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Commission Speeches and Public Statements Archive: 1937
This index lists speeches and other public statements by the Chairman, Commissioners, and Staff of the SEC, which cover a wide range of topics concerning the state of the markets and the Commission's regulatory agenda.
Speeches and Statements by:
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1937 Speeches by the Chairman and Commissioners
Date |
Title |
Author |
Fourth Quarter |
Dec. 27, 1937 |
The Next Step in Accounting, Annual Meeting, American Accounting Association, Atlantic City, New Jersey |
Commissioner Robert E. Healy |
Nov. 3, 1937 |
Some Things Done To Be Done, Annual Conference, Investment Bankers Association of America, White Sulfur Springs, West Virginia |
Commissioner George C. Mathews |
Third Quarter |
Aug. 31, 1937 |
Address, Annual Meeting, National Association of Railroad and Utilities Commissioners, Salt Lake City, Utah |
Commissioner Robert E. Healy |
Jul. 9, 1937 |
Address, Forty-First Annual Meeting, Indiana State Bar Association, Grand Beach, Lake Michigan |
Chairman James M. Landis |
Second Quarter |
Jun. 23, 1937 |
Address, 42nd Annual Convention and Credit Congress of Industry, National Association of Credit Men, Chicago, Illinois |
Commissioner William O. Douglas |
May 18, 1937 |
Address, Associated Harvard Clubs, Indianapolis, Indiana |
Chairman James M. Landis |
Apr. 29, 1937 |
Sixteen Months of the Holding Company Act, Annual Meeting, National Association of Mutual Savings Banks, New York, New York |
Commissioner Robert E. Healy |
Apr. 17, 1937 |
Address, Graduate School of Public Affairs, American University and the Graduate School of the Department of Agriculture, Washington, D.C. |
Commissioner William O. Douglas |
Apr. 15, 1937 |
Address, Harvard Law School Association of New York, New York, New York |
Chairman James M. Landis |
First Quarter |
Mar. 31, 1937 |
The Securities and Exchange Commission and Its Work, "New Wall Street" Symposium, New School for Social Research, New York City, New York |
Commissioner J. D. Ross |
Mar. 24, 1937 |
Democracy in Industry and Finance, The Bond Club of New York, New York, New York |
Commissioner William O. Douglas |
Mar. 20, 1937 |
Address, Third Annual, Eastern Law Students Conference, School of Law, Catholic University of America, Washington, D.C. |
Chairman James M. Landis |
Mar. 17, 1937 |
Address, Harvard Club of Boston, Boston, Massachusetts |
Chairman James M. Landis |
Mar. 10, 1937 |
Address, Fourth Annual Woman Congress sponsored by the Chicago Tribune, Chicago, Illinois |
Chairman James M. Landis |
Feb. 27, 1937 |
Address, Forty-Ninth Annual Banquet, Swarthmore Club of Philadelphia, Swarthmore, Pennsylvania |
Chairman James M. Landis |
Jan. 8, 1937 |
Address, Milwaukee Chapter, Wisconsin Society of Certified Public Accountants, Milwaukee, Wisconsin |
Commissioner George C. Mathews |
1937 Speeches and Statements by Commission Staff
Date |
Title |
Author |
Fourth Quarter |
Dec. 14, 1937 |
How To Shorten Prospectuses and Registration Statements, American Management Association, New York, New York |
Harold H. Neff, Director, Forms and Regulations Division |
Dec. 13, 1937 |
Accountants' Certificates, Philadelphia Chapter, Massachusetts Society of Certified Public Accountants, Philadelphia, Pennsylvania |
Carman G. Blough, Chief Accountant |
Nov. 22, 1937 |
Accountants' Certificates, Boston Chapter, Massachusetts Society of Certified Public Accountants, Boston, Massachusetts |
Carman G. Blough, Chief Accountant |
Nov. 18, 1937 |
Address, The Philadelphia Association of Security Salesmen, Philadelphia, Pennsylvania |
David Saperstein, Director, Trading and Exchange Division |
Oct. 27, 1937 |
Address, Maine Investment Dealers Association, Portland, Maine |
David Saperstein, Director, Trading and Exchange Division |
Oct. 14, 1937 |
Address, 20th Annual Conference, National Association of Securities Commissioners, French Lick, Indiana |
Allen E. Throop, General Counsel |
Oct. 5, 1937 |
Some Problems in Presentation of Financial Information to Investors, New York, New York |
Carman G. Blough, Chief Accountant |
Third Quarter |
Sep. 28, 1937 |
Indenture Trustees and Real Estate Reorganizations, Sixtieth Annual Meeting, Section of Real Property, Probate and Trust Law Session of the Real Property Division, American Bar Association, Kansas City, Missouri |
Edmund Burke, Jr., Legal Staff |
Sep. 28, 1937 |
The Lea Bill and Its Operation in the Municipal Field, Sixtieth Annual Meeting, Section of Municipal Law, American Bar Association, Kansas City, Missouri |
Edmund Burke, Jr., Legal Staff |
Sep. 28, 1937 |
Reorganization Provisions of the Chandler Bill, Sixtieth Annual Meeting, Committee on Commercial Law and Bankruptcy, American Bar Association, Kansas City, Missouri |
Samuel O. Clark, Jr., Chief Attorney, Protective Committee Study |
Sep. 27, 1937 |
Securities and Exchange Commission and Corporate Reorganizations, Sixtieth Annual Meeting, Section of Real Property, Probate and Trust Law, American Bar Association, Kansas City, Missouri |
Samuel O. Clark, Jr., Chief Attorney, Protective Committee Study |
Sep. 23-25, 1937 |
Corporate Reorganizations Under the Bankruptcy, Proceedings of the Twelfth Annual Conference, printed in the Journal of the National Association of Referees in Bankruptcy Vol. 12, No. 1, p. 36 (October, 1937) |
Samuel O. Clark, Jr., Chief Attorney, Protective Committee Study |
Sep. 20, 1937 |
Some Problems of Reorganization, Readjustment and Recapitalization, Fifty-Sixth Annual Convention, American Transit Association, White Sulphur Springs, West Virginia |
Chester T. Lane, Assistant General Counsel |
Sep. 8, 1937 |
Registration of Mining Securities Under the Securities Act of 1933, American Mining Congress, Salt Lake City, Utah |
Harold H. Neff, Director, Forms and Regulations Division |
Aug. 26, 1937 |
Remarks, National Association of Better Business Bureaus, Inc., Mackinac Island, Michigan |
Lloyd N. Nash |
Second Quarter |
Jun. 30, 1937 |
Financial Advertising Under the Securities Act of 1933, New York Financial Advertisers Association, New York, New York |
Allen E. Throop, General Counsel |
May 21, 1937 |
Address, Joint Spring Meeting of the Virginia Society and the North Carolina Association of Public Accountants, Richmond, Virginia |
Andrew J. Cavanaugh, Assistant Director, Registration Division |
Apr. 10, 1937 |
The Investment Banker and the Registration and Prospectus Requirements of the Securities Act, Southeastern Conference, Investment Bankers Association, Southern Pines, North Carolina |
Chester T. Lane, Assistant General Counsel |
First Quarter |
Mar. 19, 1937 |
Address, Eastern Group, National Association of Securities Commissioners, New York, New York |
David Saperstein, Director, Trading and Exchange Division |
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