![]() ![]() |
![]() |
Home | Jobs |
Fast Answers | Site Map | Search
![]() |
![]() |
||
![]() |
![]() |
||||
![]() |
|||||
![]() |
![]() |
||||
![]() |
![]() |
ALJ Decisions & Orders:
|
Release No. | Date | Respondents |
Fourth Quarter | ||
59 | Dec. 8, 1994 | Consolidated Investment Services, Inc., Norman P. Rounds, James L. Fainter
Glenn Robert Lawrence, Administrative Law Judge File No. 3-8312 |
58 | Nov. 4, 1994 | Michael Gartner
Edward J. Kuhlmann, Administrative Law Judge File No. 3-8371 |
Third Quarter | ||
57 | Sep. 21, 1994 | Steven Telsey and First Securities Transfer Systems, Inc.
Brenda P. Murray, Chief Administrative Law Judge File No. 3-8247 |
56 | Sep. 19, 1994 | Jay Houston Meadows
Glenn Robert Lawrence, Administrative Law Judge File No. 3-8257 |
55 | Aug. 26, 1994 | George W. Phillips
Brenda P. Murray, Chief Administrative Law Judge File No. 3-8145 |
54 | Jul. 13, 1994 | David M. Haber
Edward J. Kuhlmann, Administrative Law Judge File No. 3-8155 |
Second Quarter | ||
53 | Jun. 30, 1994 | BC Financial Corp., Stuart M. Cohen, David Disner, James Snelgrove
Edward J. Kuhlmann, Administrative Law Judge File No. 3-8166 |
52 | Jun. 20, 1994 | Alexander V. Stein
Brenda P. Murray, Chief Administrative Law Judge File No. 3-8112 |
51 | Jun. 15, 1994 | John Harvey Early
Glenn Robert Lawrence, Administrative Law Judge File No. 3-8213 |
50 | Jun. 2, 1994 | Martin B. Sloate
Glenn Robert Lawrence, Administrative Law Judge File No. 3-8232 |
49 | May 27, 1994 | Juan Carlos Schidlowski
Edward J. Kuhlmann, Administrative Law Judge File No. 3-8186 |
48 | May 19, 1994 | Roberts D. Potts, CPA
Edward J. Kuhlmann, Administrative Law Judge File No. 3-7998 |
47 | Apr. 12, 1994 | Patricia A. Johnson
Glenn Robert Lawrence, Administrative Law Judge File No. 3-8205 |
First Quarter | ||
46 | Feb. 25, 1994 | Michael Keith Howard
Warren E. Blair, Chief Administrative Law Judge File No. 3-8056 |
45 | Feb. 16, 1994 | Jones & Ward Securities, Inc., Ivan D. Jones, Jr., Roy P. Akers and Investment/Timing Systems, Inc.
Warren E. Blair, Chief Administrative Law Judge File No. 3-8037 |
44 | Jan. 24, 1994 | Ahmed Mohamed Soliman
Brenda P. Murray, Chief Administrative Law Judge File No. 3-7954 |
http://www.sec.gov/litigation/aljdec/aljdecarchive/aljdecarc1994.shtml
Contact | Employment | Links | FOIA | Forms | Privacy | Modified: 03/12/2008 |