|
|
Amex Rulemaking Archives: 1998
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this web site.
Note: Only selected Self-Regulatory Organization rule proposals were posted to the SEC web site prior to 2004. To obtain copies of releases not appearing on the web site, please refer to How to Request Public Documents.
Chronological List
Amex File Number List for 1998
Additional Archives
2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998
Release No. |
Date |
Details |
SR-Amex-98-32 |
34-40622 |
Oct. 30, 1998 |
Order Granting Approval to Proposed Rule Changes and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Thereto; Relating to the Combination of the American Stock Exchange, Inc. and the National Association of Securities Dealers, Inc., including Amendments to the Composition of the NASD Board and Relating to Policies Regarding Authority Over American Stock Exchange LLC and Composition of Board of Governors of American Stock Exchange LLC
File Nos. SR-NASD-98-56; SR-NASD-98-67
See also: Notice: Rel. No. 34-49425
|
SR-Amex-98-32 |
34-40426 |
Sep. 10, 1998 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Changes to the Combination of the American Stock Exchange, Inc. and the National Association of Securities Dealers, Inc.
See also: Order: Rel. No. 34-40622
|
SR-Amex-98-19 |
34-40345 |
Aug. 19, 1998 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 to the Proposed Rule Change Relating to Solicitation of Options Transactions |
Amex File Number List for 1998 |
Release No. |
Date |
Details |
SR-Amex-98-32 |
34-40622 |
Oct. 30, 1998 |
Order Granting Approval to Proposed Rule Changes and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Thereto; Relating to the Combination of the American Stock Exchange, Inc. and the National Association of Securities Dealers, Inc., including Amendments to the Composition of the NASD Board and Relating to Policies Regarding Authority Over American Stock Exchange LLC and Composition of Board of Governors of American Stock Exchange LLC File Nos. SR-NASD-98-56; SR-NASD-98-67 |
34-40426 |
Sep. 10, 1998 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Changes to the Combination of the American Stock Exchange, Inc. and the National Association of Securities Dealers, Inc. |
SR-Amex-98-19 |
34-40345 |
Aug. 19, 1998 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 to the Proposed Rule Change Relating to Solicitation of Options Transactions |
http://www.sec.gov/rules/sro/amex/amexarchive/amexarchive1998.shtml
|