What's New on the SEC Website
March 20, 2008

Administrative Proceedings

• Bruce Chet Rothenberg (Release No. 34-57536)
   

Litigation Releases

• AB Volvo (Release No. LR-20504)
  See also: Complaint in this matter
   

Trading Suspensions

• NeoTactix Corporation, Graystone Park Enterprises, Inc., and Younger America, Inc. (Release No. 34-57533)
  See also: Order
   

Press Releases

• Chairman Cox Letter to Basel Committee in Support of New Guidance on Liquidity Management (Release No. 2008-48)
   
• SEC Suspends Trading in Three Companies Promoted Through Spam and Internet Videos (Release No. 2008-47)
   

Speeches and Public Statements

• Focus Areas in SEC Examinations of Investment Advisers: the Top 10 by Lori A. Richards, Director, Office of Compliance Inspections and Examinations, IA Compliance Best Practices Summit 2008, Washington, D.C. (March 20, 2008)
   

Final Rules

• Proposed Rule Changes of Self-Regulatory Organizations (Release No. 34-57526; File No. S7-06-07)
   

Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans

• Amex: Notice of Filing of a Proposed Rule Change Relating to an Exchange Member's Conduct of Doing Business with the Public (Release No. 34-57527; File No. SR-Amex-2007-129)
   
• Amex: Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Smaller Reporting Companies (Release No. 34-57524; File No. SR-Amex-2008-05)
   
• FINRA: Notice of Filing of Proposed Rule Change to the Code of Arbitration Procedure for Customer Disputes and the Code of Arbitration Procedure for Industry Disputes to Amend the Chairperson Eligibility Requirements (Release No. 34-57529; File No. SR-FINRA-2008-009)
   
• FINRA: Notice of Filing of Proposed Rule Change Relating to Amendments to the Codes of Arbitration Procedure to Permit Submissions to Arbitrators After a Case Has Closed Under Limited Circumstances (Release No. 34-57525; File No. SR-FINRA-2008-005)
   
• NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 15 (Pre-Opening Indications) (Release No. 34-57523; File No. SR-NYSE-2008-16)
   
• OCC: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Definition and Use of the Terms "Settlement Price" and "Final Settlement Price" (Release No. 34-57520; File No. SR-OCC-2008-02)
   
• Phlx: Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Imposition of Fines for Minor Rule Plan Violations (Release No. 34-57528; File No. SR-Phlx-2008-18)