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Other Commission Orders, Notices,
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Release No. | Date | Details |
Fourth Quarter | ||
No release number | Oct. 29, 1997 | Charitable Giving by Public Companies (Invitation for Comments) Comments Due: November 12, 1997 |
Third Quarter | ||
PA-20 | Sep. 4, 1997 | Deletion, Modification, and Redesignation of Privacy Act Systems of Records Effective Date: upon publication in Federal Register |
34-39016 | Sep. 4, 1997 | Major Alterations to the Agency Correspondence Tracking System (ACTS) (SEC-29) and the Office of Personnel Training Files (SEC-40) Effective Date: 40 days after publication Comments Due: 30 days after publication in Federal Register |
34-39017 | Sep. 4, 1997 | Confidential Treatment Request Imaging System (Establishment of a New System of Records (SEC-26)) Effective Date: 40 days after publication Comments Due: 30 days after publication in Federal Register |
No release number | Jul. 16, 1997 | Securities Uniformity (Invitation to Participate in NSMIA Uniformity Study Survey) File No.: S7-20-97 |
34-38810 | Jul. 1, 1997 | Emerging Markets Clearing Corporation (Notice of Filing Registration as a Clearing Agency) |
Second Quarter | ||
33-7413 | Apr. 4, 1997 | Annual Conference on Uniformity of Securities Laws (Notice - Securities Uniformity) File No.: S7-15-97 Comments Due: April 23, 1997 Note: Comments received electronically are available for this announcement. |
First Quarter | ||
34-38235 | Feb. 4, 1997 | Foreign Issuers (Notice - List of Foreign Issuers Which Have Submitted Information Required by the Exemption Relating to Certain Foreign Securities) Release No.: International Series Release No. 1048 |
34-38156 | Jan. 10, 1997 | National Association of Securities Dealers (Order Approving NASD Rule Change Relating to Implementation of Commission's Order Handling Rules) File No.: SR-NASD-96-43 |
http://www.sec.gov/rules/other/otherarchive/other1997.shtml
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