U.S. Securities & Exchange Commission
SEC Seal
Home | Previous Page
U.S. Securities and Exchange Commission

Equal Employment Opportunity Data Posted Pursuant to Title III of the Notification and Federal Employee Antidiscrimination and Retaliation Act of 2002 (No FEAR Act), P.L. 107-174.

Complaint Activity Comparative Data 10/1/07-6/30/08
Previous Fiscal Years Data
2003 2004 2005 2006 2007
Number of Complaints Filed 13 25 17 13 11 7
Number of Complainants 13 21 18 13 9 7
Repeat Filers 1 4 0 1 2 0

Top

Complaints by Basis Comparative Data 10/1/07-6/30/08
Previous Fiscal Years Data
Note: Complaints can be filed alleging multiple bases. The sum of the bases may not equal total complaints filed.
Bases 2003 2004 2005 2006 2007
Race 5 13 9 5 10 2
Color 2 1 2 0 2 0
Religion 1 2 0 0 0 1
Reprisal 9 7 9 6 4 4
Sex 8 10 8 3 4 2
National Origin 1 7 2 2 0 0
Equal Pay Act 1 0 0 1 1 0
Age 4 14 4 6 6 2
Disability 4 5 2 3 1 3
Non-EEO 0 0 0 0 1 0

Top

Complaints by Issue Comparative Data 10/1/07-6/30/08
Previous Fiscal Years Data
Note: Complaints can be filed alleging multiple issues. The sum of the issues may not equal total complaints filed.
Issues 2003 2004 2005 2006 2007
Appointment/Hire 2 9 3 0 1 0
Assignment of Duties 4 6 2 1 5 0
Awards 2 4 0 1 0 0
Conversion to Full-time 1 0 0 0 0 0
Disciplinary Action  
Demotion 0 0 1 0 0 0
Reprimand 4 1 1 0 0 0
Removal 0 0 0 1 0 1
Suspension 1 1 4 1 0 0
Other 0 0 0 0 1 1
Duty Hours 0 0 0 0 0 0
Evaluation Appraisal 7 6 3 1 1 0
Examination/Test 0 0 0 0 0 0
Harassment  
Non-Sexual 1 1 1 3 3 1
Sexual 0 2 0 0 0 0
Medical Examination 0 0 0 0 0 0
Pay (Including Overtime) 2 3 2 3 2 0
Promotion/Non-Selection 3 4 4 3 2 2
Reassignment  
Denied 2 1 0 0 0 0
Directed 0 0 1 0 0 0
Reasonable Accommodation 0 0 0 1 0 2
Reinstatement 0 0 0 0 0 0
Retirement 0 0 0 0 0 0
Termination 0 0 0 0 0 0
Terms/Conditions of Employment 5 10 4 1 6 2
Time and Attendance 2 4 2 0 3 0
Training 0 0 1 0 0 0
Other 0 0 0 0 2 0

Top

Processing Time Comparative Data 10/1/07-6/30/08
Previous Fiscal Years Data
2003 2004 2005 2006 2007
Complaints pending during fiscal year
Average number of days in investigation stage 267 168 208 176 124 159
Average number of days in final action stage NA 65 45 71 83 20
Complaint pending during fiscal year where hearing was requested
Average number of days in investigation stage NA NA NA 178 197 159
Average number of days in final action stage NA NA NA 13 30 20
Complaint pending during fiscal year where hearing was not requested
Average number of days in investigation stage NA NA NA 176 243 NA
Average number of days in final action stage NA NA 65 86 99 NA

Top

Dismissals and Withdrawals Comparative Data 10/1/07-6/30/08
Previous Fiscal Years Data
2003 2004 2005 2006 2007
Complaints Dismissed by Agency
Total Complaints Dismissed by Agency 6 10 5 4 4 1
Average days pending prior to dismissal 88 129 131 77 95 42
Complaints Withdrawn by Complainants
Total Complaints Withdrawn by Complainants 9 2 0 1 1 1

Top

Total Final Actions Finding Discrimination Comparative Data 10/1/07-6/30/08
Previous Fiscal Year Data
2003 2004 2005 2006 2007
# % # % # % # % # % # %
Total Number Findings 0   0   1   0   0   0  
Without Hearing 0 0 0 0 1 100 0 0 0 0 0 0
With Hearing 0 0 0 0 0 0 0 0 0 0 0 0

Top

Findings of Discrimination Rendered by Basis Comparative Data 10/1/07-6/30/08
Previous Fiscal Years Data
Note: Complaints can be filed alleging multiple bases. The sum of the bases may not equal total complaints and findings.
  2003 2004 2005 2006 2007
# % # % # % # % # % # %
Total Number Findings 0   0   1   0   0   0  
Race 0 0 0 0 1 100 0 0 0 0 0 0
Color 0 0 0 0 0 0 0 0 0 0 0 0
Religion 0 0 0 0 0 0 0 0 0 0 0 0
Reprisal 0 0 0 0 0 0 0 0 0 0 0 0
Sex 0 0 0 0 0 0 0 0 0 0 0 0
National Origin 0 0 0 0 0 0 0 0 0 0 0 0
Equal Pay Act 0 0 0 0 0 0 0 0 0 0 0 0
Age 0 0 0 0 0 0 0 0 0 0 0 0
Disability 0 0 0 0 0 0 0 0 0 0 0 0
Non-EEO 0 0 0 0 0 0 0 0 0 0 0 0
 
Findings After Hearing 0 0 0 0 0 0 0 0 0 0 0 0
Race 0 0 0 0 0 0 0 0 0 0 0 0
Color 0 0 0 0 0 0 0 0 0 0 0 0
Religion 0 0 0 0 0 0 0 0 0 0 0 0
Reprisal 0 0 0 0 0 0 0 0 0 0 0 0
Sex 0 0 0 0 0 0 0 0 0 0 0 0
National Origin 0 0 0 0 0 0 0 0 0 0 0 0
Equal Pay Act 0 0 0 0 0 0 0 0 0 0 0 0
Age 0 0 0 0 0 0 0 0 0 0 0 0
Disability 0 0 0 0 0 0 0 0 0 0 0 0
Non-EEO 0 0 0 0 0 0 0 0 0 0 0 0
 
Findings Without Hearing 0 0 0 0 0 0 0 0 0 0 0 0
Race 0 0 0 0 1 100 0 0 0 0 0 0
Color 0 0 0 0 0 0 0 0 0 0 0 0
Religion 0 0 0 0 0 0 0 0 0 0 0 0
Reprisal 0 0 0 0 0 0 0 0 0 0 0 0
Sex 0 0 0 0 0 0 0 0 0 0 0 0
National Origin 0 0 0 0 0 0 0 0 0 0 0 0
Equal Pay Act 0 0 0 0 0 0 0 0 0 0 0 0
Age 0 0 0 0 0 0 0 0 0 0 0 0
Disability 0 0 0 0 0 0 0 0 0 0 0 0
Non-EEO 0 0 0 0 0 0 0 0 0 0 0 0

Top

Findings of Discrimination Rendered by Issue Comparative Data 10/1/07-6/30/08
Previous Fiscal Years Data
2003 2004 2005 2006 2007
# % # % # % # % # % # %
Total Number Findings 0   0   1   0   0   0  
Appointment/Hire 0 0 0 0 0 0 0 0 0 0 0 0
Assignment of Duties 0 0 0 0 0 0 0 0 0 0 0 0
Awards 0 0 0 0 0 0 0 0 0 0 0 0
Conversion to Full-time 0 0 0 0 0 0 0 0 0 0 0 0
Disciplinary Action 0 0 0 0 0 0 0 0 0 0 0 0
Demotion 0 0 0 0 0 0 0 0 0 0 0 0
Reprimand 0 0 0 0 0 0 0 0 0 0 0 0
Removal 0 0 0 0 0 0 0 0 0 0 0 0
Suspension 0 0 0 0 0 0 0 0 0 0 0 0
Other 0 0 0 0 0 0 0 0 0 0 0 0
Duty Hours 0 0 0 0 0 0 0 0 0 0 0 0
Evaluation Appraisal 0 0 0 0 0 0 0 0 0 0 0 0
Examination/Test 0 0 0 0 0 0 0 0 0 0 0 0
Harassment 0 0 0 0 0 0 0 0 0 0 0 0
Non-Sexual 0 0 0 0 0 0 0 0 0 0 0 0
Sexual 0 0 0 0 0 0 0 0 0 0 0 0
Medical Examination 0 0 0 0 0 0 0 0 0 0 0 0
Pay (Including Overtime) 0 0 0 0 0 0 0 0 0 0 0 0
Promotion/Non-Selection 0 0 0 0 1 100 0 0 0 0 0 0
Reassignment 0 0 0 0 0 0 0 0 0 0 0 0
Denied 0 0 0 0 0 0 0 0 0 0 0 0
Directed 0 0 0 0 0 0 0 0 0 0 0 0
Reasonable Accommodation 0 0 0 0 0 0 0 0 0 0 0 0
Reinstatement 0 0 0 0 0 0 0 0 0 0 0 0
Retirement 0 0 0 0 0 0 0 0 0 0 0 0
Termination 0 0 0 0 0 0 0 0 0 0 0 0
Terms/Conditions of Employment 0 0 0 0 0 0 0 0 0 0 0 0
Time and Attendance 0 0 0 0 0 0 0 0 0 0 0 0
Training 0 0 0 0 0 0 0 0 0 0 0 0
Other 0 0 0 0 0 0 0 0 0 0 0 0
 
Total Number Findings 0   0   0   0   0   0  
Findings After Hearing 0 0 0 0 0 0 0 0 0 0 0 0
Appointment/Hire 0 0 0 0 0 0 0 0 0 0 0 0
Assignment of Duties 0 0 0 0 0 0 0 0 0 0 0 0
Awards 0 0 0 0 0 0 0 0 0 0 0 0
Conversion to Full-time 0 0 0 0 0 0 0 0 0 0 0 0
Disciplinary Action 0 0 0 0 0 0 0 0 0 0 0 0
Demotion 0 0 0 0 0 0 0 0 0 0 0 0
Reprimand 0 0 0 0 0 0 0 0 0 0 0 0
Removal 0 0 0 0 0 0 0 0 0 0 0 0
Suspension 0 0 0 0 0 0 0 0 0 0 0 0
Other 0 0 0 0 0 0 0 0 0 0 0 0
Evaluation Appraisal 0 0 0 0 0 0 0 0 0 0 0 0
Examination/Test 0 0 0 0 0 0 0 0 0 0 0 0
Harassment 0 0 0 0 0 0 0 0 0 0 0 0
Non-Sexual 0 0 0 0 0 0 0 0 0 0 0 0
Sexual 0 0 0 0 0 0 0 0 0 0 0 0
Medical Examination 0 0 0 0 0 0 0 0 0 0 0 0
Pay (Including Overtime) 0 0 0 0 0 0 0 0 0 0 0 0
Promotion/Non-Selection 0 0 0 0 0 0 0 0 0 0 0 0
Reassignment 0 0 0 0 0 0 0 0 0 0 0 0
Denied 0 0 0 0 0 0 0 0 0 0 0 0
Directed 0 0 0 0 0 0 0 0 0 0 0 0
Reasonable Accommodation 0 0 0 0 0 0 0 0 0 0 0 0
Reinstatement 0 0 0 0 0 0 0 0 0 0 0 0
Retirement 0 0 0 0 0 0 0 0 0 0 0 0
Termination 0 0 0 0 0 0 0 0 0 0 0 0
Terms/Conditions of Employment 0 0 0 0 0 0 0 0 0 0 0 0
Time and Attendance 0 0 0 0 0 0 0 0 0 0 0 0
Training 0 0 0 0 0 0 0 0 0 0 0 0
Other 0 0 0 0 0 0 0 0 0 0 0 0
 
Total Number Findings 0   0   1   0   0   0  
Findings Without Hearing 0 0 0 0 0 0 0 0 0 0 0 0
Appointment/Hire 0 0 0 0 0 0 0 0 0 0 0 0
Assignment of Duties 0 0 0 0 0 0 0 0 0 0 0 0
Awards 0 0 0 0 0 0 0 0 0 0 0 0
Conversion to Full-time 0 0 0 0 0 0 0 0 0 0 0 0
Disciplinary Action 0 0 0 0 0 0 0 0 0 0 0 0
Demotion 0 0 0 0 0 0 0 0 0 0 0 0
Reprimand 0 0 0 0 0 0 0 0 0 0 0 0
Removal 0 0 0 0 0 0 0 0 0 0 0 0
Suspension 0 0 0 0 0 0 0 0 0 0 0 0
Other 0 0 0 0 0 0 0 0 0 0 0 0
Duty Hours 0 0 0 0 0 0 0 0 0 0 0 0
Evaluation Appraisal 0 0 0 0 0 0 0 0 0 0 0 0
Examination/Test 0 0 0 0 0 0 0 0 0 0 0 0
Harassment 0 0 0 0 0 0 0 0 0 0 0 0
Non-Sexual 0 0 0 0 0 0 0 0 0 0 0 0
Sexual 0 0 0 0 0 0 0 0 0 0 0 0
Medical Examination 0 0 0 0 0 0 0 0 0 0 0 0
Pay (Including Overtime) 0 0 0 0 0 0 0 0 0 0 0 0
Promotion/Non-Selection 0 0 0 0 1 100 0 0 0 0 0 0
Reassignment 0 0 0 0 0 0 0 0 0 0 0 0
Denied 0 0 0 0 0 0 0 0 0 0 0 0
Directed 0 0 0 0 0 0 0 0 0 0 0 0
Reasonable Accommodation 0 0 0 0 0 0 0 0 0 0 0 0
Reinstatement 0 0 0 0 0 0 0 0 0 0 0 0
Retirement 0 0 0 0 0 0 0 0 0 0 0 0
Termination 0 0 0 0 0 0 0 0 0 0 0 0
Terms/Conditions of Employment 0 0 0 0 0 0 0 0 0 0 0 0
Time and Attendance 0 0 0 0 0 0 0 0 0 0 0 0
Training 0 0 0 0 0 0 0 0 0 0 0 0
Other 0 0 0 0 0 0 0 0 0 0 0 0

Top

Pending Complaints Filed in Previous Fiscal Years by Status Comparative Data 10/1/07-6/30/08
Previous Fiscal Years Data
2003 2004 2005 2006 2007
Total complaints from previous Fiscal Years pending at any time during period 31 17 14 17 15 6
Total complainants from previous Fiscal Years pending at any time during period NA NA NA NA 14 6
Number complaints that are pending at close of period:  
Investigation 7 11 10 3 0 5
Hearing 8 6 7 9 1 4
Final Action 2 1 0 3 0 1
Appeal with EEOC Office of Federal Operations NA 2 4 3 4 3

Top

Complaint Investigations Comparative Data 10/1/07-6/30/08
Previous Fiscal Years Data
2003 2004 2005 2006 2007
Complaints Pending Any time During Period Where Investigations Exceeded Required Time Frames NA 0 0 1 1 1

Top

http://www.sec.gov/eeoinfo/nofeardata.htm

Modified: 07/29/2008