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Content Last Revised: 4/15/99
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CFR  

Code of Federal Regulations Pertaining to U.S. Department of Labor

Title 20  

Employees' Benefits

 

Chapter V  

Employment and Training Administration, Department of Labor

 

 

Part 666  

Performance Accountability Under Title I of the Workforce Investment Act

 

 

 

Subpart D  

Incentives and Sanctions for Local Performance


20 CFR 666.420 - Under what circumstances may a sanction be applied to local areas for poor performance?

  • Section Number: 666.420
  • Section Name: Under what circumstances may a sanction be applied to local areas for poor performance?

    (a) If a local area fails to meet the levels of performance agreed 

to under Sec. 666.310 for the core indicators of performance or 

customer satisfaction indicators for a program in any program year, 

technical assistance must be provided. The technical assistance must be 

provided by the Governor with funds reserved for Statewide workforce 

investment activities under WIA sections 128(a) and 133(a)(1), or, upon 

the Governor's request, by the Secretary. The technical assistance may 

include the development of a performance improvement plan, a modified 

local plan, or other actions designed to assist the local area in 

improving performance.

    (b) If a local area fails to meet the levels of performance agreed 

to under Sec. 666.310 for the core indicators of performance or 

customer satisfaction indicators for a program for two consecutive 

program years, the Governor must take corrective actions. The 

corrective actions may include the development of a reorganization plan 

under which the Governor:

    (1) Requires the appointment and certification of a new Local 

Board;

    (2) Prohibits the use of particular service providers or One-Stop 

partners that have been identified as achieving poor levels of 

performance; or

    (3) Requires other appropriate measures designed to improve the 

performance of the local area.

    (c) A local area may appeal to the Governor to rescind or revise a 

reorganization plan imposed under paragraph (b) of this section not 

later than thirty (30) days after receiving notice of the plan. The 

Governor must make a final decision within 30 days after receipt of the 

appeal. The Governor's final decision may be appealed by the Local 

Board to the Secretary under 20 CFR 667.650(b) not later than thirty 

(30) days after the local areas receives the decision. The decision by 

the Governor to impose a reorganization plan becomes effective at the 

time it is issued, and remains effective unless the Secretary rescinds 

or revises the reorganization plan. Upon receipt of the appeal from the 

local area, the Secretary must make a final decision within thirty (30) 

days. (WIA sec. 136(h).)
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