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Status (FY2004)

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Water for the Poor Initiative

This page provides definitions of the indicators used to collect data for this initiative in Fiscal Year 2004.


Input
Funds Obligated toward Water Supply and Sanitation (by country)
Obligations or funding levels appropriated by Congress in a given year after certain legislatively-mandated transfers or rescissions for USAID water-related activities under the following categories: Water Supply; Sanitation; Wastewater Treatment; Desalination. Obligations may be "Proposed," "Planned," or "Actual," depending on the most recent budget data available for a given fiscal year. Obligations are included from all USAID fund accounts, including Development Assistance (DA), the Economic Support Funds (ESF), Child Survival and Disease Programs Fund (CSD), the Andean Counterdrug Initiative (ACI), Assistance for Eastern Europe and the Baltics (AEEB), and Assistance for the Independent States of the former Soviet Union (FSA), as well as funding for International Disaster Assistance (IDA), Transition Initiatives (TI), and administrative expenses. P.L. 480 (Food for Peace), administered by USAID but formally requested by the U.S. Department of Agriculture.
Funds Obligated toward Watershed Management (by country)
Obligations or funding levels appropriated by Congress in a given year after certain legislatively-mandated transfers or rescissions for USAID water-related activities under the following categories: IWRM; Coastal Zone Management; and Freshwater Ecosystems Management. Obligations may be "Proposed," "Planned," or "Actual," depending on the most recent budget data available for a given fiscal year. Obligations are included from all USAID fund accounts, including Development Assistance (DA), the Economic Support Funds (ESF), Child Survival and Disease Programs Fund (CSD), the Andean Counterdrug Initiative (ACI), Assistance for Eastern Europe and the Baltics (AEEB), and Assistance for the Independent States of the former Soviet Union (FSA), as well as funding for International Disaster Assistance (IDA), Transition Initiatives (TI), and administrative expenses. P.L. 480 (Food for Peace), administered by USAID but formally requested by the U.S. Department of Agriculture.
Funds Obligated toward Water Productivity (by country)
Obligations or funding levels appropriated by Congress in a given year after certain legislatively-mandated transfers or rescissions for USAID water-related activities under the following categories: Irrigation and Agricultural-related Best Management Practices; Fisheries and Aquaculture; Hydropower (Small-scale). Obligations may be "Proposed," "Planned," or "Actual," depending on the most recent budget data available for a given fiscal year. Obligations are included from all USAID fund accounts, including Development Assistance (DA), the Economic Support Funds (ESF), Child Survival and Disease Programs Fund (CSD), the Andean Counterdrug Initiative (ACI), Assistance for Eastern Europe and the Baltics (AEEB), and Assistance for the Independent States of the former Soviet Union (FSA), as well as funding for International Disaster Assistance (IDA), Transition Initiatives (TI), and administrative expenses. P.L. 480 (Food for Peace), administered by USAID but formally requested by the U.S. Department of Agriculture.
Output
Number and dollars of DCA water deals closed (by country)

Issuance of partial loan guarantees or direct loans used as a tool to introduce private lenders and investors to creditworthy but underserved markets. DCA guarantees require true private sector risk-sharing where the USAID share of a lender's risk does not exceed 50 percent (except as otherwise approved by the Credit Review Board (CRB)). DCA permits USAID to offer a mixture of grant and credit assistance in settings where USAID is seeking more disciplined and sustainable assistance relationships.

DCA cannot be used for loans or guarantees to sovereigns, which could be subject to Paris Club rescheduling. DCA is intended for use instead of more costly grant assistance when a Mission can achieve the same goals, the borrowers are reasonably creditworthy, the projects are financially viable, and market imperfections prevent funding from commercial sources.

Dollars of private non-DCA funds leveraged

Leveraged funds result when USAID partial guarantees induce private lenders and investors to finance activities that support the Strategic Objectives (SOs) of Missions. Leveraged also result from Federal budget scoring rules under the Federal Credit Reform Act of 1990 (FCRA), which permits Federal agencies to issue loans and loan guarantees having a nominal value far in excess of the value of required appropriations .

Number of wells established

Wells may include hand dug wells, boreholes, developed springs, and improved technology traditional wells.

Average cost per well

The capital expenditure required to construct a well as defined above. Note: Does NOT include community mobilization or training in the operation and maintenance of wells, such as community management accountability; cost recovery mechanisms; organization of pump repair person; or the establishment of a spare parts distribution network.

Toward Water Supply and Sanitation: Number of community water and sanitation projects that meet sustainability standards

Projects characterized by activities that meet the definition for Water Supply and Sanitation described above, with numbers of beneficiaries identified. Sustainability standards include the application of cost recovery, policy, and regulation, and health/environmental assessment measures to ensure that the intervention can be affordably maintained by the host country on a long-term basis.

Toward Water Supply and Sanitation: Number of community water and sanitation committees established and trained in financial management and water supply and sanitation system operation and maintenance

Institutional frameworks within which committees operate will vary from country to country, but whatever the specific structure, the committee must be engaged in mechanisms for dialogue and coordination to ensure some measure of multi-sectoral integration. Issues addressed by committees will vary and may include but are not limited to:

  • a) Policy formulation;
  • b) Education and promotion;
  • c) Networking and information exchange;
  • d) Regulation, control and enforcement;
  • e) Surveillance and monitoring;
  • f) Allocation and supply of water;
  • g) Water treatment and reuse;
  • h) Conservation and efficiency of use;
  • i) Water quality management; and
  • j) Adjudication in the case of conflict.
Toward Watershed Management: Number of politically endorsed stakeholder governance groups convened and supported to undertake ongoing basin-scale, integrated water resources decision-making

Political frameworks within which stakeholder groups are endorsed will vary from country to country, but whatever the specific structure, the group must be engaged in mechanisms for dialogue and coordination to ensure transparent, participatory, and multi-sectoral integration. Issues addressed by committees will vary and may include but are not limited to:

  • a) Policy formulation;
  • b) Flood control;
  • c) Networking and data/information exchange;
  • d) Regulation, control and enforcement;
  • e) Surveillance and monitoring;
  • f) Allocation and supply of water;
  • g) Conservation and source protection;
  • h) Water quality management; and
  • i) Adjudication in the case of conflict.
Toward Water Productivity: Number of operational water user groups established (such as agriculture, aquaculture, fisheries, or hydropower) to focus on sustainable water resources utilization and equitable allocation.

Political frameworks within which stakeholder groups are endorsed will vary from country to country, but whatever the specific structure, the group must be engaged in mechanisms for dialogue and coordination to ensure transparent, participatory, and multi-sectoral integration. Issues addressed by committees will vary and may include but are not limited to:

  • a) Pricing;
  • b) Policy formulation;
  • c) Networking and data/information exchange;
  • d) Regulation, control and enforcement;
  • e) Surveillance and monitoring;
  • f) Allocation and supply of water;
  • g) Conservation and efficiency of use;
  • h) Water quality management; and
  • i) Adjudication in the case of conflict.
Result/impact
Toward Water Supply and Sanitation: Increased number of people in target areas with improved access to adequate safe water supply that meets sustainability standards.
Improved access to safe water supply may include the development or rehabilitation of public standpipes, bore holes, protected springs or wells, disinfection at point of use, and rainwater harvesting. It may also include the provision of household connections to water conveyance systems. Although the new source of water may not be guaranteed as completely safe during 100% of the time, the definition implies that reasonable measures are taken to protect it from contamination.

Applicable activities may involve the rehabilitation of wells, and water delivery systems damaged by natural or man-made disasters, but do NOT include the emergency and temporary provision of potable water, water containers, and portable water treatment kits to internally displaced persons in refugee camps. Sustainability standards include the application of cost recovery, policy, and regulation, and health/environmental assessment measures to ensure that the intervention can be affordably maintained by the host country on a long term basis.

Toward Water Supply and Sanitation: Increased number of people in target areas with improved access to adequate sanitation that meets sustainability standards.
Improved access to sanitation includes septic tanks, pit latrines, expanded capacity of large scale wastewater treatment systems, and training in hygiene education and safe water handling. It may also include the provision of household connections to wastewater conveyance systems.

Applicable activities may involve the rehabilitation of sanitation systems damaged by natural or man-made disasters, but do NOT include the emergency and temporary provision of portable latrines to internally displaced persons in refugee camps. Sustainability standards include the application of cost recovery, policy, and regulation, and health/environmental assessment measures to ensure that the intervention can be affordably maintained by the host country on a long term basis.

Toward Watershed Management: Progress toward the development of sustainable watershed management plans in target areas.
Progress achieved toward plan development includes the following:
  • a) Watershed management plan drafted; and
  • b) Stakeholder consensus-building established.
Toward Watershed Management: Progress toward the adoption of sustainable watershed management plans in target areas.
Progress achieved toward plan adoption includes the following:
  • a) Preliminary management plan adopted;
  • b) Watershed management legislation and policies developed; and
  • c) Policy framework adopted.
Toward Watershed Management: Progress toward the implementation of sustainable watershed management plans in target areas.
Progress achieved toward plan implementation includes the following:
  • a) Best management practices proposed and implemented;
  • b) Monitoring, standards, and communication action plans established; and
  • c) Improvement in critical watershed issues documented.

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Wed, 19 Jan 2005 10:33:22 -0500
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