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SEC Congressional Statements and Testimony Archive: 1998
This collection of files contains Congressional testimony given by members of the SEC. The following material is currently available:
Fourth Quarter | Third Quarter | Second Quarter | First Quarter
Additional Archives
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Date |
Testimony |
Fourth Quarter |
Dec. 16, 1998 |
Testimony of Richard R. Lindsey, Director, Division of Market Regulation, Before the Senate Committee on Agriculture, Nutrition, and Forestry, re: OTC Derivatives in the U.S. Financial Markets |
Oct. 1, 1998 |
Testimony of Richard R. Lindsey, Director, Division of Market Regulation, Before the House Committee on Banking and Financial Services, re: Hedge Fund Activities in the U.S. Financial Markets |
Third Quarter |
Sep. 29, 1998 |
Testimony of Chairman Arthur Levitt before the House Subcommittee on Finance and Hazardous Materials re: Transparency in the United States Debt Market and Mutual Fund Fees and Expenses |
Sep. 17, 1998 |
Testimony of Commissioner Laura S. Unger Before the Senate Special Committee on the Year 2000 Technology Problem re: The Effect of the Year 2000 on Mutual Funds |
Sep. 10, 1998 |
Testimony of Paul V. Gerlach, Associate Director, Division of Enforcement, Before the House Subcommittee on Finance and Hazardous Materials, Committee on Commerce re: H.R. 4353, The International Anti-Bribery and Fair Competition Act of 1998 |
Jul. 31, 1998 |
Testimony of Commissioner Isaac C. Hunt, Jr., Before the Senate Committee on Banking, Housing and Urban Affairs re: Concerning Arbitration of Employment Discrimination Disputes in the Securities Industry |
Jul. 30, 1998 |
Testimony of Chairman Arthur Levitt Before the Senate Committee on Agriculture, Nutrition, and Forestry re: The Regulation of the Over-the-Counter Derivatives Market and Hybrid Instruments |
Jul. 24, 1998 |
Testimony of Richard R. Lindsey, Director of the Division of Market Regulation, Before the House Committee on Banking and Financial Services re: The Regulation of the Over-the-Counter Derivatives Market and Hybrid Instruments |
Second Quarter |
Jun. 10, 1998 |
Testimony of Commissioner Laura S. Unger Before the Senate Subcommittee on Financial Service and Technology, Concerning Disclosure of Year 2000 Readiness |
Jun. 10, 1998 |
Testimony of Richard R. Lindsey, Director of the Division of Market Regulation, Before the Subcommittee on Risk Management and Specialty Crops of the House Committee on Agriculture re: The Regulation of the Over-The-Counter Derivatives Market and Hybrid Instruments |
May 19, 1998 |
Testimony of Chairman Arthur Levitt Before the Subcommittee on Finance and Hazardous Materials, House Committee on Commerce re: H.R. 1689, The "Securities Litigation Uniform Standards Act of 1997" (NOTE: text corrected 05-22-98.) |
First Quarter |
Mar. 19, 1998 |
Testimony of Chairman Arthur Levitt Before the Subcommittee on Commerce, Justice, State and Judiciary of the Senate Committee on Appropriations re: Appropriations for Fiscal Year 1999 |
Mar. 18, 1998 |
Testimony of Chairman Arthur Levitt Before the Subcommittee on Commerce, Justice, State and Judiciary of the House Committee on Appropriations re: Appropriations for Fiscal Year 1999 |
Mar. 17, 1998 |
Testimony of Brian Lane, Director of the Division of Corporation Finance, before the Subcommittee on National Economic Growth, Natural Resources and Regulatory Affairs, Committee on Government Reform and Oversight re: H.R. 3310, The "Small Business Paperwork Reduction Act Amendments of 1998" |
Jan. 29, 1998 |
Testimony of Chairman Arthur Levitt before the Subcommittee on Securities, Committee on Banking, Housing, and Urban Affairs re: Circuit Breakers |
http://www.sec.gov/news/testimony/testarchive/1998test.shtml
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