RECENT 8K FILINGS November 3, 2008 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- ABOVENET INC DE 5.02,8.01,9.01 10/27/08 ACADIA REALTY TRUST MD 2.02,9.01 10/29/08 ACTIVANT SOLUTIONS INC /DE/ DE 5.02,8.01,9.01 10/27/08 ACUSPHERE INC DE 9.01 10/24/08 AMEND ACXIOM CORP DE 5.02 10/31/08 ADVANCED ENERGY INDUSTRIES INC DE 5.02 10/28/08 ADVANCED MEDICAL OPTICS INC DE 2.02,9.01 10/31/08 AIR T INC DE 2.02 09/30/08 ALION SCIENCE & TECHNOLOGY CORP DE 5.02 10/23/08 All State Properties Holdings, Inc. 4.01,9.01 08/25/08 AMEND ALLIANT ENERGY CORP WI 2.02,9.01 10/31/08 ALPHARMA INC DE 7.01,9.01 10/31/08 AMACORE GROUP, INC. DE 4.01 10/27/08 AMERICAN AXLE & MANUFACTURING HOLDING DE 2.02,7.01,9.01 10/31/08 AMERICAN ELECTRIC POWER CO INC NY 2.02,9.01 10/31/08 AMERICAN HOMEPATIENT INC DE 2.02,9.01 10/30/08 AMERICAN MEDIA OPERATIONS INC DE 5.02 10/30/08 American Natural Energy Corp OK 7.01,9.01 10/30/08 AMERICAN REALTY INVESTORS INC NV 5.02 10/28/08 AMERIPRISE FINANCIAL INC DE 7.01 10/31/08 AMERISAFE INC TX 5.02 10/30/08 AMERISERV FINANCIAL INC /PA/ PA 8.01 10/31/08 AMF CAPITAL GROUP INC. NV 5.02 10/28/08 AON CORP DE 2.02,9.01 10/31/08 APARTMENT INVESTMENT & MANAGEMENT CO MD 2.02,9.01 10/31/08 APPALACHIAN BANCSHARES INC GA 2.02,9.01 10/31/08 ARGENTEX MINING CORP NV 3.02 10/28/08 ARK DEVELOPMENT INC 1.01,2.01,3.01,9.01 10/20/08 ARTES MEDICAL INC 8.01,9.01 10/30/08 ARVINMERITOR INC IN 2.02,2.05,7.01,9.01 10/30/08 Asia Atlantic Resources NV 5.01,5.02 10/30/08 ASTRONICS CORP NY 2.02,9.01 10/30/08 ATLANTIC AMERICAN CORP GA 1.01,9.01 10/31/08 AtriCure, Inc. DE 5.02,8.01,9.01 10/27/08 AVENTINE RENEWABLE ENERGY HOLDINGS IN DE 2.02,9.01 10/30/08 AVI BIOPHARMA INC OR 5.02,7.01 10/27/08 BALCHEM CORP MD 2.02,9.01 10/30/08 BankFinancial CORP 8.01,9.01 10/31/08 BAR HARBOR BANKSHARES ME 8.01 10/31/08 BARNES GROUP INC DE 2.02,9.01 10/31/08 Beacon Federal Bancorp, Inc. MD 5.02,9.01 10/30/08 BEST ENERGY SERVICES, INC. NV 5.02 10/27/08 BHIT INC DE 1.02,9.01 10/29/08 BIOCRYST PHARMACEUTICALS INC DE 2.02,9.01 10/31/08 BIOVEST INTERNATIONAL INC DE 1.01,2.03,3.02,9.01 10/28/08 BOSTON SCIENTIFIC CORP DE 1.01,9.01 10/28/08 BPI Energy Holdings, Inc. 2.02,9.01 10/30/08 BRIGHAM EXPLORATION CO DE 2.02,9.01 10/30/08 BROADCOM CORP CA 8.01,9.01 10/31/08 BROADCOM CORP CA 1.01,2.01,9.01 10/27/08 Brookdale Senior Living Inc. DE 1.01,2.03,5.02,9.01 10/27/08 BROOKE CAPITAL CORP KS 5.02 10/30/08 BROOKE CORP KS 3.01,5.02 10/27/08 Brooklyn Federal Bancorp, Inc. X1 2.02,8.01,9.01 10/30/08 BROWN FORMAN CORP DE 7.01,9.01 10/30/08 BUILDING MATERIALS HOLDING CORP DE 3.01,9.01 10/23/08 AMEND Burger King Holdings Inc DE 2.02,9.01 10/31/08 C H ROBINSON WORLDWIDE INC DE 5.02,9.01 10/27/08 C2 Global Technologies Inc FL 2.01 10/29/08 CALGON CARBON CORPORATION DE 2.02 10/31/08 CAPITAL CROSSING PREFERRED CORP MA 3.01,5.02 10/27/08 CapitalSouth Bancorp DE 2.02,9.01 10/30/08 CAPITOL FEDERAL FINANCIAL 7.01 10/30/08 AMEND CAPTARIS INC WA 8.01,9.01 10/31/08 CARNIVAL CORP DE 8.01,9.01 10/31/08 CelLynx Group, Inc. NV 4.01,5.03,9.01 10/27/08 CENTERLINE HOLDING CO DE 3.01,5.02,5.03,9.01 10/27/08 CENTRAL PACIFIC FINANCIAL CORP HI 2.02,9.01 09/30/08 CHARLES & COLVARD LTD NC 1.01,9.01 10/27/08 CHART INDUSTRIES INC DE 2.02,9.01 10/31/08 CHESAPEAKE ENERGY CORP OK 2.02,9.01 10/30/08 CHESAPEAKE ENERGY CORP OK 3.02,8.01,9.01 10/31/08 CHESAPEAKE UTILITIES CORP DE 1.01 10/29/08 CHEVRON CORP DE 2.02 10/31/08 CHICAGO BRIDGE & IRON CO N V 7.01,9.01 10/31/08 CHINA FUND INC MD 7.01,9.01 09/30/08 China Shenghuo Pharmaceutical Holding 5.02,9.01 10/23/08 China Solar & Clean Energy Solutions, NV 1.01,8.01,9.01 10/27/08 CIGNA CORP DE 7.01 10/31/08 Cistera Networks, Inc. 5.02,9.01 10/31/08 CITIGROUP INC DE 8.01,9.01 10/31/08 CLINICAL DATA INC DE 1.01,9.01 10/27/08 CLOROX CO /DE/ DE 2.02,7.01,9.01 10/31/08 COCA COLA BOTTLING CO CONSOLIDATED /D DE 2.02,9.01 10/29/08 COCA COLA ENTERPRISES INC DE 8.01,9.01 10/31/08 COLUMBIA BANCORP \OR\ OR 2.02,9.01 10/31/08 COLUMBIA BANCORP \OR\ OR 5.02 10/27/08 COMFORT SYSTEMS USA INC 2.02,8.01,9.01 10/30/08 COMMERCE HOLDINGS, INC. NV 4.01,9.01 10/20/08 COMMUNITY CENTRAL BANK CORP MI 2.02,9.01 10/31/08 CommunitySouth Financial CORP SC 2.02,8.01,9.01 10/29/08 COMPX INTERNATIONAL INC DE 2.02,7.01,9.01 10/30/08 Comverge, Inc. DE 2.06,9.01 10/31/08 COMVERSE TECHNOLOGY INC/NY/ NY 5.02,9.01 10/28/08 CONCORD CAMERA CORP NJ 8.01,9.01 10/29/08 COOPERATIVE BANKSHARES INC NC 2.02,9.01 10/31/08 CORNING NATURAL GAS CORP NY 1.01,2.03,9.01 10/27/08 CORUS BANKSHARES INC MN 2.02,9.01 10/29/08 COSTCO WHOLESALE CORP /NEW WA 8.01,9.01 10/30/08 CREE INC NC 5.02,9.01 10/30/08 CRITICAL THERAPEUTICS INC DE 8.01,9.01 10/31/08 CROSSTEX ENERGY INC DE 7.01,9.01 10/31/08 CROSSTEX ENERGY LP DE 7.01,9.01 10/31/08 CSX CORP VA 7.01,9.01 10/31/08 CULLEN FROST BANKERS INC TX 8.01 10/31/08 DELTA AIR LINES INC /DE/ DE 2.01,8.01,9.01 10/29/08 DELTA PETROLEUM CORP/CO CO 8.01 10/31/08 DELTIC TIMBER CORP DE 1.02,2.04 10/30/08 DESERT CAPITAL REIT INC MD 7.01,9.01 10/31/08 DIGIRAD CORP DE 5.02 10/24/08 AMEND DILLARDS INC DE 7.01,9.01 10/31/08 DineEquity, Inc DE 2.02,8.01,9.01 10/27/08 DOLLAR THRIFTY AUTOMOTIVE GROUP INC DE 2.05,9.01 10/30/08 Dorman Products, Inc. PA 2.02,9.01 09/27/08 DRI CORP NC 7.01,9.01 10/31/08 DUKE REALTY CORP IN 2.02,9.01 10/29/08 DUKE REALTY LIMITED PARTNERSHIP/ IN 2.02,9.01 10/29/08 DXP ENTERPRISES INC TX 9.01 09/30/08 EBIX INC DE 8.01,9.01 10/30/08 EGPI FIRECREEK, INC. NV 1.01,2.01,8.01,9.01 10/30/08 EMAGEON INC 5.02 10/31/08 Emergency Medical Services CORP DE 2.02,9.01 10/31/08 Employers Holdings, Inc. NV 2.01,8.01,9.01 10/31/08 EMS TECHNOLOGIES INC GA 2.02,9.01 10/31/08 ENBRIDGE ENERGY PARTNERS LP DE 7.01 10/31/08 ENCORE ACQUISITION CO DE 1.01,3.03,5.03,9.01 10/28/08 Energy Future Holdings Corp /TX/ TX 8.01 10/31/08 Energy Recovery, Inc. DE 5.02,9.01 10/31/08 Energy Transfer Equity, L.P. DE 7.01,8.01,9.01 10/31/08 Energy Transfer Partners, L.P. DE 7.01,8.01,9.01 10/31/08 ENPRO INDUSTRIES, INC NC 5.02 10/29/08 ENSIGN GROUP, INC 2.02,9.01 10/30/08 ETRIALS WORLDWIDE INC. 1.01,5.02,9.01 10/07/08 ev3 Inc. DE 2.02,9.01 10/31/08 EXACT SCIENCES CORP DE 7.01,9.01 10/31/08 EXPRESS SCRIPTS INC DE 5.02,9.01 10/31/08 FIRST BANCSHARES INC /MO/ MO 5.02,9.01 10/28/08 FIRST COMMONWEALTH FINANCIAL CORP /PA PA 1.01,8.01,9.01 10/31/08 FIRST COMMUNITY BANK CORP OF AMERICA FL 5.02 10/31/08 FIRST FINANCIAL BANCORP /OH/ OH 7.01,9.01 10/31/08 FIRST NATIONAL BANCSHARES INC /SC/ SC 2.02,9.01 10/30/08 FIRST NORTHERN COMMUNITY BANCORP CA 2.02,7.01,9.01 10/30/08 FIRST SOLAR, INC. DE 5.02 10/30/08 FLAGSTAR BANCORP INC MI 2.02,9.01 10/30/08 FLORIDA GAMING CORP DE 8.01 10/29/08 FLOTEK INDUSTRIES INC/CN/ DE 5.02,7.01,9.01 10/28/08 Forbes Energy Services Ltd. D0 3.02,9.01 10/27/08 FOSSIL INC DE 5.02,9.01 10/27/08 FOUNDRY NETWORKS INC DE 8.01,9.01 10/31/08 FOUNTAIN POWERBOAT INDUSTRIES INC 5.02 10/27/08 Fox Chase Bancorp Inc X1 2.02,9.01 10/30/08 Frontier Airlines Holdings, Inc. DE 2.02,9.01 10/31/08 FROZEN FOOD EXPRESS INDUSTRIES INC TX 2.02,9.01 10/30/08 FUSION TELECOMMUNICATIONS INTERNATION DE 1.01,2.03,5.02 10/31/08 GAMETECH INTERNATIONAL INC DE 2.02,9.01 09/09/08 GANNETT CO INC /DE/ DE 5.02,9.01 10/29/08 GASTAR EXPLORATION LTD 5.02,9.01 10/28/08 GENAERA CORP DE 8.01,9.01 10/29/08 GENERAL AUTOMOTIVE CO 5.02 10/29/08 Global Music International, Inc. FL 5.03,9.01 10/08/08 GOLDMAN SACHS GROUP INC DE 3.02,3.03,5.03,8.01,9.01 10/27/08 GRAMERCY CAPITAL CORP MD 1.01,1.02,5.02,9.01 10/31/08 GRANITE CONSTRUCTION INC DE 2.02,9.01 10/29/08 AMEND GREATBATCH, INC. DE 2.05,9.01 10/28/08 GULF ONSHORE, INC. NV 1.02,2.01 10/31/08 Hampden Bancorp, Inc. DE 2.02,8.01 10/28/08 Hana Biosciences Inc DE 5.02 10/31/08 HANOVER INSURANCE GROUP, INC. DE 2.02,9.01 10/30/08 HARRIS & HARRIS GROUP INC /NY/ NY 5.02 10/30/08 HARRIS INTERACTIVE INC DE 2.02,2.05,7.01,9.01 10/29/08 HAWKER BEECHCRAFT ACQUISITION CO LLC DE 5.02,9.01 10/28/08 HEALTH CARE REIT INC /DE/ DE 1.02,7.01,9.01 10/30/08 HealthSpring, Inc. DE 2.02,9.01 10/31/08 HeartWare LTD C3 2.02,7.01,9.01 10/31/08 HEARUSA INC DE 5.02 10/27/08 Heelys, Inc. DE 5.02,9.01 10/28/08 HERBALIFE LTD. E9 8.01,9.01 10/30/08 HICKORY TECH CORP MN 2.02,9.01 10/31/08 HMS HOLDINGS CORP 2.02,7.01,9.01 10/31/08 HOME BANCORP, INC. LA 2.02,9.01 10/30/08 Home Federal Bancorp, Inc. MD 2.02,9.01 10/31/08 Hometown Bancorp,Inc. X1 2.02,9.01 10/31/08 HUTTIG BUILDING PRODUCTS INC DE 2.02,9.01 10/30/08 Hyde Park Acquisition CORP DE 8.01,9.01 10/31/08 HYPERCOM CORP DE 2.02,9.01 10/30/08 ICAD INC DE 2.02,9.01 10/29/08 ICO Global Communications (Holdings) DE 8.01,9.01 10/31/08 ICT GROUP INC PA 5.02 10/27/08 IMPERIAL OIL LTD 2.02,9.01 10/30/08 INCOME OPPORTUNITY REALTY INVESTORS I NV 5.02 10/28/08 Industrial Enterprises of America, In NV 8.01 10/20/08 Industrial Enterprises of America, In NV 1.01,2.03 10/23/08 INSIGNIA SYSTEMS INC/MN MN 2.02,9.01 10/29/08 INSPIRE PHARMACEUTICALS INC DE 2.02,9.01 10/31/08 INTERCONTINENTALEXCHANGE INC 8.01,9.01 10/30/08 InterDigital, Inc. PA 2.02,9.01 10/30/08 INTERNATIONAL COMMERCIAL TELEVISION I NV 4.02 10/31/08 INTERNATIONAL LEASE FINANCE CORP CA 2.03 10/31/08 Investors Bancorp Inc DE 5.02,7.01,9.01 10/28/08 INVESTORS CAPITAL HOLDINGS LTD MA 5.02 09/30/08 ITERIS, INC. DE 1.01 10/27/08 J P MORGAN CHASE & CO DE 3.02,3.03,5.02,5.03,9.01 10/28/08 Karat Platinum, Inc. 1.01,2.03,9.01 10/29/08 KAYNE ANDERSON ENERGY DEVELOPMENT CO MD 8.01,9.01 10/30/08 KBR, INC. DE 2.02 10/31/08 Kearny Financial Corp. X1 2.02,9.01 10/30/08 Kentucky USA Energy, Inc. KY 7.01,9.01 10/27/08 KINDRED HEALTHCARE, INC DE 2.02,7.01,9.01 10/30/08 LA JOLLA PHARMACEUTICAL CO DE 2.02,9.01 10/31/08 LANCE INC NC 2.02,5.03,9.01 10/30/08 LAND O LAKES INC 8.01 10/31/08 LASERCARD CORP DE 7.01 10/30/08 LECG CORP DE 5.02 10/27/08 LEE ENTERPRISES, INC DE 1.01,8.01,9.01 10/30/08 Lifevantage Corp CO 8.01,9.01 10/29/08 LIME ENERGY CO. DE 1.01,2.03,3.02,9.01 10/31/08 LPATH, INC NV 7.01,9.01 10/31/08 MAGELLAN HEALTH SERVICES INC DE 2.02,9.01 10/31/08 MAGNACHIP SEMICONDUCTOR LLC 1.02,5.02 10/31/08 MANITOWOC CO INC WI 2.01,9.01 10/27/08 MASSEY ENERGY CO DE 2.02,9.01 10/31/08 MATERIAL SCIENCES CORP DE 1.01 10/30/08 MB FINANCIAL INC /MD MD 2.02,9.01 09/30/08 MDC HOLDINGS INC DE 2.02,7.01,9.01 10/31/08 MDU RESOURCES GROUP INC DE 2.02,7.01,9.01 09/30/08 MEDAREX INC NJ 2.02,9.01 10/30/08 MEDICAL STAFFING NETWORK HOLDINGS INC DE 2.05,9.01 10/28/08 MGM MIRAGE DE 8.01,9.01 10/31/08 MICROSTRATEGY INC DE 2.02,9.01 10/30/08 MidWestOne Financial Group, Inc. IA 2.02,9.01 10/30/08 Millstream Ventures, Inc. NV 5.01,5.02 10/30/08 MONARCH COMMUNITY BANCORP INC MD 5.02 10/30/08 MONARCH SERVICES INC MD 7.01 10/31/08 MOODYS CORP /DE/ DE 5.02,9.01 10/27/08 Morningstar, Inc. IL 2.02,9.01 10/30/08 MOST HOME CORP NV 5.02 10/31/08 MTR GAMING GROUP INC DE 2.02,9.01 10/31/08 Mueller Water Products, Inc. DE 5.02,8.01,9.01 10/29/08 MULTI COLOR Corp OH 2.02,9.01 10/30/08 NANOMETRICS INC DE 2.02,9.01 10/30/08 NASHUA CORP MA 2.02,9.01 10/30/08 NATHANS FAMOUS INC DE 1.01 10/28/08 National Interstate CORP OH 2.02,8.01,9.01 10/28/08 NATIONAL PENN BANCSHARES INC PA 8.01,9.01 10/31/08 NATIONAL RURAL UTILITIES COOPERATIVE DC 5.02 10/27/08 NATIONAL SECURITY GROUP INC DE 7.01,9.01 10/30/08 Naugatuck Valley Financial Corp X1 2.02,9.01 10/31/08 NAVARRE CORP /MN/ MN 1.01,2.02,9.01 10/30/08 NAVIGANT CONSULTING INC DE 5.02,9.01 10/29/08 Neutral Tandem Inc 5.02,9.01 10/30/08 NEWBRIDGE BANCORP NC 2.02,8.01,9.01 10/31/08 NEWPARK RESOURCES INC DE 2.02,9.01 10/30/08 NGP Capital Resources CO MD 7.01,9.01 10/31/08 NORTH CENTRAL BANCSHARES INC IA 2.02,9.01 10/31/08 Northern Explorations Ltd. NV 1.01,7.01 10/31/08 NORTHERN TECHNOLOGIES INTERNATIONAL C DE 7.01,9.01 10/31/08 NORTHWEST AIRLINES CORP DE 2.01,3.01,3.03,5.01,5.02,5.03, 10/28/08 8.01,9.01 NYSE Euronext DE 2.02,9.01 10/31/08 NYSE Euronext DE 1.01,1.02,5.02,9.01 10/27/08 O REILLY AUTOMOTIVE INC MO 2.02,9.01 10/29/08 OCEAN SHORE HOLDING CO X1 2.02,9.01 10/30/08 ODYSSEY RE HOLDINGS CORP DE 2.02 10/30/08 OGE ENERGY CORP. OK 2.02,9.01 10/31/08 OKLAHOMA GAS & ELECTRIC CO OK 2.02,9.01 10/31/08 OneBeacon Insurance Group, Ltd. D0 2.02,9.01 10/31/08 OneBeacon Insurance Group, Ltd. D0 2.02,9.01 10/31/08 OPEN TEXT CORP A6 2.01,9.01 10/31/08 ORAGENICS INC FL 3.01,9.01 10/27/08 Orsus Xelent Technologies Inc DE 5.02,8.01,9.01 10/27/08 OSLER INC. 5.02,8.01 10/30/08 OTELCO INC. AL 1.01,2.01,2.03,9.01 10/31/08 PACIFIC ENTERPRISES INC CA 5.02 10/27/08 PACIFIC GAS & ELECTRIC CO CA 8.01 10/29/08 PAETEC Holding Corp. 5.02 10/27/08 PALM INC DE 5.02 10/27/08 PALOMAR MEDICAL TECHNOLOGIES INC DE 1.01,3.03,5.03,9.01 10/31/08 PENFORD CORP WA 5.03,9.01 10/29/08 PENN TRAFFIC CO DE 1.01 10/28/08 PENSON WORLDWIDE INC DE 8.01,9.01 10/31/08 PERCEPTRON INC/MI MI 1.01,9.01 10/23/08 PG&E CORP CA 8.01 10/29/08 PHYTOMEDICAL TECHNOLOGIES INC NV 7.01,8.01,9.01 10/27/08 PIEDMONT NATURAL GAS CO INC NC 1.01,2.03,8.01 10/24/08 PLAINS ALL AMERICAN PIPELINE LP DE 8.01,9.01 10/31/08 PLATINUM ENERGY RESOURCES INC DE 4.02 10/27/08 PLUMAS BANCORP CA 3.01,9.01 10/30/08 PNM RESOURCES INC NM 3.03,5.03,9.01 10/31/08 PORTLAND GENERAL ELECTRIC CO /OR/ OR 5.02 10/29/08 PPL CORP PA 1.01,2.03,9.01 10/28/08 PPL ELECTRIC UTILITIES CORP PA 1.01,2.03,9.01 10/28/08 PREMIERWEST BANCORP OR 2.02,9.01 10/31/08 AMEND PRESSTEK INC /DE/ DE 2.02,9.01 10/31/08 PRO DEX INC CO 8.01 10/31/08 PROCTER & GAMBLE CO OH 5.02 10/31/08 PROELITE, INC. NJ 5.02 10/27/08 PROGRESS ENERGY INC NC 2.02,2.03,9.01 10/31/08 PROVIDENT FINANCIAL HOLDINGS INC DE 8.01,9.01 10/30/08 PS BUSINESS PARKS INC/CA CA 2.02,9.01 10/30/08 PUBLIC SERVICE ENTERPRISE GROUP INC NJ 2.02,7.01,9.01 10/31/08 QPC Lasers NV 2.04 10/27/08 QUALITY SYSTEMS INC CA 5.03,9.01 10/30/08 QUANTA SERVICES INC DE 5.02,9.01 10/27/08 QUANTUM CORP /DE/ DE 8.01 10/27/08 QUEST RESOURCE CORP NV 1.01,2.03,7.01,9.01 10/24/08 QUESTAR CORP UT 2.02,9.01 10/29/08 QUICKSILVER RESOURCES INC DE 8.01,9.01 10/31/08 QUIKBYTE SOFTWARE INC CO 4.01,9.01 10/27/08 QUIKSILVER INC DE 1.01,7.01,9.01 10/30/08 QUIXOTE CORP DE 2.02,9.01 10/30/08 RAIT Financial Trust MD 1.01,2.03,9.01 10/27/08 REGENCY PROPERTY GROUP, INC. 1.01 10/31/08 REINSURANCE GROUP OF AMERICA INC MO 1.01,9.01 10/29/08 REMOTE MDX INC UT 8.01,9.01 10/28/08 ROWAN COMPANIES INC DE 5.02,9.01 10/31/08 ROYAL GOLD INC DE 1.01,2.03,8.01,9.01 10/30/08 RUDDICK CORP NC 2.02,9.01 10/30/08 RUDOLPH TECHNOLOGIES INC DE 5.02 10/31/08 Ruths Hospitality Group, Inc. DE 5.02,8.01,9.01 10/30/08 SAFEGUARD SCIENTIFICS INC PA 2.02,9.01 10/31/08 SALTON INC DE 1.01 10/31/08 SBA COMMUNICATIONS CORP FL 2.02,9.01 10/30/08 SCHNITZER STEEL INDUSTRIES INC OR 3.01 10/30/08 SCOTTS MIRACLE-GRO CO OH 2.02,9.01 10/31/08 SERVOTRONICS INC /DE/ DE 8.01,9.01 10/31/08 SHARPS COMPLIANCE CORP DE 5.02,9.01 10/27/08 SIGNALIFE, INC. DE 5.02 10/28/08 SIMPSON MANUFACTURING CO INC /CA/ DE 2.02,9.01 10/30/08 SIX FLAGS, INC. DE 3.01,9.01 10/27/08 SL GREEN REALTY CORP MD 1.01,1.02,8.01,9.01 10/27/08 SM&A DE 1.01,9.01 10/31/08 SM&A DE 1.01,9.01 10/28/08 SM&A DE 1.01,9.01 10/31/08 SMURFIT STONE CONTAINER CORP DE 5.02,9.01 10/31/08 SOHU COM INC DE 2.02,8.01,9.01 10/27/08 Solar Thin Films, Inc. DE 5.02,9.01 10/27/08 SOMERSET INTERNATIONAL GROUP,INC. DE 3.02,9.01 10/27/08 Sonasoft CORP CA 5.02 10/29/08 SONIC SOLUTIONS/CA/ CA 2.05,9.01 10/27/08 SOUTHERN MICHIGAN BANCORP INC MI 2.02,9.01 10/31/08 SOUTHWESTERN ENERGY CO DE 7.01 10/31/08 Spansion Inc. DE 8.01 10/30/08 SPHERION CORP DE 2.02,9.01 09/28/08 Star Resorts Development Inc. NV 1.01,9.01 10/30/08 STAR SCIENTIFIC INC DE 8.01 10/29/08 STARBUCKS CORP WA 1.01,2.03,9.01 10/31/08 STATE STREET CORP MA 1.01,3.02,3.03,5.02,5.03,9.01 10/27/08 Sterling Oil & Gas CO NV 8.01,9.01 10/31/08 STONE ENERGY CORP DE 9.01 08/28/08 AMEND Storm Cat Energy CORP 2.04,8.01,9.01 10/31/08 STRATEGIC DIAGNOSTICS INC/DE/ DE 2.02,9.01 10/30/08 SUMMIT HOTEL PROPERTIES LLC 5.02 10/27/08 SUNBURST ACQUISITIONS III INC CO 5.03,9.01 10/29/08 Sunrise Holdings LTD NV 2.01,2.06,9.01 10/30/08 SUNRISE TELECOM INC 5.02,5.03,9.01 10/27/08 SUPERGEN INC DE 5.02,9.01 10/28/08 SUPERIOR ENERGY SERVICES INC DE 2.02,9.01 10/30/08 Sutura, Inc. 5.02,8.01,9.01 10/29/08 TARA GOLD RESOURCES CORP. NV 5.02 10/29/08 TASTY BAKING CO PA 2.02,9.01 10/31/08 TC PIPELINES LP DE 2.02,9.01 10/31/08 TF FINANCIAL CORP DE 8.01 10/31/08 THINKORSWIM GROUP INC. DE 2.02,9.01 10/30/08 THORNBURG MORTGAGE INC MD 3.02,8.01,9.01 10/28/08 TIERONE CORP 2.02,9.01 10/30/08 TIMBERLAND BANCORP INC WA 5.02 10/31/08 Titanium Asset Management Corp 2.06,4.02 10/29/08 TITANIUM METALS CORP DE 7.01,9.01 10/30/08 TRANSATLANTIC PETROLEUM CORP. A0 8.01,9.01 10/27/08 TRANSATLANTIC PETROLEUM CORP. A0 3.02,8.01,9.01 05/30/08 AMEND TRANSCAT INC OH 2.02,9.01 10/30/08 TRANSCONTINENTAL REALTY INVESTORS INC NV 5.02 10/28/08 TRANSMERIDIAN EXPLORATION INC DE 8.01,9.01 10/29/08 TRONOX INC DE 1.01,9.01 10/28/08 TVIA INC DE 7.01,9.01 10/29/08 tw telecom inc. DE 5.02 10/31/08 ULTICOM INC NJ 5.02 10/28/08 UNITED AMERICA INDEMNITY, LTD E9 2.02,9.01 10/30/08 UNITED AMERICA INDEMNITY, LTD E9 2.02,9.01 10/30/08 UNITED STATES LIME & MINERALS INC TX 2.02,9.01 10/30/08 UNITED STATIONERS INC DE 2.02,9.01 10/30/08 UNIVERSAL AMERICAN CORP. NY 2.02,7.01 10/30/08 VECTREN CORP IN 2.02,2.06,9.01 10/31/08 VERINT SYSTEMS INC 5.02 10/28/08 VILLAGEEDOCS INC CA 1.01,2.03,9.01 10/30/08 VORTEX RESOURCES CORP. DE 1.01,2.03,3.02,8.01 10/28/08 VSE CORP DE 2.02,9.01 09/30/08 WACCAMAW BANKSHARES INC NC 2.02,9.01 10/31/08 WASHINGTON POST CO DE 2.02,9.01 10/31/08 WAVE SYSTEMS CORP DE 1.01,5.03,8.01,9.01 10/30/08 WEINGARTEN REALTY INVESTORS /TX/ TX 2.02,9.01 10/30/08 WELLMAN INC DE 1.01 10/27/08 WERNER ENTERPRISES INC NE 7.01,9.01 10/30/08 WESTAFF INC DE 8.01 10/27/08 WEYERHAEUSER CO WA 2.02,9.01 10/31/08 WGNB CORP GA 7.01,9.01 10/30/08 WHIRLPOOL CORP /DE/ DE 2.03 10/31/08 WHITE MOUNTAINS INSURANCE GROUP LTD D0 2.02,9.01 10/31/08 Winsted Holdings, Inc. FL 2.01,3.03,5.03,5.06,8.01 10/31/08 WORLD HEART CORP A6 3.03,5.02,5.03,9.01 10/27/08 XETA TECHNOLOGIES INC OK 8.01,9.01 10/29/08 ZILA INC DE 3.02 10/31/08 ZIOPHARM ONCOLOGY INC 2.02,9.01 10/31/08