 |
| 34-54839 |
Nov. 29, 2006 |
Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Thereto Relating to MACRO Tradeable Shares
Comments due: December 27, 2006
|
| 34-54658 |
Oct. 26, 2006 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to MACRO Tradeable Shares
Comments due: November 17, 2006
Additional Materials: Exhibit 5
|
SR-Amex-2006-80 |
| 34-54882 |
Dec. 6, 2006 |
Order Approving Proposed Rule Change to Amend Rule 777 Regarding Depository Eligibility
|
| 34-54442 |
Sep. 14, 2006 |
Notice of Filing of Proposed Rule Change to Amend Rule 777 Regarding Depository Eligibility
Comments due: October 12, 2006
|
SR-Amex-2006-79 |
| 34-54486 |
Sep. 22, 2006 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Amendment to the Payment for Order Flow Plan to Include Supplemental Registered Options Traders
Comments due: October 19, 2006
|
SR-Amex-2006-78 |
| 34-54739 |
Nov. 9, 2006 |
Order Granting Accelerated Approval to Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Thereto Relating to Generic Listing Standards for Series of Portfolio Depositary Receipts and Index Fund Shares Based on International or Global Indexes
Comments due: December 8, 2006
Comments received are available for this notice.
|
| 34-54595 |
Oct. 12, 2006 |
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Generic Listing Standards For Series Of Portfolio Depositary Receipts And Index Fund Shares Based On International Or Global Indexes
Comments due: November 13, 2006
Additional Materials: Exhibit 5
Comments received are available for this notice.
|
SR-Amex-2006-77 |
| 34-55272 |
Feb. 12, 2007 |
Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto to Amend Rules 918 and 918—Ante Regarding Trading Rotations, Halts and Suspensions
|
| 34-54995 |
Dec. 21, 2006 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Amend Rules 918 and 918—Ante Regarding Trading Rotations, Halts and Suspensions
Comments due: January 19, 2007
|
SR-Amex-2006-76 |
| 34-55029 |
Dec. 29, 2006 |
Order Granting Accelerated Approval to Proposed Rule Change as Modified by Amendments No. 1, 2, 3, and 4 Thereto and Notice of Filing of Amendments No. 3 and 4 Relating to the Listing and Trading of the DB Multi-Sector Commodity Trust
Comments due: January 29, 2007
|
| 34-54770 |
Nov. 16, 2006 |
Notice of Filing of a Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to the Listing and Trading of the DB Multi-Sector Commodity Trust
Comments due: December 11, 2006
|
SR-Amex-2006-75 |
| 34-54386 |
Aug. 30, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program that Increases Position and Exercise Limits for Equity Options and Options on the Nasdaq-100 Tracking Stock
Comments due: September 28, 2006
|
SR-Amex-2006-73 |
| 34-54354 |
Aug. 23, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify the Applicability of Certain Rules to Securities Also Listed on the Nasdaq Capital Market and the Nasdaq Global Market
Comments due: September 19, 2006
|
SR-Amex-2006-72 |
| 34-54709 |
Nov. 3, 2006 |
Order Approving a Proposed Rule Change and Amendment No. 1 Thereto, and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 3, To Adopt New Rules To Implement on a Pilot Basis an Initial Version of AEMI, Its Proposed New Hybrid Market Trading Platform For Equity Products and Exchange Traded Funds
Comments due: November 30, 2006
|
| 34-54413 |
Sep. 7, 2006 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Adopt New Rules To Implement on a Pilot Basis an Initial Version of AEMI, Its Proposed New Hybrid Market Trading Platform For Equity Products and Exchange Traded Funds
Comments due: October 5, 2006
Comments received are available for this notice.
|
SR-Amex-2006-71 |
| 34-54310 |
Aug. 11, 2006 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Floor Broker HandHeld Terminals
Comments due: September 8, 2006
|
SR-Amex-2006-70 |
| 34-54509 |
Sep. 26, 2006 |
Order Approving Proposed Rule Change and Amendment No. 1 Thereto to Apply Certain Provisions of Its Minor Rule Violation Plan to Registered Options Traders, Supplemental Registered Options Traders, and Remote Registered Options Traders
|
| 34-54317 |
Aug. 15, 2006 |
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Application of Certain Violations of the Minor Rule Violation Fine Plan to Registered Options Traders, Supplemental Registered Options Traders, and Remote Registered Options Traders
Comments due: September 11, 2006
|
SR-Amex-2006-69 |
| 34-54261 |
Aug. 1, 2006 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to an Extension of a Pilot Program for the Fee Cap Program for Certain Options Spread Trades
Comments due: August 29, 2006
|
SR-Amex-2006-68 |
| 34-54183 |
Jul. 20, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Applying the Allocation Algorithm in Rule 935(a)(4) – ANTE to Supplemental Registered Options Traders
Comments due: August 17, 2006
|
SR-Amex-2006-67 |
| 34-54137 |
Jul. 12, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit the Listing and Trading of Quarterly Options Series
Comments due: August 10, 2006
|
SR-Amex-2006-66 |
| 34-54131 |
Jul. 12, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Short Term Option Series Pilot Program
Comments due: August 8, 2006
|
SR-Amex-2006-65 |
| 34-54227 |
Jul. 27, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Suspension of Transaction Charges for Specialist Orders in the Nasdaq-100 Tracking Stock® (QQQQ)
Comments due: August 24, 2006
|
SR-Amex-2006-64 |
| 34-54412 |
Sep. 7, 2006 |
Order Granting Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to a Retroactive Suspension of Transaction Charges for Specialist Orders in the Nasdaq-100 Tracking Stock® (QQQQ)
|
| 34-54262 |
Aug. 1, 2006 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to a Retroactive Suspension of Transaction Charges for Specialist Orders in the Nasdaq-100 Tracking Stock® (QQQQ)
Comments due: August 29, 2006
|
SR-Amex-2006-63 |
| 34-54324 |
Aug. 16, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Transaction Based Fees for Supplemental Registered Options Traders
Comments due: September 14, 2006
|
SR-Amex-2006-62 |
| 34-54161 |
Jul. 17, 2006 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Extend the Linkage Fee Pilot Program
Comments due: August 15, 2006
|
SR-Amex-2006-61 |
| 34-54181 |
Jul. 20, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Handling of Immediate or Cancel Orders in Options
Comments due: August 17, 2006
|
SR-Amex-2006-60 |
| 34-54081 |
Jun. 30, 2006 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Extension of the Pilot Period Applicable to the Listing and Trading of Options on the iShares MSCI Emerging Markets Index
Comments due: July 30, 2006
|
SR-Amex-2006-59 |
| 34-54042 |
Jun. 26, 2006 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to its Options Marketing Fee Program
Comments due: July 21, 2006
|
SR-Amex-2006-58 |
| 34-54266 |
Aug. 2, 2006 |
Order Granting Approval of a Proposed Rule Change Relating to an Amendment to Amex Rule 27
|
| 34-54039 |
Jun. 23, 2006 |
Notice of Filing of a Proposed Rule Change Relating to an Amendment to Amex Rule 27
Comments due: July 21, 2006
|
SR-Amex-2006-57 |
| 34-55006 |
Dec. 22, 2006 |
Order Approving Proposed Rule Change Relating to Stop Orders for Exchange Traded Funds and Trust Issued Receipts
|
| 34-54584 |
Oct. 6, 2006 |
Notice of Filing of a Proposed Rule Change Relating to Stop Orders for Exchange Traded Funds and Trust Issued Receipts
Comments due: November 7, 2006
|
SR-Amex-2006-56 |
| 34-53968 |
Jun. 9, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Adoption of an Options Licensing Fee in Connection with Certain Russell Indexes
Comments due: July 6, 2006
|
SR-Amex-2006-55 |
| 34-53956 |
Jun. 7, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Odd-Lots in Nasdaq Securities
Comments due: July 6, 2006
|
SR-Amex-2006-54 |
| 34-53950 |
Jun. 6, 2006 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change to Extend the Pilot Program for the Quote Assist Feature in the ANTE System
Comments due: July 5, 2006
|
SR-Amex-2006-53 |
| 34-53858 |
May 24, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the DB Commodity Index Tracking Fund
Comments due: June 22, 2006
|
SR-Amex-2006-52 |
| 34-53873 |
May 25, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Numerical Designations of Paragraphs in Amex Rule 935 – ANTE
Comments due: June 23, 2006
|
SR-Amex-2006-51 |
| 34-53880 |
May 26, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt an Options Licensing Fee for Options on Market Vectors-Gold Miners Exchange-Traded Fund
Comments due: June 26, 2006
|
SR-Amex-2006-50 |
| 34-53867 |
May 25, 2006 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Regarding Options Quote Size Mitigation
Comments due: June 22, 2006
|
SR-Amex-2006-49 |
| 34-53843 |
May 19, 2006 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend until June 5, 2007, a Pilot Program for Listing Options on Selected Stocks Trading Below $20 at One-Point Intervals
Comments due: June 16, 2006
|
SR-Amex-2006-48 |
| 34-54851 |
Nov. 30, 2006 |
Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change and Amendment No. 1 Thereto Modifying the Exchange’s Independent Director and Audit Committee Corporate Governance Standards
Comments due: December 29, 2006
|
SR-Amex-2006-47 |
| 34-54327 |
Aug. 16, 2006 |
Order Approving Proposed Rule Change and Amendment No. 2 Thereto Relating to the Member Firm Guarantee for FLEX Equity Options
|
| 34-54104 |
Jul. 5, 2006 |
Notice of Filing of Proposed Rule Change and Amendment No. 2 Thereto Relating to the Member Firm Guarantee for FLEX Equity Options
Comments due: August 2, 2006
|
SR-Amex-2006-46 |
| 34-53853 |
May 23, 2006 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Elimination of the Prohibition on Computer Generated Orders
Comments due: June 21, 2006
|
SR-Amex-2006-45 |
| 34-53842 |
May 19, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Prohibition Against the Entry of Multiple Options Orders
Comments due: June 15, 2006
|
SR-Amex-2006-44 |
| 34-54450 |
Sep. 14, 2006 |
Order Granting Accelerated Approval of a Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to the Listing and Trading of the DB Currency Index Value Fund
|
| 34-54351 |
Aug. 23, 2006 |
Notice of Filing of a Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to the Listing and Trading of the DB Currency Index Value Fund
Comments due: September 13, 2006
|
SR-Amex-2006-43 |
| 34-53824 |
May 17, 2006 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to List for Trading Options on the iShares MSCI Emerging Markets Index Fund
Comments due: June 14, 2006
|
SR-Amex-2006-42 |
| 34-54094 |
Jul. 3, 2006 |
Order Granting Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to a Retroactive Suspension of Transaction Charges for Specialist Orders in the Nasdaq-100 Tracking Stock® (QQQQ)
|
| 34-53871 |
May 25, 2006 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to a Retroactive Suspension of Transaction Charges for Specialist Orders in the Nasdaq-100 Tracking Stock® (QQQQ)
Comments due: June 22, 2006
|
SR-Amex-2006-41 |
| 34-54040 |
Jun. 23, 2006 |
Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Thereto Relating to the Listing and Trading of Shares of the ProShares Trust
Comments due: July 21, 2006
|
| 34-53784 |
May 10, 2006 |
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of Shares of the ProShares Trust
Comments due: June 7, 2006
|
SR-Amex-2006-40 |
| 34-54290 |
Aug. 8, 2006 |
Order Granting Approval of a Proposed Rule Change Relating to Direct Registration System Eligibility Requirements
|
| 34-53911 |
May 31, 2006 |
Notice of Filing of Proposed Rule Change Relating to Direct Registration System Eligibility Requirements
Comments due: June 28, 2006
Comments received are available for this notice.
|
SR-Amex-2006-39 |
| 34-53786 |
May 11, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 thereto Relating to the Adoption of a Licensing Fee for Options on the Vanguard Dividend Appreciation VIPERs
Comments due: June 7, 2006
|
SR-Amex-2006-38 |
| 34-53942 |
Jun. 5, 2006 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Locked Markets
Comments due: July 5, 2006
|
SR-Amex-2006-37 |
| 34-53704 |
Apr. 21, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Floor Participant Technology Fee
Comments due: May 19, 2006
|
SR-Amex-2006-36 |
| 34-53678 |
Apr. 19, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Adoption of a Licensing Fee for Options on the First Trust IPOX-100 Index Fund Shares
Comments due: May 16, 2006
|
SR-Amex-2006-34 |
| 34-53973 |
Jun. 12, 2006 |
Order Approving Proposed Rule Change Relating to Minor Rule Violations and the Bunching of Odd-Lot Orders
|
| 34-53749 |
May 2, 2006 |
Notice of Filing of Proposed Rule Change Relating to Minor Rule Violations and the Bunching of Odd-Lot Orders
Comments due: May 31, 2006
|
SR-Amex-2006-33 |
| 34-53750 |
May 2, 2006 |
Notice of Filing and Immediate Effectivenes of Proposed Rule Change and Amendment No. 1 Thereto Relating to Section 141 of the Company Guide
Comments due: June 1, 2006
|
SR-Amex-2006-32 |
| 34-53657 |
Apr. 14, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Commentary .10 to Amex Rule 958 and Commentary .09 to Amex Rule 958—ANTE
Comments due: May 15, 2006
|
SR-Amex-2006-31 |
| 34-57268 |
Feb. 4, 2008 |
Order Approving Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3 Thereto, Relating to Annual Shareholder Meeting Requirements
|
| 34-57016 |
Dec. 20, 2007 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Annual Shareholder Meeting Requirements
Comments due: January 18, 2008
|
SR-Amex-2006-30 |
| 34-53701 |
Apr. 21, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 2 Thereto Relating to the Suspension of Transaction Charges for Specialist Orders in the Nasdaq-100 Tracking Stock® (QQQQ)
Comments due: May 19, 2006
|
SR-Amex-2006-29 |
| 34-53649 |
Apr. 13, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Allocation and Performance Evaluation Procedures for Securities Admitted to Dealings on an Unlisted Basis
Comments due: May 11, 2006
|
SR-Amex-2006-28 |
| 34-53588 |
Apr. 3, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Rules and Procedures Governing the Execution of Complex Orders Involving Options and Securities Futures
Comments due: May 1, 2006`
|
SR-Amex-2006-27 |
| 34-54314 |
Aug. 14, 2006 |
Order Approving a Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Interim Members
|
| 34-54109 |
Jul. 6, 2006 |
Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Interim Members
Comments due: August 3, 2006
|
SR-Amex-2006-26 |
| 34-53519 |
Mar. 20, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of Time for Exercising Expiring Options and Submitting Contrary Exercise Advices
Comments due: April 17, 2006
|
SR-Amex-2006-25 |
| 34-53798 |
May 12, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Manner in Which Executed Contracts are Allocated
Comments due: June 9, 2006
|
SR-Amex-2006-24 |
| 34-53510 |
Mar. 17, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Adoption of a Licensing Fee for Options on the First Trust Morningstar Dividend Leaders Index Fund Shares
Comments due: April 13, 2006
|
SR-Amex-2006-23 |
| 34-53451 |
Mar. 8, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt an Options Licensing Fee for Options on Certain Rydex Exchange-Traded Funds
Comments due: April 4, 2006
|
SR-Amex-2006-21 |
| 34-53478 |
Mar. 14, 2006 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a Rebate of the Exchange's Options Cancellation Fee
Comments due: April 11, 2006
|
SR-Amex-2006-20 |
| 34-53945 |
Jun. 6, 2006 |
Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto to Amend the Annual Fee for Certain Listed Bonds and Debentures
|
| 34-53735 |
Apr. 27, 2006 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto to Amend the Annual Fee for Certain Listed Bonds and Debentures
Comments due: May 26, 2006
|
SR-Amex-2006-19 |
| 34-55182 |
Jan. 26, 2007 |
Order Approving Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto Relating to the Listing and Trading of Options on the Nuveen Municipal Fund Index
|
| 34-54813 |
Nov. 22, 2006 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2 and 3 Thereto Relating to the Listing and Trading of Options on the Nuveen Municipal Fund Index
Comments due: December 21, 2006
|
SR-Amex-2006-18 |
| 34-53363 |
Feb. 24, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Adoption of a Licensing Fee for Options on the PowerShares Zacks SmallCap Portfolio
Comments due: March 24, 2006
|
SR-Amex-2006-17 |
| 34-55875 |
Jun. 7, 2007 |
Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1, 2, 3, and 4 Thereto, Relating to Procedures for At-Risk Cross Transactions
|
| 34-55719 |
May 7, 2007 |
Notice of Filing of Amendment Nos. 3 and 4 Relating to Procedures for At-Risk Cross Transactions
Comments due: May 29, 2007
|
| 34-55068 |
Jan. 9, 2007 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Procedures for At-Risk Cross Transactions
Comments due: February 7, 2007
|
SR-Amex-2006-16 |
| 34-53332 |
Feb. 17, 2006 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rule 903 to Provide That the Exchange Will Typically Open Four Expiration Months for Each Class of Options Open for Trading
Comments due: March 20, 2006
|
SR-Amex-2006-15 |
| 34-53341 |
Feb. 21, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Increase the Options Marketing Fee Applicable to Certain Types of Equity Options
Comments due: March 21, 2006
|
SR-Amex-2006-14 |
| 34-53540 |
Mar. 22, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Specialists’ Transactions with Public Customers
Comments due: April 19, 2006
|
SR-Amex-2006-13 |
| 34-53319 |
Feb. 15, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Deadline for Implementation of the ANTE System
Comments due: March 16, 2006
|
SR-Amex-2006-12 |
| 34-53318 |
Feb. 15, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish a Technology Assessment Fee for the Use of Legacy Options Trading Systems
Comments due: March 16, 2006
|
SR-Amex-2006-11 |
| 34-53328 |
Feb. 16, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Adoption of an Options Licensing Fee for Options on Certain SPDR ETFs
Comments due: March 17, 2006
|
SR-Amex-2006-10 |
| 34-53415 |
Mar. 3, 2006 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Its Fee Cap Program for Certain Options Spread Trades
Comments due: April 3, 2006
|
SR-Amex-2006-009 |
| 34-53234 |
Feb. 6, 2006 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to "All or None" Orders
Comments due: March 7, 2006
Comments received are available for this notice.
|
SR-Amex-2006-008 |
| 34-53232 |
Feb. 6, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Specialist Transaction Fee
Comments due: March 3, 2006
|
SR-Amex-2006-07 |
| 34-53349 |
Feb. 22, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program that Increases Position and Exercise Limits for Equity Options and Options on the Nasdaq-100 Tracking Stock
Comments due: March 22, 2006
|
SR-Amex-2006-04 |
| 34-53656 |
Apr. 14, 2006 |
Order Approving a Proposed Rule Change and Amendment No. 1 Thereto Relating to Procedures for Denying Initial and Continued Listing
|
| 34-53403 |
Mar. 2, 2006 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Procedures for Denying Initial and Continued Listing
Comments due: April 3, 2006
|
SR-Amex-2006-003 |
| 34-53244 |
Feb. 7, 2006 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto to Adjust the Close of Normal Trading Hours in Equity Options and Narrow-Based Index Options
Comments due: March 8, 2006
|
SR-Amex-2006-002 |
| 34-53116 |
Jan. 13, 2006 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Odd-Lots in Nasdaq Securities
Comments due: February 13, 2006
|
SR-Amex-2006-01 |
| 34-54790 |
Nov. 20, 2006 |
Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change and Amendments No. 1, 2, and 3 Thereto Relating to the Listing and Trading of Principal Protected Notes Linked to the Dow Jones-AIG ExEnergy Sub-Index
Comments due: December 18, 2006
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http://www.sec.gov/rules/sro/amex/amexarchive/amexarchive2006.shtml
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