Selected Accounting and Auditing Enforcement Releases
January - March 2002

The list below provides links to financial reporting related enforcement actions concerning civil lawsuits brought by the Commission in federal court and notices and orders concerning the institution and/or settlement of administrative proceedings. This list only highlights certain actions and is not meant to be a complete and exhaustive compilation of all of the actions that fall into this category.

Release No.
Date
Action
AAER-1538	Mar. 28, 2002	Leonard J. Guida; Les B. Strauss Release No.:  LR-17448
AAER-1537	Mar. 28, 2002	David T. Dodge Release No.:  34-45666
AAER-1536	Mar. 28, 2002	PictureTel Corp. and Les B. Strauss Release No.:  34-45665
AAER-1535	Mar. 27, 2002	Dale Peterson, et al. Release No.:  LR-17439
AAER-1534	Mar. 27, 2002	Signal Technology Corporation Release No.:  34-45655
AAER-1533	Mar. 27, 2002	Kimberly-Clark Corporation and John W. Donehower Release No.:  34-45653
AAER-1532	Mar. 26, 2002	Dean L. Buntrock, Phillip B. Rooney, James E. Koenig, Thomas C. Hau, Herbert A. Getz, and Bruce D. Tobecksen Release No.:  LR-17435
AAER-1531	Mar. 21, 2002	Harold J. Macsata Release No.:  LR-17426
AAER-1530	Mar. 21, 2002	Uri Evan, Joseph S. Cohen, and Frederick J. Horowitz Release No.:  34-45615
AAER-1529	Mar. 21, 2002	Daniel Parker Release No.:  34-45614
AAER-1528	Mar. 21, 2002	Harlan Schier Release No.:  34-45613
AAER-1527	Mar. 21, 2002	Frank Valdez Release No.:  34-45612
AAER-1526	Mar. 21, 2002	Keith Spero Release No.:  34-45611
AAER-1525	Mar. 20, 2002	Lisa M. Beuche, CPA Release No.:  34-45596
AAER-1524	Mar. 18, 2002	Elaine A. Decker, CPA Release No.:  34-45588
AAER-1523	Mar. 18, 2002	David Held, CPA Release No.:  34-45587
AAER-1522	Mar. 18, 2002	Timothy S. Heyerdahl, CPA Release No.:  34-45586
AAER-1521	Mar. 13, 2002	John P. Gallo; Lawrence N. Zitto; Donald J. MacPhee Release No.:  LR-17410
AAER-1520	Mar. 12, 2002	IGI, Inc. Release No.:  34-45553
AAER-1519	Mar. 12, 2002	Donald J. MacPhee Release No.:  34-45552
AAER-1518	Mar. 12, 2002	William A. Dickson and Stephen P. Collins Release No.:  34-45551
AAER-1517	Mar. 12, 2002	Frederick W. Kolling, III, CPA Release No.:  34-45550
AAER-1516	Mar. 12, 2002	Paul Skulsky, et al. Release No.:  LR-17407
AAER-1515	Mar. 6, 2002	Jon Jeffrey King, et al.; American Telephone + Data, Inc., William Posnett Lynas, III, Janeen Huxhurst-Lynas, and Daniel W. Kratochvil Release No.:  LR-17398
AAER-1514	Mar. 6, 2002	Raece Richardson, David McKenzie, Cameron Gorges, and Freestar Technologies Release No.:  LR-17397
AAER-1513	Mar. 6, 2002	James E. Slayton, CPA Release Nos.: 33-8067 and 34-45509
AAER-1512	Mar. 5, 2002	Kenneth W. Haver Release No.:  LR-17394
AAER-1511	Mar. 5, 2002	Telxon Corporation, Gary L. Grand, and James G. Cleveland Release No.:  34-45507
AAER-1510	Mar. 5, 2002	Kevin R. Andersen, CPA Release No.:  34-45502
AAER-1509	Mar. 1, 2002	Eagle Building Technologies, Inc. and Anthony Damato Release No.:  LR-17389
AAER-1508	Feb. 20, 2002	J. Donald Nichols, Jeb L. Hughes, and C. Sheldon Whittelsey, IV Release No.:  LR-17366
AAER-1507	Feb. 20, 2002	JDN Realty Corporation Release No.:  34-45458
AAER-1506	Feb. 14, 2002	International Thoroughbred Breeders, Inc., and Nunzio DeSantis Release No.:  LR-17361
AAER-1505	Feb. 13, 2002	William H. Warner and Robert J. Quigley Release No.:  34-45441
AAER-1504	Feb. 5, 2002	David A. Thatcher and Timothy J. Ganley Release No.:  LR-17353
AAER-1503	Feb. 5, 2002	Critical Path, Inc. Release No.:  34-45393
AAER-1502	Jan. 30, 2002	Patrick O. Wheeler, Steven S. Gallers, Robert L. Carberry Release No.:  LR-17346
AAER-1501	Jan. 30, 2002	Cyberguard Corporation, William D. Murray, Tommy D. Steele Release No.:  34-45362
AAER-1500	Jan. 16, 2002	Thomas W. Lambach Release No.:  LR-17319
AAER-1499	Jan. 16, 2002	Trump Hotels & Casino Resorts, Inc. Release No.:  34-45287
AAER-1498	Jan. 15, 2002	Nelson Barber Release No.:  LR-17314
AAER-1497	Jan. 15, 2002	William P. Trainor, Vincent D. Celentano, Medical Diagnostic Products, Inc. (f/k/a Novatek International, Inc., Karen Losordo, Diane M. Trainor, Daniel J. Trainor, Geraldine Trainor and Mary N. Celentano Release No.:  LR-17313
AAER-1496	Jan. 15, 2002	Nelson Barber, CPA Release No.:  34-45280
AAER-1495	Jan. 15, 2002	BellSouth Corporation Release No.:  LR-17310
AAER-1494	Jan. 15, 2002	BellSouth Corporation Release No.:  34-45279
AAER-1493	Jan. 14, 2002	Michael A. Porter Release No.:  LR-17309
AAER-1492	Jan. 14, 2002	R. Bruce Acacio Release No.:  LR-17308
AAER-1491	Jan. 14, 2002	KPMG LLP Release Nos.: 34-45272 and IC-25360
AAER-1489	Jan. 8, 2002	David C. Guenthner and Jay M. Samuelson Release No.:  LR-17297
AAER-1488	Jan. 7, 2002	James E. Slayton Release No.:  34-45245
AAER-1487	Jan. 7, 2002	Carol Conway Dewees Release No.:  34-45243
AAER-1486	Jan. 7, 2002	California Software Corporation Release Nos.: 33-8053 and 34-45242
AAER-1485	Jan. 3, 2002	Financial Asset Management, Inc., James B. Rader and Debra L. Kennedy Release Nos.: 33-8052, 34-45224 and IA-2007
AAER-1484	Jan. 2, 2002	R. Bruce Acacio Release No.:  LR-17292

http://www.sec.gov/divisions/enforce/friactions/act1q02.shtml