What's New on the SEC Website
November 3, 2008

This page contains the latest in events, developments, and updates to the SEC website — check back here often. The links listed here indicate the date the content was posted, not the official release date. Bookmark this page to keep up with the latest at the SEC!

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Litigation

Administrative Proceedings

Banc of America Capital Management (Release No. 34-58896; File No. 3-11818; November 3, 2008)

Litigation Releases

Frank J. Russo et al. (Lit. Rel. No. 20798; November 3, 2008)
Karnig H. Durgarian, Jr., et al. (Lit. Rel. No. 20797; November 3, 2008)

News and Public Statements

Press Releases

SEC Conducts Regional Securities Market Enforcement Program to Address Pyramid Schemes (Press Release No. 2008-261)

Speeches and Public Statements

Remarks Before the CyberSecurities Fraud Forum by Commissioner Troy A. Paredes, Washington, DC
Incentivizing Good Compliance, by Lori A. Richards, Director, Office of Compliance Inspections and Examinations, at the 2008 Willamette Securities Regulation Conference, Willamette University College of Law, Portland, Oregon

Regulatory Actions

Investment Company Act Notices and Orders

Investment Company Act Notice: Wells Fargo Funds Trust, et al. (Release No. IC-28482; File No. 812-13548; October 31, 2008)

Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans

NASDAQ: Order Approving a Proposed Rule Change to Establish a PORTAL Reference Database and Related Fees (Release No. 34-58891; File No. SR-NASDAQ-2008-072; October 30, 2008)
NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing a Financial Rebate of $.0015 Per Share to the SLP that Posts Liquidity in Its Assigned Securities that Results in An Execution, Provided the SLP Meets its Monthly Quoting Requirement for Rebates Averaging at Least 3% at the National Best Bid or the National Best Offer in Its Assigned Securities in Round Lots (Release No. 34-58889; File No. SR-NYSE-2008-110; October 30, 2008)
NYSE: Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Extend the Pilot Period for the NYSE Realtime Reference Prices Pilot Program (Release No. 34-58893; File No. SR-NYSE-2008-113; October 31, 2008)
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Increase the Maximum Term for FLEX Options (Release No. 34-58890; File No. SR-CBOE-2008-98; October 30, 2008)

Staff Interpretations

Division of Corporation Finance — Staff No-Action, Interpretive, and Exemptive Letters

BlackRock Advisers LLP; October 30, 2008; re: Section 14 - Proxy and tender offer rules, tender offers

Division of Investment Management — Staff No-Action and Interpretive Letters

Penn Series Funds Inc. (October 22, 2008; re: Affiliated Transactions, Money Market Funds)
Penn Series Funds Inc. (October 22, 2008; re: Affiliated Transactions, Money Market Funds)

http://www.sec.gov/news/whatsnew/wn110308.shtml

What's New on the SEC Website November 3, 2008