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Amex Rulemaking Archives: 2003
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this web site.
Note: Only selected Self-Regulatory Organization rule proposals were posted to the SEC web site prior to 2004. To obtain copies of releases not appearing on the web site, please refer to How to Request Public Documents.
Chronological List
Amex File Number List for 2003
Additional Archives
2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998
| Release No. |
Date |
Details |
SR-Amex-2003-100 |
| 34-48872 |
Dec. 3, 2003 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to Broker Voting on Stock Option and Equity Compensation Plans |
SR-Amex-2003-65 |
| 34-48863 |
Dec. 1, 2003 |
Order Granting Approval of Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 2 Relating To Enhanced Corporate Governance Requirements Applicable to Listed Companies
See also: Notice: Rel. No. 34-48706
|
SR-Amex-2003-28 |
| 34-48818 |
Nov. 21, 2003 |
Order Approving Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 3 to the Proposed Rule Change Relating to the Elimination of the 10-Second Interval at Which Persons May Enter Auto-Ex Eligible Orders for Exchange-Traded Funds
Comments received are available for this notice. |
SR-Amex-2003-65 |
| 34-48706 |
Oct. 27, 2003 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Enhanced Corporate Governance Requirements Applicable to Listed Companies
See also: Order: Rel. No. 34-48863
Comments received are available for this notice.
|
SR-Amex-2003-81 |
| 34-48652 |
Oct. 17, 2003 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Reporting of "At-the-Close" Orders in Nasdaq Securities
Comments received are available for this notice.
|
SR-Amex-2003-42 |
| 34-48610 |
Oct. 9, 2003 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment Nos. 1, 2 and 3 Thereto Relating to Shareholder Approval of Stock Option Plans and Other Equity Compensation Arrangements
Comments received are available for this notice. |
SR-Amex-2003-34 |
| 34-48172 |
Jul. 14, 2003 |
Order Granting Approval of Proposed Rule Change Relating to Indications, Openings and Re-Openings
|
SR-Amex-2003-50 |
| 34-48053 |
Jun. 17, 2003 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to a Marketing Fee To Be Imposed on Certain Transactions of Specialists and Registered Options Traders
Comments received are available for this notice. |
SR-Amex-2003-35 |
| 34-47842 |
May 13, 2003 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Legal Fees Incurred by the Exchange Arrangements
Comments received are available for this notice. |
SR-Amex-2003-18 |
| 34-47658 |
Apr. 10, 2003 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to "At the Close" Orders in Nasdaq Securities
Comments received are available for this notice. |
| Amex File Number List for 2003 |
| Release No. |
Date |
Details |
SR-Amex-2003-110 |
| 34-49574 |
Apr. 16, 2004 |
Order Approving Proposed Rule Change and Amendment No. 1 Thereto lating to Procedures Applicable to Continued Listing Evaluation and Follow-Up
|
SR-Amex-2003-105 |
| 34-49531 |
Apr. 6, 2004 |
Order Granting Approval of Proposed Rule Change Relating to the Exceptions to the Exchange's Quote Rule
|
SR-Amex-2003-100 |
| 34-48872 |
Dec. 3, 2003 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to Broker Voting on Stock Option and Equity Compensation Plans |
SR-Amex-2003-93 |
| 34-49017 |
Jan. 2, 2004 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Listing and Trading of Notes Linked to the Annual Performance of the Standard & Poor’s 500 Stock Index
Comments received are available for this notice.
|
SR-Amex-2003-90 |
| 34-50999 |
Jan. 7, 2005 |
Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Amendment of Exchange Rule 153
|
| 34-50866 |
Dec. 16, 2004 |
Notice of Filing of Proposed Rule Change Relating to Amendment of Exchange Rule 153
Comments due: January 6, 2005
|
SR-Amex-2003-89 |
| 34-49747 |
May 20, 2004 |
Order Approving Proposed Rule Change and Amendments No. 1, 2, 3, 4, 5, and 6 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 7 to the Proposed Rule Change to Implement a New Options Trading Platform Known as the Amex New Trading Environment or ANTE
Comments due: June 17, 2004
|
| 34-49465 |
Mar. 24, 2004 |
Notice of Filing of Proposed Rule Change and Amendments No. 1, 2, 3, 4, 5 and 6 Thereto to Implement a New Options Trading Platform Known as the Amex New Trading Environment or ANTE
(Text of proposed rules also available)
Comments due: April 21, 2004
|
SR-Amex-2003-82 |
| 34-50283 |
Aug. 27, 2004 |
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Relating to Auto-Match
Comments due: September 24, 2004
Comments received are available for this notice.
 Click to submit comments on SR-Amex-2003-82
|
SR-Amex-2003-81 |
| 34-48652 |
Oct. 17, 2003 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Reporting of "At-the-Close" Orders in Nasdaq
Securities
Comments received are available for this notice.
|
SR-Amex-2003-78 |
| 34-49438 |
Mar. 17, 2004 |
Order Approving a Proposed Rule Change Relating to Resolving Uncompared Options Transactions
|
SR-Amex-2003-66 |
| 34-51567 |
Apr. 18, 2005 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, 3, 4, 5, 6, and 7 Thereto Relating to the Listing and Trading of Trust Issued Receipts Based on a Single Issuer
Comments due: May 13, 2005
Click to submit comments on SR-Amex-2003-66
|
SR-Amex-2003-65 |
| 34-48863 |
Dec. 1, 2003 |
Order Granting Approval of Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 2 Relating To Enhanced Corporate Governance Requirements Applicable to Listed Companies
|
| 34-48706 |
Oct. 27, 2003 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Enhanced Corporate Governance Requirements Applicable to Listed Companies
Comments received are available for this notice.
|
SR-Amex-2003-50 |
| 34-48053 |
Jun. 17, 2003 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to a Marketing Fee To Be Imposed on Certain Transactions of Specialists and Registered Options Traders
Comments received are available for this notice. |
SR-Amex-2003-44 |
| 34-49441 |
Mar. 17, 2004 |
Order Granting Approval to Proposed Rule Change Relating to Percentages Used to Allocate Executed Options Contracts Between the Specialist and Registered Options Traders
|
SR-Amex-2003-42 |
| 34-48610 |
Oct. 9, 2003 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment Nos. 1, 2 and 3 Thereto Relating to Shareholder Approval of Stock Option Plans and Other Equity Compensation Arrangements
Comments received are available for this notice. |
SR-Amex-2003-39 |
| 34-49941 |
Jun. 29, 2004 |
Order Approving Proposed Rule Change and Amendment Nos. 1, 2, 3, and 4 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 5 to a Proposed Rule Change to Adopt a Clearly Erroneous Transaction Rule and Half-Point Error Guarantee for Trades in Nasdaq National Market Securities
Comments due: July 28, 2004
|
SR-Amex-2003-35 |
| 34-47842 |
May 13, 2003 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Legal Fees Incurred by the Exchange Arrangements
Comments received are available for this notice. |
SR-Amex-2003-34 |
| 34-48172 |
Jul. 14, 2003 |
Order Granting Approval of Proposed Rule Change Relating to Indications, Openings and Re-Openings
|
SR-Amex-2003-28 |
| 34-48818 |
Nov. 21, 2003 |
Order Approving Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 3 to the Proposed Rule Change Relating to the Elimination of the 10-Second Interval at Which Persons May Enter Auto-Ex Eligible Orders for Exchange-Traded Funds
Comments received are available for this notice. |
SR-Amex-2003-18 |
| 34-47658 |
Apr. 10, 2003 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to "At the Close" Orders in Nasdaq Securities
Comments received are available for this notice. |
http://www.sec.gov/rules/sro/amex/amexarchive/amexarchive2003.shtml
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