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Amex Rulemaking Archives: 2004
We encourage the public to submit comments on the following American Stock Exchange LLC (Amex) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Fourth Quarter | Third Quarter | Second Quarter | First Quarter
Amex File Number List for 2004
Additional Archives
2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998
| Release No. |
Date |
Details |
| Fourth Quarter |
SR-Amex-2004-104 |
| 34-50953 |
Dec. 30, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Regulation SHO
Comments due: January 28, 2005
|
SR-Amex-2004-102 |
| 34-50940 |
Dec. 28, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Transaction Fees in connection with the iShares FTSE/Xinhua China 25 Index Fund
Comments due: January 26, 2005
|
SR-Amex-2004-108 |
| 34-50934 |
Dec. 27, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Odd-Lots in Nasdaq Securities
Comments due: January 25, 2005
|
SR-Amex-2004-50 |
| 34-50927 |
Dec. 23, 2004 |
Order Approving Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment Nos. 4 and 6 to the Proposed Rule Change Relating to the National Association of Securities Dealers, Inc.'s Sale of Its Interest in the American Stock Exchange LLC to The Amex Membership Corporation
See also: Notice: Rel. No. 34-50057
Additional Materials:
|
SR-Amex-2004-103 |
| 34-50902 |
Dec. 21, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise Amex Rule 903C to Permit the Listing of Long-Term Index Options Series With a Duration of Up to Sixty Months Until Expiration
Comments due: January 19, 2005
|
SR-Amex-2004-93 |
| 34-50894 |
Dec. 20, 2004 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to Customer Transaction Charges for the Trading of Nasdaq-100 Index Tracking Stock®
Comments due: January 18, 2005
|
SR-Amex-2004-72 |
| 34-50871 |
Dec. 16, 2004 |
Notice of Filing and Amendment No. 1 Thereto of Proposed Rule Change to Amend Minor Rule Violation Plan
Comments due: January 12, 2005
See also: Order: Rel. No. 34-51119
|
SR-Amex-2003-90 |
| 34-50866 |
Dec. 16, 2004 |
Notice of Filing of Proposed Rule Change Relating to Amendment of Exchange Rule 153
Comments due: January 6, 2005
See also: Order: Rel. No. 34-50999
|
SR-Amex-2004-94 |
| 34-50852 |
Dec. 14, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Changes in the Exchange’s Options Rules to Reflect the Exemption of Standardized Options from the Securities Act of 1933 and Provisions of the Securities Exchange Act of 1934
Comments due: January 19, 2005
|
SR-Amex-2004-87 |
| 34-50850 |
Dec. 14, 2004 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Listing and Trading of Contingent Principal Protected Notes Linked to the Performance of the Standard and Poor's 500 Composite Stock Price Index
Comments due: January 11, 2005
|
SR-Amex-2004-91 |
| 34-50843 |
Dec. 13, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Providing $5 Quotation Spread Parameters for Quotations Submitted Electronically to ANTE and Correcting an Inaccurate Paragraph Designation
Comments due: January 11, 2005
|
SR-Amex-2004-81 |
| 34-50812 |
Dec. 7, 2004 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Listing and Trading of Notes Linked to the Performance of the Nasdaq-100 Index
Comments due: January 4, 2005
|
SR-Amex-2004-98 |
| 34-50811 |
Dec. 7, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Temporarily Suspend the Specialist’s and Registered Traders’ Transaction Charges for the Trading of Nasdaq-100 Index Tracking Stock®
Comments due: January 4, 2005
|
SR-Amex-2004-85 |
| 34-50800 |
Dec. 6, 2004 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade the iShares FTSE/Xinhua China 25 Index Fund
Comments due: January 3, 2005
|
SR-Amex-2004-38 |
| 34-50792 |
Dec. 3, 2004 |
Notice of Filing of a Proposed Rule Change and Amendment Nos. 2, 3 and 4 Thereto Relating to the Listing and Trading of the iShares® COMEX Gold Trust
Comments due: December 30, 2004
See also: Order: Rel. No. 34-51058
|
SR-Amex-2004-92 |
| 34-50726 |
Nov. 23, 2004 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Correct a Cross-Reference in Section 220 of the Amex Company Guide
Comments due: December 22, 2004
|
SR-Amex-2004-88 |
| 34-50716 |
Nov. 22, 2004 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto to Adopt a Per-Contract Licensing Fee for Options Transactions in SPDR O-Strips
Comments due: December 21, 2004
|
SR-Amex-2004-55 |
| 34-50719 |
Nov. 22, 2004 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of Notes Linked to the Performance of the CBOE S&P 500 BuyWrite Index(sm)
Comments due: December 21, 2004
|
SR-Amex-2004-66 |
| 34-50698 |
Nov. 18, 2004 |
Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to Allocation Procedures for Relisted Options
See also: Notice: Rel. No. 34-50498 |
SR-Amex-2004-89 |
| 34-50651 |
Nov. 10, 2004 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 341A Relating to Continuing Education for Registered Persons
Comments due: December 8, 2004
See also: Notice: Rel. No. 34-50498
|
SR-Amex-2004-86 |
| 34-50637 |
Nov. 5, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Trading of Exchange Traded Fund Shares Pursuant to Unlisted Trading Privileges
Comments due: December 3, 2004
|
SR-Amex-2004-63 |
| 34-50587 |
Oct. 25, 2004 |
Order Approving a Proposed Rule Change and Amendment No. 1 Relating to Minimum Size Guarantees for Linkage Orders
See also: Notice: Rel. No. 34-50394 |
SR-Amex-2004-25 |
| 34-50552 |
Oct. 15, 2004 |
Notice of Filing of Proposed Rule Change and Amendments No. 1 and No. 2 Thereto Relating to Revisions to Amex Rule 111
Comments due: November 15, 2004
See also: Order: Rel. No. 34-50972 |
SR-Amex-2004-77 |
| 34-50525 |
Oct. 13, 2004 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Trading of Ratio Orders
Comments due: November 12, 2004
|
SR-Amex-2004-83 |
| 34-50511 |
Oct. 8, 2004 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Revisions to Amex Rules 1000 and 1000A
Comments due: November 8, 2004
|
SR-Amex-2004-80 |
| 34-50500 |
Oct. 7, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Transaction Fees in Connection with the SPDR O-Strip
Comments due: November 5, 2004
|
SR-Amex-2004-75 |
| 34-50499 |
Oct. 6, 2004 |
Notice of Withdrawal of a Proposed Rule Change Relating to Revisions to Amex Rule 154
See also: Notice: Rel. No. 34-50307 |
SR-Amex-2004-66 |
| 34-50498 |
Oct. 6, 2004 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Allocation Procedures for Relisted Options
Comments due: November 5, 2004
See also: Order: Rel. No. 34-50698 |
SR-Amex-2004-73 |
| 34-50492 |
Oct. 5, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Amendment to the Amex Company Guide to Provide the Amex Board of Governors with Discretion to Defer, Waive or Rebate Listing Fees
Comments due: November 3, 2005
|
| Third Quarter |
SR-Amex-2004-68 |
| 34-50414 |
Sep. 20, 2004 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Listing and Trading of Contingent Principal Protection Notes Linked to the Performance of the Standard and Poor’s 500 Index
Comments due: October 19, 2004
|
SR-Amex-2004-63 |
| 34-50394 |
Sep. 16, 2004 |
Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto Relating to the Handling of Linkage Orders
Comments due: October 14, 2004
See also: Order: Rel. No. 34-50587
|
SR-Amex-2004-23 |
| 34-50355 |
Sep. 13, 2004 |
Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval of Amendment Nos. 2 and 3 to the Proposed Rule Change Relating to Generic Listing Standards for Trust Certificate Securities Linked to a Portfolio of Investment Grade Securities
See also: Notice: Rel. No. 34-49840
|
SR-Amex-2004-51 |
| 34-50326 |
Sep. 7, 2004 |
Order Granting Approval to Proposed Rule Change to Apply the Current Member Firm Guarantee in Equity Options to Index Options
See also: Notice: Rel. No. 34-50081 |
SR-Amex-2004-59 |
| 34-50308 |
Sep. 2, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Reduction in Options Transaction Fees
Comments due: September 30, 2004
|
SR-Amex-2004-75 |
| 34-50307 |
Sep. 2, 2004 |
Notice of Filing of Proposed Rule Change Relating to Revisions to Amex Rule 154
Comments due: September 30, 2004
See also: Notice: Rel. No. 34-50499
Comments received are available for this notice.
|
SR-Amex-2003-82 |
| 34-50283 |
Aug. 27, 2004 |
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Relating to Auto-Match
Comments due: September 24, 2004
Comments received are available for this notice.
 Click to submit comments on SR-Amex-2003-82
|
SR-Amex-2004-64 |
| 34-50278 |
Aug. 26, 2004 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Listing and Trading of Notes Linked to the Performance of the Standard and Poor’s 500 Index
Comments due: September 23, 2004
|
SR-Amex-2004-70 |
| 34-50270 |
Aug. 26, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Amendment to the Amex Company Guide to Provide the Amex Board of Governors with Discretion to Defer, Waive or Rebate Listing Fees
Comments due: September 24, 2004
|
SR-Amex-2004-60 |
| 34-50263 |
Aug. 25, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Listed Company Board of Director Independence Standards
Comments due: September 23, 2004
|
SR-Amex-2004-57 |
| 34-50241 |
Aug. 24, 2004 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Listing and Trading of Notes Linked to the Performance of the Standard & Poor’s 500 Stock Index
Comments due: September 21, 2004
|
SR-Amex-2004-49 |
| 34-50214 |
Aug. 18, 2004 |
Order Granting Approval of Proposed Rule Change to Allow Amex Hearing Officers to President Over Default and Settlement Proceedings Without Empanelling Members of the Hearing Board to Serve on an Amex Disciplinary Panel
See also: Notice: Rel. No. 34-49991 |
SR-Amex-2004-61 |
| 34-50195 |
Aug. 13, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Elimination of the $72,000 Options Fee Cap
Comments due: September 10, 2004
|
SR-Amex-2004-05 |
| 34-50189 |
Aug. 12, 2004 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1, 2, 3 and 4 Thereto to List and Trade Certain Vanguard International Equity Index Funds
Comments due: September 10, 2004
|
SR-Amex-00-27 |
| 34-50188 |
Aug. 12, 2004 |
Notice of Filing of Proposed Rule Change and Amendments No. 1, 2, 3, 4, 5, and 6 Thereto to Require the Immediate Display of Customer Option Limit Orders
Comments due: September 9, 2004
See also: Order: Rel. No. 34-50188
|
SR-Amex-2004-58 |
| 34-50187 |
Aug. 12, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reduce ETF Transaction Fees For Specialists and Registered Traders and the Cap on ETF Transaction Charges for Specialists
Comments due: September 8, 2004
|
SR-Amex-2004-32 |
| 34-50122 |
Jul. 29, 2004 |
Order Granting Approval to Proposed Rule Change to Amend Article II, Section 3 of the Exchange Constitution
See also: Notice: Rel. No. 34-49775 |
SR-Amex-2004-54 |
| 34-50116 |
Jul. 29, 2004 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Extension of the Linkage Fee Pilot Program
Comments due: August 26, 2004
|
SR-Amex-2004-56 |
| 34-50093 |
Jul. 27, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Alphabetical Designations of Paragraphs in Amex Rule 118
Comments due: August 23, 2004
|
SR-Amex-2004-51 |
| 34-50081 |
Jul. 26, 2004 |
Notice of Filing of Proposed Rule Change to Apply the Current Member Firm Guarantee for Equity Options to Index Options
Comments due: August 20, 2004
See also: Order: Rel. No. 34-50326
|
SR-Amex-2004-50 |
| 34-50057 |
Jul. 22, 2004 |
Notice of Filing of Proposed Rule Change Relating to the NASD’s Sale of its Interest in the American Stock Exchange LLC to The Amex Membership Corporation
Comments due: August 18, 2004
See also: Order: Rel. No. 34-50927
Additional Materials: Text of Proposed Exhibits
|
SR-Amex-2004-48 |
| 34-50019 |
Jul. 14, 2004 |
Notice of Filing and Accelerated Approval of Proposed Rule Change Regarding the Listing and Trading of Notes Linked to the Performance of the Standard and Poor's 500 Index.
Comments due: August 11, 2004
|
SR-Amex-2004-43 |
| 34-50016 |
Jul. 14, 2004 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Listing and Trading of Notes Linked to the Performance of the Nikkei 225 Index
Comments due: August 11, 2004
|
SR-Amex-2004-42 |
| 34-49999 |
Jul. 9, 2004 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Listing and Trading of Contingent Principal Protection Notes Linked to the Performance of the Nikkei 225 Index
Comments due: August 9, 2004
|
SR-Amex-2004-49 |
| 34-49991 |
Jul. 9, 2004 |
Notice of Filing of Proposed Rule Change to Allow Amex Hearing Officers to Preside Over Default and Settlement Proceedings Without Empanelling Members of the Hearing Board to Serve on an Amex Disciplinary Panel
Comments due: August 5, 2004
See also: Order: Rel. No. 34-50214
|
SR-Amex-2004-37 |
| 34-49986 |
Jul. 8, 2004 |
Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to a Change in the Options Transaction Fee Reductions for Non-Member Broker-Dealers in Connection with Cabinet Trades and Spread Trades
See also: Notice: Rel. No. 34-49800 |
SR-Amex-2004-40 |
| 34-49983 |
Jul. 8, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 thereto Relating to an Amendment to Amex Rule 131
Comments due: August 4, 2004
|
SR-Amex-2004-33 |
| 34-49963 |
Jul. 2, 2004 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Handling of Satisfaction Orders Pursuant to the Plan for the Purpose of Creating and Operating an Intermarket Option Linkage
Comments due: August 2, 2004
|
| Second Quarter |
SR-Amex-2003-39 |
| 34-49941 |
Jun. 29, 2004 |
Order Approving Proposed Rule Change and Amendment Nos. 1, 2, 3, and 4 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 5 to a Proposed Rule Change to Adopt a Clearly Erroneous Transaction Rule and Half-Point Error Guarantee for Trades in Nasdaq National Market Securities
|
SR-Amex-2004-04 |
| 34-49921 |
Jun. 25, 2004 |
Order Approving Proposed Rule Change and Amendment Nos. 1, 2, and 3 thereto Relating to Auto-Ex for Exchange Traded Funds and Nasdaq Securities Traded on an Unlisted Basis
See also: Notice: Rel. No. 34-49449
|
SR-Amex-2004-46 |
| 34-49892 |
Jun. 18, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Extension of Automatic Execution for Exchange Traded Funds
Comments due: July 19, 2004
|
SR-Amex-2004-34 |
| 34-49889 |
Jun. 17, 2004 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Handling of Principal Acting as Agent Orders
Comments due: July 19, 2004
|
SR-Amex-2004-36 |
| 34-49868 |
Jun. 15, 2004 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to a Revision and Extension of the Trade-Through Liability Limitation Pilot Program Under the Options Intermarket Linkage Plan
Comments due: July 15, 2004
|
SR-Amex-2004-30 |
| 34-49855 |
Jun. 14, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 thereto to Extend on a Six-Month Pilot Basis the Exchange’s Odd-Lot Execution Procedures Applicable to Trading in Nasdaq Securities
Comments due: July 15, 2004
|
SR-Amex-2004-23 |
| 34-49840 |
Jun. 9, 2004 |
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Generic Listing Standards for Trust Certificate Securities Linked to a Portfolio of Investment Grade Securities
Comments due: July 8, 2004
See also: Order: Rel. No. 34-50355 |
SR-Amex-2004-45 |
| 34-49813A |
Jun. 9, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Pilot Program under Which it Lists Options on Selected Stocks Trading Below $20 at One-Point Intervals Until June 5, 2005
See also: Notice: Rel. No. 34-49813 |
SR-Amex-2004-45 |
| 34-49813 |
Jun. 4, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Extend a Pilot Program under Which it Lists Options on Selected Stocks Trading Below $20 at One-Point Intervals Until June 5, 2005
Comments due: July 6, 2004
See also: Notice: Rel. No. 34-49813A
|
SR-Amex-2004-37 |
| 34-49800 |
Jun. 3, 2004 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to a Change in the Options Transaction Fee Reductions for Non-Member Broker-Dealers in Connection with Cabinet and Spread Trades
Comments due: July 1, 2004
See also: Order: Rel. No. 34-49986 |
SR-Amex-2004-41 |
| 34-49797 |
Jun. 3, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Implement a Quote Assist Feature in Options on a Pilot Program Basis
Comments due: July 1, 2004
|
SR-Amex-2004-32 |
| 34-49775 |
May 26, 2004 |
Notice of Filing of Proposed Rule Change to Amend Article II, Section 3 of the Exchange Constitution
Comments due: June 24, 2004
See also: Order: Rel. No. 34-49775 |
SR-Amex-2004-35 |
| 34-49759 |
May 24, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Adoption of Procedures for the Transfer of Options Positions
Comments due: June 18, 2004
|
SR-Amex-2004-28 |
| 34-49763 |
May 24, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 thereto Relating to a Reduction in Options Transaction Fees
Comments due: June 22, 2004
|
SR-Amex-2003-89 |
| 34-49747 |
May 20, 2004 |
Order Approving Proposed Rule Change and Amendments No. 1, 2, 3, 4, 5, and 6 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 7 to the Proposed Rule Change to Implement a New Options Trading Platform Known as the Amex New Trading Environment or ANTE
See also: Notice: Rel. No. 34-49465
|
SR-Amex-2004-29 |
| 34-49722 |
May 18, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Reduction in ETF Transaction Fees for Specialists and Registered Options Traders
Comments due: June 14, 2004
|
SR-Amex-2004-16 |
| 34-49719 |
May 17, 2004 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to Funds of the Vanguard Stock Index Funds
Comments due: June 14, 2004
|
SR-Amex-2004-12 |
| 34-49700 |
May 13, 2004 |
Order Granting Approval of a Proposed Rule Change Relating to Audit Committee Meeting Requirements Applicable to Registered Closed-End Management Investment Companies
See also: Notice: Rel. No. 34-49371 |
SR-Amex-2004-21 |
| 34-49668 |
May 7, 2004 |
Notice of Filing and Accelerated Approval of Proposed Rule Change Regarding Trust Certificates Linked to a Basket of Investment Grade Fixed Income Securities
Comments due: June 4, 2004
|
SR-Amex-2004-19 |
| 34-49621 |
Apr. 26, 2004 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Listing and Trading of Contingent Principal Protection Notes Linked to the Performance of the Dow Jones Global Titans Index
Comments due: May 24, 2004
|
SR-Amex-2001-46 |
| 34-49617 |
Apr. 26, 2004 |
Order Granting Approval to Proposed Rule Change Relating to the Adoption of a Facilitation Rule and Member Firm Guarantee for Index Shares
|
SR-Amex-2004-22 |
| 34-49613 |
Apr. 26, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Allocation and Performance Evaluation Procedures for Securities Admitted to Dealings on an Unlisted Basis
Comments due: May 24, 2004
|
SR-Amex-2003-110 |
| 34-49574 |
Apr. 16, 2004 |
Order Approving Proposed Rule Change and Amendment No. 1 Thereto lating to Procedures Applicable to Continued Listing Evaluation and Follow-Up
|
SR-Amex-2004-02 |
| 34-49548 |
Apr. 9, 2004 |
Order Granting Approval to Proposed Rule Change and Amendment No. 1 Relating to the Listing and Trading of Notes Linked to the Performance of the Select Utility Index
|
SR-Amex-2003-105 |
| 34-49531 |
Apr. 6, 2004 |
Order Granting Approval of Proposed Rule Change Relating to the Exceptions to the Exchange's Quote Rule
|
| First Quarter |
SR-Amex-2004-18 |
| 34-49488 |
Mar. 26, 2004 |
Notice of Filing and Order Granting Accelerated Approval to the Proposed Rule Change Relating to an Extension of the Marketing Fee Voting Procedures Pilot Program
Comments due: April 23, 2004
|
SR-Amex-2003-89 |
| 34-49465 |
Mar. 24, 2004 |
Notice of Filing of Proposed Rule Change and Amendments No. 1, 2, 3, 4, 5 and 6 Thereto to Implement a New Options Trading Platform Known as the Amex New Trading Environment or ANTE
(Text of proposed rules also available)
Comments due: April 21, 2004
See also: Order: Rel. No. 34-49747
|
SR-Amex-2004-13 |
| 34-49453 |
Mar. 19, 2004 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Listing and Trading of Contingent Principal Protection Notes Linked to the Performance of the Dow Jones Industrial Average
Comments due: April 16, 2004
|
SR-Amex-2004-04 |
| 34-49449 |
Mar. 19, 2004 |
Notice of Filing of Proposed Rule Change and Amendments Nos. 1 and 2 thereto Relating to Auto-Ex for Exchange Traded Funds and Nasdaq Securities Traded on an Unlisted Basis
Comments due: April 15, 2004
See also: Order: Rel. No. 34-49921
|
SR-Amex-2003-44 |
| 34-49441 |
Mar. 17, 2004 |
Order Granting Approval to Proposed Rule Change Relating to Percentages Used to Allocate Executed Options Contracts Between the Specialist and Registered Options Traders
|
SR-Amex-2004-07 |
| 34-49440 |
Mar. 17, 2004 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to ITS Trade-Throughs and Locked Markets
Comments Due: April 14, 2004
|
SR-Amex-2003-78 |
| 34-49438 |
Mar. 17, 2004 |
Order Approving a Proposed Rule Change Relating to Resolving Uncompared Options Transactions
|
SR-Amex-2004-12 |
| 34-49371 |
Mar. 5, 2004 |
Notice of Filing of Proposed Rule Change Relating to Audit Committee Meeting Requirements Applicable to Registered Closed-End Management Investment Companies
See also: Order: Rel. No. 34-49700
Comments received are available for this notice.
|
SR-Amex-2003-93 |
| 34-49017 |
Jan. 2, 2004 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Listing and Trading of Notes Linked to the Annual Performance of the Standard & Poor’s 500 Stock Index
Comments received are available for this notice.
|
| Amex File Number List for 2004 |
| Release No. |
Date |
Details |
SR-Amex-2004-111 |
| 34-50969 |
Jan. 6, 2005 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Extension of the Suspension of Customer Transaction Charges for the Trading of Nasdaq-100 Index Tracking Stock®
Comments due: February 2, 2005
|
SR-Amex-2004-110 |
| 34-50970 |
Jan. 6, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Suspension of the Specialist’s and Registered Traders’ Transaction Charges for the Trading of Nasdaq-100 Index Tracking Stock®
Comments due: February 2, 2005
|
SR-Amex-2004-109 |
| 34-51337 |
Mar. 9, 2005 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment Nos. 1, 2 and 3 thereto Relating to Split Price Priority
Comments due: April 6, 2005
|
SR-Amex-2004-108 |
| 34-50934 |
Dec. 27, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Odd-Lots in Nasdaq Securities
Comments due: January 25, 2005
|
SR-Amex-2004-104 |
| 34-50953 |
Dec. 30, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Regulation SHO
Comments due: January 28, 2005
|
SR-Amex-2004-103 |
| 34-50902 |
Dec. 21, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise Amex Rule 903C to Permit the Listing of Long-Term Index Options Series With a Duration of Up to Sixty Months Until Expiration
Comments due: January 19, 2005
|
SR-Amex-2004-102 |
| 34-50940 |
Dec. 28, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Transaction Fees in connection with the iShares FTSE/Xinhua China 25 Index Fund
Comments due: January 26, 2005
|
SR-Amex-2004-101 |
| 34-51133 |
Feb. 3, 2005 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Listing and Trading of Notes Linked to the Performance of the Dow Jones Industrial Average
Comments due: March 3, 2005
|
SR-Amex-2004-98 |
| 34-50811 |
Dec. 7, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Temporarily Suspend the Specialist’s and Registered Traders’ Transaction Charges for the Trading of Nasdaq-100 Index Tracking Stock®
Comments due: January 4, 2005
|
SR-Amex-2004-97 |
| 34-50988 |
Jan. 6, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Reduce Options Transaction Fees For Exchange Specialists and Registered Options Traders
Comments due: February 3, 2005
|
SR-Amex-2004-94 |
| 34-50852 |
Dec. 14, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Changes in the Exchange’s Options Rules to Reflect the Exemption of Standardized Options from the Securities Act of 1933 and Provisions of the Securities Exchange Act of 1934
Comments due: January 19, 2005
|
SR-Amex-2004-93 |
| 34-50894 |
Dec. 20, 2004 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to Customer Transaction Charges for the Trading of Nasdaq-100 Index Tracking Stock®
Comments due: January 18, 2004
|
SR-Amex-2004-92 |
| 34-50726 |
Nov. 23, 2004 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Correct a Cross-Reference in Section 220 of the Amex Company Guide
Comments due: December 22, 2004
|
SR-Amex-2004-91 |
| 34-50843 |
Dec. 13, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Providing $5 Quotation Spread Parameters for Quotations Submitted Electronically to ANTE and Correcting an Inaccurate Paragraph Designation
Comments due: January 11, 2005
|
SR-Amex-2004-89 |
| 34-50651 |
Nov. 10, 2004 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 341A Relating to Continuing Education for Registered Persons
Comments due: December 8, 2004
|
SR-Amex-2004-88 |
| 34-50716 |
Nov. 22, 2004 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto to Adopt a Per-Contract Licensing Fee for Options Transactions in SPDR O-Strips
Comments due: December 21, 2004
|
SR-Amex-2004-87 |
| 34-50850 |
Dec. 14, 2004 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Listing and Trading of Contingent Principal Protected Notes Linked to the Performance of the Standard and Poor's 500 Composite Stock Price Index
Comments due: January 11, 2005
|
SR-Amex-2004-86 |
| 34-50637 |
Nov. 5, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Trading of Exchange Traded Fund Shares Pursuant to Unlisted Trading Privileges
Comments due: December 3, 2004
|
SR-Amex-2004-85 |
| 34-50800 |
Dec. 6, 2004 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade the iShares FTSE/Xinhua China 25 Index Fund
Comments due: January 3, 2005
|
SR-Amex-2004-83 |
| 34-50511 |
Oct. 8, 2004 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Revisions to Amex Rules 1000 and 1000A
Comments due: November 8, 2004
|
SR-Amex-2004-81 |
| 34-50812 |
Dec. 7, 2004 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Listing and Trading of Notes Linked to the Performance of the Nasdaq-100 Index
Comments due: January 4, 2005
|
SR-Amex-2004-80 |
| 34-50500 |
Oct. 7, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Transaction Fees in Connection with the SPDR O-Strip
Comments due: November 5, 2004
|
SR-Amex-2004-77 |
| 34-50525 |
Oct. 13, 2004 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Trading of Ratio Orders
Comments due: November 12, 2004
|
SR-Amex-2004-75 |
| 34-50499 |
Oct. 6, 2004 |
Notice of Withdrawal of a Proposed Rule Change Relating to Revisions to Amex Rule 154
|
| 34-50307 |
Sep. 2, 2004 |
Notice of Filing of Proposed Rule Change Relating to Revisions to Amex Rule 154
Comments due: September 30, 2004
Comments received are available for this notice.
|
SR-Amex-2004-76 |
| 34-52592 |
Oct. 12, 2005 |
Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Relating to Contingency Trading Procedures
|
| 34-52360 |
Aug. 30, 2005 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Relating to Contingency Trading Procedures
Comments due: September 28, 2005
|
SR-Amex-2004-74 |
| 34-52782 |
Nov. 16, 2005 |
Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to the Elimination of Commentary .01(5) to Amex Rule 916 and Amendment to Amex Rules Relating to the Definition of "NMS stock"
|
| 34-52563 |
Oct. 4, 2005 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Elimination of Commentary .01(5) to Amex Rule 916
Comments due: November 2, 2005
|
SR-Amex-2004-73 |
| 34-50492 |
Oct. 5, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change
and Amendment No. 1 Relating to the Maturity of FLEX Index Options
Comments due: November 3, 2004
|
SR-Amex-2004-72 |
| 34-51119 |
Feb. 1, 2005 |
Order Approving Proposed Rule Change and Amendment No. 1 Thereto to Amend Minor Rule Violation Plan
|
| 34-50871 |
Dec. 16, 2004 |
Notice of Filing and Amendment No. 1 Thereto of Proposed Rule Change to Amend Minor Rule Violation Plan
Comments due: January 12, 2005
|
SR-Amex-2004-70 |
| 34-50270 |
Aug. 26, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Amendment to the Amex Company Guide to Provide the Amex Board of Governors with Discretion to Defer, Waive or Rebate Listing Fees
Comments due: September 24, 2004
|
SR-Amex-2004-68 |
| 34-50414 |
Sep. 20, 2004 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Listing and Trading of Contingent Principal Protection Notes Linked to the Performance of the Standard and Poor’s 500 Index
Comments due: October 19, 2004
|
SR-Amex-2004-66 |
| 34-50698 |
Nov. 18, 2004 |
Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to Allocation Procedures for Relisted Options
|
| 34-50498 |
Oct. 6, 2004 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Allocation Procedures for Relisted Options
Comments due: November 5, 2004
|
SR-Amex-2004-65 |
| 34-51503 |
Apr. 7, 2005 |
Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Revisions to Amex Rule 21, Appointment of Floor Officials
|
| 34-51279 |
Mar. 1, 2005 |
Notice of Filing of Proposed Rule Change and Amendments Nos. 1 and 2 thereto Relating to Revisions to Amex Rule 21, Appointment of Floor Officials
Comments due: March 29, 2005
|
SR-Amex-2004-64 |
| 34-50278 |
Aug. 26, 2004 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Listing and Trading of Notes Linked to the Performance of the Standard and Poor’s 500 Index
Comments due: September 23, 2004
|
SR-Amex-2004-63 |
| 34-50587 |
Oct. 25, 2004 |
Order Approving a Proposed Rule Change and Amendment No. 1 Relating to Minimum Size Guarantees for Linkage Orders |
| 34-50394 |
Sept. 16, 2004 |
Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto Relating to the Handling of Linkage Orders
Comments due: October 14, 2004
|
SR-Amex-2004-62 |
| 34-52553 |
Oct. 3, 2005 |
Order Granting Approval to Proposed Rule Change and Amendment Nos. 1, 2, and 3 and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 4 Relating to Listing and Trading of Shares of the xtraShares Trust
|
| 34-52197 |
Aug. 2, 2005 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto Relating to Listing and Trading of Shares of the xtraShares Trust
Comments due: August 30, 2005
|
SR-Amex-2004-61 |
| 34-50195 |
Aug. 13, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Elimination of the $72,000 Options Fee Cap
Comments due: September 10, 2004
|
SR-Amex-2004-60 |
| 34-50263 |
Aug. 25, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Listed Company Board of Director Independence Standards
Comments due: September 23, 2004
|
SR-Amex-2004-59 |
| 34-50308 |
Sep. 2, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Reduction in Options Transaction Fees
Comments due: September 30, 2004
|
SR-Amex-2004-58 |
| 34-50187 |
Aug. 12, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reduce ETF Transaction Fees For Specialists and Registered Traders and the Cap on ETF Transaction Charges for Specialists
Comments due: September 8, 2004
|
SR-Amex-2004-57 |
| 34-50241 |
Aug. 24, 2004 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Listing and Trading of Notes Linked to the Performance of the Standard & Poor’s 500 Stock Index
Comments due: September 21, 2004
|
SR-Amex-2004-56 |
| 34-50093 |
Jul. 27, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Alphabetical Designations of Paragraphs in Amex Rule 118
Comments due: August 23, 2004
|
SR-Amex-2004-55 |
| 34-50719 |
Nov. 22, 2004 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of Notes Linked to the Performance of the CBOE S&P 500 BuyWrite Index(sm)
Comments due: December 21, 2004
|
SR-Amex-2004-54 |
| 34-50116 |
Jul. 29, 2004 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Extension of the Linkage Fee Pilot Program
Comments due: August 26, 2004
|
SR-Amex-2004-51 |
| 34-50326 |
Sep. 7, 2004 |
Order Granting Approval to Proposed Rule Change to Apply the Current Member Firm Guarantee in Equity Options to Index Options
|
| 34-50081 |
Jul. 26, 2004 |
Notice of Filing of Proposed Rule Change to Apply the Current Member Firm Guarantee for Equity Options to Index Options
Comments due: August 20, 2004 |
SR-Amex-2004-50 |
| 34-50927 |
Dec. 23, 2004 |
Order Approving Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment Nos. 4 and 6 to the Proposed Rule Change Relating to the National Association of Security Dealers, Inc.'s Sale of Its Interest in the American Stock Exchange LLC to The Amex Membership Corporation
Comments due: January 20, 2005
Additional Materials:
|
| 34-50057 |
Jul. 22, 2004 |
Notice of Filing of Proposed Rule Change Relating to the NASD’s Sale of its Interest in the American Stock Exchange LLC to The Amex Membership Corporation
Comments due: August 18, 2004
Additional Materials: Text of Proposed Exhibits
|
SR-Amex-2004-49 |
| 34-50214 |
Aug. 18, 2004 |
Order Granting Approval of Proposed Rule Change to Allow Amex Hearing Officers to President Over Default and Settlement Proceedings Without Empanelling Members of the Hearing Board to Serve on an Amex Disciplinary Panel |
| 34-49991 |
Jul. 9, 2004 |
Notice of Filing of Proposed Rule Change to Allow Amex Hearing Officers to Preside Over Default and Settlement Proceedings Without Empanelling Members of the Hearing Board to Serve on an Amex Disciplinary Panel
Comments due: August 5, 2004
|
SR-Amex-2004-48 |
| 34-50019 |
Jul. 14, 2004 |
Notice of Filing and Accelerated Approval of Proposed Rule Change Regarding the Listing and Trading of Notes Linked to the Performance of the Standard and Poor's 500 Index.
Comments due: August 11, 2004
|
SR-Amex-2004-47 |
| 34-52298 |
Aug. 18, 2005 |
Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Thereto
|
| 34-51566 |
Apr. 18, 2005 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of Yield Underlying Participating Securities
Comments due: May 13, 2005
|
SR-Amex-2004-46 |
| 34-49892 |
Jun. 18, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Extension of Automatic Execution for Exchange Traded Funds
Comments due: July 19, 2004
|
SR-Amex-2004-45 |
| 34-49813A |
Jun. 9, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Pilot Program under Which it Lists Options on Selected Stocks Trading Below $20 at One-Point Intervals Until June 5, 2005
|
| 34-49813 |
Jun. 4, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Extend a Pilot Program under Which it Lists Options on Selected Stocks Trading Below $20 at One-Point Intervals Until June 5, 2005
Comments due: July 6, 2004
|
SR-Amex-2004-43 |
| 34-50016 |
Jul. 14, 2004 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Listing and Trading of Notes Linked to the Performance of the Nikkei 225 Index
Comments due: August 11, 2004
|
SR-Amex-2004-42 |
| 34-49999 |
Jul. 9, 2004 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Listing and Trading of Contingent Principal Protection Notes Linked to the Performance of the Nikkei 225 Index
Comments due: August 9, 2004
|
SR-Amex-2004-41 |
| 34-49797 |
Jun. 3, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Implement a Quote Assist Feature in Options on a Pilot Program Basis
Comments due: July 1, 2004
|
SR-Amex-2004-40 |
| 34-49983 |
Jul. 8, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 thereto Relating to an Amendment to Amex Rule 131
Comments due: August 4, 2004
|
SR-Amex-2004-38 |
| 34-51058 |
Jan. 19, 2005 |
Order Granting Approval of Proposed Rule Change and Amendment Nos. 2, 3 and 4 and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 5 Relating to the Listing and Trading of the iShares® COMEX Gold Trust
|
| 34-50792 |
Dec. 3, 2004 |
Notice of Filing of a Proposed Rule Change and Amendment Nos. 2, 3 and 4 Thereto Relating to the Listing and Trading of the iShares® COMEX Gold Trust
Comments due: December 30, 2004
|
SR-Amex-2004-37 |
| 34-49986 |
Jul. 8, 2004 |
Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to a Change in the Options Transaction Fee Reductions for Non-Member Broker-Dealers in Connection with Cabinet Trades and Spread Trades |
| 34-49800 |
Jun. 3, 2004 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to a Change in the Options Transaction Fee Reductions for Non-Member Broker-Dealers in Connection with Cabinet and Spread Trades
Comments due: July 1, 2004
|
SR-Amex-2004-36 |
| 34-49868 |
Jun. 15, 2004 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to a Revision and Extension of the Trade-Through Liability Limitation Pilot Program Under the Options Intermarket Linkage Plan
Comments due: July 15, 2004
|
SR-Amex-2004-35 |
| 34-49759 |
May 24, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Adoption of Procedures for the Transfer of Options Positions
Comments due: June 18, 2004
|
SR-Amex-2004-34 |
| 34-49889 |
Jun. 17, 2004 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Handling of Principal Acting as Agent Orders
Comments due: July 19, 2004
|
SR-Amex-2004-33 |
| 34-49963 |
Jul. 2, 2004 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Handling of Satisfaction Orders Pursuant to the Plan for the Purpose of Creating and Operating an Intermarket Option Linkage
Comments due: August 2, 2004
|
SR-Amex-2004-32 |
| 34-50122 |
Jul. 29, 2004 |
Order Granting Approval to Proposed Rule Change to Amend Article II, Section 3 of the Exchange Constitution
|
| 34-49775 |
May 26, 2004 |
Notice of Filing of Proposed Rule Change to Amend Article II, Section 3 of the Exchange Constitution
Comments due: June 24, 2004
|
SR-Amex-2004-30 |
| 34-49855 |
Jun. 14, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 thereto to Extend on a Six-Month Pilot Basis the Exchange’s Odd-Lot Execution Procedures Applicable to Trading in Nasdaq Securities
Comments due: July 15, 2004
|
SR-Amex-2004-29 |
| 34-49722 |
May 18, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Reduction in ETF Transaction Fees for Specialists and Registered Options Traders
Comments due: June 14, 2004
|
SR-Amex-2004-28 |
| 34-49763 |
May 24, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 thereto Relating to a Reduction in Options Transaction Fees
Comments due: June 22, 2004
|
SR-Amex-2004-27 |
| 34-56251 |
Aug. 14, 2007 |
Notice of Filing of Amendment No. 4 to a Proposed Rule Change and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment Nos. 2, 3, and 4 Thereto, Relating to the Listing and Trading of Fixed Return Options
Comments due: September 10, 2007
|
| 34-55843 |
Jun. 1, 2007 |
Notice of Filing of a Proposed Rule Change as Modified by Amendment Nos. 2 and 3 Thereto Relating to the Listing and Trading of Fixed Return Options
Comments due: June 28, 2007
|
SR-Amex-2004-25 |
| 34-50972 |
Jan. 6, 2005 |
Order Approving a Proposed Rule Change and Amendments Nos. 1 and 2 thereto Relating to Revisions to Amex Rule 111
|
| 34-50552 |
Oct. 15, 2004 |
Notice of Filing of Proposed Rule Change and Amendments No. 1 and No. 2 Thereto Relating to Revisions to Amex Rule 111
Comments due: November 15, 2004
|
SR-Amex-2004-23 |
| 34-50355 |
Sep. 13, 2004 |
Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval of Amendment Nos. 2 and 3 to the Proposed Rule Change Relating to Generic Listing Standards for Trust Certificate Securities Linked to a Portfolio of Investment Grade Securities
Comments due: October 12, 2004
|
| 34-49840 |
Jun. 9, 2004 |
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Generic Listing Standards for Trust Certificate Securities Linked to a Portfolio of Investment Grade Securities
Comments due: July 8, 2004
|
SR-Amex-2004-22 |
| 34-49613 |
Apr. 26, 2004 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Allocation and Performance Evaluation Procedures for Securities Admitted to Dealings on an Unlisted Basis
Comments due: May 24, 2004
|
SR-Amex-2004-21 |
| 34-49668 |
May 7, 2004 |
Notice of Filing and Accelerated Approval of Proposed Rule Change Regarding Trust Certificates Linked to a Basket of Investment Grade Fixed Income Securities
Comments due: June 4, 2004
|
SR-Amex-2004-19 |
| 34-49621 |
Apr. 26, 2004 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Listing and Trading of Contingent Principal Protection Notes Linked to the Performance of the Dow Jones Global Titans Index
Comments due: May 24, 2004
|
SR-Amex-2004-18 |
| 34-49488 |
Mar. 26, 2004 |
Notice of Filing and Order Granting Accelerated Approval to the Proposed Rule Change Relating to an Extension of the Marketing Fee Voting Procedures Pilot Program
Comments due: April 23, 2004
|
SR-Amex-2004-16 |
| 34-49719 |
May 17, 2004 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to Funds of the Vanguard Stock Index Funds
Comments due: June 14, 2004
|
SR-Amex-2004-13 |
| 34-49453 |
Mar. 19, 2004 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Listing and Trading of Contingent Principal Protection Notes Linked to the Performance of the Dow Jones Industrial Average
Comments due: April 16, 2004
|
SR-Amex-2004-12 |
| 34-49700 |
May 13, 2004 |
Order Granting Approval of a Proposed Rule Change Relating to Audit Committee Meeting Requirements Applicable to Registered Closed-End Management Investment Companies
|
| 34-49371 |
Mar. 5, 2004 |
Notice of Filing of Proposed Rule Change Relating to Audit Committee Meeting Requirements Applicable to Registered Closed-End Management Investment Companies
Comments received are available for this notice.
|
SR-Amex-2004-11 |
| 34-51248 |
Feb. 24, 2005 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to an Obvious Error Rule for Trades on the Exchange in Equity Securities
Comments due: March 24, 2005
|
SR-Amex-2004-07 |
| 34-49440 |
Mar. 17, 2004 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to ITS Trade-Throughs and Locked Markets
Comments Due: April 14, 2004
|
SR-Amex-2004-05 |
| 34-50189 |
Aug. 12, 2004 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1, 2, 3 and 4 Thereto to List and Trade Certain Vanguard International Equity Index Funds
Comments due: September 10, 2004
|
SR-Amex-2004-04 |
| 34-49921 |
Jun. 25, 2004 |
Order Approving Proposed Rule Change and Amendment Nos. 1, 2, and 3 thereto Relating to Auto-Ex for Exchange Traded Funds and Nasdaq Securities Traded on an Unlisted Basis
|
| 34-49449 |
Mar. 19, 2004 |
Notice of Filing of Proposed Rule Change and Amendments Nos. 1 and 2 thereto Relating to Auto-Ex for Exchange Traded Funds and Nasdaq Securities Traded on an Unlisted Basis
Comments due: April 15, 2004
|
SR-Amex-2004-02 |
| 34-49548 |
Apr. 9, 2004 |
Order Granting Approval to Proposed Rule Change and Amendment No. 1 Relating to the Listing and Trading of Notes Linked to the Performance of the Select Utility Index
|
http://www.sec.gov/rules/sro/amex/amexarchive/amexarchive2004.shtml
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