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Commission Speeches and Public Statements Archive: 1974
This index lists speeches and other public statements by the Chairman, Commissioners, and Staff of the SEC, which cover a wide range of topics concerning the state of the markets and the Commission's regulatory agenda.
Speeches and Statements by:
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1974 Speeches by the Chairman and Commissioners
Date |
Title |
Author |
Fourth Quarter |
Nov. 14, 1974 |
"Going Private": A Lesson in Corporate Responsibility, Law Advisory Council Lecture, Notre Dame Law School, South Bend, Indiana |
Commissioner A. A. Sommer, Jr. |
Nov. 12, 1974 |
Current Problems of Disclosure, National Association of Securities Dealers, Inc., Los Angeles, California |
Commissioner A. A. Sommer, Jr. |
Nov. 1, 1974 |
The Implementation of the Central Market System, Florida Security Dealers Association, Orlando, Florida |
Commissioner Philip A. Loomis, Jr. |
Oct. 31, 1974 |
Securities Markets Should not be "Trick or Treat", Municipal Finance Officers Association, Washington, D.C. |
Commissioner John R. Evans |
Oct. 26, 1974 |
Life Begins at Forty, Dean's Day Program, New York University Law School, Distinguished Citizen Award, New York, New York |
Chairman Ray Garrett, Jr. |
Oct. 22, 1974 |
Will Wall Street Come Tumbling Down?, "Money Marketeers", New York, New York |
Commissioner John R. Evans |
Oct. 6, 1974 |
The Year Ahead: Coping with Our Common Problems, National Security Traders Association, Scottsdale, Arizona |
Chairman Ray Garrett, Jr. |
Oct. 3, 1974 |
Corporate Directors and the Federal Securities Laws, The 13th Annual Corporate Counsel Institute, Northwestern University of Law, Chicago, Illinois |
Chairman Ray Garrett, Jr. |
Oct. 3, 1974 |
Changing Concepts of Business Ethics and the Responsibilities of Business Advisors, ABA National Institute, New York City, New York |
Chairman Ray Garrett, Jr. |
Oct. 3, 1974 |
Bank Securities Activities: Economic Evolution or Governmental Resolution, Practising Law Institute, San Francisco, California |
Commissioner John R. Evans |
Third Quarter |
Sep. 24, 1974 |
"A Fool and His Gold Are Soon Parted": Do They Have To Be?, North American Institute Administrators, Portland, Oregon |
Commissioner A. A. Sommer, Jr. |
Sep. 18, 1974 |
The Securities and Exchange Commission and Foreign Issues in the United States, Keidanren Kaikan, Otemachi, Tokyo, Japan |
Chairman Ray Garrett, Jr. |
Sep. 12, 1974 |
How Good is the end of the Chain? A Look At Financial Reporting, Practising Law Institute, New York, New York |
Commissioner A. A. Sommer, Jr. |
Sep. 6, 1974 |
The Central Market System and Commission Rates, Pacific Northwest District, Securities Industry Association, Coeur D'Alene, Idaho |
Chairman Ray Garrett, Jr. |
Aug. 14, 1974 |
Thoughts for the Insurance Company Director, American Bar Association, 97th Annual Meeting, Honolulu, Hawaii |
Commissioner A. A. Sommer, Jr. |
Aug. 14, 1974 |
The Commission and the Bar: Forty Good Years, Annual Luncheon, Section of Corporation, Banking and Business Law, American Bar Association, 97th Annual Meeting, Honolulu, Hawaii |
Commissioner A. A. Sommer, Jr. |
Jul. 9, 1974 |
Savings and Loan Associations and the SEC, United States League of Savings Associations, Chicago, Illinois |
Chairman Ray Garrett, Jr. |
Jul. 4, 1974 |
Professional Responsibility and the Securities Laws, State Bar of Texas, San Antonio, Texas |
Chairman Ray Garrett, Jr. |
Jul. 2, 1974 |
Address, San Diego Mortgage Bankers Association, San Diego, California |
Chairman Ray Garrett, Jr. |
Second Quarter |
Jun. 24, 1974 |
Current S.E.C. Projects in Accounting and Financial Reporting, Seminar of the Machinery and Allied Products Institute, Arlington, Virginia |
Commissioner Philip A. Loomis, Jr. |
Jun. 17, 1974 |
Ending Uncertainty, Sixth National Institutional Trader Conference, New York, New York |
Commissioner A. A. Sommer, Jr. |
Jun. 14, 1974 |
Address, Twenty-Eighth National Conference of the American Society of Corporate Secretaries, Dorado Beach, Puerto Rico |
Chairman Ray Garrett, Jr. |
Jun. 11, 1974 |
Commission Rates -- The World Ahead, New York Stock Exchange Third Bi-Annual Conference, New York City, New York |
Chairman Ray Garrett, Jr. |
Jun. 10, 1974 |
The SEC in the Midst of Revolution, New York Stock Exchange Marketing Conference: "Securities Industry Revolution," New York, New York |
Commissioner A. A. Sommer, Jr. |
Jun. 10, 1974 |
Is the SEC a Barrier to New York's Role in International Finance?, The Financial Times, New York, New York |
Chairman Ray Garrett, Jr. |
Jun. 4, 1974 |
A Fence on the Cliff--Or an Ambulance in the Valley, 68th Annual Municipal Finance Officers Association Conference, Las Vegas, Nevada |
Commissioner John R. Evans |
Jun. 3, 1974 |
The Attorney and Exemptions from Registration, New York, New York |
Commissioner A. A. Sommer, Jr. |
Jun. 1, 1974 |
Directors and Present Shock, New York, New York |
Commissioner A. A. Sommer, Jr. |
May 30, 1974 |
Accountants: A Flexible Standard, American Bar Association, National Institute on Professional Liability, Montreal, Quebec, Canada |
Commissioner A. A. Sommer, Jr. |
May 30, 1974 |
Problems of Professional Responsibility, American Bar Association, National Institute, Montreal, Quebec, Canada |
Chairman Ray Garrett, Jr. |
May 29, 1974 |
The Central Market System, Regional Member Firms' "Round Table," Atlanta, Georgia |
Commissioner Philip A. Loomis, Jr. |
May 22, 1974 |
The Future Is Now, Joint Conference Co-Sponsored By Boston Stock Exchange and Independent Broker Dealers Trade Association, Boston, Massachusetts |
Commissioner John R. Evans |
May 10, 1974 |
From Here to Modernity, Securities Industry Association, White Sulphur Springs, West Virginia |
Chairman Ray Garrett, Jr. |
May 8, 1974 |
Our Changing Capital Markets, Commonwealth Club of California, San Francisco, California |
Chairman Ray Garrett, Jr. |
May 7, 1974 |
A Commission Dilemma: Directors' Guidelines Revisited, The Conference Board, San Francisco, California |
Chairman Ray Garrett, Jr. |
May 3, 1974 |
Euro-Capital Markets After the Removal of American Restrictions, 1974 Annual General Meeting, The Association of International Bond Dealers, Amsterdam, The Netherlands |
Commissioner A. A. Sommer, Jr. |
May 3, 1974 |
The Analysts and the SEC, New York Society of Security Analysts, New York, New York |
Chairman Ray Garrett, Jr. |
May 2, 1974 |
The Individual Investor and the Stock Markets -- Some Observations, Women Investment Brokers, New York, New York |
Chairman Ray Garrett, Jr. |
May 2, 1974 |
Regulation of Bank Securities Activities, Ninth Annual Banking Law Institute, New York, New York |
Commissioner John R. Evans |
Apr. 30, 1974 |
Improved Exemptions and Improved Disclosure, Colorado Bar Association, Denver, Colorado |
Chairman Ray Garrett, Jr. |
Apr. 29, 1974 |
Improved Disclosure -- Opportunity and Responsibility for Financial Analysts, Financial Analysts Federation Annual Conference, Los Angeles, California |
Chairman Ray Garrett, Jr. |
Apr. 25, 1974 |
A Look at the SEC's Administrative Practice, Southwestern Legal Foundation, Dallas, Texas |
Chairman Ray Garrett, Jr. |
Apr. 23, 1974 |
Effective Regulation Requires Cooperation and Coordination, North American Securities Administrators Association, Washington, D.C. |
Commissioner John R. Evans |
Apr. 19, 1974 |
The SEC and the Accounting Profession: "Creative Tension", Twenty-Fifth Annual Meeting of the Northeast Regional Group of the American Accounting Association, Philadelphia, Pennsylvania |
Commissioner A. A. Sommer, Jr. |
First Quarter |
Mar. 29, 1974 |
Forecasting: A Look at the Future, Corporate Financial Forecast and Disclosure Conference, Philadelphia, Pennsylvania |
Commissioner A. A. Sommer, Jr. |
Mar. 22, 1974 |
Capital Markets Today and Tomorrow, Executives Club of Chicago, Chicago, Illinois |
Chairman Ray Garrett, Jr. |
Mar. 20, 1974 |
Professional Responsibility: The Public Client, Columbus Chapter of Certified Public Accountants and Columbus Bar Association, Columbus, Ohio |
Commissioner A. A. Sommer, Jr. |
Mar. 19, 1974 |
Differential Disclosure: To Each His Own, The Second Emanuel Saxe Distinguished Accounting Lecture, Baruch College, New York, New York |
Commissioner A. A. Sommer, Jr. |
Mar. 15, 1974 |
The Role of Professionals, San Diego County Bar Association, San Diego, California |
Chairman Ray Garrett, Jr. |
Mar. 14, 1974 |
A Look Ahead, Mutual Funds and Investment Management Conference, San Diego, California |
Chairman Ray Garrett, Jr. |
Nar. 13, 1974 |
Improving Disclosure to Investors, Chicago Chapter, American Society of Corporate Secretaries, Chicago, Illinois |
Chairman Ray Garrett, Jr. |
Mar. 13, 1974 |
The Role of Financial Public Relations, Chicago Publicity Club, Chicago, Illinois |
Chairman Ray Garrett, Jr. |
Mar. 13, 1974 |
Applying Securities Laws to Banking Activities, 1974 Mutual Funds and Investment Management Conference, Money Management by Banks Panel, San Diego, California |
Commissioner John R. Evans |
Mar. 12, 1974 |
Confidence and Liquidity, PBW Membership Conference, Philadelphia, Pennsylvania |
Chairman Ray Garrett, Jr. |
Feb. 21, 1974 |
Directors and the Federal Securities Laws, Colorado Association of Corporate Counsel, Denver, Colorado |
Commissioner A. A. Sommer, Jr. |
Feb. 21, 1974 |
Efficiency in Transferring Securities, New York Regional Group, American Society of Corporate Secretaries, New York, New York |
Chairman Ray Garrett, Jr. |
Feb. 18, 1974 |
SEC Approach to Municipal Securities Regulation, Second Annual Bank Investments Conference, American Bankers Association, New Orleans, Louisiana |
Commissioner John R. Evans |
Feb. 12, 1974 |
A Look Ahead at the World of Competitive Commission Rates, Midwest Stock Exchange Conference, Chicago, Illinois |
Chairman Ray Garrett, Jr. |
Feb. 4, 1974 |
The SEC's Concern with Bank Trust Activities, 55th National Trust Conference, San Francisco, California |
Chairman Ray Garrett, Jr. |
Jan. 26, 1974 |
Institutional Investors and the Securities Market: A Regulator's View, The New School for Social Research, New York, New York |
Chairman Ray Garrett, Jr. |
Jan. 24, 1974 |
The Emerging Responsibilities of the Securities Lawyer, Banking Corporation and Business Law Section, New York State Bar Association, New York, New York |
Commissioner A. A. Sommer, Jr. |
Jan. 21, 1974 |
The SEC and the FASB: Their Roles, Accounting Day, University of Washington, Seattle, Washington |
Commissioner A. A. Sommer, Jr. |
Jan. 16, 1974 |
Continuity and new Challenges, Securities Regulation Institute, University of California, San Diego, California |
Chairman Ray Garrett, Jr. |
Jan. 16, 1974 |
It Was the Best of Times, Financial Management Division, Securities Industry Association, New York, New York |
Commissioner John R. Evans |
Jan. 15, 1974 |
The Consolidated Tape: A Perspective, National Association of Securities Dealers, Los Angeles, California |
Chairman Ray Garrett, Jr. |
1974 Speeches and Statements by Commission Staff
Date |
Title |
Author |
October, 1974 |
Some Aspects of the Capital Markets and the Securities Industry, The Advisory Committee on the Implementation of a Central Market System |
Alan F. Blanchard, Executive Director |
Mar. 12, 1974 |
A Look Forward, 1974 Mutual Fund and Investment Management Conference, San Diego, California |
Allan S. Mostoff, Director, Division of Investment Management Regulation |
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