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PCX Rulemaking Archive: 2003
Name change in effect as of April 7, 2006:
NYSE Arca, Inc. |
We encourage the public to submit comments on the following Pacific Exchange, Inc. (PCX) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Note: Only selected SRO rule proposals were posted to the SEC website prior to 2004. To obtain releases not appearing on the website, contact the Public Reference Room at (202) 551-8090 or by e-mail: publicinfo@sec.gov.
Chronological List
PCX File Number List for 2003
Additional Archives
2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999
| Release No. |
Date |
Details |
SR朠CX�03� |
| 34�888 |
Dec. 5, 2003 |
Order Approving a Proposed Rule Change and Amendment No. 1 Thereto by the Pacific Exchange, Inc. Relating to Transmission of Identity Orders
See also: Notice: Rel. No. 34-48598
|
SR-PCX-2003-50 |
| 34-48735 |
Oct. 31, 2003 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change by the Pacific Exchange, Inc. Relating to its Shareholder Approval Policy for its Listed Companies Regarding Stock Option Plans and Other Equity Compensation Arrangements
|
SR朠CX�03� |
| 34�598 |
Oct. 7, 2003 |
Notice of Filing of Proposed Rule Change by the Pacific Exchange, Inc. Relating to Transmission of Identity Orders
See also: Order: Rel. No. 34-48888
Comments received are available for this notice.
|
SR-PCX-2003-34 |
| 34-48351 |
Aug. 15, 2003 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change by the Pacific Exchange, Inc., and Amendment No. 1 Thereto, Relating to its Arbitration Program
Comments received are available for this notice.
|
SR-PCX-2003-37 |
| 34-48333 |
Aug. 13, 2003 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 by the Pacific Exchange, Inc. Relating to a One-Year Extension of the Automatic Opening Rotation Pilot Program
|
SR-PCX-2002-37 |
| 34-46159 |
Jul. 2, 2002 |
Order of Summary Abrogation
File Nos.: SR-NASD-2002-61, SR-NASD-2002-68, SR-CSE-2002-06, and SR-PCX-2002-37 |
SR-PCX-2002-36 |
| 34-47838 |
May 13, 2003 |
Order Approving Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendments No. 2 and 3 to the Proposed Rule Change by the Pacific Exchange, Inc. Relating to the Exchange's New Trading Platform for Options, PCX Plus
See also: Notice, Rel. No. 34-46803 and comment letters.
|
SR-PCX-2003-13 |
| 34-47734 |
Apr. 24, 2003 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change by the Pacific Exchange, Inc. Relating to its Arbitration Program
Comments received are available for this notice.
|
SR朠CX�03� |
| 34�577 |
Mar. 26, 2003 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Pacific Exchange, Inc. To Amend the Regulatory Fees Portion of Its Schedule of Fees and Charges To Add a Designated Options Examining Authority Fee for Member Firms That Conduct a Public Options Business
Comments received are available for this notice.
|
| PCX File Number List for 2003 |
| Release No. |
Date |
Details |
SR-PCX-2003-71 |
| 34-50441 |
Sept. 24, 2004 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Trading Securities Valued at Less Than $1.00 in Subpenny Increments
Comments due: October 21, 2004
|
SR朠CX�03� |
| 34�276 |
Feb. 19, 2004 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the Pacific Exchange, Inc. To Amend PCXE Rule 7.40 To Provide for the Dissemination of a Closing Price and Closing Volume
Comments received are available for this notice.
|
SR-PCX-2003-64 |
| 34-50473 |
Sep. 29, 2004 |
Order Granting Approval of Proposed Rule Change and Amendments No. 1 and 2 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendments No. 3, 4, and 5 Thereto Regarding Facilitation Crossing Procedures
Comments due: October 28, 2004
|
| 34-50064 |
Jul. 22, 2004 |
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Facilitation Crosses
Comments due: August 19, 2004
|
SR-PCX-2003-60 |
| 34-49455 |
Mar. 22, 2004 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment Nos. 1, 2, and 3 by Relating to Rules for Trading Index Options
Comments due: April 19, 2004 |
SR-PCX-2003-55 |
| 34-51286 |
Mar. 1, 2005 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Position Limits and Exercise Limits
Comments due: March 29, 2005
|
SR-PCX-2003-51 |
| 34-49922 |
Jun. 28, 2004 |
Order Approving Proposed Rule Change, and Amendments No. 1, 2, and 3 thereto, by the Pacific Exchange, Inc. Relating to Conditions of PCX Membership.
|
| 34-49681 |
May 11, 2004 |
Notice of Filing and Amendments No. 1, 2, and 3 thereto of Proposed Rule Change by the Pacific Exchange, Inc. Relating to Conditions of PCX Membership
Comments due: June 9, 2004 |
SR-PCX-2003-50 |
| 34-48735 |
Oct. 31, 2003 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change by the Pacific Exchange, Inc. Relating to its Shareholder Approval Policy for its Listed Companies Regarding Stock Option Plans and Other Equity Compensation Arrangements
|
SR朠CX�03� |
| 34�888 |
Dec. 5, 2003 |
Order Approving a Proposed Rule Change and Amendment No. 1 Thereto by the Pacific Exchange, Inc. Relating to Transmission of Identity Orders
|
| 34�598 |
Oct. 7, 2003 |
Notice of Filing of Proposed Rule Change by the Pacific Exchange, Inc. Relating to Transmission of Identity Orders
Comments received are available for this notice.
|
SR-PCX-2003-37 |
| 34-48333 |
Aug. 13, 2003 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 by the Pacific Exchange, Inc. Relating to a One-Year Extension of the Automatic Opening Rotation Pilot Program
|
SR-PCX-2003-34 |
| 34-48351 |
Aug. 15, 2003 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change by the Pacific Exchange, Inc., and Amendment No. 1 Thereto, Relating to its Arbitration Program
Comments received are available for this notice.
|
SR-PCX-2003-13 |
| 34-47734 |
Apr. 24, 2003 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change by the Pacific Exchange, Inc. Relating to its Arbitration Program
Comments received are available for this notice.
|
SR朠CX�03� |
| 34�577 |
Mar. 26, 2003 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Pacific Exchange, Inc. To Amend the Regulatory Fees Portion of Its Schedule of Fees and Charges To Add a Designated Options Examining Authority Fee for Member Firms That Conduct a Public Options Business
Comments received are available for this notice.
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http://www.sec.gov/rules/sro/pcx/pcxarchive/pcxarchive2003.shtml
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