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Amex Rulemaking Archives: 2007
We encourage the public to submit comments on the following American Stock Exchange LLC (Amex) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Fourth Quarter | Third Quarter | Second Quarter | First Quarter
Amex File Number List for 2007
Additional Archives
2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998
| Release No. |
Date |
Details |
| Fourth Quarter |
SR-Amex-2007-139 |
| 34-57070 |
Dec. 31, 2007 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Retire the EEM Options Pilot Program
Comments due: January 29, 2008
|
SR-Amex-2007-142 |
| 34-57062 |
Dec. 28, 2007 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Changes to Extend the Deadline until March 31, 2008 for Issuers to Become Compliant with Listing Requirements Concerning Direct Registration Programs
Comments due: January 25, 2008
Additional File Nos.: SR-NASDAQ-2007-101; SR-NYSE-2007-122; and SR-NYSEArca-2007-131
|
SR-Amex-2007-116 |
| 34-57060 |
Dec. 28, 2007 |
Order Approving a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to Harmonize the Annual Listing Fees for All Exchange Traded Funds
See also: Notice: Rel. No. 34-56809
|
SR-Amex-2007-94 |
| 34-57057 |
Dec. 28, 2007 |
Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Notes Linked to the Performance of the CBOE S&P 500 PutWrite Index (PUTSM)
See also: Notice: Rel. No. 34-56853
|
SR-Amex-2007-140 |
| 34-57052 |
Dec. 27, 2007 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Options Licensing Fee Changes
Comments due: January 24, 2008
|
SR-Amex-2007-70 |
| 34-57042 |
Dec. 26, 2007 |
Notice of Filing of Proposed Rule Change, as Modified by Amendments No. 1 and 2, Relating to the Listing and Trading of Units of the United States Heating Oil Fund, LP and the United States Gasoline Fund, LP
Comments due: January 18, 2008
See also: Order: Rel. No. 34-57188
|
SR-Amex-2007-135 |
| 34-57030 |
Dec. 21, 2007 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Section 107D(g) of the Amex Company Guide
Comments due: January 22, 2008
|
SR-Amex-2007-138 |
| 34-57022 |
Dec. 20, 2007 |
Notice of Filing of Proposed Rule Change to Establish a New Class of Off Floor Market Makers in ETFs Called Designated Amex Remote Traders
Comments due: January 22, 2008
See also: Order: Rel. No. 34-57241
|
SR-Amex-2006-31 |
| 34-57016 |
Dec. 20, 2007 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Annual Shareholder Meeting Requirements
Comments due: January 18, 2008
See also: Order: Rel. No. 34-57268
|
SR-Amex-2007-25 |
| 34-57011 |
Dec. 20, 2007 |
Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, to Allow Registered Options Traders to Quote Remotely From Off the Amex's Trading Floor on a Limited Basis
Comments due: January 18, 2008
See also: Order: Rel. No. 34-57248
|
SR-Amex-2007-104 |
| 34-56998 |
Dec. 19, 2007 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade Shares of Eleven Funds of the ProShares Trust
Comments due: January 17, 2008
|
SR-Amex-2007-79 |
| 34-56982 |
Dec. 18, 2007 |
Notice of Filing of Proposed Rule Change as Modified by Amendments No. 1 and 2 Relating to Independent Directors and Audit Committee Members
Comments due: January 17, 2008
See also: Order: Rel. No. 34-57393
|
SR-Amex-2007-132 |
| 34-56974 |
Dec. 17, 2007 |
Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 Thereto to Include Volume Executed by Remote Quoting Towards the Earning of Remote Quoting Rights
Comments due: January 11, 2008
See also: Order: Rel. No. 34-57181
|
SR-Amex-2007-53 |
| 34-56969 |
Dec. 14, 2007 |
Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3 Thereto, and Notice of Amendment No. 3 to the Proposed Rule Change Relating to the Listing and Trading of the GreenHaven Continuous Commodity Index Fund
Comments due: January 4, 2008
See also: Order: Rel. No. 34-56802
|
SR-Amex-2007-46 |
| 34-56959 |
Dec. 13, 2007 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Require Specialists to Yield Orally Agreed Upon Proprietary Trades to Later-Arriving Customer System Orders
Comments due: January 10, 2008
|
SR-Amex-2007-134 |
| 34-56947 |
Dec. 12, 2007 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Commentary .10 to Amex Rule 584 to Delete the Reference to the Weekly Bulletin
Comments due: January 10, 2008
|
SR-Amex-2007-133 |
| 34-56928 |
Dec. 7, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reduce Certain Clearing Fees
Comments due: January 3, 2008
|
SR-Amex-2007-20 |
| 34-56901 |
Dec. 5, 2007 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Related to Amending Complex Orders Procedures
Comments due: January 2, 2008
See also: Order: Rel. No. 34-57160
|
SR-Amex-2007-124 |
| 34-56898 |
Dec. 5, 2007 |
Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change, as Amended, Relating to Linkage Orders
Additional File Nos.: SR-BSE-2007-50; SR-CBOE-2007-144; SR-ISE-2007-108; SR-NYSEArca-2007-116; SR-Phlx-2007-88
Comments due: January 2, 2008
|
SR-Amex-2007-56 |
| 34-56882 |
Dec. 3, 2007 |
Order Approving a Proposed Rule Change Relating to Resolving Uncompared Transactions
See also: Notice: Rel. No. 34-56635
|
SR-Amex-2006-96 |
| 34-56880 |
Dec. 3, 2007 |
Order Approving Proposed Rule Change, as Modified by Amendment Nos.1, 2, 3, 4, 5, and 6 Thereto, Relating to the Listing and Trading of Trust Units of the Nuveen Commodities Income and Growth Fund
See also: Notice: Rel. No. 34-56465
|
SR-Amex-2007-125 |
| 34-56868 |
Nov. 29, 2007 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish a Riskless Principal and Other Exceptions to Amex Rules Prohibiting Members' Proprietary Trading While in Possession of Like or Better-Priced Customer Orders
Comments due: December 27, 2007
|
SR-Amex-2007-127 |
| 34-56861 |
Nov. 29, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Certain Conforming Changes to Amex Rules Relating to the Amex Book Clerk Program
Comments due: December 27, 2007
|
SR-Amex-2007-94 |
| 34-56853 |
Nov. 28, 2007 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Notes Linked to the Performance of the CBOE S&P 500 PutWrite Index (PUTSM)
Comments due: December 21, 2007
See also: Order: Rel. No. 34-57057
|
SR-Amex-2007-123 |
| 34-56850 |
Nov. 27, 2007 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as modified by Amendment No. 1 Thereto, to Send P/A Orders through Linkage Prior to the Opening of Trading
Comments due: December 26, 2007
|
SR-Amex-2007-98 |
| 34-56831 |
Nov. 21, 2007 |
Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Relating to the Listing and Trading of Units of the United States 12 Month Oil Fund, LP and the United States 12 Month Natural Gas Fund, LP
See also: Notice: Rel. No. 34-56719
|
SR-Amex-2007-118 |
| 34-56811 |
Nov. 19, 2007 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Revising the AEMI Rules to Eliminate the Post-Opening Pair-Off of Marketable Orders Held in a Message Queue
Comments due: December 17, 2007
|
SR-Amex-2007-116 |
| 34-56809 |
Nov. 16, 2007 |
Notice of Filing of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 thereto, to Harmonize the Annual Listing Fees for all Exchange Traded Funds
Comments due: December 18, 2007
See also: Order: Rel. No. 34-57060
|
SR-Amex-2007-117 |
| 34-56808 |
Nov. 16, 2007 |
Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Changes Relating to the Elimination of the Class Gate
Additional File Nos.: SR-BSE-2007-44; SR-CBOE-2007-121; SR-ISE-2007-92; SR-NYSEArca-2007-109; SR-Phlx-2007-86
Comments due: December 17, 2007
|
SR-Amex-2007-122 |
| 34-56805 |
Nov. 16, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Liability for the Actions or Omission of Amex Book Clerks
Comments due: December 14, 2007
|
SR-Amex-2006-107 |
| 34-56804 |
Nov. 16, 2007 |
Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, to Eliminate Options Specialists’ Agency Responsibilities and Establish Amex Book Clerks
See also: Notice: Rel. No. 34-55583
|
SR-Amex-2007-53 |
| 34-56802 |
Nov. 16, 2007 |
Notice of Filing of a Proposed Rule Change, and Amendment Nos. 1 and 2 Thereto, Relating to the Listing and Trading of the GreenHaven Continuous Commodity Index Fund
Comments due: December 11, 2007
See also: Order: Rel. No. 34-56969
|
SR-Amex-2007-108 |
| 34-56787 |
Nov. 15, 2007 |
Order Approving a Proposed Rule Change to Increase the Annual Listing Fees for Certain Stock Issues of Listed Companies
See also: Notice: Rel. No. 34-56636
|
SR-Amex-2007-100 |
| 34-56778 |
Nov. 9, 2007 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to List and Trade Options on Shares of the iShares MSCI Mexico Index Fund
Comments due: December 10, 2007
|
SR-Amex-2007-114 |
| 34-56766 |
Nov. 7, 2007 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Collection of the Activity Assessment Fee
Comments due: December 6, 2007
|
SR-Amex-2007-113 |
| 34-56764 |
Nov. 7, 2007 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delete Previously Approved Rules Relating to a New Class of Off-Floor Market Maker Called Designated Amex Remote Traders
Comments due: December 5, 2007
|
SR-Amex-2007-65 |
| 34-56761 |
Nov. 7, 2007 |
Order Approving Proposed Rule Changes Relating to the Definition of a Complex Trade. Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to the Definition of a Complex Trade.
Additional File Nos.: SR-BSE-2007-45; SR-CBOE-2007-64; SR-ISE-2007-44; SR-NYSEArca-2007-65
See also: Notice: Rel. No. 34-56555
|
SR-Amex-2007-98 |
| 34-56719 |
Oct. 29, 2007 |
Notice of Filing of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Relating to the Listing and Trading of Units of the United States 12 Month Oil Fund, LP and the United States 12 Month Natural Gas Fund, LP
Comments due: November 19, 2007
See also: Order: Rel. No. 34-56831
|
SR-Amex-2007-74 |
| 34-56713 |
Oct. 29, 2007 |
Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of Shares of Funds of the Rydex ETF Trust
See also: Notice: Rel. No. 34-56218
|
SR-Amex-2007-111 |
| 34-56707 |
Oct. 26, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Enable Settlements of Disciplinary Matters to Be Considered for Approval or Rejection by Exchange Hearing Officers Without the Need to Convene a Formal Hearing
Comments due: November 26, 2007
|
SR-Amex-2007-35 |
| 34-56650 |
Oct. 12, 2007 |
Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Criteria for Securities that Underlie Options Traded on the Exchange
See also: Notice: Rel. No. 34-56336
|
SR-Amex-2007-108 |
| 34-56636 |
Oct. 10, 2007 |
Notice of Filing of Proposed Rule Change to Increase the Annual Listing Fees for Certain Stock Issues of Listed Companies
Comments due: November 6, 2007
See also: Order: Rel. No. 34-56787
|
SR-Amex-2007-56 |
| 34-56635 |
Oct. 10, 2007 |
Notice of Filing of Proposed Rule Change Relating to Resolving Uncompared Transactions
Comments due: November 6, 2007
See also: Order: Rel. No. 34-56882
|
SR-Amex-2007-87 |
| 34-56629 |
Oct. 9, 2007 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, to Amend Section 107 of the Amex Company Guide to Provide an Exception to the Initial Minimum Public Distribution Listing Requirement
Comments due: November 6, 2007
|
SR-Amex-2007-48 |
| 34-56598 |
Oct. 2, 2007 |
Order Approving Proposed Rule Change Modifying the Options Listing Criteria for Underlying Securities
See also: Notice: Rel. No. 34-56318
|
SR-Amex-2007-90 |
| 34-56597 |
Oct. 2, 2007 |
Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, to Establish a Fee on a Listed Company that Changes its Corporate Name or Ticker Symbol
See also: Notice: Rel. No. 34-56325
|
SR-Amex-2007-60 |
| 34-56592 |
Oct. 1, 2007 |
Order Granting Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to the Listing and Trading of Shares of Eight Funds of the ProShares Trust Based on International Equity Indexes
See also: Notice: Rel. No. 34-56223
|
| Third Quarter |
SR-Amex-2007-96 |
| 34-56567 |
Sep. 27, 2007 |
Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment No. 1, Relating to an Extension and Expansion of the Options Quoting Pilot Program
See also: Notice: Rel. No. 34-56307
Comments received are available for this notice.
|
SR-Amex-2007-65 |
| 34-56555 |
Sep. 27, 2007 |
Notice of Filing of Proposed Rule Changes Relating to the Definition of a Complex Trade; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Definition of a Complex Trade
Comments due: October 25, 2007
Additional File Nos.: SR-BSE-2007-45; SR-CBOE-2007-64; SR-ISE-2007-44; SR-NYSEArca-2007-65
See also: Order: Rel. No. 34-56761
|
SR-Amex-2007-102 |
| 34-56530 |
Sep. 25, 2007 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Amend the Requirements for Listing Commodity-Linked Securities and Currency-Linked Securities
Comments due: October 23, 2007
|
SR-Amex-2007-101 |
| 34-56515 |
Sep. 24, 2007 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Currency Trust Shares of Seven Currency Trusts Pursuant to Unlisted Trading Privileges
Comments due: October 22, 2007
|
SR-Amex-2007-99 |
| 34-56506 |
Sep. 24, 2007 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Deletion of Certain Rules That the Amex has Determined are Obsolete, Outdated, or Unnecessary
Comments due: October 22, 2007
|
SR-Amex-2007-97 |
| 34-56503 |
Sep. 24, 2007 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Changes in the Name and Investment Objective to the PowerShares DB Precious Metals Fund, the PowerShares DB Gold Fund, and the PowerShares DB Silver Fund
Comments due: October 22, 2007
Comments received are available for this notice.
 Submit comments on SR-Amex-2007-97
|
SR-Amex-2007-103 |
| 34-56498 |
Sep. 21, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Quoting Obligations in Long Term Options
Comments due: October 19, 2007
|
SR-Amex-2007-105 |
| 34-56495 |
Sep. 21, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Require That the AEMI Trading Platform Function to Assure Compliance with the Exchange's Priority and Parity Rules
Comments due: October 19, 2007
|
SR-Amex-2006-96 |
| 34-56465 |
Sep. 19, 2007 |
Notice of Filing of a Proposed Rule Change, as Modified by Amendments No. 1, 2, 3, 4, 5, and 6 Thereto, Relating to the Listing and Trading of Shares of the Nuveen Commodities Income and Growth Fund
Comments due: October 16, 2007
See also: Order: Rel. No. 34-56880
Comments received are available for this notice.
|
SR-Amex-2007-24 |
| 34-56459 |
Sep. 18, 2007 |
Order Granting Approval to a Proposed Rule Change and Amendment No. 1 Thereto to Retroactively Amend Transaction Charges for Equities, ETFs, and Nasdaq UTP Securities
See also: Notice: Rel. No. 34-56238
|
SR-Amex-2007-54 |
| 34-56457 |
Sep. 18, 2007 |
Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Amendments to Exchange Training and Examination Requirements
Comments due: October 16, 2007
|
SR-Amex-2007-85 |
| 34-56446 |
Sep. 17, 2007 |
Order Approving a Proposed Rule Change to Establish a New Class of Off-Floor Market Makers in ETFs and Equities Called Designated Amex Remote Traders
See also: Notice: Rel. No. 34-56236
|
SR-Amex-2007-80 |
| 34-56382 |
Sep. 11, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Member Floor Fees
Comments due: October 9, 2007
|
SR-Amex-2007-84 |
| 34-56377 |
Sep. 10, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Commentary .02 to Amex Rule 950-ANTE(d)
Comments due: October 5, 2007
|
SR-Amex-2007-40 |
| 34-56354 |
Sep. 5, 2007 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Options Quote Size Mitigation
Comments due: October 3, 2007
|
SR-Amex-2007-81 |
| 34-56351 |
Sep. 4, 2007 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 Thereto to Eliminate Position and Exercise Limits for Options on the Russell 2000 Index, and to Specify that Certain Reduced-Value Options on Broad-Based Security Indexes Have No Position and Exercise Limits
Comments due: October 2, 2007
|
SR-Amex-2007-95 |
| 34-56343 |
Aug. 30, 2007 |
Notice of Filing of Proposed Rule Change Relating to the Execution of NDX and RUT Combination Orders
Comments due: September 24, 2007
See also: Order: Rel. No. 34-57384
|
SR-Amex-2007-35 |
| 34-56336 |
Aug. 29, 2007 |
Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to the Criteria for Securities that Underlie Options Traded on the Exchange
Comments due: September 27, 2007
See also: Order: Rel. No. 34-56650
|
SR-Amex-2007-93 |
| 34-56331 |
Aug. 28, 2007 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Options Directed Order Participant Transaction Charge Rebate Program
Comments due: September 26, 2007
|
SR-Amex-2007-92 |
| 34-56330 |
Aug. 28, 2007 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending the Payment for Order Flow Plan to Apply the Current Marketing Fee to Orders Sent to Directed Order Participants
Comments due: September 26, 2007
|
SR-Amex-2007-90 |
| 34-56325 |
Aug. 27, 2007 |
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, to Establish a Fee on a Listed Company that Changes its Corporate Name or Ticker Symbol
Comments due: September 21, 2007
See also: Order: Rel. No. 34-56597
|
SR-Amex-2007-59 |
| 34-56322 |
Aug. 27, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish a Process for the Waiver, Deferral, or Rebate of Initial Listing Fees for Certain Securities That Transfer from Another National Securities Exchange
Comments due: September 21, 2007
|
SR-Amex-2007-48 |
| 34-56318 |
Aug. 24, 2007 |
Notice of Filing of Proposed Rule Change Modifying the Options Listing Criteria for Underlying Securities
Comments due: September 21, 2007
See also: Order: Rel. No. 34-56598
|
SR-Amex-2007-96 |
| 34-56307 |
Aug. 22, 2007 |
Notice of Filing of Proposed Rule Change Relating to an Extension of the Options Penny Quoting Pilot Program
Comments due: September 19, 2007
See also: Order: Rel. No. 34-56567
Comments received are available for this notice.
|
SR-Amex-2007-72 |
| 34-56278 |
Aug. 17, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Elimination of the Short Sale “tick” and Price Tests
Comments due: September 14, 2007
|
SR-Amex-2007-91 |
| 34-56273 |
Aug. 16, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add an Additional Exemption to Rule 24–AEMI Relating to Intermarket Sweep Orders
Comments due: September 12, 2007
|
SR-Amex-2007-75 |
| 34-56269 |
Aug. 15, 2007 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendments No. 1 and 2, to Establish a Directed Order Program
Comments due: September 12, 2007
|
SR-Amex-2007-86 |
| 34-56262 |
Aug. 15, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Pilot Program that Increases Position and Exercise Limits for Equity Options and Options on the Nasdaq-100 Tracking Stock
Comments due: September 12, 2007
|
SR-Amex-2007-77 |
| 34-56255 |
Aug. 15, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate Certain Exchange Rules Prohibiting the Entering of Limit Orders on Both Sides of the Market on a Regular and Continuous Basis
Comments due: September 11, 2007
|
SR-Amex-2004-27 |
| 34-56251 |
Aug. 14, 2007 |
Notice of Filing of Amendment No. 4 to a Proposed Rule Change and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment Nos. 2, 3, and 4 Thereto, Relating to the Listing and Trading of Fixed Return Options
Comments due: September 10, 2007
See also: Notice: Rel. No. 34-55843
|
SR-Amex-2007-24 |
| 34-56238 |
Aug. 10, 2007 |
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto to Retroactively Amend Transaction Charges for Equities, ETFs, and Nasdaq UTP Securities
Comments due: September 7, 2007
See also: Order: Rel. No. 34-56459
|
SR-Amex-2007-85 |
| 34-56236 |
Aug. 9, 2007 |
Notice of Filing of Proposed Rule Change to Establish a New Class of Off-Floor Market Makers in ETFs and Equities Called Designated Amex Remote Traders
Comments due: September 6, 2007
See also: Order: Rel. No. 34-56446
Comments received are available for this notice.
|
SR-Amex-2007-60 |
| 34-56223 |
Aug. 8, 2007 |
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of Shares of Eight Funds of the ProShares Trust Based on International Equity Indexes
Comments due: August 30, 2007
See also: Order: Rel. No. 34-56592
|
SR-Amex-2007-78 |
| 34-56219 |
Aug. 8, 2007 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 520 in Order to Clarify Reporting Requirements
Comments due: September 5, 2007
|
SR-Amex-2007-74 |
| 34-56218 |
Aug. 7, 2007 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of Shares of Funds of the Rydex ETF Trust
Comments due: August 29, 2007
See also: Order: Rel. No. 34-56713
|
SR-Amex-2007-58 |
| 34-56210 |
Aug. 6, 2007 |
Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change Modifying an Aspect of the Definition of Independent Director
Comments due: September 4, 2007
|
SR-Amex-2007-38 |
| 34-56193 |
Aug. 2, 2007 |
Order Granting Approval of Proposed Rule Change Amending Preferred Stock Voting Rights
See also: Notice: Rel. No. 34-55963
|
SR-Amex-2007-76 |
| 34-56159 |
Jul. 27, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment No. 1 thereto Relating to an Extension of the Penny Quoting Pilot Program
Comments due: August 24, 2007
|
SR-Amex-2007-63 |
| 34-56127 |
Jul. 24, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Order Cancellation Fee
Comments due: August 22, 2007
|
SR-Amex-2007-64 |
| 34-56102 |
Jul. 19, 2007 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to an Extension of the Linkage Fee Pilot Program
Comments due: August 15, 2007
|
SR-Amex-2007-73 |
| 34-56090 |
Jul. 18, 2007 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extension of the iShares® Russell 2000® Index Fund Option Pilot Program until January 18, 2008
Comments due: August 15, 2007
|
SR-Amex-2007-62 |
| 34-56046 |
Jul. 11, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Short Term Option Series Pilot Program
Comments due: August 7, 2007
|
SR-Amex-2007-66 |
| 34-56032 |
Jul. 9, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Quarterly Options Series Pilot Program
Comments due: August 3, 2007
|
SR-Amex-2007-55 |
| 34-56002 |
Jul. 2, 2007 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Options SROT Fee Rebate Program
Comments due: July 31, 2007
|
| Second Quarter |
SR-Amex-2007-69 |
| 34-55986 |
Jun. 29, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Fees Charged to Member Organizations for Transactions in Equity Securities
Comments due: July 27, 2007
|
SR-Amex-2007-68 |
| 34-55983 |
Jun. 29, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Fees Charged to Member Organizations for Transactions in Exchange-Traded Funds and to Implement a Revenue Sharing Program for Specialists in Exchange-Traded Funds
Comments due: July 27, 2007
|
SR-Amex-2007-67 |
| 34-55981 |
Jun. 29, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Prohibit Specialists in Exchange-Traded Funds from Charging Commissions on Transactions in Their Specialty Securities
Comments due: July 26, 2007
|
SR-Amex-2007-38 |
| 34-55963 |
Jun. 26, 2007 |
Notice of Filing of Proposed Rule Change Amending Preferred Stock Voting Rights
Comments due: July 23, 2007
See also: Order: Rel. No. 34-56193
|
SR-Amex-2007-57 |
| 34-55955 |
Jun. 25, 2007 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Extension of the Pilot Period Applicable to the Listing and Trading of Options on the iShares MSCI Emerging Markets Index
Comments due: July 23, 2007
|
SR-Amex-2007-61 |
| 34-55949 |
Jun. 25, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify the Method by Which Specialists Execute Odd-Lot Market Orders in Rule 205-AEMI
Comments due: July 23, 2007
|
SR-Amex-2007-44 |
| 34-55925 |
Jun. 20, 2007 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, to Amend Section 107D of the Company Guide
Comments due: July 18, 2007
|
SR-Amex-2007-42 |
| 34-55923 |
Jun. 19, 2007 |
Order Granting Approval of Proposed Rule Change as Modified by Amendment No. 1 to Lower the Required Number of Letters of Reference an Applicant Must Provide
See also: Notice: Rel. No. 34-55756
|
SR-Amex-2007-13 |
| 34-55913 |
Jun. 15, 2007 |
Order Approving Proposed Rule Change as Modified by Amendment No. 1 Relating to the Codification of Exchange Policy Regarding Specialist Commissions
See also: Notice: Rel. No. 34-55533
Comments received are available for this notice.
|
SR-Amex-2007-49 |
| 34-55880 |
Jun. 8, 2007 |
Notice of Filing of Proposed Rule Change Relating to the Adoption of Market Data Fees for AMEX Real-Time Trade Price Service
Comments due: July 5, 2007
Comments received are available for this notice.
Submit comments on SR-Amex-2007-49
|
SR-Amex-2006-17 |
| 34-55875 |
Jun. 7, 2007 |
Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1, 2, 3, and 4 Thereto, Relating to Procedures for At-Risk Cross Transactions
See also: Notices: Rel. Nos. 34-55719 and 34-55068
|
SR-Amex-2007-51 |
| 34-55865 |
Jun. 6, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Backup Trading Arrangements
Comments due: July 3, 2007
|
SR-Amex-2004-27 |
| 34-55843 |
Jun. 1, 2007 |
Notice of Filing of a Proposed Rule Change as Modified by Amendment Nos. 2 and 3 Thereto Relating to the Listing and Trading of Fixed Return Options
Comments due: June 28, 2007
See also: Notice/Order: Rel. No. 34-56251
|
SR-Amex-2006-99 |
| 34-55837 |
May 31, 2007 |
Order Granting Approval to Proposed Rule Change and Amendment No. 1 thereto Relating to Reverse Mergers and Shareholder Approval for Change of Control Situations
See also: Notice: Rel. No. 34-55477
|
SR-Amex-2007-52 |
| 34-55824 |
May 29, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Floor Broker Zone Requirements in AEMI [CORRECTED]
Comments due: June 25, 2007
|
SR-Amex-2007-45 |
| 34-55794 |
May 22, 2007 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend the Generic Listing Standards for Index-Linked Securities and Adopt New Generic Listing Standards for Commodity-Linked Securities and Currency-Linked Securities
Comments due: June 19, 2007
|
SR-Amex-2007-29 |
| 34-55776 |
May 17, 2007 |
Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of Notes Linked to the Performance of the Dow Jones-AIG Commodity Index Total Return
See also: Notice: Rel. No. 34-55661
|
SR-Amex-2007-47 |
| 34-55762 |
May 15, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Change the Method By Which Specialists on the Exchange Execute Odd-Lot Market Orders Under Rule 205—AEMI
Comments due: June 11, 2007
|
SR-Amex-2007-42 |
| 34-55756 |
May 14, 2007 |
Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 Amending the Required Number of Letters of Reference an Applicant Must Provide
Comments due: June 8, 2007
See also: Order: Rel. No. 34-55923
|
SR-Amex-2007-34 |
| 34-55733 |
May 10, 2007 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Amendments to Section 107 of the Company Guide
Comments due: June 6, 2007
|
SR-Amex-2006-17 |
| 34-55719 |
May 7, 2007 |
Notice of Filing of Amendment Nos. 3 and 4 Relating to Procedures for At-Risk Cross Transactions
Comments due: May 29, 2007
See also: Order: Rel. No. 34-55875;
Notice: Rel. No. 34-55068
|
SR-Amex-2007-43 |
| 34-55714 |
May 7, 2007 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a One-Year Extension of the $1 Strike Price Pilot Program
Comments due: June 1, 2007
|
SR-Amex-2007-41 |
| 34-55685 |
Apr. 30, 2007 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Continuation of a Quote Assist Feature in the ANTE System on a Pilot Program Basis
Comments due: May 29, 2007
|
SR-Amex-2006-114 |
| 34-55675 |
Apr. 26, 2007 |
Order Granting Approval to a Proposed Rule Change as Modified by Amendment No. 1 Thereto Clarifying the Continued Listing Standards for Units
See also: Notice: Rel. No. 34-55479
|
SR-Amex-2007-22 |
| 34-55671 |
Apr. 26, 2007 |
Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend Its Minor Rule Violation Fine Systems
See also: Notice: Rel. No. 34-55500
|
SR-Amex-2007-39 |
| 34-55663 |
Apr. 24, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Additional Exceptions to Rule 126A—AEMI Relating to the Generation of Intermarket Sweep Orders
Comments due: May 22, 2007
|
SR-Amex-2007-29 |
| 34-55661 |
Apr. 24, 2007 |
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of Notes Linked to the Performance of the Dow Jones-AIG Commodity Index Total Return
Comments due: May 16, 2007
See also: Order: Rel. No. 34-55776
|
SR-Amex-2007-37 |
| 34-55657 |
Apr. 23, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Member Application Processing Fee Changes
Comments due: May 18, 2007
|
SR-Amex-2007-09 |
| 34-55648 |
Apr. 19, 2007 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to the Listing and Trading of Options on Vanguard® Emerging Markets ETF
Comments due: May 17, 2007
|
SR-Amex-2007-04 |
| 34-55640 |
Apr. 17, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Its Buy-In Rules
Comments due: May 15, 2007
|
SR-Amex-2007-32 |
| 34-55636 |
Apr. 16, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Shorten the Minimum Required Time Periods Required Between Tape Indications and Openings or Reopenings
Comments due: May 11, 2007
|
SR-Amex-2006-112 |
| 34-55632 |
Apr. 13, 2007 |
Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Listing and Trading of Units of the United States Natural Gas Fund, LP
See also: Notice: Rel. No. 34-55372
|
SR-Amex-2007-31 |
| 34-55619 |
Apr. 12, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Transaction Charges for Equities, ETFs, and Nasdaq UTP Securities
Comments due: May 9, 2007
|
SR-Amex-2007-33 |
| 34-55602 |
Apr. 9, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Allocation and Performance Evaluation Procedures for Securities Admitted to Dealings on an Unlisted Basis
Comments due: May 4, 2007
|
SR-Amex-2006-107 |
| 34-55583 |
Apr. 5, 2007 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amex Book Clerks
Comments due: May 4, 2007
See also: Order: Rel. No. 34-56804
|
| First Quarter |
SR-Amex-2006-110 |
| 34-55547 |
Mar. 28, 2007 |
Order Granting Approval of Proposed Rule Change Relating to Options Based on Commodity Pool ETFs
See also: Notice: Rel. No. 34-55187
|
SR-Amex-2007-07 |
| 34-55544 |
Mar. 27, 2007 |
Order Approving a Proposed Rule Change Revising Existing Rules for Portfolio Depositary Receipts and Index Fund Shares
See also: Notice: Rel. No. 34-55240
|
SR-Amex-2007-21 |
| 34-55539 |
Mar. 27, 2007 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change, as Amended, Relating to Linkage Orders
Additional File Nos.: SR-BSE-2007-07; SR-CBOE-2007-13; SR-ISE-2007-12; SR-NYSEArca-2007-28; SR-Phlx-2007-21
Comments due: April 23, 2007
|
SR-Amex-2007-13 |
| 34-55533 |
Mar. 26, 2007 |
Notice of Filing of Proposed Rule Change Relating to Exchange Rules Regarding Specialist Commissions
Comments due: April 23, 2007
See also: Order: Rel. No. 34-55913
Comments received are available for this notice.
|
SR-Amex-2007-22 |
| 34-55500 |
Mar. 21, 2007 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Amend Its Minor Rule Violation Fine Systems
Comments due: April 17, 2007
See also: Order: Rel. No. 34-55671
|
SR-Amex-2007-27 |
| 34-55499 |
Mar. 21, 2007 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to an Amendment to the Options Marketing Fee
Comments due: April 17, 2007
|
SR-Amex-2006-114 |
| 34-55479 |
Mar. 15, 2007 |
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Clarifying the Continued Listing Standards for Units
Comments due: April 12, 2007
See also: Order: Rel. No. 34-55675
|
SR-Amex-2006-99 |
| 34-55477 |
Mar. 15, 2007 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Reverse Mergers
Comments due: April 12, 2007
See also: Order: Rel. No. 34-55837
|
SR-Amex-2007-08 |
| 34-55464 |
Mar. 13, 2007 |
Order Granting Approval of a Proposed Rule Change to Establish a Passive Price Improvement Order for Specialists and Registered Traders
See also: Notice: Rel. No. 34-55179
Comments received are available for this notice.
|
SR-Amex-2007-30 |
| 34-55460 |
Mar. 13, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Transaction Charges for Equities and ETFs
Comments due: April 10, 2007
|
SR-Amex-2007-28 |
| 34-55459 |
Mar. 13, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Transaction Charges for Equities, ETFs, and Nasdaq UTP Securities
Comments due: April 10, 2007
|
SR-Amex-2007-23 |
| 34-55458 |
Mar. 13, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Transaction Charges for Equities, ETFs, and Nasdaq UTP Securities
Comments due: April 10, 2007
|
SR-Amex-2006-118 |
| 34-55437 |
Mar. 9, 2007 |
Notice of Filing of Amendment Nos. 2 and 3 to Proposed Rule Change Relating to Generic Listing Standards for Series of Portfolio Depositary Receipts and Index Fund Shares Based on Fixed Income Indexes and Accelerated Approval of Proposed Rule Change as Amended
Comments due: April 5, 2007
See also: Notice: Rel. No. 34-55213
|
SR-Amex-2007-05 |
| 34-55406 |
Mar. 6, 2007 |
Order Approving Proposed Rule Changes to Increase the Frequency of the Short Interest Reporting Requirements
Additional File Nos: SR-NASD-2006-131; SR-NYSE-2006-111
See also: Notice: Rel. No. 34-55170
|
SR-Amex-2007-17 |
| 34-55378 |
Mar. 1, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Revising the AEMI and AEMI-One Rules Relating to Portfolio Depositary Receipts and Index Fund Shares
Comments due: March 30, 2007
|
SR-Amex-2006-112 |
| 34-55372 |
Feb. 28, 2007 |
Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to the Listing and Trading of Units of the United States Natural Gas Fund, LP
Comments due: March 21, 2007
See also: Order: Rel. No. 34-55632
|
SR-Amex-2007-26 |
| 34-55368 |
Feb. 28, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Revise the AEMI and AEMI-One Rules Relating to the Publishing of Manual Quotations and Re-Enabling Auto-Ex
Comments due: March 28, 2007
|
SR-Amex-2007-18 |
| 34-55348 |
Feb. 26, 2007 |
Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change and Amendment No. 1 Thereto to Provide for an Optional Exchange-Provided Fingerprinting Service and to Amend Its Member Fees to Include a Processing Fee for the Fingerprinting Service
Comments due: March 26, 2007
|
SR-Amex-2007-16 |
| 34-55328 |
Feb. 21, 2007 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to the Options Marketing Fee
Comments due: March 21, 2007
|
SR-Amex-2007-14 |
| 34-55296 |
Feb. 14, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Fee Schedule
Comments due: March 20, 2007
|
SR-Amex-2006-86 |
| 34-55292 |
Feb. 14, 2007 |
Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3 Thereto, Relating to the Listing and Trading of Shares of the PowerShares DB US Dollar Index Bullish Fund and the PowerShares DB US Dollar Index Bearish Fund
See also: Notice: Rel. No. 34-55110
|
SR-Amex-2007-19 |
| 34-55277 |
Feb. 12, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Revise the AEMI Rules to Conform to Changes Previously Made to the AEMI-One Rules for the Pilot
Comments due: March 13, 2007
|
SR-Amex-2006-77 |
| 34-55272 |
Feb. 12, 2007 |
Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto to Amend Rules 918 and 918—Ante Regarding Trading Rotations, Halts and Suspensions
See also: Notice: Rel. No. 34-54995
|
SR-Amex-2006-90 |
| 34-55248 |
Feb. 6, 2007 |
Order Approving Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, to List and Trade Notes Linked to the Performance of the Hang Seng China Enterprises Index
See also: Notice: Rel. No. 34-54943
|
SR-Amex-2007-07 |
| 34-55240 |
Feb. 5, 2007 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Amending Existing Rules for Portfolio Depositary Receipts and Index Fund Shares
Comments due: February 27, 2007
See also: Order: Rel. No. 34-55544
|
SR-Amex-2007-12 |
| 34-55229 |
Feb. 2, 2007 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a Clarification to the Exchange’s Payment for Order Flow Plan
Comments due: March 2, 2007
|
SR-Amex-2007-15 |
| 34-55226 |
Feb. 1, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Pilot Program that Increases Position and Exercise Limits for Equity Options and Options on the Nasdaq-100 Tracking Stock
Comments due: March 2, 2007
|
SR-Amex-2006-118 |
| 34-55213 |
Jan. 31, 2007 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Generic Listing Standards for Series of Portfolio Depositary Receipts and Index Fund Shares Based on Fixed Income Indexes
Comments due: February 22, 2007
See also: Notice: Rel. No. 34-55437
|
SR-Amex-2006-117 |
| 34-55195 |
Jan. 30, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Transaction Charges for Equities and ETFs
Comments due: February 27, 2007
Comments received are available for this notice.
|
SR-Amex-2006-110 |
| 34-55187 |
Jan. 29, 2007 |
Notice of Filing of Proposed Rule Change Relating to Options Based on Commodity Pool ETFs
Comments due: February 27, 2007
See also: Order: Rel. No. 34-55547
|
SR-Amex-2006-19 |
| 34-55182 |
Jan. 26, 2007 |
Order Approving Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto Relating to the Listing and Trading of Options on the Nuveen Municipal Fund Index
See also: Notice: Rel. No. 34-54813
|
SR-Amex-2007-08 |
| 34-55179 |
Jan. 26, 2007 |
Notice of Filing of Proposed Rule Change to Establish a Passive Price Improvement Order for Specialists and Registered Traders
Comments due: February 23, 2007
See also: Order: Rel. No. 34-55464
Comments received are available for this notice.
|
SR-Amex-2007-05 |
| 34-55170 |
Jan. 26, 2007 |
Notice of Filing of Proposed Rule Changes to Increase the Frequency of the Short Interest Reporting Requirements
Additional File Nos: SR-NASD-2006-131; SR-NYSE-2006-111
Comments due: February 22, 2007
See also: Order: Rel. No. 34-55406
|
SR-Amex-2007-11 |
| 34-55163 |
Jan. 24, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Establishment of a Pilot Program Increasing Position and Exercise Limits for Options on the iShares® Russell 2000® Index Fund
Comments due: February 21, 2007
|
SR-Amex-2006-106 |
| 34-55162 |
Jan. 24, 2007 |
Order Granting Approval to Proposed Rule Change as Modified by Amendment No. 1 Thereto, Relating to the Adoption of a Penny Pilot Program
See also: Notice: Rel. No. 34-54741
Comments received are available for this notice.
|
SR-Amex-2006-119 |
| 34-55138 |
Jan. 19, 2007 |
Order Approving Proposed Rule Change; Order Granting Accelerated Approval to Proposed Rule Changes; and Order Granting Accelerated Approval to a Proposed Rule Change, as Amended, Relating to the Definition of "Complex Trade" as Applied to Trades Through the Options Intermarket Linkage
Additional Rel. Nos.: SR-BSE-2006-55; SR-CBOE-2006-109; SR-ISE-2006-73; and SR-NYSEArca-2007-01
See also: Notice: Rel. No. 34-55048
|
SR-Amex-2006-116 |
| 34-55122 |
Jan. 18, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Amending Associate Member Fees
Comments due: February 15, 2007
|
SR-Amex-2006-101 |
| 34-55117 |
Jan. 17, 2007 |
Order Granting Accelerated Approval to a Proposed Rule Change as Modified by Amendments No. 1 and 2 Thereto Relating to the Listing and Trading of Shares of Funds of the ProShares Trust
See also: Notice: Rel. No. 34-54961
|
SR-Amex-2006-86 |
| 34-55110 |
Jan. 16, 2007 |
Notice of Filing of a Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto Relating to the Listing and Trading of Shares of the PowerShares DB US Dollar Index Bullish Fund and the PowerShares DB US Dollar Index Bearish Fund
Comments due: February 8, 2007
See also: Order: Rel. No. 34-55292
|
SR-Amex-2007-03 |
| 34-55096 |
Jan. 12, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying Listing Fees for Transferring and Dual Listing Issuers and Reverse Mergers
Comments due: February 9, 2007
|
SR-Amex-2006-17 |
| 34-55068 |
Jan. 9, 2007 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Procedures for At-Risk Cross Transactions
Comments due: February 7, 2007
See also: Order: Rel. No. 34-55875; Notice: Rel. No. 34-55719
|
SR-Amex-2006-119 |
| 34-55048 |
Jan. 5, 2007 |
Notice of Filing of a Proposed Rule Change Relating to the Definition of Complex Trade as Applied to Trades Through the Options Intermarket Linkage
Comments due: February 6, 2007
See also: Order: Rel. No. 34-55048
|
SR-Amex-2007-02 |
| 34-55045 |
Jan. 5, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Options Fee Changes
Comments due: February 6, 2007
|
SR-Amex-2007-01 |
| 34-55040 |
Jan. 3, 2007 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Extension of the Pilot Period Applicable to the Listing and Trading of Options on the iShares MSCI Emerging Markets Index
Comments due: February 1, 2007
|
| Amex File Number List for 2007 |
| Release No. |
Date |
Details |
SR-Amex-2007-142 |
| 34-57062 |
Dec. 28, 2007 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Changes to Extend the Deadline until March 31, 2008 for Issuers to Become Compliant with Listing Requirements Concerning Direct Registration Programs
Comments due: January 25, 2008
Additional File Nos.: SR-NASDAQ-2007-101; SR-NYSE-2007-122; and SR-NYSEArca-2007-131
|
SR-Amex-2007-141 |
| 34-57110 |
Jan. 8, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Expand, and Make Permanent, the $1 Strike Price Program
Comments due: February 4, 2008
|
SR-Amex-2007-140 |
| 34-57052 |
Dec. 27, 2007 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Options Licensing Fee Changes
Comments due: January 24, 2008
|
SR-Amex-2007-139 |
| 34-57070 |
Dec. 31, 2007 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Retire the EEM Options Pilot Program
Comments due: January 29, 2008
|
SR-Amex-2007-138 |
| 34-57241 |
Jan. 31, 2008 |
Order Approving a Proposed Rule Change to Establish a New Class of Off-Floor Market Makers in ETFs Called Designated Amex Remote Traders
|
| 34-57022 |
Dec. 20, 2007 |
Notice of Filing of Proposed Rule Change to Establish a New Class of Off Floor Market Makers in ETFs Called Designated Amex Remote Traders
Comments due: January 22, 2008
|
SR-Amex-2007-137 |
| 34-57148 |
Jan. 15, 2008 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No.1 Thereto, to Amend Section 107D of the Amex Company Guide
Comments due: February 12, 2008
|
SR-Amex-2007-135 |
| 34-57030 |
Dec. 21, 2007 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Section 107D(g) of the Amex Company Guide
Comments due: January 22, 2008
|
SR-Amex-2007-134 |
| 34-56947 |
Dec. 12, 2007 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Commentary .10 to Amex Rule 584 to Delete the Reference to the Weekly Bulletin
Comments due: January 10, 2008
|
SR-Amex-2007-133 |
| 34-56928 |
Dec. 7, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reduce Certain Clearing Fees
Comments due: January 3, 2008
|
SR-Amex-2007-132 |
| 34-57181 |
Jan. 22, 2008 |
Order Approving a Proposed Rule Change as Modified by Amendment No. 1 Thereto to Include Volume Executed by Remote Quoting Towards the Earning of Remote Quoting Rights
|
| 34-56974 |
Dec. 17, 2007 |
Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 Thereto to Include Volume Executed by Remote Quoting Towards the Earning of Remote Quoting Rights
Comments due: January 11, 2008
|
SR-Amex-2007-131 |
| 34-57660 |
Apr. 14, 2008 |
Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to Generic Listing Standards For Index Multiple Fund Shares and Index Inverse Fund Shares
|
| 34-57451 |
Mar. 7, 2008 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Generic Listing Standards For Index Multiple Fund Shares and Index Inverse Fund Shares
Comments due: April 3, 2008
|
SR-Amex-2007-130 |
| 34-57150 |
Jan. 15, 2008 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to Certain Modifications to the Initial Listing Standards for Index-Linked Securities, Commodity-Linked Securities, and Currency-Linked Securities
Comments due: February 12, 2008
|
SR-Amex-2007-129 |
| 34-57738 |
Apr. 29, 2008 |
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 Relating to an Exchange Member’s Conduct in Doing Business with the Public
Comments due: May 28, 2008
|
| 34-57527 |
Mar. 19, 2008 |
Notice of Filing of a Proposed Rule Change Relating to an Exchange Member's Conduct of Doing Business with the Public
Comments due: April 15, 2008
|
SR-Amex-2007-127 |
| 34-56861 |
Nov. 29, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Certain Conforming Changes to Amex Rules Relating to the Amex Book Clerk Program
Comments due: December 27, 2007
|
SR-Amex-2007-125 |
| 34-56868 |
Nov. 29, 2007 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish a Riskless Principal and Other Exceptions to Amex Rules Prohibiting Members' Proprietary Trading While in Possession of Like or Better-Priced Customer Orders
Comments due: December 27, 2007
|
SR-Amex-2007-124 |
| 34-56898 |
Dec. 5, 2007 |
Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change, as Amended, Relating to Linkage Orders
Additional File Nos.: SR-BSE-2007-50; SR-CBOE-2007-144; SR-ISE-2007-108; SR-NYSEArca-2007-116; SR-Phlx-2007-88
Comments due: January 2, 2008
|
SR-Amex-2007-123 |
| 34-56850 |
Nov. 27, 2007 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as modified by Amendment No. 1 Thereto, to Send P/A Orders through Linkage Prior to the Opening of Trading
Comments due: December 26, 2007
|
SR-Amex-2007-122 |
| 34-56805 |
Nov. 16, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Liability for the Actions or Omission of Amex Book Clerks
Comments due: December 14, 2007
|
SR-Amex-2007-118 |
| 34-56811 |
Nov. 19, 2007 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Revising the AEMI Rules to Eliminate the Post-Opening Pair-Off of Marketable Orders Held in a Message Queue
Comments due: December 17, 2007
|
SR-Amex-2007-117 |
| 34-56808 |
Nov. 16, 2007 |
Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Changes Relating to the Elimination of the Class Gate
Additional File Nos.: SR-BSE-2007-44; SR-CBOE-2007-121; SR-ISE-2007-92; SR-NYSEArca-2007-109; SR-Phlx-2007-86
Comments due: December 17, 2007
|
SR-Amex-2007-116 |
| 34-57060 |
Dec. 28, 2007 |
Order Approving a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to Harmonize the Annual Listing Fees for All Exchange Traded Funds
|
| 34-56809 |
Nov. 16, 2007 |
Notice of Filing of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 thereto, to Harmonize the Annual Listing Fees for all Exchange Traded Funds
Comments due: December 18, 2007
|
SR-Amex-2007-115 |
| 34-57356 |
Feb. 20, 2008 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, to List and Trade Shares of the SPDR® Barclays Capital Global Inflation Linked Exchange-Traded Fund
Comments due: March 18, 2008
|
SR-Amex-2007-114 |
| 34-56766 |
Nov. 7, 2007 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Collection of the Activity Assessment Fee
Comments due: December 6, 2007
|
SR-Amex-2007-113 |
| 34-56764 |
Nov. 7, 2007 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delete Previously Approved Rules Relating to a New Class of Off-Floor Market Maker Called Designated Amex Remote Traders
Comments due: December 5, 2007
|
SR-Amex-2007-111 |
| 34-56707 |
Oct. 26, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Enable Settlements of Disciplinary Matters to Be Considered for Approval or Rejection by Exchange Hearing Officers Without the Need to Convene a Formal Hearing
Comments due: November 26, 2007
|
SR-Amex-2007-109 |
| 34-57400 |
Feb. 29, 2008 |
Order Granting Approval of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to the Trading of Exchange Traded Notes (ETNs)
|
| 34-57187 |
Jan. 23, 2008 |
Notice of Filing of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to the Trading of Exchange Traded Notes (ETNs)
Comments due: February 20, 2008
|
SR-Amex-2007-108 |
| 34-56787 |
Nov. 15, 2007 |
Order Approving a Proposed Rule Change to Increase the Annual Listing Fees for Certain Stock Issues of Listed Companies
|
| 34-56636 |
Oct. 10, 2007 |
Notice of Filing of Proposed Rule Change to Increase the Annual Listing Fees for Certain Stock Issues of Listed Companies
Comments due: November 6, 2007
|
SR-Amex-2007-107 |
| 34-57829 |
May 16, 2008 |
Order Approving Proposed Rule Change, as Modified by Amendment Nos. 3 and 4 Thereto, Relating to Section 31 Related Fees
|
| 34-57641 |
Apr. 9, 2008 |
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 3 Thereto, Relating to Section 31 Related Fees
Comments due: May 7, 2008
|
SR-Amex-2007-105 |
| 34-56495 |
Sep. 21, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Require That the AEMI Trading Platform Function to Assure Compliance with the Exchange's Priority and Parity Rules
Comments due: October 19, 2007
|
SR-Amex-2007-104 |
| 34-56998 |
Dec. 19, 2007 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade Shares of Eleven Funds of the ProShares Trust
Comments due: January 17, 2008
|
SR-Amex-2007-103 |
| 34-56498 |
Sep. 21, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Quoting Obligations in Long Term Options
Comments due: October 19, 2007
|
SR-Amex-2007-102 |
| 34-56530 |
Sep. 25, 2007 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Amend the Requirements for Listing Commodity-Linked Securities and Currency-Linked Securities
Comments due: October 23, 2007
|
SR-Amex-2007-101 |
| 34-56515 |
Sep. 24, 2007 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Currency Trust Shares of Seven Currency Trusts Pursuant to Unlisted Trading Privileges
Comments due: October 23, 2007
|
SR-Amex-2007-100 |
| 34-56778 |
Nov. 9, 2007 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to List and Trade Options on Shares of the iShares MSCI Mexico Index Fund
Comments due: December 10, 2007
|
SR-Amex-2007-99 |
| 34-56506 |
Sep. 24, 2007 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Deletion of Certain Rules That the Amex has Determined are Obsolete, Outdated, or Unnecessary
Comments due: October 22, 2007
|
SR-Amex-2007-98 |
| 34-56831 |
Nov. 21, 2007 |
Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Relating to the Listing and Trading of Units of the United States 12 Month Oil Fund, LP and the United States 12 Month Natural Gas Fund, LP
|
| 34-56719 |
Oct. 29, 2007 |
Notice of Filing of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Relating to the Listing and Trading of Units of the United States 12 Month Oil Fund, LP and the United States 12 Month Natural Gas Fund, LP
Comments due: November 19, 2007
|
SR-Amex-2007-97 |
| 34-56503 |
Sep. 24, 2007 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Changes in the Name and Investment Objective to the PowerShares DB Precious Metals Fund, the PowerShares DB Gold Fund, and the PowerShares DB Silver Fund
Comments due: October 22, 2007
Comments received are available for this notice.
Submit comments on SR-Amex-2007-97
|
SR-Amex-2007-96 |
| 34-56567 |
Sep. 27, 2007 |
Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment No. 1, Relating to an Extension and Expansion of the Options Quoting Pilot Program
|
| 34-56307 |
Aug. 22, 2007 |
Notice of Filing of Proposed Rule Change Relating to an Extension of the Options Penny Quoting Pilot Program
Comments due: September 19, 2007
Comments received are available for this notice.
|
SR-Amex-2007-95 |
| 34-57384 |
Feb. 26, 2008 |
Order Granting Approval of a Proposed Rule Change Relating to the Execution of NDX and RUT Combination Orders
|
| 34-56343 |
Aug. 30, 2007 |
Notice of Filing of Proposed Rule Change Relating to the Execution of NDX and RUT Combination Orders
Comments due: September 24, 2007
|
SR-Amex-2007-94 |
| 34-57057 |
Dec. 28, 2007 |
Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Notes Linked to the Performance of the CBOE S&P 500 PutWrite Index (PUTSM)
|
| 34-56853 |
Nov. 28, 2007 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Notes Linked to the Performance of the CBOE S&P 500 PutWrite Index (PUTSM)
Comments due: December 21, 2007
|
SR-Amex-2007-93 |
| 34-56331 |
Aug. 28, 2007 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Options Directed Order Participant Transaction Charge Rebate Program
Comments due: September 26, 2007
|
SR-Amex-2007-92 |
| 34-56330 |
Aug. 28, 2007 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending the Payment for Order Flow Plan to Apply the Current Marketing Fee to Orders Sent to Directed Order Participants
Comments due: September 26, 2007
|
SR-Amex-2007-91 |
| 34-56273 |
Aug. 16, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add an Additional Exemption to Rule 24–AEMI Relating to Intermarket Sweep Orders
Comments due: September 12, 2007
|
SR-Amex-2007-90 |
| 34-56597 |
Oct. 2, 2007 |
Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, to Establish a Fee on a Listed Company that Changes its Corporate Name or Ticker Symbol
|
| 34-56325 |
Aug. 27, 2007 |
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, to Establish a Fee on a Listed Company that Changes its Corporate Name or Ticker Symbol
Comments due: September 21, 2007
|
SR-Amex-2007-89 |
| 34-57121 |
Jan. 10, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Sections 132(e), 211, and 1003(d) of the Company Guide to clarify that the Exchange may delist or deny initial listing to an issuer for misrepresenting, or omitting to provide, material information to the Exchange or for failing to provide requested information within a reasonable period of time
Comments due: February 6, 2008
|
SR-Amex-2007-87 |
| 34-56629 |
Oct. 9, 2007 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, to Amend Section 107 of the Amex Company Guide to Provide an Exception to the Initial Minimum Public Distribution Listing Requirement
Comments due: November 6, 2007
|
SR-Amex-2007-86 |
| 34-56262 |
Aug. 15, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Pilot Program that Increases Position and Exercise Limits for Equity Options and Options on the Nasdaq-100 Tracking Stock
Comments due: September 12, 2007
|
SR-Amex-2007-85 |
| 34-56446 |
Sep. 17, 2007 |
Order Approving a Proposed Rule Change to Establish a New Class of Off-Floor Market Makers in ETFs and Equities Called Designated Amex Remote Traders
|
| 34-56236 |
Aug. 9, 2007 |
Notice of Filing of Proposed Rule Change to Establish a New Class of Off-Floor Market Makers in ETFs and Equities Called Designated Amex Remote Traders
Comments due: September 6, 2007
Comments received are available for this notice.
|
SR-Amex-2007-84 |
| 34-56377 |
Sep. 10, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Commentary .02 to Amex Rule 950-ANTE(d)
Comments due: October 5, 2007
|
SR-Amex-2007-81 |
| 34-56351 |
Sep. 4, 2007 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 Thereto to Eliminate Position and Exercise Limits for Options on the Russell 2000 Index, and to Specify that Certain Reduced-Value Options on Broad-Based Security Indexes Have No Position and Exercise Limits
Comments due: October 2, 2007
|
SR-Amex-2007-80 |
| 34-56382 |
Sep. 11, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Member Floor Fees
Comments due: October 9, 2007
|
SR-Amex-2007-79 |
| 34-57393 |
Feb. 27, 2008 |
Order Granting Approval of Proposed Rule Change as Modified by Amendments No. 1, 2, and 3 Relating to Independent Directors and Audit Committee Members
|
| 34-56982 |
Dec. 18, 2007 |
Notice of Filing of Proposed Rule Change as Modified by Amendments No. 1 and 2 Relating to Independent Directors and Audit Committee Members
Comments due: January 17, 2008
|
SR-Amex-2007-78 |
| 34-56219 |
Aug. 8, 2007 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 520 in Order to Clarify Reporting Requirements
Comments due: September 5, 2007
|
SR-Amex-2007-77 |
| 34-56255 |
Aug. 15, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate Certain Exchange Rules Prohibiting the Entering of Limit Orders on Both Sides of the Market on a Regular and Continuous Basis
Comments due: September 11, 2007
|
SR-Amex-2007-76 |
| 34-56159 |
Jul. 27, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment No. 1 thereto Relating to an Extension of the Penny Quoting Pilot Program
Comments due: August 24, 2007
|
SR-Amex-2007-75 |
| 34-56269 |
Aug. 15, 2007 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendments No. 1 and 2, to Establish a Directed Order Program
Comments due: September 12, 2007
|
SR-Amex-2007-74 |
| 34-56713 |
Oct. 29, 2007 |
Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of Shares of Funds of the Rydex ETF Trust
|
| 34-56218 |
Aug. 7, 2007 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of Shares of Funds of the Rydex ETF Trust
Comments due: August 29, 2007
Comments received are available for this notice.
|
SR-Amex-2007-73 |
| 34-56090 |
Jul. 18, 2007 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extension of the iShares® Russell 2000® Index Fund Option Pilot Program until January 18, 2008
Comments due: August 15, 2007
|
SR-Amex-2007-72 |
| 34-56278 |
Aug. 17, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Elimination of the Short Sale “tick” and Price Tests
Comments due: September 14, 2007
|
SR-Amex-2007-70 |
| 34-57188 |
Jan. 23, 2008 |
Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Relating to the Listing and Trading of Units of the United States Heating Oil Fund and the United States Gasoline Fund, LP
|
| 34-57042 |
Dec. 26, 2007 |
Notice of Filing of Proposed Rule Change, as Modified by Amendments No. 1 and 2, Relating to the Listing and Trading of Units of the United States Heating Oil Fund, LP and the United States Gasoline Fund, LP
Comments due: January 18, 2008
|
SR-Amex-2007-69 |
| 34-55986 |
Jun. 29, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Fees Charged to Member Organizations for Transactions in Equity Securities
Comments due: July 27, 2007
|
SR-Amex-2007-68 |
| 34-55983 |
Jun. 29, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Fees Charged to Member Organizations for Transactions in Exchange-Traded Funds and to Implement a Revenue Sharing Program for Specialists in Exchange-Traded Funds
Comments due: July 27, 2007
|
SR-Amex-2007-67 |
| 34-55981 |
Jun. 29, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Prohibit Specialists in Exchange-Traded Funds from Charging Commissions on Transactions in Their Specialty Securities
Comments due: July 26, 2007
|
SR-Amex-2007-66 |
| 34-56032 |
Jul. 9, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Quarterly Options Series Pilot Program
Comments due: August 3, 2007
|
SR-Amex-2007-65 |
| 34-56761 |
Nov. 7, 2007 |
Order Approving Proposed Rule Changes Relating to the Definition of a Complex Trade. Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to the Definition of a Complex Trade.
Additional File Nos.: SR-BSE-2007-45; SR-CBOE-2007-64; SR-ISE-2007-44; SR-NYSEArca-2007-65
|
| 34-56555 |
Sep. 27, 2007 |
Notice of Filing of Proposed Rule Changes Relating to the Definition of a Complex Trade; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Definition of a Complex Trade
Comments due: October 25, 2007
Additional File Nos.: SR-Amex-2007-65; SR-BSE-2007-45; SR-CBOE-2007-64; SR-ISE-2007-44; SR-NYSEArca-2007-65
|
SR-Amex-2007-64 |
| 34-56102 |
Jul. 19, 2007 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to an Extension of the Linkage Fee Pilot Program
Comments due: August 15, 2007
|
SR-Amex-2007-63 |
| 34-56127 |
Jul. 24, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Order Cancellation Fee
Comments due: August 22, 2007
|
SR-Amex-2007-62 |
| 34-56046 |
Jul. 11, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Short Term Option Series Pilot Program
Comments due: August 7, 2007
|
SR-Amex-2007-61 |
| 34-55949 |
Jun. 25, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify the Method by Which Specialists Execute Odd-Lot Market Orders in Rule 205-AEMI
Comments due: July 23, 2007
|
SR-Amex-2007-60 |
| 34-56592 |
Oct. 1, 2007 |
Order Granting Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to the Listing and Trading of Shares of Eight Funds of the ProShares Trust Based on International Equity Indexes
|
| 34-56223 |
Aug. 8, 2007 |
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of Shares of Eight Funds of the ProShares Trust Based on International Equity Indexes
Comments due: August 30, 2007
|
SR-Amex-2007-59 |
| 34-56322 |
Aug. 27, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish a Process for the Waiver, Deferral, or Rebate of Initial Listing Fees for Certain Securities That Transfer from Another National Securities Exchange
Comments due: September 21, 2007
|
SR-Amex-2007-58 |
| 34-56210 |
Aug. 6, 2007 |
Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change Modifying an Aspect of the Definition of Independent Director
Comments due: September 4, 2007
|
SR-Amex-2007-57 |
| 34-55955 |
Jun. 25, 2007 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Extension of the Pilot Period Applicable to the Listing and Trading of Options on the iShares MSCI Emerging Markets Index
Comments due: July 23, 2007
|
SR-Amex-2007-56 |
| 34-56882 |
Dec. 3, 2007 |
Order Approving a Proposed Rule Change Relating to Resolving Uncompared Transactions
|
| 34-56635 |
Oct. 10, 2007 |
Notice of Filing of Proposed Rule Change Relating to Resolving Uncompared Transactions
Comments due: November 6, 2007
|
SR-Amex-2007-55 |
| 34-56002 |
Jul. 2, 2007 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Options SROT Fee Rebate Program
Comments due: July 31, 2007
|
SR-Amex-2007-54 |
| 34-56457 |
Sep. 18, 2007 |
Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Amendments to Exchange Training and Examination Requirements
Comments due: October 16, 2007
|
SR-Amex-2007-53 |
| 34-56969 |
Dec. 14, 2007 |
Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3 Thereto, and Notice of Amendment No. 3 to the Proposed Rule Change Relating to the Listing and Trading of the GreenHaven Continuous Commodity Index Fund
Comments due: January 4, 2008
|
| 34-56802 |
Nov. 16, 2007 |
Notice of Filing of a Proposed Rule Change, and Amendment Nos. 1 and 2 Thereto, Relating to the Listing and Trading of the GreenHaven Continuous Commodity Index Fund
Comments due: December 11, 2007
|
SR-Amex-2007-52 |
| 34-55824 |
May 29, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Floor Broker Zone Requirements in AEMI
Comments due: June 25, 2007
|
SR-Amex-2007-51 |
| 34-55865 |
Jun. 6, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Backup Trading Arrangements
Comments due: July 3, 2007
|
SR-Amex-2007-49 |
| 34-55880 |
Jun. 8, 2007 |
Notice of Filing of Proposed Rule Change Relating to the Adoption of Market Data Fees for AMEX Real-Time Trade Price Service
Comments due: July 5, 2007
Comments received are available for this notice.
Submit comments on SR-Amex-2007-49
|
SR-Amex-2007-48 |
| 34-56598 |
Oct. 2, 2007 |
Order Approving Proposed Rule Change Modifying the Options Listing Criteria for Underlying Securities
|
| 34-56318 |
Aug. 24, 2007 |
Notice of Filing of Proposed Rule Change Modifying the Options Listing Criteria for Underlying Securities
Comments due: September 21, 2007
|
SR-Amex-2007-47 |
| 34-55762 |
May 15, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Change the Method By Which Specialists on the Exchange Execute Odd-Lot Market Orders Under Rule 205—AEMI
Comments due: June 11, 2007
|
SR-Amex-2007-45 |
| 34-55794 |
May 22, 2007 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend the Generic Listing Standards for Index-Linked Securities and Adopt New Generic Listing Standards for Commodity-Linked Securities and Currency-Linked Securities
Comments due: June 19, 2007
|
SR-Amex-2007-46 |
| 34-56959 |
Dec. 13, 2007 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Require Specialists to Yield Orally Agreed Upon Proprietary Trades to Later-Arriving Customer System Orders
Comments due: January 10, 2008
|
SR-Amex-2007-44 |
| 34-55925 |
Jun. 20, 2007 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, to Amend Section 107D of the Company Guide
Comments due: July 18, 2007
|
SR-Amex-2007-43 |
| 34-55714 |
May 7, 2007 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a One-Year Extension of the $1 Strike Price Pilot Program
Comments due: June 1, 2007
|
SR-Amex-2007-42 |
| 34-55923 |
Jun. 19, 2007 |
Order Granting Approval of Proposed Rule Change as Modified by Amendment No. 1 to Lower the Required Number of Letters of Reference an Applicant Must Provide
|
| 34-55756 |
May 14, 2007 |
Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 Amending the Required Number of Letters of Reference an Applicant Must Provide
Comments due: June 8, 2007
|
SR-Amex-2007-41 |
| 34-55685 |
Apr. 30, 2007 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Continuation of a Quote Assist Feature in the ANTE System on a Pilot Program Basis
Comments due: May 29, 2007
|
SR-Amex-2007-40 |
| 34-56354 |
Sep. 5, 2007 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Options Quote Size Mitigation
Comments due: October 3, 2007
|
SR-Amex-2007-39 |
| 34-55663 |
Apr. 24, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Additional Exceptions to Rule 126A—AEMI Relating to the Generation of Intermarket Sweep Orders
Comments due: May 22, 2007
|
SR-Amex-2007-38 |
| 34-56193 |
Aug. 2, 2007 |
Order Granting Approval of Proposed Rule Change Amending Preferred Stock Voting Rights
|
| 34-55963 |
Jun. 26, 2007 |
Notice of Filing of Proposed Rule Change Amending Preferred Stock Voting Rights
Comments due: July 23, 2007
|
SR-Amex-2007-37 |
| 34-55657 |
Apr. 23, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Member Application Processing Fee Changes
Comments due: May 18, 2007
|
SR-Amex-2007-36 |
| 34-57336 |
Feb. 14, 2008 |
Order Approving a Proposed Rule Change, as modified by Amendment No. 1, to Eliminate a Volume Add-on to Amex Options Specialist Financial Requirements
|
| 34-57106 |
Jan. 4, 2008 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 to Eliminate a Volume Add-on to Amex Options Specialist Financial Requirements
Comments due: February 4, 2008
|
SR-Amex-2007-35 |
| 34-56650 |
Oct. 12, 2007 |
Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Criteria for Securities that Underlie Options Traded on the Exchange
|
| 34-56336 |
Aug. 29, 2007 |
Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to the Criteria for Securities that Underlie Options Traded on the Exchange
Comments due: September 27, 2007
|
SR-Amex-2007-34 |
| 34-55733 |
May 10, 2007 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Amendments to Section 107 of the Company Guide
Comments due: June 6, 2007
|
SR-Amex-2007-33 |
| 34-55602 |
Apr. 9, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Allocation and Performance Evaluation Procedures for Securities Admitted to Dealings on an Unlisted Basis
Comments due: May 4, 2007
|
SR-Amex-2007-32 |
| 34-55636 |
Apr. 16, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Shorten the Minimum Required Time Periods Required Between Tape Indications and Openings or Reopenings
Comments due: May 11, 2007
|
SR-Amex-2007-31 |
| 34-55619 |
Apr. 12, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Transaction Charges for Equities, ETFs, and Nasdaq UTP Securities
Comments due: May 9, 2007
|
SR-Amex-2007-30 |
| 34-55460 |
Mar. 13, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Transaction Charges for Equities and ETFs
Comments due: April 10, 2007
|
SR-Amex-2007-29 |
| 34-55776 |
May 17, 2007 |
Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of Notes Linked to the Performance of the Dow Jones-AIG Commodity Index Total Return
|
| 34-55661 |
Apr. 24, 2007 |
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of Notes Linked to the Performance of the Dow Jones-AIG Commodity Index Total Return
Comments due: May 16, 2007
|
SR-Amex-2007-28 |
| 34-55459 |
Mar. 13, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Transaction Charges for Equities, ETFs, and Nasdaq UTP Securities
Comments due: April 10, 2007
|
SR-Amex-2007-27 |
| 34-55499 |
Mar. 21, 2007 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to an Amendment to the Options Marketing Fee
Comments due: April 17, 2007
|
SR-Amex-2007-26 |
| 34-55368 |
Feb. 28, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Revise the AEMI and AEMI-One Rules Relating to the Publishing of Manual Quotations and Re-Enabling Auto-Ex
Comments due: March 28, 2007
|
SR-Amex-2007-25 |
| 34-57248 |
Jan. 31, 2008 |
Order Approving a Proposed Rule Change, As Modified by Amendment No. 1, to Allow Registered Options Traders to Submit Electronic Quotations and Orders From Off the Amex’s Trading Floor on a Limited Basis
|
| 34-57011 |
Dec. 20, 2007 |
Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, to Allow Registered Options Traders to Quote Remotely From Off the Amex's Trading Floor on a Limited Basis
Comments due: January 18, 2008
|
SR-Amex-2007-24 |
| 34-56459 |
Sep. 18, 2007 |
Order Granting Approval to a Proposed Rule Change and Amendment No. 1 Thereto to Retroactively Amend Transaction Charges for Equities, ETFs, and Nasdaq UTP Securities
|
| 34-56238 |
Aug. 10, 2007 |
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto to Retroactively Amend Transaction Charges for Equities, ETFs, and Nasdaq UTP Securities
Comments due: September 7, 2007
|
SR-Amex-2007-23 |
| 34-55458 |
Mar. 13, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Transaction Charges for Equities, ETFs, and Nasdaq UTP Securities
Comments due: April 10, 2007
|
SR-Amex-2007-22 |
| 34-55671 |
Apr. 26, 2007 |
Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend Its Minor Rule Violation Fine Systems
|
| 34-55500 |
Mar. 21, 2007 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Amend Its Minor Rule Violation Fine Systems
Comments due: April 17, 2007
|
SR-Amex-2007-21 |
| 34-55539 |
Mar. 27, 2007 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change, as Amended, Relating to Linkage Orders
Additional File Nos.: SR-BSE-2007-07; SR-CBOE-2007-13; SR-ISE-2007-12; SR-NYSEArca-2007-28; SR-Phlx-2007-21
Comments due: April 23, 2007
|
SR-Amex-2007-20 |
| 34-57160 |
Jan. 16, 2008 |
Order Approving Proposed Rule Change as Modified by Amendment No. 1 Related to Amending Complex Orders Procedures
|
| 34-56901 |
Dec. 5, 2007 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Related to Amending Complex Orders Procedures
Comments due: January 2, 2008
|
SR-Amex-2007-19 |
| 34-55277 |
Feb. 12, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Revise the AEMI Rules to Conform to Changes Previously Made to the AEMI-One Rules for the Pilot
Comments due: March 13, 2007
|
SR-Amex-2007-18 |
| 34-55348 |
Feb. 26, 2007 |
Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change and Amendment No. 1 Thereto to Provide for an Optional Exchange-Provided Fingerprinting Service and to Amend Its Member Fees to Include a Processing Fee for the Fingerprinting Service
Comments due: March 26, 2007
|
SR-Amex-2007-17 |
| 34-55378 |
Mar. 1, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Revising the AEMI and AEMI-One Rules Relating to Portfolio Depositary Receipts and Index Fund Shares
Comments due: March 30, 2007
|
SR-Amex-2007-16 |
| 34-55328 |
Feb. 21, 2007 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to the Options Marketing Fee
Comments due: March 21, 2007
|
SR-Amex-2007-15 |
| 34-55226 |
Feb. 1, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Pilot Program that Increases Position and Exercise Limits for Equity Options and Options on the Nasdaq-100 Tracking Stock
Comments due: March 2, 2007
|
SR-Amex-2007-14 |
| 34-55296 |
Feb. 14, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Fee Schedule
Comments due: March 20, 2007
|
SR-Amex-2007-13 |
| 34-55913 |
Jun. 15, 2007 |
Order Approving Proposed Rule Change as Modified by Amendment No. 1 Relating to the Codification of Exchange Policy Regarding Specialist Commissions
|
| 34-55533 |
Mar. 26, 2007 |
Notice of Filing of Proposed Rule Change Relating to Exchange Rules Regarding Specialist Commissions
Comments due: April 23, 2007
Comments received are available for this notice.
|
SR-Amex-2007-12 |
| 34-55229 |
Feb. 2, 2007 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a Clarification to the Exchange’s Payment for Order Flow Plan
Comments due: March 3, 2007
|
SR-Amex-2007-11 |
| 34-55163 |
Jan. 24, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Establishment of a Pilot Program Increasing Position and Exercise Limits for Options on the iShares® Russell 2000® Index Fund
Comments due: February 21, 2007
|
SR-Amex-2007-09 |
| 34-55648 |
Apr. 19, 2007 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to the Listing and Trading of Options on Vanguard® Emerging Markets ETF
Comments due: May 17, 2007
|
SR-Amex-2007-08 |
| 34-55464 |
Mar. 13, 2007 |
Order Granting Approval of a Proposed Rule Change to Establish a Passive Price Improvement Order for Specialists and Registered Traders
|
| 34-55179 |
Jan. 26, 2007 |
Notice of Filing of Proposed Rule Change to Establish a Passive Price Improvement Order for Specialists and Registered Traders
Comments due: February 23, 2007
Comments received are available for this notice.
|
SR-Amex-2007-07 |
| 34-55544 |
Mar. 27, 2007 |
Order Approving a Proposed Rule Change Revising Existing Rules for Portfolio Depositary Receipts and Index Fund Shares
|
| 34-55240 |
Feb. 5, 2007 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Amending Existing Rules for Portfolio Depositary Receipts and Index Fund Shares
Comments due: February 27, 2007
|
SR-Amex-2007-05 |
| 34-55406 |
Mar. 6, 2007 |
Order Approving Proposed Rule Changes to Increase the Frequency of the Short Interest Reporting Requirements
Additional File Nos: SR-NASD-2006-131; SR-NYSE-2006-111
|
| 34-55170 |
Jan. 26, 2007 |
Notice of Filing of Proposed Rule Changes to Increase the Frequency of the Short Interest Reporting Requirements
Additional File Nos: SR-NASD-2006-131; SR-NYSE-2006-111
Comments due: February 22, 2007
|
SR-Amex-2007-04 |
| 34-55640 |
Apr. 17, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Its Buy-In Rules
Comments due: May 15, 2007
|
SR-Amex-2007-03 |
| 34-55096 |
Jan. 12, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying Listing Fees for Transferring and Dual Listing Issuers and Reverse Mergers
Comments due: February 9, 2007
|
SR-Amex-2007-02 |
| 34-55045 |
Jan. 5, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Options Fee Changes
Comments due: February 6, 2007
|
SR-Amex-2007-01 |
| 34-55040 |
Jan. 3, 2007 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Extension of the Pilot Period Applicable to the Listing and Trading of Options on the iShares MSCI Emerging Markets Index
Comments due: February 1, 2007
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http://www.sec.gov/rules/sro/amex/amexarchive/amexarchive2007.shtml
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