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CHX Rulemaking Archive: 2007
We encourage the public to submit comments on the following Chicago Stock Exchange, Inc. (CHX) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Fourth Quarter | Third Quarter |
Second Quarter | First Quarter
CHX File Number List for 2007
Additional Archives
2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999
Release No. |
Date |
Details |
Fourth Quarter |
SR-CHX-2007-28 |
34-57078 |
Dec. 31, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Trade Processing Fees
Comments due: January 29, 2008
|
SR-CHX-2007-27 |
34-57036 |
Dec. 21, 2007 |
Notice of Filing of Proposed Rule Change to Amend its Rule 25 to Eliminate a Requirement that a Participant Have a Formal Written Agreement to Use Another Participant's Give-Up
Comments due: January 22, 2008
See also: Order: Rel. No. 34-57264
|
SR-CHX-2007-17 |
34-57007 |
Dec. 20, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Elimination of Provisions Relating to Rule 10a-1
Comments due: January 18, 2008
|
SR-CHX-2007-22 |
34-56900 |
Dec. 5, 2007 |
Order Granting Approval of Proposed Rule Change to Amend Rules Relating to the Execution of Odd Lot Market Orders
See also: Notice: Rel. No. 34-56703
|
SR-CHX-2007-26 |
34-56833 |
Nov. 21, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Number 1 Thereto Relating to Participant Fees and Credits
Comments due: December 20, 2007
|
SR-CHX-2007-25 |
34-56784 |
Nov. 14, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment No. 1 Thereto to Eliminate References to the ITS Plan and Other Now-Obsolete Matters
Comments due: December 11, 2007
|
SR-CHX-2005-34 |
34-56771 |
Nov. 8, 2007 |
Order Approving Proposed Rule Change and Amendment No. 1 Thereto Regarding Cancellation of the Stock Leg of a Stock-Option Order and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 3 Thereto
Comments due: December 6, 2007
|
SR-CHX-2007-20 |
34-56704 |
Oct. 25, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Permitting Certain Transactions to Have Post-Trade Anonymity
Comments due: November 23, 2007
|
SR-CHX-2007-22 |
34-56703 |
Oct. 25, 2007 |
Notice of Filing of Proposed Rule Change to Amend Rules Relating to the Execution of Odd Lot Market Orders
Comments due: November 21, 2007
See also: Order: Rel. No. 34-56900
|
SR-CHX-2007-23 |
34-56698 |
Oct. 24, 2007 |
Notice of Filing of Proposed Rule Change to Allow the Exchange to Open at 8:30 a.m.
Comments due: November 23, 2007
See also: Order: Rel. No. 34-57140
|
SR-CHX-2007-09 |
34-56657 |
Oct. 12, 2007 |
Notice of Filing of Proposed Rule Change to Amend the Exchange’s Institutional Broker Rules to Add Provisions Relating to the Handling of Stop and Stop-Limit Orders
Comments due: November 9, 2007
See also: Order: Rel. No. 34-57509
|
SR-CHX-2007-19 |
34-56611 |
Oct. 4, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Relating to a New Book Feed Product
Comments due: November 1, 2007
|
Third Quarter |
SR-CHX-2007-16 |
34-56573 |
Sep. 28, 2007 |
Order Granting Approval of Proposed Rule Change as Modified by Amendment No. 1 Thereto to Amend its Bylaws to Confirm that an Exchange Director Cannot Participate in the Determination of any Matter Involving an Issuer of a Security Listed or to Be Listed on the Exchange, if the Director Is a Director, Officer, or Employee of the Issuer
See also: Notice: Rel. No. 34-56281
|
SR-CHX-2006-42 |
34-56291 |
Aug. 20, 2007 |
Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Modify Provisions Relating to Cross with Yield Orders
See also: Notice: Rel. No. 34-56064
|
SR-CHX-2007-16 |
34-56281 |
Aug. 17, 2007 |
Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 Thereto to Amend its Bylaws to Prevent Exchange Director from Participating in the Determination of Any Matter Involving an Issuer of a Security Listed or to Be Listed on the Exchange if the Director Is a Director, Officer, or Employee of the Issuer
Comments due: September 14, 2007
See also: Order: Rel. No. 34-56573
|
SR-CHX-2006-42 |
34-56064 |
Jul. 13, 2007 |
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Modify Provisions Relating to Cross with Yield Orders
Comments due: August 10, 2007
See also: Order: Rel. No. 34-56291
|
Second Quarter |
SR-CHX-2007-08 |
34-55811 |
May 24, 2007 |
Order Approving Proposed Rule Change to Expand its Price Manipulation Rule to Address Additional Instances of Improper Behavior
See also: Notice: Rel. No. 34-55625
|
SR-CHX-2007-05 |
34-55705 |
May 4, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto, Relating to Participant Fees and Credits
Comments due: May 31, 2007
|
SR-CHX-2007-08 |
34-55625 |
Apr. 12, 2007 |
Notice of Filing of Proposed Rule Change to Expand its Price Manipulation Rule to Address Additional Instances of Improper Behavior
Comments due: May 11, 2007
See also: Order: Rel. No. 34-55811
|
SR-CHX-2007-11 |
34-55613 |
Apr. 10, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Participant Fees and Credits
Comments due: May 8, 2007
|
SR-CHX-2007-14 |
34-55595 |
Apr. 6, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Participant Fees and Credits
Comments due: May 4, 2007
|
SR-CHX-2006-38 |
34-55584 |
Apr. 5, 2007 |
Order Granting Approval to Proposed Rule Change to Extend the Late Trading Session and to Permit Only the Execution of Cross Orders During that Session
See also: Notice: Rel. No. 34-55308
|
First Quarter |
SR-CHX-2007-02 |
34-55549 |
Mar. 28, 2007 |
Order Granting Accelerated Approval of a Proposed Rule Change to Amend the CHX Fee Schedule on a Retroactive Basis to Clarify the Application of a Credit Against Specialist Fixed Fees
See also: Notice: Rel. No. 34-55408
|
SR-CHX-2006-33 |
34-55481 |
Mar. 15, 2007 |
Order Granting Approval of a Proposed Rule Change Amending Rules to Require Listed Companies to Make Securities Eligible for the Direct Registration System
See also: Notice: Rel. No. 34-54833
|
SR-CHX-2007-02 |
34-55408 |
Mar. 6, 2007 |
Notice of Filing of Proposed Rule Change to Amend the CHX Fee Schedule on a Retroactive Basis to Clarify the Application of a Credit Against Specialist Fixed Fees
Comments due: March 27, 2007
See also: Order: Rel. No. 34-55549
|
SR-CHX-2007-03 |
34-55334 |
Feb. 23, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding a Change to the Trading Phase Date
Comments due: March 26, 2007
|
SR-CHX-2007-01 |
34-55319 |
Feb. 20, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Use of a "SOLD" Indicator
Comments due: March 20, 2007
|
SR-CHX-2006-38 |
34-55308 |
Feb. 15, 2007 |
Notice of Filing of a Proposed Rule Change to Extend the Late Trading Session and to Permit Only the Execution of Cross Orders During that Session
Comments due: March 16, 2007
See also: Order: Rel. No. 34-55584
|
SR-CHX-2006-39 |
34-55103 |
Jan. 12, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Participant Fees and Credits
Comments due: February 13, 2007
|
SR-CHX-2006-37 |
34-55070 |
Jan. 9, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Participant Fees and Credits
Comments due: February 7, 2007
|
CHX File Number List for 2007 |
Release No. |
Date |
Details |
SR-CHX-2007-28 |
34-57078 |
Dec. 31, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Trade Processing Fees
Comments due: January 29, 2008
|
SR-CHX-2007-27 |
34-57264 |
Feb. 4, 2008 |
Order Approving a Proposed Rule Change to Eliminate a Requirement that a Participant Have a Formal Written Agreement to Use Another Participant’s Give-Up
|
34-57036 |
Dec. 21, 2007 |
Notice of Filing of Proposed Rule Change to Amend its Rule 25 to Eliminate a Requirement that a Participant Have a Formal Written Agreement to Use Another Participant's Give-Up
Comments due: January 22, 2008
|
SR-CHX-2007-26 |
34-56833 |
Nov. 21, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Number 1 Thereto Relating to Participant Fees and Credits
Comments due: December 20, 2007
|
SR-CHX-2007-25 |
34-56784 |
Nov. 14, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment No. 1 Thereto to Eliminate References to the ITS Plan and Other Now-Obsolete Matters
Comments due: December 11, 2007
|
SR-CHX-2007-24 |
34-57458 |
Mar. 10, 2008 |
Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to the Handling of Clearly Erroneous Transactions
Comments due: April 7, 2008
|
34-57137 |
Jan. 14, 2008 |
Notice of Filing of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to the Handling of Clearly Erroneous Transactions
Comments due: February 8, 2008
|
SR-CHX-2007-23 |
34-57140 |
Jan. 14, 2008 |
Order Approving a Proposed Rule Change to Allow the Exchange to Open at 8:30 a.m. (Chicago time) Without Regard to the Opening on the Primary Market
|
34-56698 |
Oct. 24, 2007 |
Notice of Filing of Proposed Rule Change to Allow the Exchange to Open at 8:30 a.m.
Comments due: November 23, 2007
|
SR-CHX-2007-22 |
34-56900 |
Dec. 5, 2007 |
Order Granting Approval of Proposed Rule Change to Amend Rules Relating to the Execution of Odd Lot Market Orders
|
34-56703 |
Oct. 25, 2007 |
Notice of Filing of Proposed Rule Change to Amend Rules Relating to the Execution of Odd Lot Market Orders
Comments due: November 21, 2007
|
SR-CHX-2007-21 |
34-57587 |
Mar. 31, 2008 |
Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rules Relating to Registration Requirements
|
34-57363 |
Feb. 20, 2008 |
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rules Relating to Registration Requirements
Comments due: March 20, 2008
|
SR-CHX-2007-20 |
34-56704 |
Oct. 25, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Permitting Certain Transactions to Have Post-Trade Anonymity
Comments due: November 23, 2007
|
SR-CHX-2007-19 |
34-56611 |
Oct. 4, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Relating to a New Book Feed Product
Comments due: November 1, 2007
|
SR-CHX-2007-18 |
34-57454 |
Mar. 7, 2008 |
Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Make Administrative Changes to its Routing Rules
|
34-57203 |
Jan. 25, 2008 |
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Make Administrative Changes to its Routing Rules
Comments due: February 22, 2008
|
SR-CHX-2007-17 |
34-57007 |
Dec. 20, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Elimination of Provisions Relating to Rule 10a-1
Comments due: January 18, 2008
|
SR-CHX-2007-16 |
34-56573 |
Sep. 28, 2007 |
Order Granting Approval of Proposed Rule Change as Modified by Amendment No. 1 Thereto to Amend its Bylaws to Confirm that an Exchange Director Cannot Participate in the Determination of any Matter Involving an Issuer of a Security Listed or to Be Listed on the Exchange, if the Director Is a Director, Officer, or Employee of the Issuer
|
34-56281 |
Aug. 17, 2007 |
Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 Thereto to Amend its Bylaws to Prevent Exchange Director from Participating in the Determination of Any Matter Involving an Issuer of a Security Listed or to Be Listed on the Exchange if the Director Is a Director, Officer, or Employee of the Issuer
Comments due: September 14, 2007
|
SR-CHX-2007-14 |
34-55595 |
Apr. 6, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Participant Fees and Credits
Comments due: May 4, 2007
|
SR-CHX-2007-11 |
34-55613 |
Apr. 10, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Participant Fees and Credits
Comments due: May 8, 2007
|
SR-CHX-2007-09 |
34-57509 |
Mar. 17, 2008 |
Order Granting Approval to a Proposed Rule Change to Amend the Exchange's Institutional Broker Rules to Add Provisions Relating to the Handling of Stop and Stop-Limit Orders
|
34-56657 |
Oct. 12, 2007 |
Notice of Filing of Proposed Rule Change to Amend the Exchange’s Institutional Broker Rules to Add Provisions Relating to the Handling of Stop and Stop-Limit Orders
Comments due: November 9, 2007
|
SR-CHX-2007-08 |
34-55811 |
May 24, 2007 |
Order Approving Proposed Rule Change to Expand its Price Manipulation Rule to Address Additional Instances of Improper Behavior
|
34-55625 |
Apr. 12, 2007 |
Notice of Filing of Proposed Rule Change to Expand its Price Manipulation Rule to Address Additional Instances of Improper Behavior
Comments due: May 11, 2007
|
SR-CHX-2007-05 |
34-55705 |
May 4, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto, Relating to Participant Fees and Credits
Comments due: May 31, 2007
|
SR-CHX-2007-03 |
34-55334 |
Feb. 23, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding a Change to the Trading Phase Date
Comments due: March 26, 2007
|
SR-CHX-2007-02 |
34-55549 |
Mar. 28, 2007 |
Order Granting Accelerated Approval of a Proposed Rule Change to Amend the CHX Fee Schedule on a Retroactive Basis to Clarify the Application of a Credit Against Specialist Fixed Fees
|
34-55408 |
Mar. 6, 2007 |
Notice of Filing of Proposed Rule Change to Amend the CHX Fee Schedule on a Retroactive Basis to Clarify the Application of a Credit Against Specialist Fixed Fees
Comments due: March 27, 2007
|
SR-CHX-2007-01 |
34-55319 |
Feb. 20, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Use of a "SOLD" Indicator
Comments due: March 20, 2007
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http://www.sec.gov/rules/sro/chx/chxarchive/chxarchive2007.shtml
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