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What's New on the SEC Website
October 20, 2008
This page contains the latest in events, developments, and updates to the SEC website check back here often. The links listed here indicate the date the content was posted, not the official release date. Bookmark this page to keep up with the latest at the SEC!
Administrative Proceedings
- Curecom.com, Inc., Edlam Acquisition Corp., Five Star Broadband Wireless, Inc., LeBlanc & Associates, Inc., New River Investments, Inc., Olympus International, Inc., Provence Capital Corp., Vertical Solutions, Inc., and Waistech International, Inc. (Release No. 34-58816)
- Anne B. Liebermann (Release No. 34-58815)
- Paladin International Corp., Pantheon Industries, Inc., Parts.com, Inc., Pathfinder Data Group, Inc., and Pavichevich Brewing Co. (Release No. 34-58812)
- Karts International, Inc., Keith Group of Companies, Inc., and KMS Industries, Inc. (Release No. 34-58811)
Litigation Releases
Staff Interpretations
Division of Corporation Finance Staff No-Action, Interpretive Exemptive Letters
News and Public Statements
Speeches and Public Statements
Regulatory Actions
Investment Advisers Act Notices and Orders
Investment Company Act Notices and Orders
Other Commission Orders, Notices, and Information
- Order Approving Minor Rule Violation Plan for BATS Exchange, Inc. (Release No. 34-58807; File No. 4-568; October 17, 2008)
- Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among the American Stock Exchange LLC, BATS Exchange, Inc., Boston Stock Exchange, Inc., Chicago Board Options Exchange, Inc., Chicago Stock Exchange, Inc., Financial Industry Regulatory Authority, Inc., International Securities Exchange, LLC, The NASDAQ Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange, LLC, NYSE Arca Inc., NYSE Regulation, Inc., and Philadelphia Stock Exchange, Inc. Relating to the Surveillance, Investigation, and Enforcement of Insider Trading Rules (Release No. 34-58806; File No. 4-566; October 17, 2008); see also Amended Plan
- Notice: Roundtable on Mark-to-Market Accounting (Release Nos. 33-8980; 34-58813; File No. 4-573; October 20, 2008)
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
http://www.sec.gov/news/whatsnew/wn102008.shtml
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