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NSX Rulemaking
We encourage the public to submit comments on the following National Stock Exchange (NSX; formerly Cincinnati Stock Exchange) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Fourth Quarter | Third Quarter |
Second Quarter | First Quarter
NSX File Number List for 2008
Additional Archives
2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002
Release No. |
Date |
Details |
Fourth Quarter |
SR-NSX-2008-18 |
34-58808 |
Oct. 17, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NSX Fee Schedule to Increase the Liquidity Taking Fee for Automatic Execution Mode Transactions
Comments due: November 14, 2008
Submit comments on SR-NSX-2008-18
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SR-NSX-2008-17 |
34-58731 |
Oct. 3, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Exchange Rule 16 and NSX Fee Schedule Concerning Liquidity-Adding Rebates and Market Data Credits for Order Delivery Transactions
Comments due: October 31, 2008
Submit comments on SR-NSX-2008-17
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SR-NSX-2008-16 |
34-58702 |
Oct. 1, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NSX Rules to Provide for a Minimum Execution Quantity Instruction on Certain Pegged Zero Display Reserve Orders
Comments due: October 29, 2008
Submit comments on SR-NSX-2008-16
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Third Quarter |
SR-NSX-2008-15 |
34-58354 |
Aug. 13, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Operative Date of NSX Rule 2.11
Comments due: September 10, 2008
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SR-NSX-2008-14 |
34-58342 |
Aug. 11, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the NSX BLADESM Fee Schedule to Reduce Routing Fees
Comments due: September 9, 2008
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SR-NSX-2008-12 |
34-58217 |
Jul. 24, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Provide for a Post Intermarket Sweep Order
Comments due: August 20, 2008
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SR-NSX-2008-11 |
34-58112 |
Jul. 7, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment Nos. 1, 2, and 3 Thereto Relating to the Termination of the Intermarket Trading System Plan and to a Technical Change to Rule 8.15
Comments due: August 4, 2008
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Second Quarter |
SR-NSX-2008-10 |
34-58021 |
Jun. 25, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NSX Rules to Provide for an Optional Limit Cap Price on any Pegged Zero Display Reserve Order
Comments due: July 23, 2008
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SR-NSX-2008-09 |
34-57664 |
Apr. 15, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NSX Rule 16.2(b) and the NSX BLADESM Fee and Rebate Schedule to Reflect the Availability and Pricing of the Zero Display Reserve Order Type Previously Approved by the Commission
Comments due: May 12, 2008
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First Quarter |
SR-NSX-2008-08 |
34-57574 |
Mar. 27, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Effective Period for Rule 2.12, Regarding Third-Party Routing Services in Respect of Orders Entered into NSX BLADE
Comments due: April 23, 2008
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SR-NSX-2008-07 |
34-57538 |
Mar. 20, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Post Only Orders
Comments due: April 17, 2008
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SR-NSX-2008-05 |
34-57448 |
Mar. 6, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Consolidating into a Single Rule Certain Requirements for Products Traded on the Exchange Pursuant to Unlisted Trading Privileges
Comments due: April 3, 2008
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SR-NSX-2008-02 |
34-57390 |
Feb. 27, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Pass-Through of Certain Costs to ETP Holders
Comments due: March 26, 2008
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SR-NSX-2008-01 |
34-57316 |
Feb. 12, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto, to Amend Exchange Rule 16 and the Fee Schedule to Modify Fees and Market Data Rebates for AutoEx Transactions and Other Changes
Comments due: March 12, 2008
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SR-NSX-2008-03 |
34-57311 |
Feb. 12, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Creation of a Zero Display Reserve Order with a Pegging Option
Comments due: March 11, 2008
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NSX File Number List for 2008 |
Release No. |
Date |
Details |
SR-NSX-2008-18 |
34-58808 |
Oct. 17, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NSX Fee Schedule to Increase the Liquidity Taking Fee for Automatic Execution Mode Transactions
Comments due: November 14, 2008
Submit comments on SR-NSX-2008-18
|
SR-NSX-2008-17 |
34-58731 |
Oct. 3, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Exchange Rule 16 and NSX Fee Schedule Concerning Liquidity-Adding Rebates and Market Data Credits for Order Delivery Transactions
Comments due: October 31, 2008
Submit comments on SR-NSX-2008-17
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SR-NSX-2008-16 |
34-58702 |
Oct. 1, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NSX Rules to Provide for a Minimum Execution Quantity Instruction on Certain Pegged Zero Display Reserve Orders
Comments due: October 29, 2008
Submit comments on SR-NSX-2008-16
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SR-NSX-2008-15 |
34-58354 |
Aug. 13, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Operative Date of NSX Rule 2.11
Comments due: September 10, 2008
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SR-NSX-2008-14 |
34-58342 |
Aug. 11, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the NSX BLADESM Fee Schedule to Reduce Routing Fees
Comments due: September 9, 2008
|
SR-NSX-2008-12 |
34-58217 |
Jul. 24, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Provide for a Post Intermarket Sweep Order
Comments due: August 20, 2008
|
SR-NSX-2008-11 |
34-58112 |
Jul. 7, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment Nos. 1, 2, and 3 Thereto Relating to the Termination of the Intermarket Trading System Plan and to a Technical Change to Rule 8.15
Comments due: August 4, 2008
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SR-NSX-2008-10 |
34-58021 |
Jun. 25, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NSX Rules to Provide for an Optional Limit Cap Price on any Pegged Zero Display Reserve Order
Comments due: July 23, 2008
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SR-NSX-2008-09 |
34-57664 |
Apr. 15, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NSX Rule 16.2(b) and the NSX BLADESM Fee and Rebate Schedule to Reflect the Availability and Pricing of the Zero Display Reserve Order Type Previously Approved by the Commission
Comments due: May 12, 2008
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SR-NSX-2008-08 |
34-57574 |
Mar. 27, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Effective Period for Rule 2.12, Regarding Third-Party Routing Services in Respect of Orders Entered into NSX BLADE
Comments due: April 23, 2008
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SR-NSX-2008-07 |
34-57538 |
Mar. 20, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Post Only Orders
Comments due: April 17, 2008
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SR-NSX-2008-05 |
34-57448 |
Mar. 6, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Consolidating into a Single Rule Certain Requirements for Products Traded on the Exchange Pursuant to Unlisted Trading Privileges
Comments due: April 3, 2008
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SR-NSX-2008-03 |
34-57311 |
Feb. 12, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Creation of a Zero Display Reserve Order with a Pegging Option
Comments due: March 11, 2008
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SR-NSX-2008-02 |
34-57390 |
Feb. 27, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Pass-Through of Certain Costs to ETP Holders
Comments due: March 26, 2008
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SR-NSX-2008-01 |
34-57316 |
Feb. 12, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto, to Amend Exchange Rule 16 and the Fee Schedule to Modify Fees and Market Data Rebates for AutoEx Transactions and Other Changes
Comments due: March 12, 2008
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http://www.sec.gov/rules/sro/nsx.shtml
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