SEC NEWS DIGEST Issue 2004-244 December 21, 2004 ENFORCEMENT PROCEEDINGS COMMISSION SANCTIONS LESLIE AROUH The Commission has sanctioned Leslie A. Arouh, formerly associated with First Union Capital Markets Corp., a registered broker-dealer. The Commission found that Arouh participated in a fraudulent adjusted trading scheme consisting of a three-legged trade between First Union and ARM Capital Advisors LLC (ARM), a registered investment adviser. The Commission found that Arouh purchased bonds from one set of accounts advised by ARM, sold the same bonds at lower prices to different accounts at ARM, and recovered the loss to First Union by selling certain ARM accounts additional bonds that he marked up above the prevailing market price. The Commission found that Arouh's participation in these transactions and his pricing of the bonds constituted deceptive acts in furtherance of the adjusted trading scheme and violated antifraud provisions of the securities laws. The Commission barred Arouh from association with any broker or dealer with a right to reapply after two years, ordered Arouh to pay a civil money penalty of $110,000, and ordered Arouh to cease and desist from committing or causing any violations or future violations of the provisions he was found to have violated. (Rel. 34-50889; File No. 3- 10884) PERMANENT INJUNCTION AND CIVIL PENALTIES ASSESSED AGAINST PANAMED CORPORATIOM The Commission announced that in a hearing on December 13 the U.S. District Court for the Central District of California entered a Final Judgment against Defendant PanaMed Corp., based on the Consent to Injunction Judgment and Order entered by Judge Robert J. Kelleher on Sept. 24, 2004 and the SEC's Motion for Summary Judgment filed on Nov. 4, 2004. PanaMed issued press releases, memoranda and other materials which were disseminated to investors in a private offering of PanaMed stock and which contained false and misleading statements. In addition, PanaMed failed to timely file numerous mandatory periodic reports with the Commission and failed to file its most recent annual report. PanaMed, without admitting or denying the allegations of the complaint, consented in September to an order of permanent injunction which permanently restrained and enjoined it from violating, directly or indirectly, Section 10(b) of the Securities Exchange Act of 1934 (Exchange Act) [15 U.S.C. § 78j(b)] and Rule 10b-5 promulgated thereunder [17 C.F.R. § 240.10b-5], Section 13(a) of the Securities Exchange Act of 1934 (Exchange Act) [15 U.S.C. § 78m(a)] and Rules 13a-1 and 13a-13 promulgated thereunder [17 C.F.R. § 240.13a-1 and 240.13a-13] and Section 17(a) of the Securities Act [15 U.S.C. § 77q(a)]. Based on the consent and the Motion for Summary Judgment, the Court then ordered on Dec. 13, 2004 that PanaMed pay civil penalties in the amount of $5,000 for the violations it had previously consented to. [SEC v. PanaMed Corp., Civil Action No. CV-03-5513-RJICFMOx ] (LR-19003) ADDITIONS AND CORRECTIONS A summary in the December 7th issue of the Digest, entitled “COURT ORDERS PRELIMINARY INJUNCTION AGAINST BOSTON MONEY MANAGER BRADFORD BLEIDT AND HIS INVESTMENT ADVISORY FIRM”, should have read as follows: COURT ORDERS PRELIMINARY INJUNCTION AGAINST BOSTON MONEY MANAGER BRADFORD BLEIDT AND HIS INVESTMENT ADVISORY FIRM The Commission announced that on December 2 U.S. District Judge Nancy Gertner entered a preliminary injunction against Bradford C. Bleidt and his investment advisory firm Allocation Plus Asset Management Co., Inc. (Allocation Plus), thereby extending an asset freeze that the Court had previously entered on Nov. 12, 2004. As the Commission set forth in its complaint and supporting documents, on or about Nov. 11, 2004, Bleidt sent a taped confession to Commission’s Boston office in which he admitted that he had “stolen tens of millions” from clients over a period of 20 years. In its complaint, the SEC charged that Bleidt confessed that he had clients make checks payable to Allocation Plus Management Corp. and then diverted the funds into a bank account that he controlled. The SEC also alleged that in the tape Bleidt stated “the day of reckoning” came about when he no longer had enough funds to cover a client’s requests for a withdrawal. “The money’s gone. I stole it,” Bleidt said in the recording, according to the complaint. In its papers filed with the Court in support of the entry of the preliminary injunction, the Commission detailed Bleidt’s fraud and included a transcript of the recorded confession Bleidt sent to the Commission’s Boston office, as well as transcripts of other recorded confessions that Bleidt made for various parties. The Commission also provided the Court a detailed description of Bleidt’s use of investor funds in a bank account that he controlled. Previously, on Nov. 18, 2004, the Court appointed Boston attorney David A. Vicinanzo as receiver to preserve the assets of the defendants, including a radio station and other entities owned or controlled by Bleidt. The appointment of Mr. Vicinanzo came shortly after the Commission commenced the action by seeking and obtaining a temporary restraining order, including an asset freeze, on Nov. 12, 2004. In a parallel criminal proceeding, federal law enforcement authorities arrested Bleidt on Nov. 19, 2004 based on a compliant charging federal criminal mail fraud. On Nov. 22, 2004, Bleidt made an initial appearance in that proceeding before U.S. Magistrate Judge Joyce London Alexander where he was referred for psychiatric evaluation. For more information see Litigation Release No. 18972 (Nov. 16, 2004). [SEC v. Bradford C. Bleidt, et al., Civil Action No. 04-12415-NG, D. Mass.] (LR-18993A) INVESTMENT COMPANY ACT RELEASES ING USA ANNUITY & LIFE INSURANCE COMPANY, ET AL. An order has been issued on an application filed by ING USA Annuity & Life Insurance Company, et al. (ING) pursuant to Section 26(c) of the Investment Company Act permitting the substitution of securities issued by certain registered investment companies to support certain in force variable life insurance policies and variable annuity contracts with shares of certain series of ING Partners, Inc. The order also exempts ING from Section 17(a) of the Act to the extent necessary to permit it to carry out certain of the proposed substitutions that involve in-kind transfers. (Rel. IC-26711 - December 20) SELF-REGULATORY ORGANIZATIONS WITHDRAWAL OF PROPOSED RULE CHANGE A proposed rule change (SR-PCX-2002-57) relating to the implementation of a new order audit trail system has been withdrawn by the Pacific Exchange. Publication of the notice in the Federal Register is expected during the week of December 20. (Rel. 34-50847) PROPOSED RULE CHANGES. The Pacific Exchange filed a proposed rule change (SR-PCX-2004-122) relating the implementation of a new order audit trail system, the Electronic Order Capture System. Publication of the notice in the Federal Register is expected during the week of December 20. (Rel. 34- 50854) The American Stock Exchange submitted a proposed rule change (SR-Amex- 2004-72) and Amendment No. 1 thereto to amend its minor rule violation plan. Publication of the notice in the Federal Register is expected during the week of December 20. (Rel. 34-50871) The Philadelphia Stock Exchange filed a proposed rule change (SR-Phlx- 2004-90) relating to Remote Streaming Quote Traders. Publication of the notice in the Federal Register is expected during the week of December 20. (Rel. 34-50877) The New York Stock Exchange filed a proposed rule change (SR-NYSE-2002- 19) and Amendment Nos. 1 and 2 thereto relating to customer portfolio and cross-margining requirements. Publication of the notice in the Federal Register is expected during the week of December 27. (Rel. 34- 50885) The Chicago Board Options Exchange filed a proposed rule change (SR-CBOE- 2002-03) and Amendment No. 1 thereto relating to customer portfolio and cross-margining requirements. Publication of the notice in the Federal Register is expected during the week of December 27. (Rel. 34-50886) APPROVAL OF PROPOSED RULE CHANGES The Commission approved a proposed rule change submitted by the National Association of Securities Dealers, through its subsidiary, The Nasdaq Stock Market, Inc. (SR-NASD-2004-166), modifying its Other Securities Fee Schedule. Publication of the notice in the Federal Register is expected during the week of December 20. (Rel. 34-50860) The Commission approved a proposed rule change (SR-NASD-2004-027 relating to Investment Company Portfolio Transactions. Publication of the notice in the Federal Register is expected during the week of December 20. (Rel. 34-50883) IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE A proposed rule change (SR-CBOE-2004-66) filed by the Chicago Board Options Exchange relating to borrowing and lending by registered persons has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the notice in the Federal Register is expected during the week of December 20. (Rel. 34-50874) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-4 CINCINNATI FINANCIAL CORP, 6200 S GILMORE RD, FAIRFIELD, OH, 45014, 5138702000 - 0 ($375,000,000.00) Non-Convertible Debt, (File 333-121429 - Dec. 20) (BR. 01) S-1 BROADVISION INC, 585 BROADWAY, REDWOOD CITY, CA, 94063, 6502615100 - 0 ($46,107,105.00) Equity, (File 333-121430 - Dec. 20) (BR. 03) F-3 AMARIN CORP PLC\UK, GEMINI HOUSE BARTHOLOMEWS WALK, CAMBRIDGESHIRE BUSINESS PARK, ELY CAMBRIDGESHIRE C, X0, 00000, 0 ($60,248,036.00) ADRs/ADSs, (File 333-121431 - Dec. 20) (BR. 01) S-4 FISHER COMMUNICATIONS INC, 100 FOURTH AVENUE NORTH, SUITE 510, SEATTLE, WA, 98109-4932, 2064047000 - 0 ($150,000,000.00) Non-Convertible Debt, (File 333-121432 - Dec. 20) (BR. 37) S-3 ALASKA COMMUNICATIONS SYSTEMS GROUP INC, 600 TELEPHONE AVENUE, -, ANCHORAGE, AK, 99503, 9072973000 - 0 ($290,630,584.00) Equity, (File 333-121433 - Dec. 20) (BR. 37) S-8 Great Wolf Resorts, Inc., 122 WEST WASHINGTON AVENUE, MADISON, WI, 53703, 608-251-6400 - 3,380,520 ($63,895,332.00) Equity, 10,000,000 ($10,000,000.00) Other, (File 333-121434 - Dec. 20) (BR. 08) S-8 ADVANCED SEMICONDUCTOR ENGINEERING INC, 26 CHIN THIRD ROAD, NANTZE EXPORT PROCESSING ZONE, KAOHSIUNG TAIWAN, F5, 00000, 159,968,000 ($95,980,800.00) Equity, (File 333-121435 - Dec. 20) (BR. 36) S-4 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE INC, 0 ($143,371,552.00) Equity, (File 333-121436 - Dec. 20) (BR. 05) S-8 VIROLOGIC INC, 345 OYSTER POINT BLVD., SOUTH SAN FRANCISCO, CA, 94080, 650.635.1100 - 20,115,978 ($41,744,677.55) Equity, (File 333-121437 - Dec. 20) (BR. 01) S-3 VIROLOGIC INC, 345 OYSTER POINT BLVD., SOUTH SAN FRANCISCO, CA, 94080, 650.635.1100 - 440,851 ($1,051,572.00) Equity, (File 333-121438 - Dec. 20) (BR. 01) S-8 N-VIRO INTERNATIONAL CORP, 3450 W CENTRAL AVE, STE 328, TOLEDO, OH, 43606, 4195356374 - 1,000,000 ($2,200,000.00) Equity, (File 333-121439 - Dec. 20) (BR. 04) F-10 GAMMON LAKES RESOURCES INC /FI, 202 BROWNLOW AVENUE CAMBRIDGE 2, SUITE 306, DARTMOUTH NOVA SCOTIA, A5, B3B 1T5, 0 ($88,946,900.00) Equity, (File 333-121440 - Dec. 20) (BR. 04) S-8 INTERLINE BRANDS, INC./DE, 801 W. BAY STREET, JACKSONVILLE, FL, 32204, 904-421-1400 - 0 ($52,917,372.93) Equity, (File 333-121443 - Dec. 20) (BR. 06) F-3 INFOSYS TECHNOLOGIES LTD, ELECTRONICS CITY HOSUR RD, BANGALORE KARNATAKA INDIA, 0119180852 - 16,000,000 ($1,118,400,000.00) Equity, (File 333-121444 - Dec. 20) (BR. 03) S-8 YDI WIRELESS INC, 20 INDUSTRIAL DRIVE EAST, SOUTH DEERFIELD, MA, 01373, 4136658551 - 1,150,000 ($2,756,819.00) Other, (File 333-121445 - Dec. 20) (BR. 37) S-8 AZTAR CORP, 2390 E CAMELBACK RD STE 400, PHOENIX, AZ, 85016-3452, 6023814100 - 4,000,000 ($139,120,000.00) Equity, (File 333-121447 - Dec. 20) (BR. 05) S-3 PEREGRINE PHARMACEUTICALS INC, 14282 FRANKLIN AVE, TUSTIN, CA, 92780, 7145086000 - 12,000,000 ($15,060,000.00) Equity, (File 333-121450 - Dec. 20) (BR. 01) S-3 PLAINS EXPLORATION & PRODUCTION CO, 700 MILAM STREET, SUITE 3100, HOUSTON, TX, 77002, 8322396000 - 0 ($500,000,000.00) Other, (File 333-121452 - Dec. 20) (BR. 04) S-8 EGPI FIRECREEK, INC., 6564 SMOKE TREE LANE, --, SCOTTSDALE, AZ, 85253, 480-948-6581 - 7,000,000 ($378,000.00) Equity, (File 333-121453 - Dec. 20) (BR. 08) SB-2 BLASTGARD INTERNATIONAL INC, 12900 AUTOMOBILE BLVD, SUITE D, CLEARWATER, FL, 33762, 727-592-9400 - 3,081,340 ($6,193,230.23) Equity, (File 333-121455 - Dec. 20) (BR. 08) S-3 GENEREX BIOTECHNOLOGY CORP, 33 HARBOUR SQ, STE 202, TORONTO ONTARIO CANADA, A1, M5J 2G2, 4163642551 - 9,946,342 ($7,061,902.82) Equity, (File 333-121456 - Dec. 20) (BR. 01) S-8 EPOCH HOLDING CORP, 667 MADISON AVENUE, 2ND FLOOR, NEW YORK, NY, 10021, 212-303-7200 - 3,000,000 ($9,900,000.00) Equity, (File 333-121457 - Dec. 20) (BR. 07) S-8 US CONCRETE INC, 2925 BRIARPARK, SUITE 500, HOUSTON, TX, 77042, 713-499-6200 - 3,700,000 ($27,195,000.00) Equity, (File 333-121458 - Dec. 20) (BR. 06) S-8 CINTAS CORP, 6800 CINTAS BLVD, P O BOX 625737, CINCINNATI, OH, 45262, 5134591200 - 3,000,000 ($135,960,000.00) Equity, (File 333-121459 - Dec. 20) (BR. 02) SB-2 AMERICAN ORIENTAL BIOENGINEERING INC, NO.12 JIANCE ROAD, NANGANG DISTRICT, HARBIN, CHINA, C1, 15008, 86-451-666-6601 - 16,500,000 ($25,905,000.00) Equity, (File 333-121460 - Dec. 20) (BR. 01) S-8 ARBOR REALTY TRUST INC, 333 EARLE OVINGTON BOULEVARD, SUITE 900, UNIONDALA, NY, 11553, 5168328003 - 0 ($6,782,947.56) Equity, (File 333-121461 - Dec. 20) (BR. 08) S-8 ECLIPSYS CORP, 1750 CLINT MOORE ROAD, BOCA RATON, FL, 33487, 561-322-4321 - 0 ($10,045,000.00) Equity, (File 333-121462 - Dec. 20) (BR. 03) S-1 PanAmSat Holding CORP, 20 WESTPORT ROAD, WILTON, CT, 06879, 2032108000 - 0 ($1,120,000,000.00) Equity, (File 333-121463 - Dec. 20) (BR. 37) S-3 SEPRACOR INC /DE/, 111 LOCKE DR, MARLBOROUGH, MA, 01757, 5084816700 - 0 ($500,000,000.00) Debt Convertible into Equity, (File 333-121465 - Dec. 20) (BR. 01) N-2 FIRST TRUST ENERGY INCOME FUND, 1001 WARRENVILLE ROAD, SUITE 300, LISLE, IL, 60532, 630-241-4141 - 1,000 ($20,000.00) Equity, (File 333-121466 - Dec. 20) (BR. ) S-8 LONE STAR STEAKHOUSE & SALOON INC, 224 E DOUGLAS STE 700, WICHITA, KS, 67202, 3162648899 - 3,000,000 ($80,085,000.00) Equity, (File 333-121467 - Dec. 20) (BR. 05) S-8 ENZON PHARMACEUTICALS INC, 685 ROUTE 202/206, BRIDGEWATER, NJ, 08807, 7329804500 - 4,000,000 ($58,960,000.00) Equity, (File 333-121468 - Dec. 20) (BR. 01) S-3 RYLAND GROUP INC, 24025 PARK SORRENTO, SUITE 400, CALABASAS, CA, 91302, 8182237500 - 0 ($350,000,000.00) Equity, (File 333-121469 - Dec. 20) (BR. 06) S-8 YELLOW ROADWAY CORP, ATTN: FINANCIAL REPORTING MANAGER - A415, 10990 ROE AVENUE, OVERLAND PARK, KS, 66211, 9136966100 - 0 ($181,481,300.00) Equity, (File 333-121470 - Dec. 20) (BR. 05) SB-2 Sound Surgical Technologies Inc., 357 SO. MCCASLIN BLVD, SUITE 100, LOUISVILLE, CO, 80027, 303-926-8608 - 0 ($25,400,000.00) Equity, (File 333-121472 - Dec. 20) (BR. ) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off- Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off- Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant’s Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT ------------------------------------------------------------------------------------------------ AAR CORP DE 2.02,9.01 12/17/04 ABCI HOLDINGS INC DE 4.01,9.01 12/15/04 ABM INDUSTRIES INC /DE/ DE 2.02,4.02,9.01 12/14/04 ADVANCE DISPLAY TECHNOLOGIES INC CO 1.01,3.02,5.02,9.01 12/20/04 ADVANCED ACCESSORY HOLDINGS CORP DE 5.02 12/16/04 ADVANTA BUSINESS RECEIVABLES CORP 8.01,9.01 12/20/04 AFFILIATED COMPUTER SERVICES INC DE 8.01,9.01 12/17/04 AKAMAI TECHNOLOGIES INC DE 8.01 12/17/04 ALBERTSONS INC /DE/ DE 1.01,9.01 12/15/04 ALLIANCE PHARMACEUTICAL CORP NY 4.01,9.01 12/14/04 ALLION HEALTHCARE INC DE 1.01,3.02,3.03,9.01 12/14/04 ALPHARMA INC DE 1.01 12/16/04 AMERICA ONLINE LATIN AMERICA INC DE 5.02 12/20/04 AMERICAN AIRLINES INC DE 1.01,2.03,9.01 12/17/04 AMERICAN BANK NOTE HOLOGRAPHICS INC DE 1.01,2.03,2.05,2.06,9.01 12/14/04 AMERICAN BILTRITE INC DE 1.01,2.03 12/14/04 AMERICAN DAIRY INC UT 3.02 12/06/04 AMERICAN EAGLE OUTFITTERS INC DE 8.01,9.01 12/17/04 AMERICAN ECOLOGY CORP DE 1.01 12/16/04 AMERICAN HEALTHWAYS INC DE 2.02,9.01 12/20/04 AMERICAN ROCK SALT CO LLC 7.01 12/20/04 AMERICAN SEAFOODS GROUP LLC DE 7.01,9.01 12/17/04 AMERICAN SPECTRUM REALTY INC MD 8.01,9.01 12/20/04 AMERICAN VANGUARD CORP DE 8.01,9.01 12/15/04 AMERITRANS CAPITAL CORP DE 9.01 12/20/04 AMERUS GROUP CO/IA IA 1.01,2.03,3.02,9.01 12/15/04 AMPEX CORP /DE/ DE 8.01,9.01 12/17/04 AMR CORP DE 1.01,2.03,9.01 12/17/04 AMREIT TX 1.01 12/20/04 ANGIODYNAMICS INC DE 2.02,9.01 12/20/04 ANIKA THERAPEUTICS INC MA 1.01,1.02,9.01 12/15/04 ARADYME CORP DE 8.01 12/15/04 ARBOR REALTY TRUST INC MD 8.01,9.01 12/16/04 ARDENT HEALTH SERVICES LLC DE 8.01,9.01 12/20/04 ARIZONA PUBLIC SERVICE CO AZ 1.01,9.01 12/14/04 ARROW FINANCIAL CORP NY 8.01,9.01 12/16/04 ARROW INTERNATIONAL INC PA 2.02,9.01 12/20/04 ASHFORD HOSPITALITY TRUST INC MD 7.01,9.01 12/17/04 ASHLAND INC KY 8.01,9.01 12/20/04 ASHLAND INC KY 7.01,9.01 12/20/04 ATLANTIC COAST FEDERAL CORP X1 8.01,9.01 12/17/04 ATLAS AMERICA INC DE 8.01 12/20/04 ATLAS PIPELINE PARTNERS LP DE 8.01 12/20/04 AUTOZONE INC NV 1.01,9.01 12/16/04 AVISTA CORP WA 1.01,2.03,9.01 12/15/04 BAIRNCO CORP /DE/ DE 2.01 12/20/04 BALCHEM CORP MD 1.01,9.01 12/15/04 BANC ONE HELOC 1999-1 OH 8.01,9.01 12/20/04 BANC ONE HELOC TRUST 1998-1 OH 8.01,9.01 12/20/04 BANK ONE AUTO SECURITIZATION TRUST 20 DE 8.01,9.01 12/20/04 BARRETT BUSINESS SERVICES INC MD 5.02 12/15/04 BAYWOOD INTERNATIONAL INC NV 8.01,9.01 12/17/04 BB&T CORP NC 1.01 12/17/04 BB&T CORP NC 5.02 12/20/04 AMEND BCSB BANKCORP INC 4.01 12/14/04 BEAR STEARNS COMMERCIAL MORTGAGE SECU DE 8.01,9.01 12/13/04 Bear Stearns Commercial Mortgage Secu DE 8.01,9.01 12/13/04 Bear Stearns Commercial Mortgage Secu DE 8.01,9.01 12/13/04 BENTLEY COMMERCE CORP FL 3.02 12/16/04 BESTWAY INC DE 3.01,9.01 12/20/04 BEVERLY ENTERPRISES INC DE 2.01,9.01 07/30/04 AMEND BF ACQUISITION GROUP III INC FL 5.03 12/20/04 BILL BARRETT CORP 1.01,1.02,3.03,5.03,8.01,9.01 12/14/04 BIO TRACKING SECURITY INC FL 4.01 12/20/04 BIO TRACKING SECURITY INC FL 3.01,9.01 12/20/04 BIOGEN IDEC INC DE 8.01 12/13/04 BLOCKBUSTER INC DE 1.01,9.01 12/20/04 BLOCKBUSTER INC DE 8.01 12/20/04 BNS HOLDING, INC. DE 5.02,8.01,9.01 12/15/04 BORGWARNER INC DE 8.01 12/17/04 BOSTON SCIENTIFIC CORP DE 5.02,9.01 12/14/04 BREK ENERGY CORP NV 3.02 12/15/04 BRYN MAWR BANK CORP PA 5.02,9.01 12/17/04 BUCKEYE PARTNERS L P DE 1.01,5.03,8.01,9.01 12/15/04 CALYPTE BIOMEDICAL CORP DE 1.01,9.01 09/28/04 AMEND CALYPTE BIOMEDICAL CORP DE 1.01,9.01 09/30/04 AMEND CAMCO FINANCIAL CORP DE 1.01,8.01,9.01 12/15/04 CAMDEN PROPERTY TRUST TX 1.01,2.03,9.01 12/15/04 CAPITAL TECH INC CO 4.01 12/01/04 CAREER EDUCATION CORP DE 7.01,9.01 12/20/04 CATHAY GENERAL BANCORP DE 5.02,9.01 12/20/04 CENDANT CORP DE 1.01,7.01,9.01 12/20/04 CENTER BANCORP INC NJ 1.01,9.01 12/17/04 CENTURY PACIFIC FINANCIAL CORP AZ 1.01,2.01,5.03,8.01 12/13/04 CERADYNE INC DE 8.01,9.01 12/20/04 CHAAS ACQUISITIONS LLC DE 5.02 12/16/04 CHALONE WINE GROUP LTD CA 1.01,1.02,9.01 12/18/04 CHARLES & COLVARD LTD NC 2.02 12/20/04 CHARTERMAC DE 8.01 12/20/04 CHARTERMAC DE 8.01 12/20/04 CHARTERMAC DE 8.01 12/20/04 CHATTEM INC TN 8.01 12/13/04 CHEMUNG FINANCIAL CORP NY 5.02 12/20/04 CHENIERE ENERGY INC DE 1.01,8.01,9.01 12/18/04 CHESAPEAKE CORP /VA/ VA 5.02,9.01 12/17/04 CHIRON CORP DE 8.01,9.01 12/17/04 CIT Equipment Collateral 2004-EF1 DE 8.01,9.01 10/20/04 CIT EQUIPMENT COLLATERAL 2004-VT1 DE 8.01,9.01 12/20/04 Citigroup Commercial Mortgage Trust 2 DE 8.01,9.01 12/20/04 CITIZENS HOLDING CO /MS/ MS 1.01 11/19/04 CITY NETWORK INC NV 5.02,5.03,9.01 09/28/04 CLECO CORP LA 8.01,9.01 12/17/04 CNH CAPITAL RECEIVABLES INC DE 8.01,9.01 12/15/04 CNH CAPITAL RECEIVABLES INC DE 8.01,9.01 12/15/04 CNH CAPITAL RECEIVABLES INC DE 8.01,9.01 12/15/04 CNH CAPITAL RECEIVABLES INC DE 8.01,9.01 12/15/04 CNH CAPITAL RECEIVABLES INC DE 8.01,9.01 12/15/04 CNH CAPITAL RECEIVABLES INC DE 8.01,9.01 12/15/04 CNH CAPITAL RECEIVABLES INC DE 8.01,9.01 12/15/04 CNH HOLDINGS CO NV 3.02,9.01 12/13/04 COACH INC MD 8.01,9.01 12/17/04 COATES INTERNATIONAL LTD \DE\ DE 8.01,9.01 12/17/04 COEUR D ALENE MINES CORP ID 8.01,9.01 12/15/04 COLONIAL PROPERTIES TRUST AL 8.01,9.01 12/20/04 COLONIAL REALTY LIMITED PARTNERSHIP DE 8.01,9.01 12/20/04 COLUMBIA SPORTSWEAR CO OR 1.01,9.01 12/16/04 COMMERCIAL FEDERAL CORP NE 1.01,5.02 12/14/04 COMMERCIAL METALS CO DE 2.02,9.01 12/20/04 COMMERCIAL MORTGAGE PASS THROUGH CERT DE 8.01,9.01 12/17/04 COMMODORE APPLIED TECHNOLOGIES INC DE 7.01,9.01 12/17/04 COMMONWEALTH BIOTECHNOLOGIES INC VA 2.02,9.01 12/20/04 COMPETITIVE TECHNOLOGIES INC DE 8.01,9.01 12/15/04 COOPER COMPANIES INC DE 2.02,9.01 12/13/04 COOPER INDUSTRIES LTD 7.01,9.01 12/20/04 CORTEX PHARMACEUTICALS INC/DE/ DE 1.01,3.02,9.01 12/14/04 CREATIVE VISTAS INC AZ 8.01,9.01 12/20/04 CREDIT ACCEPTANCE CORPORATION MI 7.01,9.01 12/20/04 CROSS TIMBERS ROYALTY TRUST TX 2.02,9.01 12/20/04 CROSSROADS SYSTEMS INC DE 2.02,9.01 12/20/04 CTD HOLDINGS INC FL 3.02 12/17/04 CTS CORP IN 8.01,9.01 12/17/04 CULP INC NC 7.01,9.01 12/20/04 CURATIVE HEALTH SERVICES INC 1.01,2.05,9.01 12/20/04 CWABS INC DE 8.01,9.01 12/20/04 CWABS INC DE 8.01,9.01 12/20/04 DATAWATCH CORP DE 9.01 12/20/04 AMEND DERMA SCIENCES INC PA 3.02 12/15/04 AMEND DIAMETRICS MEDICAL INC MN 1.01,2.03,3.02,9.01 12/14/04 DIVIDEND CAPITAL TRUST INC MD 2.01,9.01 09/28/04 AMEND DNB FINANCIAL CORP /PA/ PA 1.01,5.02,8.01,9.01 12/20/04 DONALDSON CO INC DE 2.03 12/17/04 DRS TECHNOLOGIES INC DE 1.01,2.01,9.01 12/14/04 DWANGO NORTH AMERICA CORP NV 1.01 12/14/04 DYNABAZAAR INC DE 5.02 12/17/04 EASYLINK SERVICES CORP DE 1.01,2.03,9.01 12/16/04 EDGE PETROLEUM CORP DE 8.01,9.01 12/16/04 EFJ INC DE 2.02,9.01 12/20/04 ELECTROGLAS INC DE 1.01 12/17/04 ELECTROGLAS INC DE 5.02,9.01 12/20/04 EMAGIN CORP DE 1.01,2.03,3.02,8.01,9.01 12/20/04 ENCORE ACQUISITION CO DE 7.01,9.01 12/20/04 ENCYSIVE PHARMACEUTICALS INC DE 8.01,9.01 12/20/04 ENDOCARE INC DE 1.01 12/14/04 ENETPC INC MN 5.02 12/14/04 ENHANCE BIOTECH INC DE 5.02,5.03,5.05,8.01,9.01 12/16/04 ENTERGY CORP /DE/ DE 1.01,1.02,2.03,9.01 12/14/04 ENTRX CORP DE 3.01,8.01 12/14/04 EPLUS INC DE 8.01 12/20/04 EQUITY OFFICE PROPERTIES TRUST MD 1.01,9.01 12/14/04 ESSEX PROPERTY TRUST INC MD 8.01 12/20/04 EXELON CORP PA 8.01 12/20/04 EYETECH PHARMACEUTICALS INC DE 8.01 12/17/04 EZ EM INC DE 5.02,9.01 12/17/04 F5 NETWORKS INC WA 8.01 12/20/04 FAMOUS DAVES OF AMERICA INC MN 2.03 12/14/04 FEDERAL SIGNAL CORP /DE/ DE 7.01,9.01 12/15/04 FEI CO OR 1.01 12/17/04 FIFTH THIRD AUTO TRUST 2004-A 8.01,9.01 12/20/04 FIRST CAPITAL INCOME PROPERTIES LTD S IL 2.01,9.01 12/20/04 FIRST FEDERAL BANKSHARES INC DE 1.01,9.01 12/16/04 First Horizon ABS Trust 2004-HE3 DE 8.01,9.01 12/20/04 FIRST UNION COMMERCIAL MORTGAGE PASS NC 9.01 12/15/04 FIRSTFED FINANCIAL CORP DE 7.01,9.01 11/30/04 FISCHER IMAGING CORP DE 1.01 12/08/04 FLEET HOME EQUITY LOAN LLC DE 9.01 12/20/04 FOOTSTAR INC DE 1.01,4.01,9.01 12/14/04 FRANKLIN FINANCIAL SERVICES CORP /PA/ PA 5.03,9.01 12/16/04 GATEWAY INC DE 8.01,9.01 12/15/04 GENCORP INC OH 2.03,3.02,8.01,9.01 12/16/04 GENESIS TECHNOLOGY GROUP INC FL 1.01,1.02,5.02 12/13/04 GERACO INC NV 2.01,9.01 12/15/04 GLATFELTER P H CO PA 1.01,9.01 12/15/04 GOLDEN STAR RESOURCES LTD 5.02 12/16/04 GOLDMAN SACHS ASSET BACKED SECURITIES 8.01,9.01 12/15/04 GREAT WESTERN LAND RECREATION INC NV 5.02 12/15/04 Great Wolf Resorts, Inc. DE 1.01,8.01 12/20/04 GREATER BAY BANCORP CA 8.01,9.01 12/20/04 GS AUTO LOAN TRUST 2004-1 8.01,9.01 12/15/04 GS MORTGAGE SECURITIES CORP DE 8.01,9.01 12/16/04 GUARDIAN TECHNOLOGIES INTERNATIONAL I DE 8.01,9.01 12/20/04 GUIDANT CORP IN 1.01,3.03,5.03,9.01 12/15/04 GUNDLE SLT ENVIRONMENTAL INC DE 5.02 12/16/04 H&R BLOCK INC MO 1.01,2.03 12/17/04 HANOVER CAPITAL MORTGAGE HOLDINGS INC MD 8.01,9.01 12/20/04 HARRELL HOSPITALITY GROUP INC DE 8.01 09/30/04 HARRIS & HARRIS GROUP INC /NY/ NY 2.02 12/20/04 HARTFORD FINANCIAL SERVICES GROUP INC DE 1.01,5.02,9.01 12/15/04 HEALTH NET INC DE 1.01,9.01 12/17/04 HECLA MINING CO/DE/ DE 1.01 12/14/04 HEI INC MN 3.01,9.01 12/17/04 HELIX TECHNOLOGY CORP DE 1.01,5.02,9.01 12/14/04 HEMAGEN DIAGNOSTICS INC DE 8.01 12/17/04 HEMISPHERX BIOPHARMA INC DE 8.01 12/20/04 HEMISPHERX BIOPHARMA INC DE 5.02 12/20/04 AMEND HERBALIFE LTD. E9 1.01,5.02 12/15/04 HIBERNIA CORP LA 1.01 12/20/04 HILB ROGAL & HOBBS CO VA 1.01,9.01 12/15/04 HNI CORP IA 8.01 12/20/04 HOLOGIC INC DE 1.01 12/15/04 Home Equity Mortgage Loan Asset Backe DE 9.01 12/13/04 HUGOTON ROYALTY TRUST TX 2.02,9.01 12/20/04 HYPERCOM CORP DE 7.01 12/20/04 I/OMAGIC CORP NV 1.01,9.01 12/15/04 ICAD INC DE 3.02 12/15/04 IDT CORP DE 1.01,9.01 12/15/04 ILINC COMMUNICATIONS INC DE 9.01 12/14/04 ILLUMINA INC CA 1.01 12/20/04 IMMUNICON CORP 8.01,9.01 12/20/04 IMPRESO INC DE 1.01 12/14/04 AMEND INDYMAC ABS INC DE 8.01,9.01 12/20/04 INERGY L P DE 7.01,9.01 12/16/04 INFOCUS CORP OR 1.01,2.05,9.01 12/14/04 INLAND WESTERN RETAIL REAL ESTATE TRU MD 7.01,9.01 12/17/04 INLAND WESTERN RETAIL REAL ESTATE TRU MD 9.01 10/18/04 AMEND INLAND WESTERN RETAIL REAL ESTATE TRU MD 9.01 10/25/04 AMEND INLAND WESTERN RETAIL REAL ESTATE TRU MD 9.01 11/03/04 AMEND INLAND WESTERN RETAIL REAL ESTATE TRU MD 9.01 11/17/04 AMEND INLAND WESTERN RETAIL REAL ESTATE TRU MD 9.01 11/23/04 AMEND INLAND WESTERN RETAIL REAL ESTATE TRU MD 9.01 12/07/04 AMEND INNSUITES HOSPITALITY TRUST OH 8.01 12/20/04 INTEGRITY MUTUAL FUNDS INC ND 1.01 12/15/04 INTERCHANGE CORP DE 8.01,9.01 12/20/04 INTERMET CORP GA 7.01,9.01 12/20/04 INTERNATIONAL BANCSHARES CORP TX 7.01 12/20/04 INTERNATIONAL FLAVORS & FRAGRANCES IN NY 1.01,9.01 12/15/04 INTERNATIONAL FUEL TECHNOLOGY INC NV 1.01,9.01 12/17/04 INTERNATIONAL PAPER CO /NEW/ NY 1.01,5.02,9.01 12/20/04 INTERNATIONAL STEEL GROUP INC DE 8.01 12/20/04 Interstar Millennium Series 2004-2G T 8.01,9.01 12/14/04 INTERVOICE INC TX 1.01,5.02,8.01 12/14/04 INVESTMENT TECHNOLOGY GROUP INC DE 1.01,5.02,9.01 09/09/04 AMEND INVESTNET INC NV 2.01,9.01 12/13/04 AMEND INYX INC NV 1.01,7.01,9.01 12/15/04 ITT INDUSTRIES INC IN 1.01,2.03,9.01 12/15/04 J.P. Morgan Chase Commercial Mortgage DE 9.01 12/15/04 J.P. Morgan Chase Commercial Mortgage DE 9.01 12/15/04 JABIL CIRCUIT INC DE 2.02,9.01 12/20/04 JOHNSON & JOHNSON NJ 1.01,9.01 12/15/04 JONES APPAREL GROUP INC PA 8.01,9.01 12/20/04 KB HOME DE 2.02,9.01 12/16/04 KENTEX PETROLEUM INC NV 1.01,5.01,5.02,5.03,7.01,9.01 12/20/04 KITE REALTY GROUP TRUST MD 1.01,9.01 12/15/04 KNIGHTSBRIDGE FINE WINES INC NV 2.01,9.01 12/20/04 KRAFT FOODS INC VA 1.01 12/15/04 KRAMONT REALTY TRUST MD 7.01,9.01 12/20/04 KROGER CO OH 8.01,9.01 12/20/04 LABRANCHE & CO INC DE 8.01,9.01 12/17/04 LANDAMERICA FINANCIAL GROUP INC VA 5.02 12/20/04 LAS VEGAS SANDS CORP NV 1.01,8.01,9.01 12/14/04 LAS VEGAS SANDS INC NV 1.01 12/14/04 LASERCARD CORP DE 4.01,9.01 12/14/04 LEGG MASON INC MD 9.01 12/20/04 LIBERTY MEDIA CORP /DE/ DE 2.03,7.01 12/17/04 LIBERTY MEDIA INTERNATIONAL INC DE 7.01 12/20/04 LONE STAR STEAKHOUSE & SALOON INC DE 1.01,9.01 12/15/04 LUXEMBURG BANCSHARES INC WI 2.02,4.02 12/14/04 M&T BANK CORP NY 8.01,9.01 12/20/04 MACQUARIE SECURITISATION LTD DE 8.01,9.01 12/20/04 MACROMEDIA INC DE 5.02 12/17/04 MAGUIRE PROPERTIES INC MD 1.01,2.01,9.01 12/20/04 MASTR ALTERNATIVE LOAN TRUST 2004-12 DE 8.01,9.01 12/20/04 MAVERICK TUBE CORPORATION DE 9.01 12/20/04 MAX & ERMAS RESTAURANTS INC DE 1.01,2.02,2.03,9.01 12/14/04 MAXIM INTEGRATED PRODUCTS INC DE 5.02,5.03,9.01 12/20/04 MAYORS JEWELERS INC/DE DE 5.02,8.01,9.01 12/15/04 MECHANICAL TECHNOLOGY INC NY 1.01,5.02,8.01,9.01 12/16/04 MEDIA SCIENCES INTERNATIONAL INC DE 1.01,9.01 12/16/04 MEDIABAY INC FL 1.01 12/15/04 MEDIABAY INC FL 8.01,9.01 12/17/04 MERISTAR HOSPITALITY CORP MD 1.01,5.03,9.01 12/14/04 MERISTAR HOSPITALITY OPERATING PARTNE DE 1.01,5.03,9.01 12/14/04 MERITAGE HOSPITALITY GROUP INC MI 1.01 12/16/04 MESABI TRUST NY 4.01,4.02,9.01 12/15/04 METLIFE INC DE 1.01,8.01,9.01 12/14/04 METRON TECHNOLOGY N V 2.01,2.04,3.03,5.02,9.01 12/14/04 MFRI INC DE 4.01,9.01 12/16/04 MICRON ENVIRO SYSTEMS INC NV 8.01 12/20/04 MICROTUNE INC DE 8.01 12/17/04 MILLENNIUM PHARMACEUTICALS INC DE 1.01,5.02,9.01 12/17/04 ML MACADAMIA ORCHARDS L P DE 1.01,5.01,5.02 12/09/04 MONOLITHIC SYSTEM TECHNOLOGY INC CA 1.01,9.01 12/14/04 MONSANTO CO /NEW/ DE 2.02,2.04 12/20/04 Morgan Stanley Auto Loan Trust 2004-H DE 8.01,9.01 12/15/04 MORGAN STANLEY AUTO LOAN TRUST 2004-H 8.01,9.01 12/15/04 Morgan Stanley Capital I Trust 2004 H DE 8.01,9.01 12/14/04 Morgan Stanley Capital I Trust 2004 I DE 9.01 12/15/04 Morgan Stanley Capital I Trust 2004 I DE 8.01,9.01 12/15/04 MortgageIT Holdings, Inc. MD 1.01,9.01 12/20/04 MOTOROLA INC DE 8.01,9.01 12/14/04 MOVIE GALLERY INC DE 1.01,9.01 12/16/04 N-VIRO INTERNATIONAL CORP DE 5.02 12/14/04 NATIONAL SEMICONDUCTOR CORP DE 8.01 12/17/04 NETWORTH TECHNOLOGIES, INC. DE 3.03,5.03,8.01 12/16/04 NEUROGEN CORP DE 9.01 12/20/04 NEW COMMERCE BANCORP SC 1.01,7.01,9.01 12/16/04 NEW YORK TIMES CO NY 1.01,5.02 12/16/04 NEXTEL COMMUNICATIONS INC DE 1.01,8.01 12/14/04 NIGHTINGALE INC UT 3.03,9.01 12/20/04 NORTECH SYSTEMS INC MN 8.01,9.01 12/17/04 NORTH COUNTRY FINANCIAL CORP MI 1.01 12/15/04 NORTHWEST NATURAL GAS CO OR 1.01,9.01 12/16/04 NORWOOD FINANCIAL CORP PA 8.01,9.01 12/17/04 NRG ENERGY, INC. DE 3.02 12/14/04 NS8 CORP DE 2.03,9.01 12/14/04 NS8 CORP DE 2.03,9.01 12/14/04 AMEND NUANCE COMMUNICATIONS CA 5.02 12/09/04 NUVELO INC DE 1.01,9.01 12/14/04 NYER MEDICAL GROUP INC FL 5.02 12/20/04 OCCAM NETWORKS INC/DE DE 1.01,3.02 12/17/04 OEF CORPORATE SOLUTIONS INC NV 4.01,9.01 12/17/04 OMNICORDER TECHNOLOGIES INC DE 3.02,5.02,9.01 12/14/04 ONEOK INC /NEW/ OK 1.01,9.01 12/16/04 ONYX ACCEPTANCE OWNER TRUST 2004-A DE 8.01 11/30/04 Onyx Acceptance Owner Trust 2004-B DE 8.01 11/30/04 Onyx Acceptance Owner Trust 2004-C DE 8.01 11/30/04 OPTIMAL GROUP INC 7.01 12/20/04 ORGANIC SOILS COM INC DE 4.01,9.01 02/17/04 ORION ACQUISITION CORP II DE 1.01,2.01,3.02,5.02,5.03,7.01 12/15/04 OUTDOOR CHANNEL HOLDINGS INC AK 8.01 12/20/04 OVERNITE CORP VA 1.01 12/17/04 OYO GEOSPACE CORP DE 1.01,1.02,2.03 12/16/04 PAC-WEST TELECOMM INC 7.01,9.01 12/17/04 PACIFIC GAS & ELECTRIC CO CA 5.03,9.01 12/20/04 AMEND PALMETTO BANCSHARES INC SC 5.02 12/14/04 PEOPLES BANCORP IN 5.03 12/20/04 PEPSI BOTTLING GROUP INC DE 2.02,9.01 12/20/04 PEREGRINE SYSTEMS INC DE 2.02,9.01 12/20/04 PG&E CORP CA 5.03,9.01 12/20/04 AMEND PHARMOS CORP NV 8.01,9.01 12/20/04 PHOTON DYNAMICS INC CA 1.01,5.02,9.01 12/16/04 PINNACLE ENTERTAINMENT INC DE 1.01,8.01,9.01 12/16/04 PINNACLE WEST CAPITAL CORP AZ 1.01,8.01,9.01 11/18/04 PITNEY BOWES INC /DE/ DE 5.02 12/15/04 PLAINS EXPLORATION & PRODUCTION CO DE 9.01 12/20/04 PLM EQUIPMENT GROWTH FUND CA 8.01 12/20/04 PLM EQUIPMENT GROWTH FUND IV CA 8.01 12/20/04 PMI GROUP INC DE 1.01,9.01 12/20/04 POINT THERAPEUTICS INC DE 8.01,9.01 12/17/04 POLYONE CORP 1.01,5.02 12/15/04 PORTAL SOFTWARE INC DE 3.01 12/14/04 PPL CORP PA 2.02,9.01 12/20/04 PRAECIS PHARMACEUTICALS INC DE 7.01 12/20/04 PROTECTIVE LIFE CORP DE 8.01,9.01 12/20/04 PUBLIC CO MANAGEMENT CORP NV 8.01,9.01 12/13/04 PUGET ENERGY INC /WA WA 5.02 12/20/04 PYRAMID BREWERIES INC WA 4.01 12/14/04 QUEST DIAGNOSTICS INC DE 1.01,9.01 12/14/04 RADIAN GROUP INC DE 1.01,2.03 12/16/04 RAINIER PACIFIC FINANCIAL GROUP INC 8.01,9.01 12/20/04 RAINING DATA CORP DE 1.01,9.01 12/14/04 RAM VENTURE HOLDINGS CORP FL 1.02 12/16/04 Real Mex Restaurants, Inc. DE 8.01,9.01 12/20/04 REDHAND INTERNATIONAL INC NV 4.01,5.02,9.01 12/20/04 RELIABILITY INC TX 1.01,2.03,3.03,9.01 12/17/04 RELIANCE STEEL & ALUMINUM CO CA 1.01,9.01 12/16/04 RGC RESOURCES INC VA 2.02,9.01 12/20/04 RIVIERA TOOL CO MI 3.01,8.01 12/15/04 RURAL ELECTRIC COOPERATIVE GRANTOR TR NY 8.01,9.01 12/15/04 RUSSELL CORP AL 1.01,9.01 12/14/04 RYDER SYSTEM INC FL 7.01,9.01 12/20/04 RYLAND GROUP INC MD 9.01 12/17/04 SAFENET INC DE 2.01,9.01 12/15/04 SANDERSON FARMS INC MS 1.01,9.01 12/15/04 SAVANNAH BANCORP INC GA 7.01 12/20/04 SBA COMMUNICATIONS CORP FL 1.01,2.03,8.01,9.01 12/14/04 SBC COMMUNICATIONS INC DE 8.01 12/15/04 SCHAWK INC DE 1.01,2.03,3.02,9.01 12/17/04 SCIENTIFIC LEARNING CORP DE 1.01 12/17/04 SCIENTIFIC LEARNING CORP DE 4.02 12/15/04 SCOTIA PACIFIC CO LLC DE 7.01 12/20/04 SCOTTISH RE GROUP LTD E9 2.03 12/15/04 SECURED DIVERSIFIED INVESTMENT LTD NV 5.02,5.03,9.01 12/16/04 SEITEL INC DE 2.02,9.01 12/15/04 SELAS CORP OF AMERICA PA 1.01,5.02,9.01 12/14/04 Seneca Gaming Corp XX 2.02,9.01 12/20/04 SERVICE CORPORATION INTERNATIONAL TX 7.01 12/20/04 SHUFFLE MASTER INC MN 8.01 12/17/04 SILESIA ENTERPRISES INC NV 8.01 12/20/04 SINCLAIR BROADCAST GROUP INC MD 1.01,9.01 12/14/04 SKYWAY COMMUNICATIONS HOLDING CORP FL 8.01 12/17/04 AMEND SKYWAY COMMUNICATIONS HOLDING CORP FL 8.01,9.01 12/17/04 AMEND SKYWAY COMMUNICATIONS HOLDING CORP FL 8.01,9.01 12/17/04 AMEND SKYWAY COMMUNICATIONS HOLDING CORP FL 8.01,9.01 12/17/04 AMEND SM&A CA 7.01,9.01 12/20/04 SMALL WORLD KIDS INC UT 1.01,9.01 12/15/04 SMITH A O CORP DE 5.02,9.01 12/17/04 SONO TEK CORP NY 7.01,8.01 12/15/04 SONOSITE INC 1.01,9.01 12/17/04 SONTRA MEDICAL CORP MN 1.01,3.02 12/08/04 AMEND SOUTHWESTERN ENERGY CO AR 1.01,9.01 12/17/04 SPORT HALEY INC CO 8.01,9.01 12/15/04 STAPLES INC DE 1.01,1.02,2.03,9.01 12/14/04 STAR SCIENTIFIC INC DE 1.02,9.01 12/13/04 STARSOFT INC NV 1.01,3.02,5.01,5.02,8.01,9.01 12/16/04 STEWART ENTERPRISES INC LA 5.02,9.01 12/20/04 STEWART INFORMATION SERVICES CORP DE 5.02 12/17/04 STRUCTURED ASSET SEC CORP II LB-UBS C 8.01,9.01 12/17/04 SUNAIR ELECTRONICS INC FL 9.01 10/05/04 AMEND SUNGARD DATA SYSTEMS INC DE 1.01,9.01 12/14/04 SUPERIOR ENERGY SERVICES INC DE 7.01,9.01 12/17/04 SYMANTEC CORP DE 1.01,9.01 12/15/04 SYNAPTICS INC CA 2.03,3.02,9.01 12/14/04 TAPESTRY PHARMACEUTICALS, INC DE 1.01,5.02,9.01 12/14/04 TARRANT APPAREL GROUP CA 1.01,2.03,3.02,9.01 12/14/04 TECHNE CORP /MN/ MN 1.01,5.02,9.01 12/17/04 TECHNICAL OLYMPIC USA INC DE 1.01,8.01,9.01 12/14/04 TERCICA INC DE 8.01 12/17/04 THACKERAY CORP DE 2.01,9.01 12/10/04 AMEND THERMO ELECTRON CORP DE 2.03 12/17/04 THORATEC CORP CA 5.02,7.01,9.01 12/17/04 TIDELANDS BANCSHARES INC 8.01,9.01 12/20/04 TLC VISION CORP A6 8.01,9.01 12/20/04 TLC VISION CORP A6 2.01,9.01 12/20/04 Tower Group, Inc. DE 8.01,9.01 12/17/04 Tower Group, Inc. DE 7.01,9.01 12/17/04 TRANSACT TECHNOLOGIES INC DE 1.01 12/16/04 TREX CO INC DE 1.01,2.03,9.01 12/15/04 TRINITY CAPITAL CORP 7.01 12/16/04 TRINITY3 CORP DE 1.02,3.02 12/17/04 TUFCO TECHNOLOGIES INC DE 2.02,7.01,9.01 12/16/04 UC Hub Group Inc NV 3.01 11/19/04 UNIT CORP DE 1.01,9.01 12/14/04 UNITED DOMINION REALTY TRUST INC MD 7.01,9.01 12/20/04 UNITEDGLOBALCOM INC DE 1.01,3.02,9.01 12/16/04 URECOATS INDUSTRIES INC DE 5.02 12/15/04 USEC INC DE 5.02,9.01 12/14/04 UTEK CORP 8.01,9.01 12/16/04 UTIX GROUP INC DE 5.02 12/14/04 VASCO DATA SECURITY INTERNATIONAL INC DE 2.02,9.01 12/16/04 VENDINGDATA CORP NV 8.01 12/17/04 VERITAS SOFTWARE CORP /DE/ DE 1.01,8.01,9.01 12/15/04 VERTRUE INC DE 5.04,9.01 12/20/04 VICAL INC DE 1.01,2.03 12/16/04 VIISAGE TECHNOLOGY INC DE 1.01,1.02,9.01 12/14/04 VIROLOGIC INC DE 9.01 12/10/04 AMEND VISUAL DATA CORP FL 5.02,8.01 12/15/04 VOLKSWAGEN AUTO LEASE TRUST 2002-A 8.01,9.01 12/20/04 Volkswagen Auto Lease Trust 2004-A DE 8.01,9.01 12/20/04 VOLKSWAGEN AUTO LOAN ENHANCED TRUST 2 8.01,9.01 12/20/04 VOLKSWAGEN AUTO LOAN ENHANCED TRUST 2 DE 8.01,9.01 12/20/04 VOLKSWAGEN DEALER FINANCE LLC DE 8.01,9.01 12/20/04 VOLTERRA SEMICONDUCTOR CORP 1.01 12/14/04 VORNADO OPERATING CO DE 8.01,9.01 12/17/04 VOUGHT AIRCRAFT INDUSTRIES INC 1.01,5.02 12/14/04 WABASH NATIONAL CORP /DE DE 1.01 12/20/04 WACHOVIA COMMERCIAL MORT SEC INC COM NC 9.01 12/15/04 WACHOVIA COMMERCIAL MORTGAGE INC 1999 NJ 8.01,9.01 12/15/04 WACHOVIA SBA LENDING INC SERIES 1998- NJ 8.01,9.01 12/15/04 WACHOVIA SBA LENDING INC SERIES 1999- NJ 8.01,9.01 12/15/04 WASHINGTON GAS LIGHT CO DC 5.03,9.01 12/17/04 WASHINGTON MUTUAL MORTGAGE SECURITIES DE 9.01 12/16/04 WATERS CORP /DE/ DE 1.01,1.02,2.03 12/15/04 WATSCO INC FL 8.01,9.01 12/16/04 WAVE SYSTEMS CORP DE 1.01,9.01 12/14/04 WELLCARE HEALTH PLANS, INC. DE 1.01,9.01 12/16/04 WELLCHOICE INC DE 1.01,9.01 12/15/04 WELLS REAL ESTATE FUND III L P GA 7.01 12/20/04 WELLS REAL ESTATE FUND IX LP GA 7.01 12/20/04 WELLS REAL ESTATE FUND V L P GA 7.01 12/20/04 WELLS REAL ESTATE FUND VI L P GA 7.01 12/20/04 WELLS REAL ESTATE FUND VII L P GA 7.01 12/20/04 WELLS REAL ESTATE FUND VIII LP GA 7.01 12/20/04 WELLS REAL ESTATE FUND XI L P GA 7.01 12/20/04 WELLS REAL ESTATE FUND XII LP GA 7.01 12/20/04 WEST CORP DE 7.01,9.01 12/15/04 WEST POINTE BANCORP INC IL 1.01,2.03,9.01 12/20/04 WESTINGHOUSE AIR BRAKE TECHNOLOGIES C DE 8.01,9.01 12/17/04 WET SEAL INC DE 5.02,8.01,9.01 12/16/04 WGL HOLDINGS INC VA 5.02 12/17/04 WHOLESALE AUTO RECEIVABLES CORP DE 8.01,9.01 12/15/04 WHOLESALE AUTO RECEIVABLES CORP DE 8.01,9.01 12/15/04 WHOLESALE AUTO RECEIVABLES CORP DE 8.01,9.01 12/15/04 WILLIAMS CONTROLS INC DE 2.02,9.01 12/20/04 WOLVERINE WORLD WIDE INC /DE/ MI 5.02 12/14/04 WORLD FINANCIAL NETWORK CREDIT CARD M DE 8.01,9.01 12/15/04 WPT ENTERPRISES INC 8.01,9.01 12/16/04 ZOLTEK COMPANIES INC DE 7.01,9.01 12/16/04