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Amex Rulemaking Archives: 2005
We encourage the public to submit comments on the following American Stock Exchange LLC (Amex) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Note: Only selected SRO rule proposals were posted to the SEC website prior to 2004. To obtain releases not appearing on the website, contact the Public Reference Room at (202) 551-8090 or by e-mail: publicinfo@sec.gov.
Available Amex Rules include:
Chronological List
Fourth Quarter | Third Quarter | Second Quarter | First Quarter
Amex File Number List for 2005
Additional Archives
2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998
| Release No. |
Date |
Details |
| Fourth Quarter |
SR-Amex-2005-122 |
| 34-52994 |
Dec. 21, 2005 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Exchange Traded Fund Transaction Charges
Comments due: January 19, 2006
|
SR-Amex-2005-123 |
| 34-52984 |
Dec. 20, 2005 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Amex Rule 900-ANTE to Provide a Revised Implementation Date for the ANTE System, and to Eliminate Commentary .01 to Amex Rule 935-ANTE
Comments due: January 17, 2006
|
SR-Amex-2005-059 |
| 34-52940 |
Dec. 12, 2005 |
Notice of Filing of a Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to the Listing and Trading of the DB Commodity Index Tracking Fund
Comments due: January 3, 2006
See also: Order: Rel. No. 34-53105
|
SR-Amex-2005-126 |
| 34-52925 |
Dec. 8, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt an Options Licensing Fee for Options on Certain PowerShares Exchange-Traded Funds
Comments due: January 4, 2006
|
SR-Amex-2005-121 |
| 34-52917 |
Dec. 7, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Revisions to the Series 9/10 Examination Program
Comments due: January 5, 2006
|
SR-Amex-2005-120 |
| 34-52912 |
Dec. 7, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Revisions to the Series 4 Examination Program
Comments due: January 5, 2006
|
SR-Amex-2005-092 |
| 34-52904 |
Dec. 7, 2005 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Trading Pursuant to Unlisted Trading Privileges of the iShares S&P Global 100 Fund
Comments due: January 4, 2006
|
SR-Amex-2005-067 |
| 34-52893 |
Dec. 5, 2005 |
Order Approving Proposed Rule Change to Expand its $2.50 Strike Price Interval Program
See also: Notice: Rel. No. 34-52690
|
SR-Amex-2005-119 |
| 34-52881 |
Dec. 2, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Certain Changes Pertaining to the Enforcement of Decorum Policies
Comments due: January 3, 2006
|
SR-Amex-2005-097 |
| 34-52874 |
Dec. 1, 2005 |
Order Approving Proposed Rule Change Relating to the Amex Listing Agreement
See also: Notice: Rel. No. 34-52630
|
SR-Amex-2005-091 |
| 34-52870 |
Dec. 1, 2005 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Trading Pursuant to Unlisted Trading Privileges of the iShares® Lehman TIPS Bond Fund
Comments due: December 29, 2005
|
SR-Amex-2005-064 |
| 34-52844 |
Nov. 28, 2005 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto to Amend Amex Rule 429 Relating to Telemarketing
Comments due: December 27, 2005
See also: Order: Rel. No. 34-53085
|
SR-Amex-2005-056 |
| 34-52837 |
Nov. 25, 2005 |
Order Granting Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Requirement that Registered Options Traders May Only Sign on to Auto-Ex for ETFs Traded by the Same or Adjoining Specialists and Shall Sign on to Auto-Ex for a Maximum of Fifteen ETFs
See also: Notice: Rel. No. 34-52505
|
SR-Amex-2005-118 |
| 34-52812 |
Nov. 21, 2005 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt an Options Licensing Fee for Options on Certain StreetTRACKS Exchange-Traded Funds and the SPDR Dividend Exchange-Traded Fund
Comments due: December 22, 2005
|
SR-Amex-2005-114 |
| 34-52804 |
Nov. 18, 2005 |
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Amex Initial Listing Standards
Comments due: December 19, 2005
See also: Order: Rel. No. 34-53050
|
SR-Amex-2004-74 |
| 34-52782 |
Nov. 16, 2005 |
Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to the Elimination of Commentary .01(5) to Amex Rule 916 and Amendment to Amex Rules Relating to the Definition of "NMS stock"
See also: Notice: Rel. No. 34-52563
|
SR-Amex-2005-069 |
| 34-52781 |
Nov. 16, 2005 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment Nos. 1, 2 , 3 and 4 Relating to Listing Standards for Broad-Based Index Options and Concentration Limits for Narrow-Based Index Option Listing Standards
Comments due: December 14, 2005
|
SR-Amex-2005-108 |
| 34-52767 |
Nov. 10, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt an Options Licensing Fee for the PowerShares Lux Nanotech Portfolio (PXN) and the PowerShares Aerospace & Defense Portfolio (PPA)
Comments due: December 9, 2005
|
SR-Amex-2005-102 |
| 34-52765 |
Nov. 10, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Interpretation of Exchange Rule 577 and Section 723 of the Amex Company Guide
Comments due: December 9, 2005
Comments received are available for this notice.
|
SR-Amex-2005-113 |
| 34-52754 |
Nov. 9, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Elimination of the Equity Option Transaction Fee Discount for Member Firms Facilitating Customer Orders
Comments due: December 9, 2005
|
SR-Amex-2005-084 |
| 34-52747 |
Nov. 8, 2005 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Trading Pursuant to Unlisted Trading Privileges of the iShares MSCI EAFE Value Index Fund and the iShares MSCI EAFE Growth Index Fund
Comments due: December 6, 2005
|
SR-Amex-2005-115 |
| 34-52741 |
Nov. 4, 2005 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Regarding Options Quote Size Mitigation
Comments due: December 6, 2005
|
SR-Amex-2005-109 |
| 34-52740 |
Nov. 4, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Revising the Implementation Date for the ANTE System and Increased Floor Broker Functionality in the ANTE System
Comments due: December 5, 2005
|
SR-Amex-2005-111 |
| 34-52736 |
Nov. 4, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Extension of the Suspension of Transaction Charges for Specialist Orders in the Nasdaq-100 Tracking Stock (QQQQ)
Comments due: December 5, 2005
|
SR-Amex-2005-060 |
| 34-52718 |
Nov. 2, 2005 |
Notice of Filing of Proposed Rule Change and Amendments Nos. 1, 2, and 3 Thereto Relating to Amendments to the Obvious Error Rules
Comments due: November 29, 2005
See also: Order: Rel. No. 34-54608
Comments received are available for this notice.
|
SR-Amex-2005-101 |
| 34-52701 |
Oct. 28, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, and Amendment Nos. 1 and 2 thereto, Relating to Equity Transaction Charges
Comments due: November 28, 2005
|
SR-Amex-2005-067 |
| 34-52690 |
Oct. 27, 2005 |
Notice of Filing of Proposed Rule Change to Expand Its $2.50 Strike Price Program
Comments due: November 25, 2005
See also: Order: Rel. No. 34-52893
|
SR-Amex-2005-099 |
| 34-52686 |
Oct. 27, 2005 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Adoption of a Cap on Certain Fees for Options on Indexes, Exchange Traded Fund Shares, and Trust Issued Receipts
Comments due: November 25, 2005
|
SR-Amex-2005-047 |
| 34-52657 |
Oct. 24, 2005 |
Order Approving a Proposed Rule Change and Amendment No. 1 by the American Stock Exchange LLC; a Proposed Rule Change by the Boston Stock Exchange, Inc.; a Proposed Rule Change by the Chicago Board Options Exchange, Incorporated; a Proposed Rule Change and Amendment No. 1 by the International Securities Exchange, Inc.; a Proposed Rule Change by the Pacific Exchange, Inc.; and a Proposed Rule Change and Amendment No. 1 by the Philadelphia Stock Exchange, Inc. Relating to the Definition of Firm Customer Quote Size and Limitations on Sending Secondary P/A Orders
Additional File Nos.: SR-BSE-2005-39; SR-CBOE-2005-68; SR-ISE-2005-42; SR-PCX-2005-104; SR-Phlx-2005-27
See also: Notice: Rel. No. 34-52428
|
SR-Amex-2005-063 |
| 34-52649 |
Oct. 21, 2005 |
Order Approving Proposed Rule Change Relating to the Elimination of Position and Exercise Limits on NDX Options
See also: Notice: Rel. No. 34-52312
|
SR-Amex-2005-068 |
| 34-52646 |
Oct. 20, 2005 |
Order Granting Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Amendments to Amex Rules 26 and 27
See also: Notice: Rel. No. 34-52334
|
SR-Amex-2005-093 |
| 34-52633 |
Oct. 18, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate Rule 891 Relating to Transfer Agents
Comments due: November 18, 2005
|
SR-Amex-2005-097 |
| 34-52630 |
Oct. 18, 2005 |
Notice of Filing of Proposed Rule Change Relating to the Amex Listing Agreement
Comments due: November 15, 2005
See also: Order: Rel. No. 34-52874
|
SR-Amex-2005-098 |
| 34-52598 |
Oct. 13, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Adoption of an Options Licensing Fee for the First Trust Dow Jones Select MicroCap Index Fund (FDM)
Comments due: November 10, 2005
|
SR-Amex-2005-083 |
| 34-52593 |
Oct. 12, 2005 |
Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change to Establish Certain Fees with Respect to Transactions Executed through the Intermarket Trading System
Comments due: November 8, 2005
|
SR-Amex-2004-76 |
| 34-52592 |
Oct. 12, 2005 |
Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Relating to Contingency Trading Procedures
See also: Notice: Rel. No. 34-52360
|
SR-Amex-2004-74 |
| 34-52563 |
Oct. 4, 2005 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Elimination of Commentary .01(5) to Amex Rule 916
Comments due: November 2, 2005
See also: Order: Rel. No. 34-52782
|
SR-Amex-2004-62 |
| 34-52553 |
Oct. 3, 2005 |
Order Granting Approval to Proposed Rule Change and Amendment Nos. 1, 2, and 3 and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 4 Relating to Listing and Trading of Shares of the xtraShares Trust
See also: Notice: Rel. No. 34-52197
|
| Third Quarter |
SR-Amex-2005-085 |
| 34-52533 |
Sep. 29, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Implementation of a Cancellation Fee for Equities and ETFs
Comments due: October 27, 2005
|
SR-Amex-2005-052 |
| 34-52527 |
Sep. 29, 2005 |
Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto Relating to the Integration of Regulatory Staff into Floor Official Rulings and the Review of Floor Official Rulings and Expediting the Process for Appealing Floor Official Rulings
See also: Notice: Rel. No. 34-52325
|
SR-Amex-2005-078 |
| 34-52516 |
Sep. 27, 2005 |
Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto to Temporarily Suspend Specialist Transaction Charges for the Nasdaq-100 Index Tracking Stock (QQQQ)
See also: Notice: Rel. No. 34-52273
|
SR-Amex-2005-094 |
| 34-52510 |
Sep. 26, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Options Licensing Fees for Certain PowerShares ETF Options
Comments due: October 24, 2005
|
SR-Amex-2005-056 |
| 34-52505 |
Sep. 23, 2005 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Requirement that Registered Options Traders May Only Sign on to Auto-Ex for ETFs Traded by the Same or Adjoining Specialists and Shall Sign on to Auto-Ex for a Maximum of Fifteen ETFs
Comments due: October 21, 2005
See also: Order: Rel. No. 34-52837
|
SR-Amex-2005-086 |
| 34-52504 |
Sep. 23, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Revising the Implementation Date for the ANTE System
Comments due: October 24, 2005
|
SR-Amex-2005-066 |
| 34-52503 |
Sep. 23, 2005 |
Order Approving a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Exchange’s Determination of the National Best Bid or Offer When Another Exchange is Disconnected from the Intermarket Option Linkage
See also: Notice: Rel. No. 34-52270
Comments received are available for this notice.
|
SR-Amex-2005-087 |
| 34-52493 |
Sep. 22, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Revise its Options Transaction Fees
Comments due: October 20, 2005
|
SR-Amex-2005-090 |
| 34-52470 |
Sep. 19, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Options Licensing Fees for Spade Defense Index Option
Comments due: October 17, 2005
|
SR-Amex-2005-089 |
| 34-52469 |
Sep. 19, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Options Licensing Fees for Certain Vanguard ETF Options
Comments due: October 17, 2005
|
SR-Amex-2005-088 |
| 34-52460 |
Sep. 16, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Extension of the Suspension of Transaction Charges for Specialist Orders in the Nasdaq-100 Trading Stock® (QQQQ)
Comments due: October 13, 2005
|
SR-Amex-2005-047 |
| 34-52428 |
Sep. 14, 2005 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Definition of Firm Customer Quote Size and the Removal of Certain Restrictions on Sending Principal Acting as Agent (P/A) Orders through the Linkage
Comments due: October 11, 2005
See also: Order: Rel. No. 34-52657
|
SR-Amex-2005-046 |
| 34-52414 |
Sep. 13, 2005 |
Order Approving a Proposed Rule Change and Amendment No. 1 Thereto to Amend the Exchange’s Trade-Through and Locked Markets Rules
See also: Notice: Rel. No. 34-52172
|
SR-Amex-2005-024 |
| 34-52408 |
Sep. 12, 2005 |
Order Approving Proposed Rule Change and Amendment No. 1 Thereto to Establish a Process for the Waiver, Deferral, or Rebate of Listing Fees for Certain Closed-End Funds
See also: Notice: Rel. No. 34-52216
|
SR-Amex-2004-76 |
| 34-52360 |
Aug. 30, 2005 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Relating to Contingency Trading Procedures
Comments due: September 28, 2005
See also: Order: Rel. No. 34-52592
|
SR-Amex-2005-048 |
| 34-52349 |
Aug. 26, 2005 |
Order Approving Proposed Rule Change Establishing a De Minimis Exception to the 80/20 Test
See also: Notice: Rel. No. 34-52067
|
SR-Amex-2005-068 |
| 34-52334 |
Aug. 25, 2005 |
Notice of Filing of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Amendments to Amex Rules 26 and 27
Comments due: September 22, 2005
See also: Order: Rel. No. 34-52646
|
SR-Amex-2005-052 |
| 34-52325 |
Aug. 23, 2005 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Integration of Regulatory Staff into Floor Official Rulings and the Review of Floor Official Rulings and Expediting the Process for Appealing Floor Official Rulings
Comments due: September 20, 2005
See also: Order: Rel. No. 34-52527
|
SR-Amex-2005-063 |
| 34-52312 |
Aug. 22, 2005 |
Notice of Filing of Proposed Rule Change Relating to the Elimination of Position and Exercise Limits on NDX Options
Comments due: September 16, 2005
See also: Order: Rel. No. 34-52649
|
SR-Amex-2004-47 |
| 34-52298 |
Aug. 18, 2005 |
Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Thereto
See also: Notice: Rel. No. 34-51566
|
SR-Amex-2005-080 |
| 34-52297 |
Aug. 18, 2005 |
Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change Relating to Fees in Connection with Merger Spreads and Short Stock Interest Spreads
Comments due: September 14, 2005
|
SR-Amex-2005-003 |
| 34-52275 |
Aug. 16, 2005 |
Order Granting Approval to Proposed Rule Change, and Amendment No. 1 Thereto, to Expand the Types of Trusts Permitted to Directly Own Amex Memberships
See also: Notice: Rel. No. 34-51900
|
SR-Amex-2005-078 |
| 34-52273 |
Aug. 16, 2005 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to a Temporary Suspension of Specialist Transaction Charges for the Nasdaq-100 Tracking Stock (QQQQ)
Comments due: September 13, 2005
See also: Order: Rel. No. 34-52516
|
SR-Amex-2005-066 |
| 34-52270 |
Aug. 16, 2005 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Calculation of the National Best Bid or Offer When Another Exchange is Disconnected from the Intermarket Option Linkage
Comments due: September 13, 2005
See also: Order: Rel. No. 34-52503
Comments received are available for this notice.
|
SR-Amex-2005-077 |
| 34-52268 |
Aug. 15, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to a Temporary Suspension of Specialist Transaction Charges for the Nasdaq-100 Tracking Stock (QQQQ)
Comments due: September 13, 2005
|
SR-Amex-2005-081 |
| 34-52267 |
Aug. 15, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to a Temporary Suspension of Specialist Transaction Charges for the Nasdaq-100 Tracking Stock (QQQQ)
Comments due: September 13, 2005
|
SR-Amex-2005-082 |
| 34-52260 |
Aug. 15, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program that Increases Position and Exercise Limits for Equity Options and Options on the Nasdaq-100 Tracking Stock
Comments due: September 12, 2005
|
SR-Amex-2005-026 |
| 34-52244 |
Aug. 11, 2005 |
Order Granting Approval to Proposed Rule Change Relating to Quotes in Nasdaq UTP Stocks to be Disseminated by Amex Specialists before 9:30 a.m.
See also: Notice: Rel. No. 34-51834
|
SR-Amex-2005-024 |
| 34-52216 |
Aug. 5, 2005 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Establish a Process for the Waiver, Deferral, or Rebate of Listing Fees for Certain Closed-End Funds
Comments due: September 1, 2005
See also: Order: Rel. No. 34-52408
|
SR-Amex-2004-62 |
| 34-52197 |
Aug. 2, 2005 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto Relating to Listing and Trading of Shares of the xtraShares Trust
Comments due: August 30, 2005
See also: Order: Rel. No. 34-52553
|
SR-Amex-2005-046 |
| 34-52172 |
Jul. 29, 2005 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to the Exchange’s Trade-Through and Locked Markets Rules
Comments due: August 26, 2005
See also: Order: Rel. No. 34-52414
|
SR-Amex-2005-079 |
| 34-52150 |
Jul. 28, 2005 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to Extend the Linkage Fee Pilot Program
Comments due: August 24, 2005
|
No File Number |
| 34-52130 |
Jul. 27, 2005 |
Declaration of Effectiveness of American Stock Exchange LLC Plan for the Implementation of Parts II and IIA of Form X-17A-5 Financial and Operational Combined Uniform Single Report (“FOCUS Report”) and Schedule I Thereunder as Amended
|
SR-Amex-2005-048 |
| 34-52067 |
Jul. 20, 2005 |
Notice of Filing of Proposed Rule Change Establishing a De Minimis Exception to the 80/20 Test
Comments due: August 17, 2005
See also: Order: Rel. No. 34-52349
|
SR-Amex-2005-55 |
| 34-52061 |
Jul. 19, 2005 |
Order Granting Approval to Proposed Rule Change Relating to the Continuation of a Quote Assist Feature in Options on a Pilot Basis
See also: Notice: Rel. No. 34-51815
|
SR-Amex-2005-035 |
| 34-52014 |
Jul. 12, 2005 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto to List and Trade Short Term Option Series
Comments due: August 8, 2005
|
SR-Amex-2005-043 |
| 34-52004 |
Jul. 8, 2005 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto to Extend Pilots Relating to Allocation and Performance Evaluation Procedures for Securities Admitted to Dealings on an Unlisted Trading Privileges Basis
Comments due: August 5, 2005
|
SR-Amex-2005-065 |
| 34-51975 |
Jul. 6, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Odd-Lots in Nasdaq Securities
Comments due: August 3, 2005
|
SR-Amex-2005-049 |
| 34-51966 |
Jul. 1, 2005 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to an Amendment to the Generic Listing Standards for Index-Linked Securities
Comments due: August 2, 2005
|
SR-Amex-2005-070 |
| 34-51965 |
Jul. 1, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Revising Various Implementation Dates for the ANTE System
Comments due: August 2, 2005
|
| Second Quarter |
SR-Amex-2005-057 |
| 34-51955 |
Jun. 30, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Continuation of a Quote Assist Feature in the ANTE System on a Pilot Basis
Comments due: August 1, 2005
|
SR-Amex-2005-003 |
| 34-51900 |
Jun. 22, 2005 |
Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, to Expand the Types of Trusts Permitted to Directly Own Amex Memberships
Comments due: July 19, 2005
See also: Order: Rel. No. 34-52275
|
SR-Amex-2005-28 |
| 34-51898 |
Jun. 21, 2005 |
Order Granting Approval to Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto to Amend Sections 1101, 134, and 1003 of the Amex Company Guide to Make Clarifying and Simplifying Changes Relating to Filing and Notice Requirements with the Exchange Applicable to Amex Listed Issuers
See also: Notice: Rel. No. 34-51681
|
SR-Amex-2005-038 |
| 34-51884 |
Jun. 20, 2005 |
Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change Relating to the Listing and Trading of Options, Including LEAPS, on Full and Reduced Values of the Nasdaq 100 Index
Comments due: July 18, 2005
|
SR-Amex-2005-033 |
| 34-51873 |
Jun. 17, 2005 |
Order Approving Proposed Rule Change and Amendment No. 1 Thereto to Amend Rule 918 – ANTE(a)(4) Regarding Closing Rotations
See also: Notice: Rel. No. 34-51671
|
SR-Amex-2005-044 |
| 34-51868 |
Jun. 17, 2005 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to Dissemination of the Underlying Index Value for Portfolio Depositary Receipts and Index Fund Shares
Comments due: July 15, 2005
|
SR-Amex-2005-042 |
| 34-51840 |
Jun. 14, 2005 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Listing and Trading of Notes Linked to the Performance of the CBOE DJIA BuyWrite Index(sm)
Comments due: July 11, 2005
|
SR-Amex-2005-026 |
| 34-51834 |
Jun. 13, 2005 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 thereto Relating to Quotes in Nasdaq UTP Stocks to be Disseminated by Amex Specialists before 9:30 a.m.
Comments due: July 11, 2005
See also: Order: Rel. No. 34-52244
|
SR-Amex-2005-55 |
| 34-51815 |
Jun. 9, 2005 |
Notice of Filing of Proposed Rule Change Relating to the Continuation of a Quote Assist Feature in Options on a Pilot Basis
See also: Order: Rel. No. 34-52061
|
SR-Amex-2005-054 |
| 34-51812 |
Jun. 9, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Continuation of a Quote Assist Feature in Options on a Pilot Basis
Comments due: July 7, 2005
|
SR-Amex-2005-037 |
| 34-51796 |
Jun. 7, 2005 |
Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to When Floor Official Approval for a Transaction in a High-Priced Security Is Necessary
See also: Notice: Rel. No. 34-51621 |
SR-Amex-2005-040 |
| 34-51770 |
May 31, 2005 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment Nos. 1 and 2 to Extend until June 5, 2006, a Pilot Program for Listing Options on Selected Stocks Trading Below $20 at One-Point Intervals
Comments due: June 28, 2005
|
SR-Amex-2005-045 |
| 34-51690 |
May 12, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay Implementation Date of Revisions to the Series 4 Examination Program
Comments due: June 9, 2005
|
SR-Amex-2005-039 |
| 34-51689 |
May 12, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 4 Examination Program
Comments due: June 9, 2005
|
SR-Amex-2005-050 |
| 34-51685 |
May 11, 2005 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Options Marketing Fee for Options on SPDRs
Comments due: June 8, 2005
|
SR-Amex-2005-28 |
| 34-51681 |
May 11, 2005 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto to Amend Section 1101 of the Amex Company Guide to Make Clarifying and Simplifying Changes Relating to Filing and Notice Requirements Applicable to Amex Listed Issuers
Comments due: June 7, 2005
See also: Order: Rel. No. 34-51898
|
SR-Amex-2005-033 |
| 34-51671 |
May 9, 2005 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Amend Rule 918 – ANTE(a)(4) Regarding Closing Rotations
Comments due: June 3, 2005
See also: Order: Rel. No. 34-51873
|
SR-Amex-2005-041 |
| 34-51642 |
May 2, 2005 |
Notice of Filing and Immediate Effectiveness of Revisions to the Implementation Date of the ANTE System
Comments due: May 27, 2005
|
SR-Amex-2005-036 |
| 34-51634 |
Apr. 29, 2005 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Listing and Trading of Notes Linked to the Performance of the CBOE S&P BuyWrite Index(sm)
Comments due: May 27, 2005
|
SR-Amex-2005-037 |
| 34-51621 |
Apr. 27, 2005 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to When Floor Official Approval for a Transaction in a High-Priced Security Is Necessary
Comments due: May 24, 2005
See also: Order: Rel. No. 34-51796
|
SR-Amex-2005-034 |
| 34-51616 |
Apr. 26, 2005 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade ETFs Based on the Dow Jones STOXX 50 and the Dow Jones EURO STOXX 50 Indexes Pursuant to Unlisted Trading Privileges
Comments due: May 24, 2005
|
SR-Amex-2005-027 |
| 34-51591 |
Apr. 21, 2005 |
Order Approving Proposed Rule Change Relating the Use of Certain Consolidated Tape Association Financial Status Indicator Fields and Related Disclosure Obligations
See also: Notice: Rel. No. 34-51367 |
SR-Amex-2003-66 |
| 34-51567 |
Apr. 18, 2005 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, 3, 4, 5, 6, and 7 Thereto Relating to the Listing and Trading of Trust Issued Receipts Based on a Single Issuer
Comments due: May 13, 2005
 Click to submit comments on SR-Amex-2003-66
|
SR-Amex-2004-47 |
| 34-51566 |
Apr. 18, 2005 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of Yield Underlying Participating Securities
Comments due: May 13, 2005
See also: Order: Rel. No. 34-52298
|
SR-Amex-2005-001 |
| 34-51563 |
Apr. 15, 2005 |
Order Approving Proposed Rule Change and Amendment No. 1 and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Relating to the Adoption of Generic Listing Standards for Index-Linked Securities
See also: Notice: Rel. No. 34-51259
|
SR-Amex-2004-65 |
| 34-51503 |
Apr. 7, 2005 |
Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Revisions to Amex Rule 21, Appointment of Floor Officials
See also: Notice: Rel. No. 34-51279 |
SR-Amex-2005-009 |
| 34-51502 |
Apr. 7, 2005 |
Order Approving Proposed Rule Change to Require Members to Complete Systems Training and to Include Violations of This Requirement in Its Minor Rule Violation Plan
See also: Notice: Rel. No. 34-51294 |
SR-Amex-2005-030 |
| 34-51471 |
Apr. 4, 2005 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Specialist Liability for Failure to Send a Report to an Order-Providing Member
Comments due: May 2, 2005
Click to submit comments on SR-Amex-2004-030
|
| First Quarter |
SR-Amex-2005-007 |
| 34-51460 |
Mar. 31, 2005 |
Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto to Require Specialists to Use and Maintain a Back-Up Automatic Quote System in ANTE Classes
See also: Notice: Rel. No. 34-51209 |
SR-Amex-2005-032 |
| 34-51446 |
Mar. 29, 2005 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade the streetTRACKS Gold Shares Pursuant to Unlisted Trading Privileges
Comments due: April 26, 2005
|
SR-Amex-2005-022 |
| 34-51426 |
Mar. 23, 2005 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Listing and Trading of Notes Linked to the Performance of the CBOE S&P 500 BuyWrite Index(sm)
Comments due: April 20, 2005
|
SR-Amex-2005-020 |
| 34-51423 |
Mar. 23, 2005 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Dissemination of Order Imbalances in Tape A and Tape B Securities Admitted to Unlisted Trading Privileges in the Same Manner as Order Imbalances in Tape C Securities Admitted to Unlisted Trading Privileges
Comments due: April 20, 2005
|
SR-Amex-2005-027 |
| 34-51367 |
Mar. 14, 2005 |
Notice of Filing of Proposed Rule Change Relating the Use of Certain Consolidated Tape Association Financial Status Indicator Fields and Related Disclosure Obligations
Comments due: April 11, 2005
See also: Order: Rel. No. 34-51591
|
SR-Amex-2004-109 |
| 34-51337 |
Mar. 9, 2005 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment Nos. 1, 2 and 3 thereto Relating to Split Price Priority
Comments due: April 6, 2005
|
SR-Amex-2005-029 |
| 34-51316 |
Mar. 3, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Position Limits and Exercise Limits
Comments due: April 1, 2005
|
SR-Amex-2005-013 |
| 34-51306 |
Mar. 3, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and 2 thereto Relating to Revisions to the ANTE Roll-Out Schedule
Comments due: April 1, 2005
|
SR-Amex-2005-009 |
| 34-51294 |
Mar. 2, 2005 |
Notice of Filing of Proposed Rule Change to Require Members to Complete Systems Training
Comments due: March 29, 2005
See also: Order: Rel. No. 34-51502
|
SR-Amex-2005-005 |
| 34-51285 |
Mar. 1, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Procedures for Handling ITS Commitments in the Auto-Ex System
Comments due: March 29, 2005
|
SR-Amex-2004-65 |
| 34-51279 |
Mar. 1, 2005 |
Notice of Filing of Proposed Rule Change and Amendments Nos. 1 and 2 thereto Relating to Revisions to Amex Rule 21, Appointment of Floor Officials
Comments due: March 29, 2005
See also: Order: Rel. No. 34-51503
|
SR-Amex-2005-002 |
| 34-51275 |
Feb. 28, 2005 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Member Firm Guarantee
Comments due: March 25, 2005
|
SR-Amex-2005-025 |
| 34-51269 |
Feb. 28, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for Transactions in Options on the Nasdaq 100 Index (NDX) and Mini-Nasdaq 100 Index (MNX)
Comments due: March 25, 2005
|
SR-Amex-2005-001 |
| 34-51258 |
Feb. 25, 2005 |
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Adoption of Generic Listing Standards for Index-Linked Securities
Comments due: March 25, 2005
See also: Order: Rel. No. 34-51563
|
SR-Amex-2005-021 |
| 34-51250 |
Feb. 24, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amending Section 507 of the Amex Company Guide to Conform the Definition of a “Large” Dividend to the Threshold Specified in Section 521 of the Company Guide
Comments due: March 25, 2005
|
SR-Amex-2004-11 |
| 34-51248 |
Feb. 24, 2005 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to an Obvious Error Rule for Trades on the Exchange in Equity Securities
Comments due: March 24, 2005
|
SR-Amex-2005-11 |
| 34-51246 |
Feb. 24, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1, 2, 3, and 4 Thereto to Adopt Obvious Error Rules for Options Transactions
Comments due: March 24, 2005
Comments received are available for this notice.
|
SR-Amex-2005-010 |
| 34-51227 |
Feb. 18, 2005 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Listing and Trading of Notes Linked to the Performance of the Nikkei 225 Index
Comments due: March 18, 2005
|
SR-Amex-2005-007 |
| 34-51209 |
Feb. 15, 2005 |
Notice of Filing of Proposed Rule Change to Require Members to Use and Maintain a Back-up Automatic Quote System in ANTE Classes
Comments due: March 16, 2005
See also: Order: Rel. No. 34-51460
|
SR-Amex-2005-019 |
| 34-51208 |
Feb. 15, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amending Amex Rule 26
Comments due: March 15, 2005
|
SR-Amex-2005-18 |
| 34-51201 |
Feb. 14, 2005 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Retroactive Suspension of Transaction Fees in Connection with the iShares® COMEX Gold Trust
Comments due: March 11, 2005
|
SR-Amex-2005-014 |
| 34-51185 |
Feb. 10, 2005 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a Suspension of Transaction Fees in Connection with the iShares® COMEX Gold Trust
Comments due: March 9, 2005
|
SR-Amex-2005-016 |
| 34-51152 |
Feb. 8, 2005 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Extension of the Suspension of Customer Transaction Charges for the Trading of Nasdaq-100 Index Tracking Stock®
Comments due: March 8, 2005
|
SR-Amex-2005-017 |
| 34-51150 |
Feb. 8, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Suspension of the Specialist’s and Registered Traders’ Transaction Charges for the Trading of Nasdaq-100 Index Tracking Stock®
Comments due: March 8, 2005
|
SR-Amex-2004-101 |
| 34-51133 |
Feb. 3, 2005 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Listing and Trading of Notes Linked to the Performance of the Dow Jones Industrial Average
Comments due: March 3, 2005
|
SR-Amex-2004-72 |
| 34-51119 |
Feb. 1, 2005 |
Order Approving Proposed Rule Change and Amendment No. 1 Thereto to Amend Minor Rule Violation Plan
See also: Notice: Rel. No. 34-50871
|
SR-Amex-2005-012 |
| 34-51109 |
Jan. 31, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to a Revision and Extension of the Limitation on Trade Through Liability at the End of the Trading Day Pilot Program
Comments due: February 28, 2005
|
SR-Amex-2005-008 |
| 34-51070 |
Jan. 21, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Options Transaction Fees in Connection with the Standard & Poor’s Depositary Receipts
Comments due: February 22, 2005
|
SR-Amex-00-27 |
| 34-51062 |
Jan. 21, 2005 |
Order Approving a Proposed Rule Change and Amendments No. 1, 3, 3, 4, 5, and 6 Thereto, and Notice of Filing and Order Granting Accelerated Approval to Amendments No. 7 and 8 Thereto To Require the Immediate Display of Customer Options Limit Orders
See also: Notice: Rel. No. 34-50188
|
SR-Amex-2004-38 |
| 34-51058 |
Jan. 19, 2005 |
Order Granting Approval of Proposed Rule Change and Amendment Nos. 2, 3 and 4 and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 5 Relating to the Listing and Trading of the iShares® COMEX Gold Trust
See also: Notice: Rel. No. 34-50792
|
SR-Amex-2004-99 |
| 34-51055 |
Jan. 18, 2005 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 thereto Relating to the Listing and Trading of Contingent Principal Protected Notes Linked to the Performance of the Russell 2000
Comments due: February 16, 2005
|
SR-Amex-2005-006 |
| 34-51043 |
Jan. 14, 2005 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to Position Limits and Exercise Limits for Options on Standard and Poor’s Depositary Receipts
Comments due: February 14, 2005
|
SR-Amex-2003-90 |
| 34-50999 |
Jan. 7, 2005 |
Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Amendment of Exchange Rule 153
See also: Notice: Rel. No. 34-50866
|
SR-Amex-2004-97 |
| 34-50988 |
Jan. 6, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Reduce Options Transaction Fees For Exchange Specialists and Registered Options Traders
Comments due: February 3, 2005
|
SR-Amex-2004-25 |
| 34-50972 |
Jan. 6, 2005 |
Order Approving a Proposed Rule Change and Amendments Nos. 1 and 2 thereto Relating to Revisions to Amex Rule 111
See also: Notice: Rel. No. 34-50552 |
SR-Amex-2004-111 |
| 34-50969 |
Jan. 6, 2005 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Extension of the Suspension of Customer Transaction Charges for the Trading of Nasdaq-100 Index Tracking Stock®
Comments due: February 2, 2005
|
SR-Amex-2004-110 |
| 34-50970 |
Jan. 6, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Suspension of the Specialist’s and Registered Traders’ Transaction Charges for the Trading of Nasdaq-100 Index Tracking Stock®
Comments due: February 2, 2005
|
| Amex File Number List for 2005 |
| Release No. |
Date |
Details |
SR-Amex-2005-131 |
| 34-53148 |
Jan. 19, 2006 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Implementation of a Quote Risk Manager
Comments due: February 16, 2006
|
SR-Amex-2005-130 |
| 34-53263 |
Feb. 9, 2006 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, and Amendment No. 1 Thereto, Relating to the Specialist Transaction Fee
Comments due: March 9, 2006
|
SR-Amex-2005-128 |
| 34-53059 |
Jan. 5, 2006 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Trading Pursuant to Unlisted Trading Privileges of the Euro Currency Trust
Comments due: February 2, 2006
|
SR-Amex-2005-127 |
| 34-53582 |
Mar. 31, 2006 |
Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Listing and Trading of Units of the United States Oil Fund, LP
|
| 34-53324 |
Feb. 16, 2006 |
Notice of Filing of a Proposed Rule Change, and Amendment Nos. 1 and 2 Thereto, Relating to the Listing and Trading of Units of the United States Oil Fund, LP
Comments due: March 17, 2006
|
SR-Amex-2005-126 |
| 34-52925 |
Dec. 8, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt an Options Licensing Fee for Options on Certain PowerShares Exchange-Traded Funds
Comments due: January 4, 2006
|
SR-Amex-2005-125 |
| 34-53778 |
May 9, 2006 |
Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Dual Listing
|
| 34-53563 |
Mar. 29, 2006 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Dual Listing
Comments due: April 25, 2006
|
SR-Amex-2005-124 |
| 34-53430 |
Mar. 7, 2006 |
Order Granting Accelerated Approval of Proposed Rule Change and Amendments Nos. 1 and 3 Thereto Relating to Increases in the Original Listing and Annual Fees
|
| 34-53205 |
Feb. 1, 2006 |
Notice of Filing of Proposed Rule Change and Amendments No. 1, 2, and 3 Thereto Relating to Increases in the Original Listing and Annual Fees
Comments due: March 1, 2006
|
SR-Amex-2005-123 |
| 34-52984 |
Dec. 20, 2005 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Amex Rule 900-ANTE to Provide a Revised Implementation Date for the ANTE System, and to Eliminate Commentary .01 to Amex Rule 935-ANTE
Comments due: January 17, 2006
|
SR-Amex-2005-122 |
| 34-52994 |
Dec. 21, 2005 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Exchange Traded Fund Transaction Charges
Comments due: January 19, 2006
|
SR-Amex-2005-121 |
| 34-52917 |
Dec. 7, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Revisions to the Series 9/10 Examination Program
Comments due: January 5, 2006
|
SR-Amex-2005-120 |
| 34-52912 |
Dec. 7, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Revisions to the Series 4 Examination Program
Comments due: January 5, 2006
|
SR-Amex-2005-119 |
| 34-52881 |
Dec. 2, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Certain Changes Pertaining to the Enforcement of Decorum Policies
Comments due: January 3, 2006
|
SR-Amex-2005-118 |
| 34-52812 |
Nov. 21, 2005 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt an Options Licensing Fee for Options on Certain StreetTRACKS Exchange-Traded Funds and the SPDR Dividend Exchange-Traded Fund
Comments due: December 22, 2005
|
SR-Amex-2005-117 |
| 34-53525 |
Mar. 21, 2006 |
Order Granting Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Amendments to the Amex Membership Corporation’s Certificate of Incorporation
|
| 34-53264 |
Feb. 9, 2006 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Amendments to the Amex Membership Corporation’s Certificate of Incorporation
Comments due: March 9, 2006
|
SR-Amex-2005-116 |
| 34-53917 |
June 1, 2006 |
Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto Relating to Written Compliance and Supervisory Controls
|
| 34-53708 |
Apr. 24, 2006 |
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Written Compliance and Supervisory Controls
Comments due: May 19, 2006
|
SR-Amex-2005-115 |
| 34-52741 |
Nov. 4, 2005 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Regarding Options Quote Size Mitigation
Comments due: December 6, 2005
|
SR-Amex-2005-114 |
| 34-53050 |
Jan. 3, 2006 |
Order Granting Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Amex Initial Listing Standards
|
| 34-52804 |
Nov. 18, 2005 |
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Amex Initial Listing Standards
Comments due: December 19, 2005
|
SR-Amex-2005-113 |
| 34-52754 |
Nov. 9, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Elimination of the Equity Option Transaction Fee Discount for Member Firms Facilitating Customer Orders
Comments due: December 9, 2005
|
SR-Amex-2005-112 |
| 34-53797 |
May 12, 2006 |
Order Granting Approval to Proposed Rule Change and Amendment No. 1 Relating to the Prohibition of Trade Shredding by Members
|
| 34-53597 |
Apr. 4, 2006 |
Notice of Filing of Proposed Rule Change Relating to the Prohibition of Trade Shredding by Members
Comments due: May 3, 2006
|
SR-Amex-2005-111 |
| 34-52736 |
Nov. 4, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Extension of the Suspension of Transaction Charges for Specialist Orders in the Nasdaq-100 Tracking Stock (QQQQ)
Comments due: December 5, 2005
|
SR-Amex-2005-110 |
| 34-53386 |
Feb. 28, 2006 |
Order Approving a Proposed Rule Change Relating to Specialist Clerks
|
| 34-53123 |
Jan. 13, 2006 |
Notice of Filing of Proposed Rule Change Relating to Specialist Clerks
Comments due: February 13, 2006
|
SR-Amex-2005-109 |
| 34-52740 |
Nov. 4, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Revising the Implementation Date for the ANTE System and Increased Floor Broker Functionality in the ANTE System
Comments due: December 5, 2005
|
SR-Amex-2005-108 |
| 34-52767 |
Nov. 10, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt an Options Licensing Fee for the PowerShares Lux Nanotech Portfolio (PXN) and the PowerShares Aerospace & Defense Portfolio (PPA)
Comments due: December 9, 2005
|
SR-Amex-2005-107 |
| 34-53666 |
Apr. 17, 2006 |
Order Granting Approval of a Proposed Rule Change and Amendment Nos. 1 and 2 to Amend Exchange Delisting Rules to Conform to Recent Amendments to Commission Rules Regarding Removal from Listing and Withdrawal from Registration
|
| 34-53398A |
Mar. 17, 2006 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Relating to Amending Exchange Delisting Rules to Conform to Recent Amendments to Commission Rules Regarding Removal from Listing and Withdrawal from Registration [Correction]
Comments due: April 3, 2006
|
| 34-53398 |
Mar. 2, 2006 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Relating to Amending Exchange Delisting Rules to Conform to Recent Amendments to Commission Rules Regarding Removal from Listing and Withdrawal from Registration
Comments due: April 3, 2006
|
SR-Amex-2005-105 |
| 34-54033 |
Jun. 22, 2006 |
Order Granting Approval of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to the Listing and Trading of Principal Protected Notes Linked to the Metals-China Basket
|
| 34-53723 |
Apr. 25, 2006 |
Notice of Filing of a Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to the Listing and Trading of Principal Protected Notes Linked to the Metals-China Basket
Comments due: May 24, 2006
|
SR-Amex-2005-104 |
| 34-54552 |
Sep. 29, 2006 |
Order Approving a Proposed Rule Change and Amendments No. 1, 2, 3, 4, and 5 Thereto, and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 6, to Establish a New Hybrid Trading System Known as AEMI
Comments due: October 31, 2006
|
| 34-54145 |
Jul. 14, 2006 |
Notice of Filing of Proposed Rule Change and Amendments No. 1, 2, 3, 4, and 5 Thereto Relating to the New Amex Hybrid Market Structure
Comments due: August 11, 2006
See also: Text of Rule
|
SR-Amex-2005-103 |
| 34-53793 |
May 11, 2006 |
Order Granting Approval of Proposed Rule Change and Amendment Nos. 1, 2, 3 and 4 Thereto Allowing Issuers of Listed Equity Securities, Structured Products, and Exchange Traded Funds a Right to Request a New Specialist
|
| 34-53561 |
Mar. 29, 2006 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, 3 and 4 Thereto Allowing Issuers of Listed Equity Securities, Structured Products, and Exchange Traded Funds a Right to Request a New Specialist
Comments due: April 25, 2006
|
SR-Amex-2005-102 |
| 34-52765 |
Nov. 10, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Interpretation of Exchange Rule 577 and Section 723 of the Amex Company Guide
Comments due: December 9, 2005
Comments received are available for this notice.
|
SR-Amex-2005-101 |
| 34-52701 |
Oct. 28, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, and Amendment Nos. 1 and 2 thereto, Relating to Equity Transaction Charges
Comments due: November 28, 2005
|
SR-Amex-2005-100 |
| 34-53652A |
May 11, 2006 |
Order Approving Proposed Rule Change and Amendments No. 1 and 2 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 4 Relating to the Establishment of a New Class of Registered Options Trader Called a Remote Registered Options Trader (Correction)
Comments due: May 11, 2006
|
| 34-53652 |
Apr. 13, 2006 |
Order Approving Proposed Rule Change and Amendments No. 1 and 2 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 4 Relating to the Establishment of a New Class of Registered Options Trader Called a Remote Registered Options Trader
Comments due: May 11, 2006
|
| 34-53220 |
Feb. 3, 2006 |
Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to the Establishment of a New Class of Registered Options Trader Called a Remote Registered Options Trader ("RROT")
Comments due: March 3, 2006
|
SR-Amex-2005-099 |
| 34-52686 |
Oct. 27, 2005 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Adoption of a Cap on Certain Fees for Options on Indexes, Exchange Traded Fund Shares, and Trust Issued Receipts
Comments due: November 25, 2005
|
SR-Amex-2005-098 |
| 34-52598 |
Oct. 13, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Adoption of an Options Licensing Fee for the First Trust Dow Jones Select MicroCap Index Fund (FDM)
Comments due: November 10, 2005
|
SR-Amex-2005-097 |
| 34-52874 |
Dec. 1, 2005 |
Order Approving Proposed Rule Change Relating to the Amex Listing Agreement
|
| 34-52630 |
Oct. 18, 2005 |
Notice of Filing of Proposed Rule Change Relating to the Amex Listing Agreement
Comments due: November 15, 2005
|
SR-Amex-2005-096 |
| 34-54206 |
Jul. 25, 2006 |
Order Granting Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Relocation of Registered Options Traders Assigned Options Classes
|
| 34-53640 |
Apr. 12, 2006 |
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Relocation of Registered Options Traders Assigned Options Classes
Comments due: May 11, 2006
|
SR-Amex-2005-094 |
| 34-52510 |
Sep. 26, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Options Licensing Fees for Certain PowerShares ETF Options
Comments due: October 24, 2005
|
SR-Amex-2005-093 |
| 34-52633 |
Oct. 18, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate Rule 891 Relating to Transfer Agents
Comments due: November 18, 2005
|
SR-Amex-2005-092 |
| 34-52904 |
Dec. 7, 2005 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Trading Pursuant to Unlisted Trading Privileges of the iShares S&P Global 100 Fund
Comments due: January 4, 2006
|
SR-Amex-2005-091 |
| 34-52870 |
Dec. 1, 2005 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Trading Pursuant to Unlisted Trading Privileges of the iShares® Lehman TIPS Bond Fund
Comments due: December 29, 2005
|
SR-Amex-2005-090 |
| 34-52470 |
Sep. 19, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Options Licensing Fees for Spade Defense Index Option
Comments due: October 17, 2005
|
SR-Amex-2005-089 |
| 34-52469 |
Sep. 19, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Options Licensing Fees for Certain Vanguard ETF Options
Comments due: 21 days after publication in the Federal Register
|
SR-Amex-2005-088 |
| 34-52460 |
Sep. 16, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Extension of the Suspension of Transaction Charges for Specialist Orders in the Nasdaq-100 Trading Stock® (QQQQ)
Comments due: October 13, 2005
|
SR-Amex-2005-087 |
| 34-52493 |
Sep. 22, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Revise its Options Transaction Fees
Comments due: October 20, 2005
|
SR-Amex-2005-086 |
| 34-52504 |
Sep. 23, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Revising the Implementation Date for the ANTE System
Comments due: October 24, 2005
|
SR-Amex-2005-085 |
| 34-52533 |
Sep. 29, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Implementation of a Cancellation Fee for Equities and ETFs
Comments due: October 27, 2005
|
SR-Amex-2005-084 |
| 34-52747 |
Nov. 8, 2005 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Trading Pursuant to Unlisted Trading Privileges of the iShares MSCI EAFE Value Index Fund and the iShares MSCI EAFE Growth Index Fund
Comments due: December 6, 2005
|
SR-Amex-2005-083 |
| 34-52593 |
Oct. 12, 2005 |
Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change to Establish Certain Fees with Respect to Transactions Executed through the Intermarket Trading System
Comments due: November 8, 2005
|
SR-Amex-2005-082 |
| 34-52260 |
Aug. 15, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program that Increases Position and Exercise Limits for Equity Options and Options on the Nasdaq-100 Tracking Stock
Comments due: September 12, 2005
|
SR-Amex-2005-081 |
| 34-52267 |
Aug. 15, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to a Temporary Suspension of Specialist Transaction Charges for the Nasdaq-100 Tracking Stock (QQQQ)
Comments due: September 13, 2005
|
SR-Amex-2005-080 |
| 34-52297 |
Aug. 18, 2005 |
Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change Relating to Fees in Connection with Merger Spreads and Short Stock Interest Spreads
Comments due: September 14, 2005
|
SR-Amex-2005-079 |
| 34-52150 |
Jul. 28, 2005 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to Extend the Linkage Fee Pilot Program
Comments due: August 24, 2005
|
SR-Amex-2005-078 |
| 34-52516 |
Sep. 27, 2005 |
Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto to Temporarily Suspend Specialist Transaction Charges for the Nasdaq-100 Index Tracking Stock (QQQQ)
|
| 34-52273 |
Aug. 16, 2005 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to a Temporary Suspension of Specialist Transaction Charges for the Nasdaq-100 Tracking Stock (QQQQ)
Comments due: September 13, 2005
|
SR-Amex-2005-077 |
| 34-52268 |
Aug. 15,, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to a Temporary Suspension of Specialist Transaction Charges for the Nasdaq-100 Tracking Stock (QQQQ)
Comments due: September 13, 2005
|
SR-Amex-2005-075 |
| 34-53635A |
May 11, 2006 |
Order Approving Proposed Rule Change and Amendments No. 2 and 3 Thereto Relating to the Establishment of a New Class of Registered Options Trader Called a Supplemental Registered Options Trader ("SROT") (Correction)
|
| 34-53635 |
Apr. 12, 2006 |
Order Approving Proposed Rule Change and Amendments No. 2 and 3 Thereto Relating to the Establishment of a New Class of Registered Options Trader Called a Supplemental Registered Options Trader ("SROT")
|
| 34-53161 |
Jan. 20, 2006 |
Notice of Filing of Proposed Rule Change and Amendments No. 1, 2, and 3 Thereto Relating to the Establishment of a New Class of Registered Options Trader Called a Supplemental Registered Options Trader ("SROT")
Comments due: February 16, 2006
|
SR-Amex-2005-072 |
| 34-53521 |
Mar. 20, 2006 |
Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of Shares of the iShares® Silver Trust
|
| 34-53130 |
Jan. 17, 2006 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of Shares of the iShares® Silver Trust
Comments due: February 13, 2006
Comments received are available for this notice.
|
SR-Amex-2005-070 |
| 34-51965 |
Jul. 1, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Revising Various Implementation Dates for the ANTE System
Comments due: August 2, 2005
|
SR-Amex-2005-069 |
| 34-52781 |
Nov. 16, 2005 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment Nos. 1, 2 , 3 and 4 Relating to Listing Standards for Broad-Based Index Options and Concentration Limits for Narrow-Based Index Option Listing Standards
Comments due: December 14, 2005
|
SR-Amex-2005-068 |
| 34-52646 |
Oct. 20, 2005 |
Order Granting Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Amendments to Amex Rules 26 and 27
|
| 34-52334 |
Aug. 25, 2005 |
Notice of Filing of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Amendments to Amex Rules 26 and 27
Comments due: 21 days after publication in the Federal Register
|
SR-Amex-2005-067 |
| 34-52893 |
Dec. 5, 2005 |
Order Approving Proposed Rule Change to Expand its $2.50 Strike Price Interval Program
|
| 34-52690 |
Oct. 27, 2005 |
Notice of Filing of Proposed Rule Change to Expand Its $2.50 Strike Price Program
Comments due: November 25, 2005
|
SR-Amex-2005-066 |
| 34-52503 |
Sep. 23, 2005 |
Order Approving a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Exchange’s Determination of the National Best Bid or Offer When Another Exchange is Disconnected from the Intermarket Option Linkage
|
| 34-52270 |
Aug. 16, 2005 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Calculation of the National Best Bid or Offer When Another Exchange is Disconnected from the Intermarket Option Linkage
Comments due: September 13, 2005
Comments received are available for this notice.
|
SR-Amex-2005-065 |
| 34-51975 |
Jul. 6, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Odd-Lots in Nasdaq Securities
Comments due: August 3, 2005
|
SR-Amex-2005-064 |
| 34-53085 |
Jan. 9, 2006 |
Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Telemarketing
|
SR-Amex-2005-064 |
| 34-52844 |
Nov. 28, 2005 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto to Amend Amex Rule 429 Relating to Telemarketing
Comments due: December 27, 2005
|
SR-Amex-2005-063 |
| 34-52649 |
Oct. 21, 2005 |
Order Approving Proposed Rule Change Relating to the Elimination of Position and Exercise Limits on NDX Options
|
| 34-52312 |
Aug. 22, 2005 |
Notice of Filing of Proposed Rule Change Relating to the Elimination of Position and Exercise Limits on NDX Options
Comments due: September 16, 2005
|
SR-Amex-2005-061 |
| 34-53191 |
Jan. 30, 2006 |
Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of Options on Certain Russell Indexes
Comments due: February 27, 2006
|
SR-Amex-2005-060 |
| 34-54608 |
Oct. 16, 2006 |
Order Approving a Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment Nos. 4 and 5 Thereto Relating to Amendments to the Obvious Error Rules
Comments due: November 13, 2006
Comments received are available for this notice.
|
| 34-52718 |
Nov. 2, 2005 |
Notice of Filing of Proposed Rule Change and Amendments Nos. 1, 2, and 3 Thereto Relating to Amendments to the Obvious Error Rules
Comments due: November 29, 2005
Comments received are available for this notice.
|
SR-Amex-2005-059 |
| 34-53105 |
Jan. 11, 2006 |
Order Granting Accelerated Approval of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto and Notice of Filing and Order Granting Accelerated Approval of Amendment Nos. 3 and 4 Thereto Relating to the Listing and Trading of the DB Commodity Index Tracking Fund
|
| 34-52940 |
Dec. 12, 2005 |
Notice of Filing of a Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to the Listing and Trading of the DB Commodity Index Tracking Fund
Comments due: January 3, 2006
|
SR-Amex-2005-057 |
| 34-51955 |
Jun. 30, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Continuation of a Quote Assist Feature in the ANTE System on a Pilot Basis
Comments due: August 1, 2005
|
SR-Amex-2005-056 |
| 34-52837 |
Nov. 25, 2005 |
Order Granting Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Requirement that Registered Options Traders May Only Sign on to Auto-Ex for ETFs Traded by the Same or Adjoining Specialists and Shall Sign on to Auto-Ex for a Maximum of Fifteen ETFs
|
| 34-52505 |
Sep. 23, 2005 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Requirement that Registered Options Traders May Only Sign on to Auto-Ex for ETFs Traded by the Same or Adjoining Specialists and Shall Sign on to Auto-Ex for a Maximum of Fifteen ETFs
Comments due: October 21, 2005
|
SR-Amex-2005-55 |
| 34-52061 |
Jul. 19, 2005 |
Order Granting Approval to Proposed Rule Change Relating to the Continuation of a Quote Assist Feature in Options on a Pilot Basis
|
| 34-51815 |
Jun. 9, 2005 |
Notice of Filing of Proposed Rule Change Relating to the Continuation of a Quote Assist Feature in Options on a Pilot Basis
Comments due: July 7, 2005
|
SR-Amex-2005-054 |
| 34-51812 |
Jun. 9, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Continuation of a Quote Assist Feature in Options on a Pilot Basis
Comments due: July 7, 2005
|
SR-Amex-2005-052 |
| 34-52527 |
Sep. 29, 2005 |
Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto Relating to the Integration of Regulatory Staff into Floor Official Rulings and the Review of Floor Official Rulings and Expediting the Process for Appealing Floor Official Rulings
|
| 34-52325 |
Aug. 23, 2005 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Integration of Regulatory Staff into Floor Official Rulings and the Review of Floor Official Rulings and Expediting the Process for Appealing Floor Official Rulings
Comments due: September 20, 2005
|
SR-Amex-2005-050 |
| 34-51685 |
May 11, 2005 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Options Marketing Fee for Options on SPDRs
Comments due: June 8, 2005
|
SR-Amex-2005-049 |
| 34-51966 |
Jul. 1, 2005 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to an Amendment to the Generic Listing Standards for Index-Linked Securities
Comments due: August 2, 2005
|
SR-Amex-2005-048 |
| 34-52349 |
Aug. 26, 2005 |
Order Approving Proposed Rule Change Establishing a De Minimis Exception to the 80/20 Test
|
| 34-52067 |
Jul. 20, 2005 |
Notice of Filing of Proposed Rule Change Establishing a De Minimis Exception to the 80/20 Test
Comments due: August 17, 2005
|
SR-Amex-2005-047 |
| 34-52657 |
Oct. 24, 2005 |
Order Approving a Proposed Rule Change and Amendment No. 1 by the American Stock Exchange LLC; a Proposed Rule Change by the Boston Stock Exchange, Inc.; a Proposed Rule Change by the Chicago Board Options Exchange, Incorporated; a Proposed Rule Change and Amendment No. 1 by the International Securities Exchange, Inc.; a Proposed Rule Change by the Pacific Exchange, Inc.; and a Proposed Rule Change and Amendment No. 1 by the Philadelphia Stock Exchange, Inc. Relating to the Definition of Firm Customer Quote Size and Limitations on Sending Secondary P/A Orders
Additional File Nos.: SR-BSE-2005-39; SR-CBOE-2005-68; SR-ISE-2005-42; SR-PCX-2005-104; SR-Phlx-2005-27
|
| 34-52428 |
Sep. 14, 2005 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Definition of Firm Customer Quote Size and the Removal of Certain Restrictions on Sending Principal Acting as Agent (P/A) Orders through the Linkage
Comments due: October 11, 2005
|
SR-Amex-2005-046 |
| 34-52414 |
Sep. 13, 2005 |
Order Approving a Proposed Rule Change and Amendment No. 1 Thereto to Amend the Exchange’s Trade-Through and Locked Markets Rules
|
| 34-52172 |
Jul. 29, 2005 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to the Exchange’s Trade-Through and Locked Markets Rules
Comments due: August 26, 2005
|
SR-Amex-2005-045 |
| 34-51690 |
May 12, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay Implementation Date of Revisions to the Series 4 Examination Program
Comments due: June 9, 2005
|
SR-Amex-2005-044 |
| 34-51868 |
Jun. 17, 2005 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to Dissemination of the Underlying Index Value for Portfolio Depositary Receipts and Index Fund Shares
Comments due: July 15, 2005
|
SR-Amex-2005-043 |
| 34-52004 |
Jul. 8, 2005 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto to Extend Pilots Relating to Allocation and Performance Evaluation Procedures for Securities Admitted to Dealings on an Unlisted Trading Privileges Basis
Comments due: August 5, 2005
|
SR-Amex-2005-042 |
| 34-51840 |
Jun. 14, 2005 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Listing and Trading of Notes Linked to the Performance of the CBOE DJIA BuyWrite Index(sm)
Comments due: July 11, 2005
|
SR-Amex-2005-041 |
| 34-51642 |
May 2, 2005 |
Notice of Filing and Immediate Effectiveness of Revisions to the Implementation Date of the ANTE System
Comments due: May 27, 2005
|
SR-Amex-2005-040 |
| 34-51770 |
May 31, 2005 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment Nos. 1 and 2 to Extend until June 5, 2006, a Pilot Program for Listing Options on Selected Stocks Trading Below $20 at One-Point Intervals
Comments due: June 28, 2005
|
SR-Amex-2005-039 |
| 34-51689 |
May 12, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 4 Examination Program
Comments due: June 9, 2005
|
SR-Amex-2005-038 |
| 34-51884 |
Jun. 20, 2005 |
Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change Relating to the Listing and Trading of Options, Including LEAPS, on Full and Reduced Values of the Nasdaq 100 Index
Comments due: July 18, 2005
|
SR-Amex-2005-037 |
| 34-51796 |
Jun. 7, 2005 |
Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to When Floor Official Approval for a Transaction in a High-Priced Security Is Necessary
|
| 34-51621 |
Apr. 27, 2005 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to When Floor Official Approval for a Transaction in a High-Priced Security Is Necessary
Comments due: May 24, 2005
|
SR-Amex-2005-036 |
| 34-51634 |
Apr. 29, 2005 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Listing and Trading of Notes Linked to the Performance of the CBOE S&P BuyWrite Index(sm)
Comments due: May 27, 2005
|
SR-Amex-2005-035 |
| 34-52014 |
Jul. 12, 2005 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto to List and Trade Short Term Option Series
Comments due: August 8, 2005
|
SR-Amex-2005-034 |
| 34-51616 |
Apr. 26, 2005 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade ETFs Based on the Dow Jones STOXX 50 and the Dow Jones EURO STOXX 50 Indexes Pursuant to Unlisted Trading Privileges
Comments due: May 24, 2005
|
SR-Amex-2005-033 |
| 34-51873 |
Jun. 17, 2005 |
Order Approving Proposed Rule Change and Amendment No. 1 Thereto to Amend Rule 918 – ANTE(a)(4) Regarding Closing Rotations
|
| 34-51671 |
May 9, 2005 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Amend Rule 918 – ANTE(a)(4) Regarding Closing Rotations
Comments due: June 3, 2005
|
SR-Amex-2005-032 |
| 34-51446 |
Mar. 29, 2005 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade the streetTRACKS Gold Shares Pursuant to Unlisted Trading Privileges
Comments due: April 26, 2005
|
SR-Amex-2005-030 |
| 34-51471 |
Apr. 4, 2005 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Specialist Liability for Failure to Send a Report to an Order-Providing Member
Comments due: May 2, 2005
|
SR-Amex-2005-029 |
| 34-51316 |
Mar. 3, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Position Limits and Exercise Limits
Comments due: April 1, 2005
|
SR-Amex-2005-28 |
| 34-51898 |
Jun. 21, 2005 |
Order Granting Approval to Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto to Amend Sections 1101, 134, and 1003 of the Amex Company Guide to Make Clarifying and Simplifying Changes Relating to Filing and Notice Requirements with the Exchange Applicable to Amex Listed Issuers
See also: Notice: Rel. No. 34-51681
|
| 34-51681 |
May 11, 2005 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto to Amend Section 1101 of the Amex Company Guide to Make Clarifying and Simplifying Changes Relating to Filing and Notice Requirements Applicable to Amex Listed Issuers
Comments due: June 7, 2005
|
SR-Amex-2005-027 |
| 34-51591 |
Apr. 21, 2005 |
Order Approving Proposed Rule Change Relating the Use of Certain Consolidated Tape Association Financial Status Indicator Fields and Related Disclosure Obligations
|
| 34-51367 |
Mar. 14, 2005 |
Notice of Filing of Proposed Rule Change Relating the Use of Certain Consolidated Tape Association Financial Status Indicator Fields and Related Disclosure Obligations
Comments due: April 11, 2005
|
SR-Amex-2005-026 |
| 34-52244 |
Aug. 11, 2005 |
Order Granting Approval to Proposed Rule Change Relating to Quotes in Nasdaq UTP Stocks to be Disseminated by Amex Specialists before 9:30 a.m.
|
| 34-51834 |
Jun. 13, 2005 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 thereto Relating to Quotes in Nasdaq UTP Stocks to be Disseminated by Amex Specialists before 9:30 a.m.
Comments due: July 11, 2005
|
SR-Amex-2005-025 |
| 34-51269 |
Feb. 28, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for Transactions in Options on the Nasdaq 100 Index (NDX) and Mini-Nasdaq 100 Index (MNX)
Comments due: March 25, 2005
|
SR-Amex-2005-024 |
| 34-52408 |
Sep. 12, 2005 |
Order Approving Proposed Rule Change and Amendment No. 1 Thereto to Establish a Process for the Waiver, Deferral, or Rebate of Listing Fees for Certain Closed-End Funds
|
| 34-52216 |
Aug. 5, 2005 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Establish a Process for the Waiver, Deferral, or Rebate of Listing Fees for Certain Closed-End Funds
Comments due: September 1, 2005
|
SR-Amex-2005-022 |
| 34-51426 |
Mar. 23, 2005 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Listing and Trading of Notes Linked to the Performance of the CBOE S&P 500 BuyWrite Index(sm)
Comments due: April 20, 2005
|
SR-Amex-2005-021 |
| 34-51250 |
Feb. 24, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amending Section 507 of the Amex Company Guide to Conform the Definition of a “Large” Dividend to the Threshold Specified in Section 521 of the Company Guide
Comments due: March 25, 2005
|
SR-Amex-2005-020 |
| 34-51423 |
Mar. 23, 2005 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Dissemination of Order Imbalances in Tape A and Tape B Securities Admitted to Unlisted Trading Privileges in the Same Manner as Order Imbalances in Tape C Securities Admitted to Unlisted Trading Privileges
Comments due: April 20, 2005
|
SR-Amex-2005-019 |
| 34-51208 |
Feb. 15, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amending Amex Rule 26
Comments due: March 15, 2005
|
SR-Amex-2005-018 |
| 34-51201 |
Feb. 14, 2005 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Retroactive Suspension of Transaction Fees in Connection with the iShares® COMEX Gold Trust
Comments due: March 11, 2005
|
SR-Amex-2005-017 |
| 34-51150 |
Feb. 8, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Suspension of the Specialist’s and Registered Traders’ Transaction Charges for the Trading of Nasdaq-100 Index Tracking Stock®
Comments due: March 8, 2005
|
SR-Amex-2005-016 |
| 34-51152 |
Feb. 8, 2005 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Extension of the Suspension of Customer Transaction Charges for the Trading of Nasdaq-100 Index Tracking Stock®
Comments due: March 8, 2005
|
SR-Amex-2005-014 |
| 34-51185 |
Feb. 10, 2005 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a Suspension of Transaction Fees in Connection with the iShares® COMEX Gold Trust
Comments due: March 9, 2005
|
SR-Amex-2005-013 |
| 34-51306 |
Mar. 3, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and 2 thereto Relating to Revisions to the ANTE Roll-Out Schedule
Comments due: April 1, 2005
|
SR-Amex-2005-012 |
| 34-51109 |
Jan. 31, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to a Revision and Extension of the Limitation on Trade Through Liability at the End of the Trading Day Pilot Program
Comments due: February 28, 2005
|
SR-Amex-2005-11 |
| 34-51246 |
Feb. 24, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1, 2, 3, and 4 Thereto to Adopt Obvious Error Rules for Options Transactions
Comments due: March 24, 2005
|
SR-Amex-2005-010 |
| 34-51227 |
Feb. 18, 2005 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Listing and Trading of Notes Linked to the Performance of the Nikkei 225 Index
Comments due: March 18, 2005
|
SR-Amex-2005-009 |
| 34-51502 |
Apr. 7, 2005 |
Order Approving Proposed Rule Change to Require Members to Complete Systems Training and to Include Violations of This Requirement in Its Minor Rule Violation Plan
|
| 34-51294 |
Mar. 2, 2005 |
Notice of Filing of Proposed Rule Change to Require Members to Complete Systems Training
Comments due: March 29, 2005
|
SR-Amex-2005-008 |
| 34-51070 |
Jan. 21, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Options Transaction Fees in Connection with the Standard & Poor’s Depositary Receipts
Comments due: February 22, 2005
|
SR-Amex-2005-007 |
| 34-51460 |
Mar. 31, 2005 |
Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto to Require Specialists to Use and Maintain a Back-Up Automatic Quote System in ANTE Classes
|
| 34-51209 |
Feb. 15, 2005 |
Notice of Filing of Proposed Rule Change to Require Members to Use and Maintain a Back-up Automatic Quote System in ANTE Classes
Comments due: March 16, 2005
|
SR-Amex-2005-006 |
| 34-51043 |
Jan. 14, 2005 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to Position Limits and Exercise Limits for Options on Standard and Poor’s Depositary Receipts
Comments due: February 14, 2005
|
SR-Amex-2005-005 |
| 34-51285 |
Mar. 1, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Procedures for Handling ITS Commitments in the Auto-Ex System
Comments due: March 29, 2005
|
SR-Amex-2005-003 |
| 34-52275 |
Aug. 16, 2005 |
Order Granting Approval to Proposed Rule Change, and Amendment No. 1 Thereto, to Expand the Types of Trusts Permitted to Directly Own Amex Memberships
|
| 34-51900 |
Jun. 22, 2005 |
Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, to Expand the Types of Trusts Permitted to Directly Own Amex Memberships
Comments due: July 19, 2005
|
SR-Amex-2005-002 |
| 34-51275 |
Feb. 28, 2005 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Member Firm Guarantee
Comments due: March 25, 2005
|
SR-Amex-2005-001 |
| 34-51563 |
Apr. 15, 2005 |
Order Approving Proposed Rule Change and Amendment No. 1 and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Relating to the Adoption of Generic Listing Standards for Index-Linked Securities
|
| 34-51258 |
Feb. 25, 2005 |
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Adoption of Generic Listing Standards for Index-Linked Securities
Comments due: March 25, 2005
|
No File Number |
| 34-52130 |
Jul. 27, 2005 |
Declaration of Effectiveness of American Stock Exchange LLC Plan for the Implementation of Parts II and IIA of Form X-17A-5 Financial and Operational Combined Uniform Single Report (“FOCUS Report”) and Schedule I Thereunder as Amended
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http://www.sec.gov/rules/sro/amex/amexarchive/amexarchive2005.shtml
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