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ALJ Decisions & Orders:
|
Release No. | Date | Respondents |
Fourth Quarter | ||
3-4268-1 | Dec. 30, 1974 | E. F. Henderson & Co., Inc., et al. (8-7439)
Edward B. Wagner, Administrative Law Judge |
3-4368 | Dec. 26, 1974 | James J. Chica, Carrol P. Teig, Peter R. Super (First Minneapolis Investment Corp., 8-15965) Warren E. Blair, Chief Administrative Law Judge |
3-3101 | Dec. 20, 1974 | Steadman Security Corporation, Steadman Investment Services Corporation (8-14704), Republic Securities Corporation (8-13223), The Steadman Corporation of America (8-13955), Aberdeen Management Corporation (8-1867), Charles W. Steadman David J. Markun, Administrative Law Judge |
3-2848 | Dec. 13, 1974 | Lincoln Securities, et al. (8-15573)
Edward B. Wagner, Administrative Law Judge |
3-4495 | Dec. 3, 1974 | Delta Steel Corporation (24SF-4052)
Max O. Regensteiner, Administrative Law Judge |
3-4388 | Nov. 15, 1974 | Richard R. Carta (Smith & Medford, Inc., 8-15976) Ralph Hunter Tracy, Administrative Law Judge |
Third Quarter | ||
3-4401 | Sep. 13, 1974 | Maxwell Bentley
Warren E. Blair, Chief Administrative Law Judge |
3-4283 | Aug. 2, 1974 | Midland Securities Corporation, Richard B. Berdahl, Robert O. Knutson, William H. Harrison, Bruce L. Hankerson, James R. Ehlen
David J. Markun, Administrative Law Judge |
3-4395 | Jul. 15, 1974 | Scientronic Corporation (24W-3141)
Ralph Hunter Tracy, Administrative Law Judge |
3-3460 | Jul. 12, 1974 | Black & Company, Inc., Lawrence S. Black, Roy A. Pitt, Jr., R.W. Pressprich & Co., Inc.
David J. Markun, Administrative Law Judge |
Second Quarter | ||
3-3643 | Jun. 28, 1974 | First Fidelity, Inc. (8-15684), David R. Nemelka, Jerry R. Zabriskie, William B. Hesterman, Jr., Parker-Mawod & Co. (8-14068), Trent J. Parker, Edward J. Mawod, Transamerican Securities, Inc. (8-14736), Duane Smith Jenson, Melvin H. Miller, Donald D. Glenn
Sidney L. Feiler, Administrative Law Judge |
3-3492 | Jun. 28, 1974 | Robert Hoffman, Walston & Co., Inc. (8-4824), Sydney Senior Smith, Daniel T. Cullen
Sidney L. Feiler, Administrative Law Judge |
3-3826 | Jun. 26, 1974 | Andrew A. Pilato (8-13487), Andrew A. Pilato & Company, Inc. (8-17122), Andrew A. Pilato, Individually, Melvin Lloyd Richards, James S. Ross
Ralph Hunter Tracy, Administrative Law Judge |
3-3640 and 3-3988 |
Jun. 26, 1974 | Delmarva Power & Light Company, Delmarva Power & Light Company of Maryland, Delmarva Power & Light Company of Virginia (59-114 and 31-736)
Warren E. Blair, Chief Administrative Law Judge |
3-4356 | May 31, 1974 | The Registration Statement of Croyle Computer Services, Inc., File No. 2-46544
Sidney L. Feiler, Administrative Law Judge |
3-2783 | Apr. 9, 1974 | Jack Schaefer
Ralph Hunter Tracy, Administrative Law Judge |
First Quarter | ||
3-3253 | Mar. 11, 1974 | Albert Heglund, Jr., Fred O. Paulsell, Jr.
Ralph Hunter Tracy, Administrative Law Judge |
3-2497 | Feb. 22, 1974 | Philip S. Budin & Co., Inc., Philip S. Budin, (File No. 8-13488) Sidney L. Feiler, Administrative Law Judge |
3-3734 | Jan. 14, 1974 | Oppenheimer & Co. (8-1756 & 801-1177)
Warren E. Blair, Chief Administrative Law Judge |
http://www.sec.gov/litigation/aljdec/aljdecarchive/aljdecarc1974.shtml
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