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Commission Speeches and Public Statements Archive: 1992
This index lists speeches and other public statements by the Chairman, Commissioners, and Staff of the SEC, which cover a wide range of topics concerning the state of the markets and the Commission's regulatory agenda.
Speeches and Statements by:
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1992 Speeches by the Chairman and Commissioners
Date |
Title |
Author |
Fourth Quarter |
Dec. 7, 1992 |
Failure to Supervise Liability for Legal and Compliance Personnel, Securities Law Committee of the Federal Bar Association, Washington, D.C. |
Commissioner Richard Y. Roberts |
Dec. 3, 1992 |
Remarks, Securities Industry Association, Boca Raton, Florida |
Chairman Richard C. Breeden |
Dec. 1, 1992 |
The Future of the OTC Derivatives Market: Where Do We Go From Here, Risk Magazine/C.ATS Software Symposiusm, London, England |
Commissioner J. Carter Beese, Jr. |
Nov. 24, 1992 |
Opening Remarks To Consider the Adoption of Amendments to the Net Capital Rule, SEC Open Meeting, Washington, D.C. |
Chairman Richard C. Breeden |
Nov. 20, 1992 |
Securities Litigation Reform and Multiplicity of Securities Regulatory Schemes, The Committee on Federal Regulation of the American Bar Association, Washington, D.C. |
Commissioner Richard Y. Roberts |
Nov. 13, 1992 |
Securities Market: Source of Capital for the 1990s and Beyond, Bocconi University, Milan, Italy |
Chairman Richard C. Breeden |
Nov. 13, 1992 |
Promoting Small Business Capital Formation: The Role of the SEC, Inter-American Investment Corporation's Capital Markets Roundtable, Washington, D.C. |
Commissioner Mary L. Schapiro |
Nov. 9, 1992 |
Pension Plans, Off-the-Page Sales, and Chinese Walls, Bank Securities Association 1992 National Mutual Fund Conference, San Francisco, California |
Commissioner Richard Y. Roberts |
Nov. 6, 1992 |
Remarks Before the National Investor Relations Institute's Fall Conference, New York, New York |
Commissioner Mary L. Schapiro |
Nov. 5, 1992 |
Bank Securities Activities: Tie Me Up, Tie Me Down, Tie Me Not, Financial Markets Association 1992 Legal Issues Conference, Washington, D.C. |
Commissioner Richard Y. Roberts |
Nov. 4, 1992 |
Remarks, American Stock Exchange Perspectives Conference, Washington, D.C. |
Chairman Richard C. Breeden |
Oct. 27, 1992 |
Remarks, Opening of the XVII IOSCO Annual Conference, Queen Elizabeth Conference Centre II |
Chairman Richard C. Breeden |
Oct. 23, 1992 |
Shareholder Voting Rights and Transparency, New York Stock Exchange Legal Advisory Committee, New York, New York |
Commissioner Richard Y. Roberts |
Oct. 22, 1992 |
Preserve Integrity of Municipal Securities Market, The 1992 Bond Buyer Municipal Finance Conference, New York, New York |
Commissioner Richard Y. Roberts |
Oct. 19, 1992 |
Jeeps in China: Strategies for Economic Growth, Detroit Economic Club, Detroit, Michigan |
Chairman Richard C. Breeden |
Oct. 18, 1992 |
Current Issues in Trading and Markets, Security Traders Association, Boca Raton, Florida |
Commissioner Richard Y. Roberts |
Oct. 15, 1992 |
Shareholder Communications and Executive Compensation, SEC Open Meeting, Washington, D.C. |
Chairman Richard C. Breeden |
Oct. 14, 1992 |
Recent Trends Concerning Environmental Disclosure, Environmental Group of Organization Resources Counselors, Washington, D.C. |
Commissioner Richard Y. Roberts |
Oct. 9, 1992 |
Investor Protection: The Role of the SEC, the SROs, and the Industry in Preventing Sales Practice Abuses, Twenty-Fifth Annual Rocky Mountain State-Federal-Provincial Securities Conference, Denver, Colorado |
Commissioner Mary L. Schapiro |
Oct. 5, 1992 |
Bank Tying: Current Rules, Current Authority, and Current Solutions, Securities Industry Association Investment Banking Committee, Washington, D.C. |
Commissioner Richard Y. Roberts |
Third Quarter |
Sep. 29, 1992 |
Mexico and the United States: Cross Border Financing and Access to Financial Services, El Financiero, Latinfinance, Annual Mexico Capital Markets Workshop, Mexico, D.F. |
Commissioner Mary L. Schapiro |
Sep. 28, 1992 |
Corporate Policies on Troublesome Subjects, Sonat Legal Conference, Tuscaloosa, Alabama |
Commissioner Richard Y. Roberts |
Sep. 17, 1992 |
Financial Markets at the Crossroads, Securities Industry Association & Futures Industry Institute Conference, Washington, D.C. |
Chairman Richard C. Breeden |
Sep. 14, 1992 |
Securities Regulatory Reform Initiatives, National Association of Manufacturers, Hershey, Pennsylvania |
Commissioner Richard Y. Roberts |
Aug. 24, 1992 |
Public Finance and Tax-Exempt Market Concerns, Midwest State Treasurers' Conference, Minneapolis, Minnesota |
Commissioner Richard Y. Roberts |
Aug. 6, 1992 |
Accessing the US Capital Markets by Latin American Companies, Buenos Aires, Argentina |
Commissioner Mary L. Schapiro |
Jul. 29, 1992 |
Opening Statement, SEC Public Meeting, Washington, D.C. |
Chairman Richard C. Breeden |
Jul. 28, 1992 |
Opening Statement, SEC Public Meeting, Washington, D.C. |
Chairman Richard C. Breeden |
Jul. 16, 1992 |
Opening Statement, SEC Open Meeting, Washington, D.C. |
Chairman Richard C. Breeden |
Second Quarter |
Jun. 30, 1992 |
Corporate Governance and Compensation, American Society of Corporate Secretaries, The Greenbrier, West Virginia |
Chairman Richard C. Breeden |
Jun. 23, 1992 |
Proxy Rules and Executive Compensation, SEC Public Meeting, Washington, D.C. |
Chairman Richard C. Breeden |
Jun. 17, 1992 |
Corporate Governance and Compensation, Town Hall of California, Los Angeles, California |
Chairman Richard C. Breeden |
Jun. 17, 1992 |
Remarks to the Investment Company Institute Training Conference, Washington, D.C. |
Commissioner J. Carter Beese, Jr. |
Jun. 13, 1992 |
Proposals to Improve the Integrity of the Municipal Securities Market, The Bond Club of Virginia, Irvington, Virginia |
Commissioner Richard Y. Roberts |
Jun. 12, 1992 |
Remarks to the New England Securities Conference, Boston, Massachusetts |
Commissioner J. Carter Beese, Jr. |
Jun. 3, 1992 |
Remarks, The Comision Nacional de Valores, Mexico City, Mexico |
Commissioner J. Carter Beese, Jr. |
May 28, 1992 |
Recent Developments Concerning Environmental Disclosure, Dallas Bar Association, Dallas, Texas |
Commissioner Richard Y. Roberts |
May 27, 1992 |
Remarks, Institute of International Bankers, New York, New York |
Chairman Richard C. Breeden |
May 21, 1992 |
Protecting Investors: A Half Century of Investment Company Regulation, The Investment Company Institute, Washington, D.C. |
Chairman Richard C. Breeden |
May 21, 1992 |
Challenges and Opportunities for the 1990s, National Association of Securities Dealers, Orlando, Florida |
Commissioner J. Carter Beese, Jr. |
May 20, 1992 |
Executive Compensation: The Stock Option Dilemma, WESFACCA Afternoon with the SEC, Old Greenwich, Connecticut |
Commissioner Richard Y. Roberts |
May 12, 1992 |
Remarks Before the National Small Business United and the National Association of Women Business Owners, Washington, D.C. |
Commissioner J. Carter Beese, Jr. |
Apr. 24, 1992 |
Growth of the Investment Adviser Industry and the Regulatory Response Thereto, Investment Counsel Association of America Annual Membership Conference, Washington, D.C. |
Commissioner Richard Y. Roberts |
Apr. 17, 1992 |
Concerning Recent Market Developments in Japan, Committee on Banking, Housing, and Urban Affairs, United States Senate, Washington, D.C. |
Chairman Richard C. Breeden |
Apr. 9, 1992 |
Formal Regulatory Handle Needed for NRSRO Designation: Part II, PSA Regional Compliance Seminar, Dallas, Texas |
Commissioner Richard Y. Roberts |
Apr. 9, 1992 |
Remarks Before the Council of Institutional Investors, Washington, D.C. |
Commissioner Mary L. Schapiro |
Apr. 6, 1992 |
Formal Regulatory Handle Needed for NRSRO Designation: Part I, SIA Compliance & Legal Seminar, Scottsdale, Arizona |
Commissioner Richard Y. Roberts |
First Quarter |
Mar. 30, 1992 |
Continue Successful State/Federal Regulatory Partnership, SEC/NASAA Annual 19(c) Conference, Washington, D.C. |
Commissioner Richard Y. Roberts |
Mar. 25, 1992 |
Dear Mr. President: ..., Securities Law Luncheon Group, New York, New York |
Commissioner Edward H. Fleischman |
Mar. 23, 1992 |
Investment Company Industry Developments, Trends and Challenges, FBA/CCH Mutual Funds & Investment Management Conference, Tucson, Arizona |
Commissioner Richard Y. Roberts |
Mar. 18, 1992 |
Remarks, Opening of the American Stock Exchange's Emerging Company Marketplace, New York, New York |
Chairman Richard C. Breeden |
Mar. 11, 1992 |
Small Business Proposals, SEC Public Meeting, Washington, D.C. |
Chairman Richard C. Breeden |
Mar. 9, 1992 |
Perspective on Market Value Accounting, 1992 American Bankers Association National Fiduciary & Securities Operations Conference, Washington, D.C. |
Commissioner Richard Y. Roberts |
Feb. 29, 1992 |
Regulatory Issues in the Municipal Securities Area, Municipal Division Executive Committee of the Public Securities Association, Phoenix, Arizona |
Commissioner Richard Y. Roberts |
Feb. 20, 1992 |
(c)(5) and (c)(7): Now You (c) It, Now You Don't, New York Chapter of the American Society of Corporate Secretaries, New York, New York |
Commissioner Mary L. Schapiro |
Feb. 18, 1992 |
Financing America's Growth, National Press Club, Washington, D.C. |
Chairman Richard C. Breeden |
Feb. 14, 1992 |
Investment Adviser Reform, Midwest/Midsouth Securities Law Conference, Louisville, Kentucky |
Commissioner Richard Y. Roberts |
Jan. 29, 1992 |
Joint Statement by Richard C. Breeden, Chairman, International Organization of Securities Commissions and E. Gerald Corrigan, Chairman, Basle Committee on Banking Supervision |
Chairman Richard C. Breeden |
1992 Speeches and Statements by Commission Staff
Date |
Title |
Author |
Fourth Quarter |
Nov. 6, 1992 |
Current Accounting Issues and Related Developments Affecting the Division of Corporation Finance (as of October 16, 1992), The Third Annual Conference on Financial Reporting, University of California at Berkeley |
Robert A. Bayless, Division of Corporation Finance |
Third Quarter |
Aug. 12, 1992 |
Relevance and Credibility in Financial Accounting and Reporting, American Accounting Association |
Walter P. Schuetze, Chief Accountant |
Second Quarter |
May 21, 1992 |
Current Accounting Issues and Related Developments Affecting the Division of Corporation Finance (as of May 2, 1992), SEC and Financial Reporting Institute at the University of Southern California |
Robert A. Bayless, Division of Corporation Finance |
May 12, 1992 |
Market Transparency, Financial Times Conference on International Securities Markets: Limiting Market Risk, London, England |
Brandon Becker, Deputy Director, Division of Market Regulation |
First Quarter |
Feb. 11, 1992 |
The Securities and Exchange Commission and Internationalized Markets, International Financial Corporation Special Conference on Uniting the Markets of the Americas: New Business & Financial Strategies for a More Competitive Latin America, New York, New York |
James R. Doty, General Counsel |
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